13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 1,525 holding rows worth $9,955,133,000.
- Accession
- 0001279891-20-000009
- Filer
- CIK 1279891
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 1,525 entries on the cover page, a total value of $9,955,133,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,955,133,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FLYING EAGLE ACQUISITION COR | 34407Y111 | *W EXP 02/26/202 | 50,000 | $150,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,570 | $149,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 13,460 | $149,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 131,800 | $148,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 3,700 | $147,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,374 | $147,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 12,349 | $147,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 14,196 | $147,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 244,210 | $146,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 5,000 | $145,000 | thousands by filing date | put |
| WELLTOWER INC COM | 95040Q104 | REIT | 2,787 | $144,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,378 | $144,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 759 | $144,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 715 | $143,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 84,172 | $143,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 159,849 | $143,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,184 | $141,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 12,628 | $141,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 1,493 | $141,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,793 | $140,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 10,691 | $140,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 4,929 | $138,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 51,851 | $138,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 322,616 | $138,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 6,465 | $137,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q114 | *W EXP 11/20/202 | 58,565 | $137,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 8,000 | $136,000 | thousands by filing date | call |
| EQUINIX INC COM | 29444U700 | REIT | 195 | $136,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 7,075 | $136,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 600 | $134,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 6,653 | $134,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 149,802 | $134,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CORP | 80821R208 | UNIT EX 123123 | 10,800 | $134,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 9,299 | $133,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 111,800 | $133,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 41,794 | $132,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 17,829 | $132,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A206 | UNIT 05/24/2026 | 12,800 | $132,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 10,255 | $131,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,230 | $130,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 11,231 | $130,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 9,629 | $130,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 1,311 | $128,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L110 | *W EXP 12/17/202 | 112,089 | $128,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 15,036 | $127,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 15,900 | $127,000 | thousands by filing date | put |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,092 | $126,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 7,125 | $125,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 5,900 | $125,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 5,300 | $124,000 | thousands by filing date | put |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 8,364 | $123,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L209 | UNIT 03/04/2024 | 3,824 | $122,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 519 | $121,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 35,130 | $121,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 38,400 | $121,000 | thousands by filing date | call |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 9,739 | $121,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,909 | $119,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 6,259 | $119,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 30,100 | $118,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 51,433 | $118,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 9,583 | $116,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 15,992 | $116,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 15,341 | $116,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 10,469 | $116,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 1,859 | $115,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 6,100 | $114,000 | thousands by filing date | call |
| Costco Wholesale Corporation | 22160K105 | COM | 375 | $113,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 1,034 | $113,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 10,214 | $113,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION C | 34962V205 | UNIT 99/99/9999 | 11,000 | $113,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 1,299 | $112,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,113 | $111,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 1,892 | $111,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 3,115 | $111,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 391 | $111,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 1,482 | $111,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 640 | $110,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 900 | $109,000 | thousands by filing date | put |
| DRAFTKINGS INC | 26142R104 | COM CL A | 3,285 | $109,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 42,788 | $108,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 5,256 | $108,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 3,495 | $108,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 7,459 | $107,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 1,000 | $107,000 | thousands by filing date | call |
| MYOKARDIA INC | 62857M105 | COM | 1,115 | $107,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 882 | $106,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 1,800 | $106,000 | thousands by filing date | put |
| CVR ENERGY, INC. | 12662P108 | COM | 5,300 | $106,000 | thousands by filing date | put |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 18,900 | $105,000 | thousands by filing date | put |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 25,856 | $105,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 95,600 | $105,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S124 | UNIT 99/99/9999 | 10,055 | $105,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 6,749 | $104,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 149,519 | $104,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 8,403 | $103,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 581 | $103,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 7,617 | $103,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 1,882 | $102,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K118 | *W EXP 06/01/202 | 130,112 | $102,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 299,214 | $101,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,258 | $100,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 1,737 | $100,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,154 | $100,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 6,946 | $100,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 2,535 | $99,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 8,052 | $98,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 1,200 | $97,000 | thousands by filing date | put |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 8,425 | $96,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C112 | *W EXP 03/01/202 | 32,250 | $96,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 15,782 | $95,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 91,045 | $95,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 3,059 | $93,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 7,115 | $93,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 8,083 | $93,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 10,182 | $92,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 11,037 | $92,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 6,550 | $92,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 5,365 | $91,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 4,000 | $91,000 | thousands by filing date | call |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 8,350 | $91,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,159 | $91,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,026 | $90,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 578 | $86,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 1,800 | $86,000 | thousands by filing date | call |
