13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 1,565 holding rows worth $11,252,032,000.
- Accession
- 0001279891-20-000013
- Filer
- CIK 1279891
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 1,565 entries on the cover page, a total value of $11,252,032,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,252,032,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 15,268 | $188,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 22,463 | $188,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 32,743 | $188,000 | thousands by filing date | |
| UTZ BRANDS INC | 918090119 | W EXP 08/28/202 | 28,810 | $188,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 588 | $187,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 22,446 | $185,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 5,000 | $183,000 | thousands by filing date | put |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 23,194 | $183,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 9,200 | $182,000 | thousands by filing date | put |
| FIVE9 INC | 338307101 | COM | 1,400 | $181,000 | thousands by filing date | put |
| ROTH CH ACQUISITION I CO | 778675116 | *W EXP 01/28/202 | 176,525 | $181,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 1,900 | $180,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 33,600 | $180,000 | thousands by filing date | put |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 20,307 | $180,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,552 | $179,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 8,000 | $179,000 | thousands by filing date | call |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,123 | $179,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 26,295 | $179,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 6,100 | $178,000 | thousands by filing date | put |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 19,356 | $178,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 973 | $176,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 13,787 | $176,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 16,316 | $175,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865103 | COM CL A | 16,999 | $175,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,381 | $174,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 4,299 | $174,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 1,395 | $173,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 11,430 | $173,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G114 | WTS | 201,825 | $173,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 16,564 | $172,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 325,648 | $171,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 38,289 | $170,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 238 | $168,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 12,256 | $167,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 10,707 | $167,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,606 | $166,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,095 | $166,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 50,100 | $165,000 | thousands by filing date | call |
| INNERWORKINGS INC | 45773Y105 | COM | 55,164 | $164,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,685 | $162,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 2,050 | $161,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,590 | $160,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 10,000 | $159,000 | thousands by filing date | call |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 15,445 | $159,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 17,680 | $158,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,654 | $157,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,395 | $157,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 18,448 | $157,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 89,603 | $157,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,446 | $156,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 17,201 | $156,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 5,000 | $156,000 | thousands by filing date | put |
| DRAGONEER GROWTH OPPORTUN CO | G28302126 | UNIT 08/18/2027 | 12,700 | $155,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 4,633 | $154,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 857 | $149,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 9,500 | $149,000 | thousands by filing date | call |
| High Templar Tech Limit | 747798106 | COM | 120,400 | $149,000 | thousands by filing date | put |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 680 | $148,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 11,969 | $148,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 12,233 | $146,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 31,289 | $145,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,273 | $144,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 2,386 | $142,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 7,384 | $142,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 6,792 | $141,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,732 | $138,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 41,433 | $138,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 11,564 | $138,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 12,771 | $137,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 3,500 | $136,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 10,925 | $136,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 9,858 | $136,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 482 | $135,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 15,475 | $135,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 11,987 | $134,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 33,443 | $134,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,250 | $133,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 727 | $132,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 1,132 | $131,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 10,194 | $131,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 593 | $130,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 6,948 | $130,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 470 | $129,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 611 | $128,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 513 | $128,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 1,550 | $128,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 927 | $127,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 262 | $127,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 1,282 | $127,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 367 | $127,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,085 | $127,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 926 | $127,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 3,841 | $127,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 1,175 | $126,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 2,093 | $126,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 881 | $126,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 19,649 | $125,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 975 | $124,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 216,220 | $123,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 561 | $122,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C111 | *W EXP 12/31/202 | 142,518 | $122,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 1,000 | $121,000 | thousands by filing date | call |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 886 | $120,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 10,639 | $120,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 9,856 | $120,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,201 | $117,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 703 | $116,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 10,034 | $116,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 30,100 | $115,000 | thousands by filing date | put |
| DTE ENERGY CO COM | 233331107 | Stock | 1,000 | $115,000 | thousands by filing date | call |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 5,256 | $114,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 7,200 | $114,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 10,255 | $113,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 900 | $112,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 201 | $112,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CORP | 80821R208 | UNIT EX 123123 | 10,800 | $112,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 26,500 | $111,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 1,984 | $110,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 1,911 | $109,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 1,170 | $109,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 11,760 | $109,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 456 | $107,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 59,900 | $107,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 9,140 | $106,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 4,000 | $105,000 | thousands by filing date | call |
