13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 1,525 holding rows worth $9,955,133,000.
- Accession
- 0001279891-20-000009
- Filer
- CIK 1279891
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 1,525 entries on the cover page, a total value of $9,955,133,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,955,133,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 1,706,800 | $526,308,000 | thousands by filing date | put |
| SEA LTD | 81141RAB6 | CONV BD US | 61,609,000 | $333,363,000 | thousands by filing date | principal |
| INVESCO QQQ TR | 46090E103 | COM | 1,184,400 | $293,257,000 | thousands by filing date | put |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 79,535,000 | $246,918,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 66,882,000 | $233,467,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 93,891,000 | $215,954,000 | thousands by filing date | principal |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 32,391,000 | $212,608,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 84,384,000 | $209,920,000 | thousands by filing date | principal |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 76,691,000 | $192,566,000 | thousands by filing date | principal |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 57,286,000 | $189,939,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,199,300 | $171,715,000 | thousands by filing date | put |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 53,743,000 | $157,541,000 | thousands by filing date | principal |
| MONGODB INC | 60937PAB2 | NOTE | 42,895,000 | $142,324,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,388,800 | $135,616,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 416,500 | $128,431,000 | thousands by filing date | call |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 40,763,000 | $122,284,000 | thousands by filing date | principal |
| ALTERYX INC | 02156BAB9 | CONV BD US | 29,780,000 | $109,939,000 | thousands by filing date | principal |
| SEA LTD | 81141R100 | SPONSORD ADS | 991,000 | $106,274,000 | thousands by filing date | put |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 21,612,000 | $98,832,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 45,499,000 | $96,700,000 | thousands by filing date | principal |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 74,810,000 | $96,133,000 | thousands by filing date | principal |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 85,516,000 | $93,579,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 40,200,000 | $89,881,000 | thousands by filing date | principal |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 56,737,000 | $84,386,000 | thousands by filing date | principal |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 30,453,000 | $82,237,000 | thousands by filing date | principal |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 646,746 | $79,008,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 794,600 | $77,592,000 | thousands by filing date | call |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 42,358,000 | $75,790,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 65,136,000 | $75,043,000 | thousands by filing date | principal |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 39,110,000 | $74,895,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 68,263,000 | $74,868,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 50,469,000 | $73,828,000 | thousands by filing date | principal |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 3,037,300 | $70,434,000 | thousands by filing date | put |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 30,553,000 | $70,016,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 64,200 | $69,323,000 | thousands by filing date | put |
| REALPAGE INC | 75606NAB5 | NOTE | 41,437,000 | $66,913,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 22,000,000 | $65,993,000 | thousands by filing date | principal |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 18,363,000 | $65,406,000 | thousands by filing date | principal |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 43,080,000 | $64,830,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 40,728,000 | $64,108,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 58,442,000 | $63,824,000 | thousands by filing date | principal |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 25,414,000 | $60,464,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 46,641,000 | $58,562,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 41,799,000 | $57,665,000 | thousands by filing date | principal |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 558,931 | $56,830,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 62,850,000 | $56,689,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 59,707,000 | $55,387,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419L101 | CL A | 279,700 | $55,271,000 | thousands by filing date | put |
| LIVEPERSON INC | 538146AB7 | BOND | 42,252,000 | $52,511,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 70,365,000 | $52,503,000 | thousands by filing date | principal |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 58,049,000 | $51,923,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 951,400 | $50,053,000 | thousands by filing date | put |
| INVESCO QQQ TR | 46090E103 | COM | 189,300 | $46,870,000 | thousands by filing date | call |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 544,600 | $46,748,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1,697,700 | $46,500,000 | thousands by filing date | call |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 46,231,000 | $44,995,000 | thousands by filing date | principal |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 458,601 | $44,876,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 25,595,000 | $42,625,000 | thousands by filing date | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 41,001,000 | $40,249,000 | thousands by filing date | principal |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 384,974 | $40,231,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 24,833,000 | $39,519,000 | thousands by filing date | principal |