| AUTOZONE INC COM | 053332102 | Stock | 75 | $84,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 636 | $83,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 10,355 | $83,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 10,925 | $83,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 89,400 | $83,000 | thousands by filing date | call |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 9,587 | $82,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 9,366 | $82,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 500 | $82,000 | thousands by filing date | put |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 6,618 | $82,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 3,337 | $81,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,125 | $81,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 9,900 | $81,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 700 | $81,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 600 | $80,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 16,900 | $80,000 | thousands by filing date | put |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 266 | $79,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 304 | $78,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,295 | $77,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 1,500 | $77,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 472 | $76,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 8,730 | $76,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 9,702 | $76,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 104,200 | $76,000 | thousands by filing date | put |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 87,590 | $76,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 1,000 | $75,000 | thousands by filing date | call |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y117 | W EXP 99/99/999 | 80,000 | $75,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 3,043 | $72,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 3,489 | $72,000 | thousands by filing date | |
| AMPLITUDE HLTHCRE AQUSTIN CO | 03212A113 | *W EXP 12/01/202 | 72,772 | $72,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 725 | $71,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 16,078 | $71,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 6,449 | $71,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 7,228 | $71,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 5,869 | $71,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 277 | $70,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 6,717 | $70,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 3,381 | $70,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 431 | $70,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 1,564 | $70,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 1,383 | $70,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 15,084 | $70,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 171 | $69,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 758 | $69,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 3,368 | $69,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 261 | $69,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 1,084 | $69,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 14,400 | $68,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 5,350 | $68,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 12,300 | $68,000 | thousands by filing date | put |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 500 | $67,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 7,206 | $67,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,104 | $67,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 1,631 | $67,000 | thousands by filing date | |
| BIOMX INC | 09090D111 | *W EXP 10/28/202 | 140,180 | $67,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 1,934 | $66,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 1,822 | $66,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 5,835 | $65,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 6,656 | $65,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 42,137 | $65,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,341 | $64,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 1,200 | $64,000 | thousands by filing date | put |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 5,976 | $63,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,469 | $63,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 4,984 | $63,000 | thousands by filing date | |
| US ECOLOGY INC | 91734M111 | WTS | 13,364 | $63,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L114 | *W EXP 08/02/202 | 127,800 | $63,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M120 | RIGHT 10/29/2020 | 192,582 | $63,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 3,600 | $61,000 | thousands by filing date | put |
| STITCH FIX INC | 860897107 | COM CL A | 2,470 | $61,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 7,145 | $61,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 1,612 | $61,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 1,600 | $61,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D116 | *W EXP 12/31/202 | 246,826 | $61,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 300 | $60,000 | thousands by filing date | call |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 14,100 | $60,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 13,100 | $60,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 10,200 | $60,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 6,700 | $59,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 4,147 | $59,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 2,988 | $58,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 4,301 | $58,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 100,000 | $58,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 3,400 | $57,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 331 | $57,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,439 | $57,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 2,000 | $57,000 | thousands by filing date | put |
| EAST STONE ACQUISITION CORP | G2911D132 | RIGHT 02/24/2027 | 299,568 | $57,000 | thousands by filing date | |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 36,685 | $56,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,310 | $55,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 3,700 | $55,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 8,213 | $55,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 2,000 | $55,000 | thousands by filing date | call |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 500 | $54,000 | thousands by filing date | call |
| VISTRA CORP COM | 92840M102 | Stock | 2,938 | $54,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 1,671 | $54,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 9,539 | $53,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 790 | $53,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 150,000 | $52,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 4,055 | $51,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 2,232 | $51,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 12,566 | $51,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 6,685 | $51,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 2,500 | $50,000 | thousands by filing date | put |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 3,846 | $50,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q117 | *W EXP 05/15/202 | 82,500 | $50,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 193,006 | $50,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 2,000 | $49,000 | thousands by filing date | call |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 970 | $49,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 554 | $48,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 235 | $48,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 5,004 | $48,000 | thousands by filing date | |
| ProShares UltraPro Sht | 74347G408 | ETF | 6,400 | $48,000 | thousands by filing date | |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 3,731 | $48,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 511 | $47,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 4,415 | $47,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,000 | $47,000 | thousands by filing date | put |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 2,991 | $47,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 12,844 | $47,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430119 | *W EXP 11/26/202 | 121,495 | $47,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 143 | $46,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 676 | $46,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 1,339 | $46,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 2,587 | $46,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 15,112 | $46,000 | thousands by filing date | |