| FTI CONSULTING INC | 302941109 | COM | 1,000 | $105,000 | thousands by filing date | put |
| High Templar Tech Limit | 747798106 | COM | 84,172 | $104,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 42,054 | $104,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,350 | $103,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 105,825 | $103,000 | thousands by filing date | |
| LIFESCI ACQUISITION CORP | 53228P117 | *W EXP 02/14/202 | 67,398 | $103,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,125 | $102,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 136,445 | $102,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 526 | $101,000 | thousands by filing date | |
| SCVX CORP U | G79448109 | COM | 9,399 | $101,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,410 | $100,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 5,900 | $100,000 | thousands by filing date | call |
| WW GRAINGER INC COM | 384802104 | Stock | 278 | $99,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 11,943 | $99,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 445 | $98,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 594 | $97,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 5,477 | $97,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 698 | $96,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 18,600 | $96,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 3,579 | $96,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 6,624 | $95,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3166W106 | COM CL A | 8,850 | $95,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,575 | $94,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 6,713 | $94,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 18,800 | $94,000 | thousands by filing date | put |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 11,793 | $94,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 295 | $93,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 266,052 | $93,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 1,280 | $92,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,400 | $91,000 | thousands by filing date | put |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 12,877 | $91,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 1,200 | $90,000 | thousands by filing date | put |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 4,585 | $90,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 6,805 | $90,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 369 | $89,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 2,371 | $88,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 7,720 | $87,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 1,238 | $87,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 5,982 | $87,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 8,000 | $86,000 | thousands by filing date | put |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 9,919 | $86,000 | thousands by filing date | |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 24,384 | $85,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 7,006 | $84,000 | thousands by filing date | |
| BTC DIGITAL LTD | G6055H106 | *W EXP 03/31/202 | 409,620 | $84,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 2,760 | $83,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 10,782 | $83,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 7,100 | $82,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F104 | COM SER A | 3,810 | $82,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 47,618 | $82,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 8,700 | $82,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 73,200 | $81,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 1,066 | $80,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 5,037 | $78,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 1,900 | $78,000 | thousands by filing date | call |
| TOTTENHAM ACQUISITION I LTD | G8959N114 | *W EXP 05/06/202 | 165,988 | $78,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 624 | $77,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 514 | $77,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 467 | $77,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 79,037 | $77,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 397 | $76,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 6,899 | $76,000 | thousands by filing date | |
| BIOMX INC | 09090D111 | *W EXP 10/28/202 | 108,270 | $76,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 721 | $75,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 315 | $74,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 1,695 | $74,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 25,700 | $74,000 | thousands by filing date | put |
| REPLIGEN CORP COM | 759916109 | Stock | 500 | $73,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 391 | $73,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 1,142 | $73,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 448 | $73,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 107,400 | $73,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,984 | $72,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 6,268 | $72,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C124 | UNIT 99/99/9999 | 6,970 | $72,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 75,841 | $72,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 2,025 | $70,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 10,900 | $70,000 | thousands by filing date | put |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 5,863 | $69,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 6,004 | $69,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 6,854 | $69,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 6,897 | $69,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C116 | *W EXP 12/13/202 | 145,000 | $68,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 7,193 | $67,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 12,300 | $67,000 | thousands by filing date | put |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 5,743 | $66,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 6,702 | $65,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 300 | $64,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 329 | $64,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 13,600 | $64,000 | thousands by filing date | call |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 4,611 | $64,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 123,185 | $64,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 320 | $63,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 1,935 | $63,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382113 | *W EXP 04/07/202 | 218,352 | $63,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430119 | *W EXP 11/26/202 | 123,623 | $63,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 1,822 | $62,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 10,530 | $62,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 10,200 | $62,000 | thousands by filing date | put |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 124,935 | $62,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 906 | $61,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 4,215 | $61,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 3,991 | $60,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 9,344 | $60,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 250 | $59,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 9,109 | $59,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 99,269 | $59,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 174 | $58,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,088 | $58,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 8,390 | $58,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 335 | $57,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 1,878 | $57,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 23,511 | $57,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 3,295 | $56,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 500 | $56,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 247,012 | $56,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 3,265 | $56,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y119 | *W EXP 99/99/999 | 70,068 | $56,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 2,600 | $55,000 | thousands by filing date | call |
