13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 1,565 holding rows worth $11,252,032,000.
- Accession
- 0001279891-20-000013
- Filer
- CIK 1279891
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 1,565 entries on the cover page, a total value of $11,252,032,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,252,032,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 1,657,400 | $555,046,000 | thousands by filing date | put |
| INVESCO QQQ TR | 46090E103 | COM | 1,833,600 | $509,447,000 | thousands by filing date | put |
| SEA LTD | 81141RAB6 | CONV BD US | 61,609,000 | $479,495,000 | thousands by filing date | principal |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 57,935,000 | $378,514,000 | thousands by filing date | principal |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 32,237,000 | $329,939,000 | thousands by filing date | principal |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 86,742,000 | $302,018,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 83,757,000 | $212,319,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 94,165,000 | $195,054,000 | thousands by filing date | principal |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 83,992,000 | $181,419,000 | thousands by filing date | principal |
| PINDUODUO INC | 722304AB8 | NOTE 10/0 | 97,983,000 | $177,313,000 | thousands by filing date | principal |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,037,700 | $159,847,000 | thousands by filing date | put |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,200,000 | $157,080,000 | thousands by filing date | put |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 21,542,000 | $152,507,000 | thousands by filing date | principal |
| MONGODB INC | 60937PAB2 | NOTE | 42,995,000 | $145,554,000 | thousands by filing date | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 89,884,000 | $141,247,000 | thousands by filing date | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 91,405,000 | $138,720,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 321,000 | $137,712,000 | thousands by filing date | put |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 52,130,000 | $133,385,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 22,000,000 | $130,788,000 | thousands by filing date | principal |
| NIO INC SPON ADS | 62914V106 | ADR | 5,481,800 | $116,323,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 772,300 | $115,682,000 | thousands by filing date | put |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 90,914,000 | $115,332,000 | thousands by filing date | principal |
| ALTERYX INC | 02156BAB9 | CONV BD US | 43,526,000 | $114,246,000 | thousands by filing date | principal |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 42,480,000 | $101,119,000 | thousands by filing date | principal |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 31,943,000 | $100,969,000 | thousands by filing date | principal |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 70,266,000 | $93,032,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 55,907,000 | $88,965,000 | thousands by filing date | principal |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 82,062,000 | $87,381,000 | thousands by filing date | principal |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 637,603 | $85,719,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 74,027,000 | $83,944,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419L101 | CL A | 286,800 | $83,461,000 | thousands by filing date | put |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 31,975,000 | $82,232,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 79,288,000 | $81,655,000 | thousands by filing date | principal |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 19,627,000 | $80,359,000 | thousands by filing date | principal |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 25,414,000 | $78,270,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 951,400 | $78,005,000 | thousands by filing date | put |
| REALPAGE INC | 75606NAB5 | NOTE | 50,852,000 | $74,754,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 65,067,000 | $74,617,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 544,600 | $71,288,000 | thousands by filing date | call |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 39,110,000 | $69,233,000 | thousands by filing date | principal |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 667,600 | $67,821,000 | thousands by filing date | put |
| LIVEPERSON INC | 538146AB7 | BOND | 42,939,000 | $65,760,000 | thousands by filing date | principal |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 44,243 | $65,370,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAC7 | BOND | 12,752,000 | $63,877,000 | thousands by filing date | principal |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 44,663,000 | $61,526,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAB2 | BOND | 47,768,000 | $61,218,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 64,350,000 | $59,933,000 | thousands by filing date | principal |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 2,560,700 | $57,820,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1,889,400 | $57,815,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 70,365,000 | $56,390,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 33,228,000 | $56,071,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 46,641,000 | $55,444,000 | thousands by filing date | principal |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 537,433 | $54,769,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 58,063,000 | $54,557,000 | thousands by filing date | principal |
| ALTERYX INC | 02156BAD5 | BOND | 54,308,000 | $54,347,000 | thousands by filing date | principal |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 19,931,000 | $53,055,000 | thousands by filing date | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 54,561,000 | $52,477,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 991,400 | $52,207,000 | thousands by filing date | put |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 20,460,000 | $51,765,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 964,500 | $50,790,000 | thousands by filing date | call |
| INVESCO QQQ TR | 46090E103 | COM | 166,500 | $46,260,000 | thousands by filing date | call |