| MP MATERIALS CORP WT EXP 050427 | 34962V114 | Stock | 33,000 | $46,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 2,726 | $45,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 497 | $45,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 83,580 | $45,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N114 | *W EXP 05/06/202 | 227,099 | $45,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R122 | W EXP 06/21/202 | 20,000 | $45,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 100 | $44,000 | thousands by filing date | put |
| KOREA FD INC | 500634209 | COM NEW | 1,720 | $44,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 22,410 | $44,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 45,309 | $44,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 47,201 | $43,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 87,830 | $43,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896112 | *W EXP 07/18/202 | 19,704 | $43,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 2,000 | $42,000 | thousands by filing date | put |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,000 | $41,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 132 | $41,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 335 | $41,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 1,342 | $41,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 22,602 | $41,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 6,228 | $41,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 5,375 | $41,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC | 02128L114 | *W EXP 02/14/202 | 39,479 | $41,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 728 | $40,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 216 | $40,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 100 | $40,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 366 | $40,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 116 | $40,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 2,042 | $40,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,331 | $40,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 214 | $40,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 295 | $40,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 421 | $40,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 1,850 | $40,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 719 | $40,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 30,000 | $40,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 275 | $40,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 459 | $40,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 222 | $40,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 145 | $40,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 263 | $40,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 2,893 | $40,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 2,135 | $40,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 83,300 | $40,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 400 | $39,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 503 | $39,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 297 | $39,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,571 | $39,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 1,000 | $38,000 | thousands by filing date | call |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 3,056 | $38,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 2,862 | $38,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 4,353 | $37,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 12,900 | $37,000 | thousands by filing date | call |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 3,542 | $37,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 25,900 | $37,000 | thousands by filing date | put |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 4,499 | $37,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 1,292 | $36,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U110 | *W EXP 06/16/202 | 233,661 | $36,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 3,600 | $36,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 114,200 | $35,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R130 | RIGHT 07/17/2023 | 37,647 | $35,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,388 | $34,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 3,075 | $34,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 17,200 | $34,000 | thousands by filing date | put |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 3,700 | $34,000 | thousands by filing date | put |
| DENTSPLY SIRONA INC | 24906P109 | COM | 756 | $33,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 3,700 | $33,000 | thousands by filing date | put |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 100,000 | $33,000 | thousands by filing date | |
| SC HEALTH CORP | G78516401 | *W EXP 99/99/999 | 31,250 | $33,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 3,236 | $32,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 661 | $32,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 10,000 | $32,000 | thousands by filing date | put |
| BIOCERES CROP SOLUTIONS CORP | G1117K106 | *W EXP 03/14/202 | 153,980 | $32,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 1,895 | $31,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 365 | $31,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 2,098 | $31,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 4,084 | $31,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R401 | UNIT 10/30/2024 | 3,000 | $31,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP INC | 83406B119 | *W EXP 10/01/202 | 34,975 | $31,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 131 | $30,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 97 | $30,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 118 | $29,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 219 | $29,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 70 | $29,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 250 | $29,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 517 | $29,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 2,300 | $28,000 | thousands by filing date | put |
| CHEMOCENTRYX INC | 16383L106 | COM | 500 | $28,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 2,049 | $28,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 3,778 | $28,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B107 | SHS | 3,332 | $28,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 200 | $27,000 | thousands by filing date | put |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 1,100 | $27,000 | thousands by filing date | put |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 2,297 | $27,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 600 | $26,000 | thousands by filing date | call |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 132 | $26,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 1,655 | $26,000 | thousands by filing date | |
| NOVUS CAP CORP WT EXP 063027 | 67012U116 | Stock | 36,500 | $26,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 24 | $25,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145113 | *W EXP 99/99/999 | 19,196 | $25,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 3,433 | $24,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 900 | $24,000 | thousands by filing date | put |
| PAE INC | 69290Y109 | COM CL A | 2,576 | $24,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382113 | *W EXP 04/07/202 | 100,501 | $24,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 1,800 | $23,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 24,100 | $23,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 93,753 | $23,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 458 | $22,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,967 | $22,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 900 | $22,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 2,513 | $21,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 1,651 | $21,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 608 | $21,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 4,900 | $21,000 | thousands by filing date | call |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 25,000 | $21,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 267 | $20,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 1,000 | $20,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 6,000 | $20,000 | thousands by filing date | put |