| VISTRA CORP COM | 92840M102 | Stock | 2,938 | $55,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 39,803 | $55,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 12,540 | $55,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 368 | $54,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 834 | $54,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 1,112 | $54,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 85,861 | $54,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G114 | *W EXP 11/12/202 | 50,124 | $54,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 944 | $53,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 4,672 | $53,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 10,510 | $53,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 3,552 | $53,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,125 | $53,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G113 | *W EXP 07/13/202 | 33,414 | $53,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 271 | $52,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 517 | $52,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 10,491 | $52,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 52,872 | $52,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 1,617 | $52,000 | thousands by filing date | |
| BCTG ACQUISITION CORP | 05492W103 | COM | 5,020 | $52,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 899 | $51,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 7,962 | $51,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 352,956 | $51,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 1,502 | $50,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 5,018 | $50,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 25,932 | $50,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 1,340 | $49,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,189 | $48,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 4,194 | $48,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 1,045 | $47,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 100 | $47,000 | thousands by filing date | put |
| II VI INC | 902104108 | COM | 1,181 | $47,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 8,213 | $47,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 6,140 | $47,000 | thousands by filing date | |
| AKERNA CORP | 00973W110 | WTS | 126,750 | $47,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L113 | *W EXP 99/99/999 | 42,200 | $47,000 | thousands by filing date | |
| SC HEALTH CORP | G78516401 | *W EXP 99/99/999 | 41,250 | $47,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 3,601 | $45,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 407 | $45,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,992 | $45,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 386 | $44,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 1,172 | $44,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 400 | $44,000 | thousands by filing date | call |
| CHP MERGER CORP | 12558Y205 | UNIT 11/22/2024 | 4,227 | $44,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 83,300 | $44,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,310 | $43,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 2,726 | $43,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 1,876 | $43,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 218,372 | $43,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N122 | RIGHT 11/06/2020 | 82,508 | $43,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 2,600 | $42,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 9,300 | $42,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q116 | *W EXP 03/20/202 | 114,946 | $42,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 1,500 | $41,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 75 | $40,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 4,403 | $40,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D132 | RIGHT 02/24/2027 | 156,344 | $40,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 193,006 | $40,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 86,254 | $40,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 329 | $39,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 598 | $39,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 900 | $39,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 1,101 | $39,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 987 | $39,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 3,275 | $39,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 1,383 | $38,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 2,240 | $38,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 1,786 | $38,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 247 | $38,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 2,203 | $38,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 2,813 | $38,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 4,451 | $38,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 116,661 | $38,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 486 | $37,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 2,000 | $37,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 14,600 | $37,000 | thousands by filing date | put |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 1,177 | $36,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 296 | $36,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 5,600 | $36,000 | thousands by filing date | call |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 6,803 | $36,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 350 | $35,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 756 | $35,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 14,405 | $35,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 2,529 | $35,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 6,458 | $35,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 3,600 | $35,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 6,162 | $34,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 24,748 | $34,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 807 | $33,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 1,575 | $33,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 685 | $33,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 7,420 | $33,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 600 | $32,000 | thousands by filing date | call |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 3,342 | $32,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 2,615 | $32,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 22,400 | $32,000 | thousands by filing date | put |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 2,493 | $32,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U110 | *W EXP 06/16/202 | 357,123 | $32,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R401 | UNIT 10/30/2024 | 3,000 | $32,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 1,058 | $31,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 2,258 | $31,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 8,882 | $31,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 2,247 | $31,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 26,067 | $31,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 2,445 | $30,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 364 | $30,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 6,535 | $30,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 2,697 | $29,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 6,875 | $28,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B123 | *W EXP 04/30/202 | 125,000 | $28,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 566 | $27,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 10,000 | $27,000 | thousands by filing date | put |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 2,570 | $27,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 200 | $27,000 | thousands by filing date | put |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 3,119 | $26,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 2,147 | $26,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 3,000 | $26,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 200 | $25,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 300 | $25,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D112 | UNIT 99/99/9999 | 2,499 | $25,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 300 | $24,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 408 | $24,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 622 | $24,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 474 | $24,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 207 | $24,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 758 | $24,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 244 | $24,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 612 | $24,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 800 | $24,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 333 | $24,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 169 | $24,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 197 | $24,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 1,062 | $24,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 137 | $24,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 234 | $24,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 388 | $24,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 117 | $24,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 500 | $24,000 | thousands by filing date | put |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 5,229 | $24,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 217 | $24,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 2,500 | $24,000 | thousands by filing date | put |