| 8X8 INC NEW | 282914AB6 | BOND | 48,335,000 | $44,832,000 | thousands by filing date | principal |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 377,715 | $44,588,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 32,181,000 | $44,437,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 31,459,000 | $43,999,000 | thousands by filing date | principal |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 45,904,000 | $43,851,000 | thousands by filing date | principal |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 406,325 | $40,113,000 | thousands by filing date | |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 33,270,000 | $39,800,000 | thousands by filing date | principal |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 19,482,000 | $36,602,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 39,707,000 | $36,369,000 | thousands by filing date | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 28,765,000 | $35,389,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 33,392,000 | $34,322,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 101,000 | $33,823,000 | thousands by filing date | call |
| CONMED CORP | 207410AF8 | BOND | 30,049,000 | $33,801,000 | thousands by filing date | principal |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 26,530,000 | $33,056,000 | thousands by filing date | principal |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 32,648,000 | $31,878,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 29,170,000 | $31,756,000 | thousands by filing date | principal |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 31,406,000 | $31,679,000 | thousands by filing date | principal |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 19,580,000 | $30,703,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 545,400 | $30,493,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 992,600 | $30,373,000 | thousands by filing date | put |
| BAOZUN INC | 06684LAB9 | NOTE 1.625% 5/0 | 32,177,000 | $29,929,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 26,048,000 | $29,811,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F770 | CONV | 631,841 | $29,639,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 527,800 | $29,509,000 | thousands by filing date | put |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 33,000,000 | $29,316,000 | thousands by filing date | principal |
| HUBSPOTINC | 443573100 | STOK | 100,000 | $29,223,000 | thousands by filing date | put |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 392,800 | $29,126,000 | thousands by filing date | put |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 27,246,000 | $28,902,000 | thousands by filing date | principal |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 538,310 | $28,470,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 757,600 | $27,637,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 30,073,000 | $27,317,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 26,447,000 | $26,763,000 | thousands by filing date | principal |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 24,100,000 | $26,444,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 866,300 | $25,148,000 | thousands by filing date | put |
| RAPID7 INC | 753422AB0 | NOTE | 16,021,000 | $24,993,000 | thousands by filing date | principal |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 16,000,000 | $24,947,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 24,065,000 | $24,443,000 | thousands by filing date | principal |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 454,122 | $24,274,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR SA | 55932XAB0 | NOTE 5.000% 3/0 | 14,401,000 | $24,258,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 25,780,000 | $23,198,000 | thousands by filing date | principal |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 19,454,000 | $22,109,000 | thousands by filing date | principal |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 19,450,000 | $21,892,000 | thousands by filing date | principal |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 24,100,000 | $21,294,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 21,227,000 | $20,856,000 | thousands by filing date | principal |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 120,104 | $19,608,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 11,200,000 | $19,524,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 20,905,000 | $19,286,000 | thousands by filing date | principal |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 432,639 | $19,242,000 | thousands by filing date | |
| RH | 74967X103 | COM | 48,300 | $18,480,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 519,100 | $18,428,000 | thousands by filing date | call |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 179,600 | $18,245,000 | thousands by filing date | call |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 18,375,000 | $18,041,000 | thousands by filing date | principal |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 433,300 | $18,025,000 | thousands by filing date | put |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 10,133,000 | $17,868,000 | thousands by filing date | principal |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 3,952,000 | $17,470,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 8,578,000 | $17,236,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 51,262 | $17,167,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 15,500,000 | $16,840,000 | thousands by filing date | principal |
| DEXCOM INC COM | 252131107 | Stock | 40,000 | $16,489,000 | thousands by filing date | call |
| NEXTERA ENERGY INC | 65339F796 | COM | 295,066 | $16,061,000 | thousands by filing date | |
| PG&E CORP | 69331C140 | CONV | 163,421 | $15,993,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 188,949 | $15,889,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 95,900 | $15,656,000 | thousands by filing date | call |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 193,500 | $15,272,000 | thousands by filing date | put |