| NIO INC SPON ADS | 62914V106 | ADR | 5,046,900 | $38,962,000 | thousands by filing date | put |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 26,338,000 | $37,358,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 19,127,000 | $36,482,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 33,392,000 | $35,072,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 827,900 | $34,614,000 | thousands by filing date | call |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 32,648,000 | $34,525,000 | thousands by filing date | principal |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 26,770,000 | $33,273,000 | thousands by filing date | principal |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 42,545,000 | $32,907,000 | thousands by filing date | principal |
| SSR Mining Inc | 784730AB9 | Convertible bond | 23,400,000 | $32,865,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 724,300 | $32,129,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 29,791,000 | $32,080,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 29,443,000 | $32,053,000 | thousands by filing date | principal |
| 8X8 INC NEW | 282914AB6 | BOND | 35,335,000 | $31,971,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAB2 | BOND | 25,706,000 | $31,520,000 | thousands by filing date | principal |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 29,383,000 | $31,350,000 | thousands by filing date | principal |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 31,406,000 | $31,079,000 | thousands by filing date | principal |
| BAOZUN INC | 06684LAB9 | NOTE 1.625% 5/0 | 32,177,000 | $31,033,000 | thousands by filing date | principal |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 24,276 | $30,401,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAC7 | BOND | 12,752,000 | $30,210,000 | thousands by filing date | principal |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 632,500 | $29,297,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 831,300 | $28,688,000 | thousands by filing date | put |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 19,103 | $28,415,000 | thousands by filing date | |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 29,150,000 | $28,414,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 666,900 | $27,883,000 | thousands by filing date | put |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 11,221,000 | $27,323,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 30,073,000 | $26,187,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 26,065,000 | $25,936,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 580,800 | $25,764,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 155,800 | $25,540,000 | thousands by filing date | call |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 26,447,000 | $25,421,000 | thousands by filing date | principal |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 13,939,000 | $25,254,000 | thousands by filing date | principal |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 23,500,000 | $25,055,000 | thousands by filing date | principal |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 428,100 | $24,662,000 | thousands by filing date | put |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 23,280,000 | $24,311,000 | thousands by filing date | principal |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 247,784 | $24,057,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 24,100,000 | $23,476,000 | thousands by filing date | principal |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 24,000,000 | $23,465,000 | thousands by filing date | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 18,277,000 | $23,266,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F796 | COM | 475,980 | $23,207,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 19,454,000 | $22,604,000 | thousands by filing date | principal |
| HUBSPOTINC | 443573100 | STOK | 100,000 | $22,435,000 | thousands by filing date | put |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 16,000,000 | $21,942,000 | thousands by filing date | principal |
| RAPID7 INC | 753422AB0 | NOTE | 16,066,000 | $21,642,000 | thousands by filing date | principal |
| CONMED CORP | 207410AF8 | BOND | 20,559,000 | $21,594,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 28,425,000 | $21,119,000 | thousands by filing date | principal |
| BLOCK INC CL A | 852234103 | Stock | 200,000 | $20,988,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 26,180,000 | $20,903,000 | thousands by filing date | principal |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 20,122,000 | $20,840,000 | thousands by filing date | principal |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 476,209 | $20,631,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 737,000 | $20,186,000 | thousands by filing date | put |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 2,631,614 | $19,552,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR SA | 55932XAB0 | NOTE 5.000% 3/0 | 14,401,000 | $19,338,000 | thousands by filing date | principal |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 19,450,000 | $19,058,000 | thousands by filing date | principal |
| ALTAIR ENGR INC | 021369AA1 | BOND | 17,810,000 | $18,794,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 20,905,000 | $18,582,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F770 | CONV | 431,179 | $18,338,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 587,800 | $18,268,000 | thousands by filing date | put |