| EAST STONE ACQUISITION CORP | G2911D116 | *W EXP 12/31/202 | 120,906 | $24,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 8,400 | $23,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 2,500 | $23,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 72 | $23,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 25,654 | $23,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T125 | RIGHT 05/31/2024 | 39,900 | $23,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 1,759 | $22,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 81 | $22,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 61,024 | $22,000 | thousands by filing date | |
| PANACEA ACQUISITION CORP | 698102118 | *W EXP 07/07/202 | 9,488 | $22,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 400 | $21,000 | thousands by filing date | call |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 3,200 | $21,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 1,564 | $21,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 2,283 | $21,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 4,900 | $21,000 | thousands by filing date | call |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 3,076 | $20,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 2,978 | $20,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y200 | UNIT 07/09/2027 | 2,028 | $20,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145121 | UNIT 99/99/9999 | 1,550 | $20,000 | thousands by filing date | |
| NEWBORN ACQUISITION CORP | G6463T114 | *W EXP 02/03/202 | 69,006 | $20,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R130 | RIGHT 07/17/2023 | 19,088 | $20,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 687 | $19,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 1,000 | $19,000 | thousands by filing date | put |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 1,000 | $19,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 247 | $19,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 2,098 | $19,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P114 | *W EXP 99/99/999 | 16,203 | $19,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 3,626 | $19,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 6,000 | $19,000 | thousands by filing date | put |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 150 | $18,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 500 | $18,000 | thousands by filing date | put |
| 2U INC | 90214J101 | COM | 554 | $18,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 16,426 | $18,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195119 | *W EXP 05/27/202 | 19,327 | $18,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A115 | *W EXP 08/01/202 | 13,805 | $18,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 700 | $17,000 | thousands by filing date | put |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 1,245 | $17,000 | thousands by filing date | |
| NEWBORN ACQUISITION CORP | G6463T122 | RIGHT 02/03/2025 | 69,006 | $17,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744112 | *W EXP 99/99/999 | 8,001 | $16,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 15,047 | $16,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC | 02128L114 | *W EXP 02/14/202 | 9,238 | $16,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T117 | *W EXP 05/31/202 | 54,125 | $16,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 18 | $15,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,700 | $15,000 | thousands by filing date | call |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 2,489 | $15,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 1,288 | $15,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 1,031 | $14,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 68 | $14,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 6,245 | $14,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 1,600 | $14,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC WT EXP 122525 | G8708A108 | Stock | 28,000 | $14,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L114 | *W EXP 08/02/202 | 23,355 | $14,000 | thousands by filing date | |
| InterPrivate Acquisition Corp | 46064A111 | INTERPRIVATE ACQUISITI -CW24 | 17,911 | $14,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 100 | $13,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 2,296 | $13,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,131 | $13,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 1,200 | $13,000 | thousands by filing date | put |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 22,400 | $13,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 14,137 | $13,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S124 | UNIT 99/99/9999 | 1,201 | $13,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 54,007 | $13,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 300 | $12,000 | thousands by filing date | put |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,028 | $12,000 | thousands by filing date | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 224,400 | $12,000 | thousands by filing date | |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 14,639 | $12,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 54,200 | $12,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 5,198 | $12,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 4,269 | $12,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L121 | UNIT 99/99/9999 | 1,193 | $12,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L110 | *W EXP 12/17/202 | 6,821 | $12,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 396 | $11,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1,122 | $11,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 2,295 | $11,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 8,200 | $11,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 7,879 | $11,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 7,469 | $11,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISTION CO | G31655106 | *W EXP 06/09/202 | 6,598 | $11,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 207 | $10,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 30 | $10,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 2,791 | $10,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 741 | $10,000 | thousands by filing date | |
| KALEYRA INC | 483379111 | *W EXP 11/25/202 | 7,255 | $10,000 | thousands by filing date | |
| IMMURON LTD | Q4867H223 | *W EXP 06/08/202 | 8,607 | $10,000 | thousands by filing date | |
| DEERFIELD HEALTHCARE TECH AC | 244413209 | UNIT 07/16/2025 | 1,000 | $10,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 119 | $9,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 106 | $9,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 265 | $9,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 100 | $9,000 | thousands by filing date | put |
| ELECTRAMECCANICA VEHS CORP | 284849114 | W EXP 08/03/202 | 8,132 | $9,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513125 | UNIT 99/99/9999 | 900 | $9,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744120 | UNIT 99/99/9999 | 818 | $9,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 600 | $8,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 1,000 | $8,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 458 | $8,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542117 | *W EXP 01/17/202 | 1,294 | $8,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 64 | $7,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 1,800 | $7,000 | thousands by filing date | put |
| IMMATICS N.V | N44445109 | SHS | 700 | $7,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 26,909 | $7,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 2,995 | $7,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G117 | *W EXP 03/05/202 | 4,117 | $7,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 2,000 | $7,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 780 | $6,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 413 | $6,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 2,932 | $6,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 21,545 | $6,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 11 | $5,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 206 | $5,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 10,100 | $5,000 | thousands by filing date | call |
| FOLEY TRASIMENE ACQUISTN COR | 34431F203 | UNIT 99/99/9999 | 490 | $5,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 2,622 | $5,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 500 | $4,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 600 | $4,000 | thousands by filing date | call |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 390 | $4,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 500 | $4,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 958 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-20-000013 | this filing | 2020-11-13 | acceptance time not in the bulk data set |