| ALTAIR ENGR INC | 021369AA1 | BOND | 13,677,000 | $15,178,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 15,501,000 | $14,360,000 | thousands by filing date | principal |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 1,458,900 | $14,268,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 51,113 | $14,017,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753UAB2 | NOTE 3.500% 9/1 | 12,502,000 | $13,594,000 | thousands by filing date | principal |
| FORTIVE CORP COM | 34959J108 | Stock | 173,200 | $13,199,000 | thousands by filing date | put |
| DATADOGINCCLASSA | 23804L103 | STOK | 127,800 | $13,056,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 361,900 | $12,847,000 | thousands by filing date | put |
| NOVAVAX INC | 670002401 | COM NEW | 116,700 | $12,644,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 268,200 | $12,511,000 | thousands by filing date | put |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 146,600 | $11,996,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 73,400 | $11,983,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 10,291,000 | $11,617,000 | thousands by filing date | principal |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,451,046 | $11,535,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 6,779,000 | $11,448,000 | thousands by filing date | principal |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 240,692 | $11,218,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 11,546,000 | $11,209,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F739 | CONV | 235,526 | $11,190,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 144,900 | $10,645,000 | thousands by filing date | put |
| CROWN HLDGS INC COM | 228368106 | Stock | 135,000 | $10,376,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 46,200 | $9,879,000 | thousands by filing date | put |
| AIR PRODS & CHEMS INC | 009158106 | COM | 32,818 | $9,775,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 60,000 | $9,753,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 325,100 | $9,736,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 9,800,000 | $9,603,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 102,800 | $9,421,000 | thousands by filing date | put |
| NextEra Energy,Inc. | 65339F101 | COM | 33,900 | $9,409,000 | thousands by filing date | put |
| REPLIGEN CORP | 759916AB5 | BOND | 6,574,000 | $9,396,000 | thousands by filing date | principal |
| ETSY INC | 29786A106 | COM | 76,100 | $9,256,000 | thousands by filing date | put |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 33,700 | $9,241,000 | thousands by filing date | put |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 7,500,000 | $9,209,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419L101 | CL A | 31,400 | $9,137,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773HAB8 | NOTE | 4,190,000 | $9,043,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 216,600 | $8,980,000 | thousands by filing date | put |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 8,246,000 | $8,959,000 | thousands by filing date | principal |
| MOMO INC | 60879B107 | ADR | 627,200 | $8,630,000 | thousands by filing date | put |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 9,026,000 | $8,619,000 | thousands by filing date | principal |
| LYFT INC | 55087P104 | CL A COM | 304,400 | $8,386,000 | thousands by filing date | put |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 103,200 | $8,325,000 | thousands by filing date | put |
| RMG ACQUISITION CORP | 749641106 | CL A | 764,799 | $8,175,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 7,830,000 | $8,153,000 | thousands by filing date | principal |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 148,300 | $8,131,000 | thousands by filing date | put |
| LITHIA MTRS INC COM | 536797103 | Stock | 35,000 | $7,977,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 2,126,000 | $7,908,000 | thousands by filing date | principal |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,230,600 | $7,900,000 | thousands by filing date | put |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 771,140 | $7,780,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 309,800 | $7,571,000 | thousands by filing date | put |
| NIO INC | G6525FAA0 | DEBT 4.500% 2/0 | 3,168,000 | $7,541,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652406 | COM | 600,000 | $7,506,000 | thousands by filing date | put |
| CIIG MERGER CORP | 12559C103 | COM CL A | 704,934 | $7,063,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 659,538 | $6,958,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 138,400 | $6,910,000 | thousands by filing date | put |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 55,981 | $6,851,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 647,996 | $6,803,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 50,000 | $6,770,000 | thousands by filing date | put |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 57,200 | $6,753,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 652,297 | $6,646,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 383,641 | $6,644,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 463,600 | $6,638,000 | thousands by filing date | put |
| QELL ACQUISITION CORP | G7307X121 | UNIT 10/01/2025 | 650,000 | $6,604,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 50,199 | $6,571,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 1,469,600 | $6,510,000 | thousands by filing date | put |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 6,326,000 | $6,508,000 | thousands by filing date | principal |
| SC HEALTH CORP | G78516203 | COM CL A | 645,278 | $6,504,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 4,076,000 | $6,486,000 | thousands by filing date | principal |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 625,747 | $6,395,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 624,450 | $6,369,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 1,885,000 | $6,330,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 702,500 | $6,329,000 | thousands by filing date | put |
| SCVX CORP | G79448208 | COM | 628,150 | $6,281,000 | thousands by filing date | |
| PERFICIENT INC | 71375UAB7 | NOTE 2.375% 9/1 | 4,790,000 | $6,247,000 | thousands by filing date | principal |