| PERFICIENT INC | 71375UAB7 | NOTE 2.375% 9/1 | 15,750,000 | $18,162,000 | thousands by filing date | principal |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 2,250,488 | $17,950,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 109,400 | $17,933,000 | thousands by filing date | put |
| TERADYNE INC | 880770AG7 | NOTE | 6,602,000 | $17,744,000 | thousands by filing date | principal |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 10,133,000 | $17,195,000 | thousands by filing date | principal |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 528,900 | $16,660,000 | thousands by filing date | call |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 166,257 | $16,234,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 40,000 | $16,216,000 | thousands by filing date | call |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 7,305,000 | $15,283,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 15,500,000 | $15,121,000 | thousands by filing date | principal |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 16,000,000 | $15,018,000 | thousands by filing date | principal |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 297,262 | $14,754,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 13,530,000 | $14,634,000 | thousands by filing date | principal |
| MOMO INC | 60879B107 | ADR | 825,200 | $14,424,000 | thousands by filing date | put |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 17,375,000 | $14,340,000 | thousands by filing date | principal |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 173,900 | $14,117,000 | thousands by filing date | put |
| NEVRO CORP | 64157FAA1 | BOND | 9,924,000 | $13,398,000 | thousands by filing date | principal |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 1,208,726 | $12,957,000 | thousands by filing date | |
| GAIN CAP HLDGS INC | 36268WAF7 | NOTE 5.000% 8/1 | 12,833,000 | $12,827,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 3,114,000 | $12,728,000 | thousands by filing date | principal |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 282,413 | $12,497,000 | thousands by filing date | |
| RH | 74967X103 | COM | 50,000 | $12,445,000 | thousands by filing date | put |
| INFINERA CORP | 45667GAC7 | BOND | 14,351,000 | $12,285,000 | thousands by filing date | principal |
| HERBALIFE LTD | G4412G101 | COM SHS | 267,300 | $12,023,000 | thousands by filing date | put |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 9,828,000 | $11,713,000 | thousands by filing date | principal |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 308,800 | $11,431,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773HAB8 | NOTE | 2,190,000 | $10,938,000 | thousands by filing date | principal |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,645,951 | $10,797,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 252,824 | $10,739,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 129,500 | $10,569,000 | thousands by filing date | put |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 945,047 | $10,546,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 235,296 | $10,504,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 11,963,000 | $10,491,000 | thousands by filing date | principal |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 179,600 | $10,346,000 | thousands by filing date | call |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 827,300 | $10,275,000 | thousands by filing date | put |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 749,173 | $10,158,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 124,000 | $9,877,000 | thousands by filing date | put |
| CROWN HLDGS INC COM | 228368106 | Stock | 150,000 | $9,769,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 33,700 | $9,336,000 | thousands by filing date | put |
| AGNC INVT CORP COM | 00123Q104 | REIT | 703,884 | $9,080,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 45,300 | $9,070,000 | thousands by filing date | put |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 101,900 | $9,023,000 | thousands by filing date | put |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 8,246,000 | $9,008,000 | thousands by filing date | principal |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T117 | UNIT 99/99/9999 | 715,917 | $8,991,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 543,900 | $8,789,000 | thousands by filing date | put |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 9,022,000 | $8,788,000 | thousands by filing date | principal |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 808,634 | $8,773,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 2,126,000 | $8,695,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 68,800 | $8,605,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 178,500 | $8,551,000 | thousands by filing date | put |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 763,809 | $8,210,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 195,203 | $8,141,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 76,300 | $8,105,000 | thousands by filing date | put |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 292,500 | $7,581,000 | thousands by filing date | put |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 5,054,000 | $7,549,000 | thousands by filing date | principal |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 179,870 | $7,452,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 208,753 | $7,448,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 50,400 | $7,443,000 | thousands by filing date | put |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 93,358 | $7,436,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 4,942,000 | $7,382,000 | thousands by filing date | principal |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 6,000,000 | $7,069,000 | thousands by filing date | principal |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 53,149 | $7,036,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 684,459 | $7,008,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 682,081 | $6,977,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 28,800 | $6,916,000 | thousands by filing date | put |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 608,743 | $6,878,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 50,000 | $6,834,000 | thousands by filing date | put |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 303,507 | $6,816,000 | thousands by filing date | |