| TOTTENHAM ACQUISITION I LTD | G8959N122 | RIGHT 11/06/2020 | 68,995 | $20,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 45 | $19,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 554 | $19,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 98 | $19,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 115 | $19,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 38,200 | $19,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 1,445 | $19,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 22,400 | $19,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 79,800 | $19,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 304 | $18,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 2,705 | $18,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 4,179 | $18,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 4,500 | $18,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 100 | $17,000 | thousands by filing date | put |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 3,076 | $17,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 5,443 | $17,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1,315 | $17,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 2,500 | $17,000 | thousands by filing date | put |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 1,927 | $17,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,700 | $16,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 11,500 | $16,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 22,297 | $16,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145121 | UNIT 99/99/9999 | 1,550 | $16,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 500 | $15,000 | thousands by filing date | put |
| SCHEIN HENRY INC | 806407102 | COM | 262 | $15,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 2,814 | $15,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 1,511 | $15,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 3,629 | $15,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 1,039 | $15,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T117 | *W EXP 05/31/202 | 39,900 | $15,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 310 | $14,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 2,500 | $14,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 312 | $14,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 363 | $14,000 | thousands by filing date | |
| NEWBORN ACQUISITION CORP | G6463T122 | RIGHT 02/03/2025 | 69,006 | $14,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 163 | $13,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 4,055 | $13,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,665 | $13,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 29,163 | $13,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC WT EXP 122525 | G8708A108 | Stock | 28,000 | $13,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 142 | $12,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 1,381 | $12,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 700 | $12,000 | thousands by filing date | put |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 25,654 | $12,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G117 | *W EXP 03/05/202 | 7,630 | $12,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 63,707 | $12,000 | thousands by filing date | |
| PROPTECH ACQUISITION CORP | 74349F119 | *W EXP 05/26/202 | 17,875 | $12,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 222 | $11,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 2,283 | $11,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 10,100 | $11,000 | thousands by filing date | call |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 20,200 | $11,000 | thousands by filing date | |
| NEWBORN ACQUISITION CORP | G6463T114 | *W EXP 02/03/202 | 69,006 | $11,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T125 | RIGHT 05/31/2024 | 39,900 | $11,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 34 | $10,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 2,043 | $10,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 1,000 | $9,000 | thousands by filing date | put |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 762 | $9,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 300 | $9,000 | thousands by filing date | put |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 1,895 | $9,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 4,100 | $8,000 | thousands by filing date | put |
| US Ecology, Inc. | 91734M103 | COM | 251 | $8,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 7,300 | $8,000 | thousands by filing date | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 224,400 | $8,000 | thousands by filing date | |
| IMMURON LTD | Q4867H223 | *W EXP 06/08/202 | 5,373 | $8,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 129 | $7,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 131 | $7,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 20 | $7,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 86 | $7,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 68 | $7,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 92 | $7,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 155 | $7,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 780 | $7,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 492 | $7,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 52 | $7,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 169 | $7,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 81 | $7,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 24 | $7,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 57 | $7,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 131 | $7,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 123,203 | $7,000 | thousands by filing date | |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 7,523 | $7,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 38,192 | $7,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 1,743 | $5,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 3,269 | $5,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 1,929 | $5,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 30,107 | $5,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 424 | $4,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 17,500 | $4,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 339 | $4,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,688 | $4,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 3,109 | $4,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 8,799 | $4,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 10,000 | $4,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 342 | $3,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 5 | $3,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,000 | $3,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 1,600 | $3,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 11,100 | $3,000 | thousands by filing date | put |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 200 | $3,000 | thousands by filing date | put |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 470 | $3,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 241 | $3,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 200 | $3,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 24 | $2,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 10 | $2,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 7 | $2,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 86 | $2,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 33 | $2,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 20 | $2,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 8 | $2,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 47 | $2,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 68 | $2,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 244 | $2,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 13 | $2,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 100 | $2,000 | thousands by filing date | put |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 3,100 | $2,000 | thousands by filing date | put |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 27,004 | $2,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 2,482 | $2,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A202 | UNIT 04/01/2026 | 200 | $2,000 | thousands by filing date | |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 10,000 | $2,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 11 | $1,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 28 | $1,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 31 | $1,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 16 | $1,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 10 | $1,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 13 | $1,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 32 | $1,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 4 | $1,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 11 | $1,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 258 | $1,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 15 | $1,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 19 | $1,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 550 | $1,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 27 | $1,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 31 | $1,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 40 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-20-000009 | this filing | 2020-08-13 | acceptance time not in the bulk data set |