| Netflix, Inc | 64110L106 | COM | 12,400 | $6,200,000 | thousands by filing date | put |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 568,197 | $5,988,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 28,606 | $5,973,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 428,804 | $5,964,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823UAB8 | NOTE 5.000% 3/1 | 6,400,000 | $5,934,000 | thousands by filing date | principal |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 169,938 | $5,932,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 571,891 | $5,827,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 405,000 | $5,763,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 538,374 | $5,706,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 902,873 | $5,525,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 259,800 | $5,512,000 | thousands by filing date | call |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 6,380,000 | $5,487,000 | thousands by filing date | principal |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 530,392 | $5,330,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 136,069 | $5,327,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 239,800 | $5,318,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 108,402 | $5,294,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 526,030 | $5,270,000 | thousands by filing date | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 5,200,000 | $5,179,000 | thousands by filing date | principal |
| COPART INC COM | 217204106 | Stock | 49,219 | $5,175,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 113,461 | $5,155,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 59,991 | $5,101,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 83,921 | $5,057,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 365,977 | $5,035,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 95,857 | $5,030,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896104 | COM CL A | 492,520 | $5,004,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 23,228 | $4,999,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 20,100 | $4,966,000 | thousands by filing date | put |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 498,718 | $4,957,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 4,110,000 | $4,919,000 | thousands by filing date | principal |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 58,600 | $4,916,000 | thousands by filing date | put |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 12,000,000 | $4,913,000 | thousands by filing date | principal |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 472,302 | $4,902,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 125,400 | $4,839,000 | thousands by filing date | put |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 6,000,000 | $4,785,000 | thousands by filing date | principal |
| DOCUSIGN INC COM | 256163106 | Stock | 22,100 | $4,756,000 | thousands by filing date | call |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 793,644 | $4,745,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 464,946 | $4,682,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 128,113 | $4,673,000 | thousands by filing date | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 5,900,000 | $4,631,000 | thousands by filing date | principal |
| LIVONGO HEALTH INC | 539183103 | COM | 33,000 | $4,621,000 | thousands by filing date | call |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 9,000,000 | $4,615,000 | thousands by filing date | principal |
| MERCADOLIBREINC | 58733R102 | STOK | 4,200 | $4,546,000 | thousands by filing date | put |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 114,800 | $4,493,000 | thousands by filing date | call |
| ADIENT PLC | G0084W101 | ORD SHS | 258,800 | $4,485,000 | thousands by filing date | put |
| CYRUSONE INC | 23283R100 | COM | 64,008 | $4,482,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 137,773 | $4,476,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,752,418 | $4,468,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,971 | $4,462,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 352,990 | $4,398,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 36,100 | $4,379,000 | thousands by filing date | put |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 98,277 | $4,376,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554110 | UNIT 06/14/2027 | 400,000 | $4,352,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 52,700 | $4,320,000 | thousands by filing date | call |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 305,000 | $4,297,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 316,328 | $4,279,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 4,000,000 | $4,243,000 | thousands by filing date | principal |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 414,730 | $4,230,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 176,600 | $4,211,000 | thousands by filing date | call |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 34,300 | $4,200,000 | thousands by filing date | put |
| GSV CAP CORP | 36191JAC5 | NOTE 4.750% 3/2 | 3,400,000 | $4,174,000 | thousands by filing date | principal |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 139,300 | $4,172,000 | thousands by filing date | put |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 423,860 | $4,166,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 26,600 | $4,097,000 | thousands by filing date | call |
| NNN REIT INC COM | 637417106 | REIT | 118,679 | $4,095,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 396,019 | $4,031,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 400,349 | $4,023,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 230,800 | $3,990,000 | thousands by filing date | put |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 115,812 | $3,989,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 122,200 | $3,970,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 33,500 | $3,965,000 | thousands by filing date | call |
| B RILEY PRIN MERGER CORP II | 05600U106 | CL A | 390,917 | $3,913,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 3,890,000 | $3,906,000 | thousands by filing date | principal |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 69,573 | $3,859,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T203 | UNIT 99/99/9999 | 375,000 | $3,847,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 22,357 | $3,845,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 74,855 | $3,842,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 30,000 | $3,744,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 91,206 | $3,725,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 800,600 | $3,722,000 | thousands by filing date | put |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 357,705 | $3,698,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 349,743 | $3,654,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 336,325 | $3,628,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748122 | UNIT 09/15/2027 | 361,663 | $3,623,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 213,163 | $3,615,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 15,380 | $3,578,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 2,000,000 | $3,548,000 | thousands by filing date | principal |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 170,035 | $3,535,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195101 | COM CL A | 359,884 | $3,534,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 135,100 | $3,527,000 | thousands by filing date | call |
| ZSCALERINC | 98980G102 | STOK | 25,000 | $3,517,000 | thousands by filing date | put |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 273,000 | $3,505,000 | thousands by filing date | put |
| ARCLIGHT CLEAN TRANSITION CO | G04561117 | UNIT 09/21/2025 | 347,586 | $3,489,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 196,663 | $3,467,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 328,700 | $3,438,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 349,557 | $3,436,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 301,474 | $3,400,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 337,980 | $3,389,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 3,600,000 | $3,383,000 | thousands by filing date | principal |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 125,800 | $3,378,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 383,200 | $3,341,000 | thousands by filing date | put |
| JAWS ACQUISITION CORP | G50744104 | SHS | 318,724 | $3,317,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 243,575 | $3,305,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 418,000 | $3,281,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 4,139,000 | $3,257,000 | thousands by filing date | principal |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 48,067 | $3,249,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 312,050 | $3,245,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 292,432 | $3,216,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 51,002 | $3,214,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 13,100 | $3,206,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 340,900 | $3,204,000 | thousands by filing date | put |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 306,270 | $3,200,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 165,000 | $3,181,000 | thousands by filing date | |
| NOVUS CAP CORP COM | 67012U108 | Stock | 267,006 | $3,137,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 8,601 | $3,133,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 43,300 | $3,131,000 | thousands by filing date | put |
| CF FINANCE ACQUISITION CORP | 15725Q203 | UNIT 08/01/2027 | 311,160 | $3,118,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 177,157 | $3,109,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 40,000 | $3,106,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 78,056 | $3,106,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 264,300 | $3,100,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 111,700 | $3,075,000 | thousands by filing date | call |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 15,313 | $3,074,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727UAA3 | NOTE 5.250% 2/0 | 7,450,000 | $3,065,000 | thousands by filing date | principal |
| REGENCY CTRS CORP COM | 758849103 | REIT | 80,312 | $3,053,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 113,943 | $3,046,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 9,836 | $3,040,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 300,000 | $3,006,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 98,896 | $2,989,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 296,100 | $2,975,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 162,300 | $2,960,000 | thousands by filing date | call |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 153,400 | $2,949,000 | thousands by filing date | put |
| TILRAY INC | 88688T100 | COM CL 2 | 604,400 | $2,931,000 | thousands by filing date | put |
| ENDO INTL PLC | G30401106 | SHS | 882,580 | $2,912,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 349,585 | $2,884,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 117,900 | $2,881,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 487,100 | $2,839,000 | thousands by filing date | put |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 66,770 | $2,827,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 18,700 | $2,801,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 43,277 | $2,799,000 | thousands by filing date | |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 2,500,000 | $2,780,000 | thousands by filing date | principal |
| NextEra Energy,Inc. | 65339F101 | COM | 10,000 | $2,775,000 | thousands by filing date | call |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 463,154 | $2,765,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 276,463 | $2,764,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 121,400 | $2,741,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 92,538 | $2,738,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 501,961 | $2,735,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 272,203 | $2,735,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 147,172 | $2,727,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 1,001,000 | $2,723,000 | thousands by filing date | principal |
| MERCADOLIBREINC | 58733R102 | STOK | 2,500 | $2,706,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 216,400 | $2,671,000 | thousands by filing date | put |
| CHEMOURS CO COM | 163851108 | Stock | 125,435 | $2,622,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 358,133 | $2,617,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 53,300 | $2,526,000 | thousands by filing date | put |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 243,487 | $2,520,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 99,398 | $2,518,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 33,000 | $2,514,000 | thousands by filing date | call |
| ACCELERATE DIAGNOSTICS INC | 00430HAB8 | NOTE 2.500% 3/1 | 4,000,000 | $2,503,000 | thousands by filing date | principal |
| ROSETTA STONE INC | 777780107 | COM | 83,122 | $2,491,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F200 | UNIT 99/99/9999 | 250,000 | $2,487,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R100 | UNIT 09/30/2027 | 245,020 | $2,484,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 426,315 | $2,476,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 816,000 | $2,466,000 | thousands by filing date | principal |
| APHRIA INC | 03765K104 | COM | 555,272 | $2,459,000 | thousands by filing date | |
| INSEEGO CORP | 45782BAD6 | NOTE 3.250% 5/0 | 2,500,000 | $2,447,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 45,300 | $2,440,000 | thousands by filing date | put |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 145,377 | $2,429,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 54,400 | $2,420,000 | thousands by filing date | put |
| GOPRO INC | 38268TAB9 | NOTE 3.500% 4/1 | 2,500,000 | $2,408,000 | thousands by filing date | principal |
| HUDSON PAC PPTYS INC | 444097109 | COM | 109,564 | $2,402,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 69,657 | $2,392,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 104,574 | $2,392,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 177,294 | $2,361,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 89,091 | $2,356,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 296,416 | $2,353,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 94,500 | $2,353,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 9,300 | $2,339,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 56,700 | $2,328,000 | thousands by filing date | put |
| FALCON CAPITAL ACQUISITN COR | 30606L207 | UNIT 08/20/2027 | 225,000 | $2,315,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 16,400 | $2,303,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 10,707 | $2,303,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 190,860 | $2,301,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 59,823 | $2,285,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 117,800 | $2,279,000 | thousands by filing date | put |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 131,800 | $2,278,000 | thousands by filing date | call |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 353,584 | $2,270,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 55,000 | $2,268,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 55,300 | $2,242,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 259,526 | $2,218,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 168,836 | $2,206,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 13,289 | $2,155,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 17,737 | $2,150,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 468,400 | $2,149,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 40,633 | $2,139,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q108 | COM | 214,946 | $2,108,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 3,010 | $2,097,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 46,708 | $2,078,000 | thousands by filing date | |
| ROTH CH ACQUISITION I CO | 778675108 | COM | 207,374 | $2,063,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X129 | UNIT 09/15/2027 | 200,000 | $2,057,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 24,900 | $2,056,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 84,500 | $2,033,000 | thousands by filing date | put |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 174,091 | $2,033,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L102 | COM CL A | 199,745 | $2,027,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y114 | W EXP 02/02/202 | 299,579 | $2,025,000 | thousands by filing date | |
| NavSight Holdings Inc | 639358209 | Unit | 200,000 | $2,012,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 2,053,000 | $2,011,000 | thousands by filing date | principal |
| ASPIRATIONAL CONSUMER LIFEST | G05436129 | UNIT 99/99/9999 | 200,000 | $2,000,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 2,084,000 | $1,997,000 | thousands by filing date | principal |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 105,600 | $1,982,000 | thousands by filing date | put |
| VIRTUSA CORP | 92827P102 | COM | 40,116 | $1,972,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 320,087 | $1,971,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 200,000 | $1,966,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 19,100 | $1,965,000 | thousands by filing date | put |
| VERINT SYS INC | 92343X100 | COM | 40,800 | $1,965,000 | thousands by filing date | put |
| REINVENT TECHNOLOGY PARTNERS | G7483N111 | UNIT 99/99/9999 | 170,777 | $1,962,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 104,989 | $1,926,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 126,064 | $1,913,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 421,200 | $1,908,000 | thousands by filing date | put |
| RH | 74967X103 | COM | 4,971 | $1,902,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751202 | UNIT 10/01/2023 | 190,000 | $1,884,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 34,500 | $1,870,000 | thousands by filing date | put |
| ZOGENIX INC. | 98978L204 | Common Stock | 103,900 | $1,862,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,134,813 | $1,861,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 179,242 | $1,849,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 260,794 | $1,846,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 14,300 | $1,844,000 | thousands by filing date | put |
| RINGCENTRAL INC | 76680R206 | CL A | 6,700 | $1,839,000 | thousands by filing date | put |
| SPLUNK INC | 848637104 | COM | 9,700 | $1,824,000 | thousands by filing date | put |
| INVITATION HOMES INC COM | 46187W107 | REIT | 65,138 | $1,823,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 100,000 | $1,821,000 | thousands by filing date | put |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 175,114 | $1,814,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 63,322 | $1,810,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 154,400 | $1,806,000 | thousands by filing date | put |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,339 | $1,803,000 | thousands by filing date | |
| DENBURY INC | 24790A101 | COM | 100,702 | $1,772,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 60,000 | $1,770,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 41,309 | $1,764,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 219,927 | $1,761,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 21,861 | $1,737,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 5,600 | $1,730,000 | thousands by filing date | put |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 242,064 | $1,723,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 8,482 | $1,716,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 21,096 | $1,694,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 12,100 | $1,694,000 | thousands by filing date | put |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 23,000 | $1,689,000 | thousands by filing date | call |
| Boston Scientific Corporation | 101137107 | COM | 43,600 | $1,665,000 | thousands by filing date | put |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 217,004 | $1,664,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642207 | UNIT 08/10/2027 | 159,175 | $1,639,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 15,000 | $1,635,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 66,598 | $1,632,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 22,191 | $1,630,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 473,457 | $1,614,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 22,500 | $1,595,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 33,820 | $1,588,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 155,687 | $1,584,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 13,300 | $1,581,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 149,197 | $1,571,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 106,300 | $1,562,000 | thousands by filing date | put |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 73,400 | $1,560,000 | thousands by filing date | put |
| LIFE STORAGE INC | 53223X107 | COM | 14,801 | $1,558,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 57,949 | $1,554,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 13,500 | $1,553,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 13,000 | $1,538,000 | thousands by filing date | put |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 123,900 | $1,537,000 | thousands by filing date | put |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 102,839 | $1,529,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 268,251 | $1,526,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 168,849 | $1,519,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 58,947 | $1,511,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,500 | $1,501,000 | thousands by filing date | call |
| SPLUNK INC | 848637104 | COM | 7,953 | $1,496,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C108 | CL A | 150,000 | $1,485,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 49,300 | $1,476,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 35,000 | $1,473,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 86,000 | $1,473,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 56,300 | $1,469,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 154,835 | $1,467,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 71,980 | $1,461,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 40,100 | $1,460,000 | thousands by filing date | put |
| VEREIT INC | 92339V100 | COM | 224,203 | $1,457,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 30,000 | $1,457,000 | thousands by filing date | put |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 46,910 | $1,457,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 138,557 | $1,454,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 183,680 | $1,445,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 54,929 | $1,445,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AE0 | NOTE 4.500% 8/0 | 1,500,000 | $1,442,000 | thousands by filing date | principal |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 42,983 | $1,438,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 74,700 | $1,436,000 | thousands by filing date | call |
| GORES METROPOULOS INC | 382872109 | COM CL A | 125,000 | $1,427,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 31,900 | $1,419,000 | thousands by filing date | call |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 149,018 | $1,406,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQU INC | 456357201 | UNIT 08/31/2025 | 140,000 | $1,400,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 8,500 | $1,381,000 | thousands by filing date | call |
| UNITI GROUP INC | 91325V108 | COM | 130,300 | $1,372,000 | thousands by filing date | put |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 15,000 | $1,357,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 56,200 | $1,352,000 | thousands by filing date | call |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 167,380 | $1,335,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 16,263 | $1,332,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 136,900 | $1,326,000 | thousands by filing date | put |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 203,700 | $1,326,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 121,640 | $1,324,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 28,000 | $1,306,000 | thousands by filing date | call |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 125,000 | $1,290,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 468,100 | $1,287,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 12,512 | $1,285,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-20-000013 | this filing | 2020-11-13 | acceptance time not in the bulk data set |