| SC HEALTH CORP | G78516203 | COM CL A | 666,718 | $6,740,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 1,544,200 | $6,624,000 | thousands by filing date | put |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 154,794 | $6,421,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 12,250,000 | $6,381,000 | thousands by filing date | principal |
| GENERAL MTRS CO COM | 37045V100 | Stock | 250,000 | $6,325,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 6,456,000 | $6,321,000 | thousands by filing date | principal |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,110,300 | $6,128,000 | thousands by filing date | put |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 24,000 | $6,128,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 6,364,000 | $6,048,000 | thousands by filing date | principal |
| CONSTELLIUM SE | F21107101 | CL A SHS | 783,000 | $6,013,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 585,166 | $6,009,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 573,833 | $5,968,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 86,600 | $5,859,000 | thousands by filing date | put |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 836,470 | $5,855,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 969,978 | $5,790,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 475,000 | $5,771,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 3,080,000 | $5,721,000 | thousands by filing date | principal |
| CZR | 127686103 | Stock | 470,487 | $5,707,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 4,114 | $5,585,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 4,823,000 | $5,558,000 | thousands by filing date | principal |
| CYRUSONE INC | 23283R100 | COM | 76,162 | $5,540,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 81,818 | $5,535,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 132,199 | $5,527,000 | thousands by filing date | |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 5,500,000 | $5,470,000 | thousands by filing date | principal |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 499,872 | $5,443,000 | thousands by filing date | |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 5,000,000 | $5,406,000 | thousands by filing date | principal |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 34,735 | $5,371,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 119,500 | $5,340,000 | thousands by filing date | put |
| REDFIN CORP | 75737F108 | COM | 124,800 | $5,230,000 | thousands by filing date | put |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 837,000 | $5,204,000 | thousands by filing date | principal |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 142,924 | $5,199,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 6,380,000 | $5,153,000 | thousands by filing date | principal |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 34,168 | $5,100,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 12,000,000 | $5,098,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 393,100 | $4,846,000 | thousands by filing date | put |
| LONGVIEW ACQUISITION CORP | 543195200 | UNIT 99/99/9999 | 479,700 | $4,844,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 24,350 | $4,795,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 104,650 | $4,765,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 46,100 | $4,761,000 | thousands by filing date | put |
| SCVX CORP | G79448208 | COM | 475,000 | $4,731,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 4,710,000 | $4,694,000 | thousands by filing date | principal |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 1,125,000 | $4,649,000 | thousands by filing date | principal |
| COUSINSPPTYSINC | 222795502 | STOK | 155,120 | $4,627,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T125 | UNIT 99/99/9999 | 440,935 | $4,607,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 254,194 | $4,572,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 443,475 | $4,550,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 67,425 | $4,517,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 22,400 | $4,426,000 | thousands by filing date | call |
| TWILIO INC CL A | 90138F102 | Stock | 20,100 | $4,410,000 | thousands by filing date | put |
| CIIG MERGER CORP | 12559C103 | COM CL A | 444,600 | $4,401,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 116,100 | $4,394,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 117,900 | $4,364,000 | thousands by filing date | call |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 227,902 | $4,357,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 49,800 | $4,330,000 | thousands by filing date | put |
| APPLIED OPTOELECTRONICS INC | 03823UAB8 | NOTE 5.000% 3/1 | 5,000,000 | $4,310,000 | thousands by filing date | principal |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 4,000,000 | $4,298,000 | thousands by filing date | principal |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 583,439 | $4,270,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 258,800 | $4,249,000 | thousands by filing date | put |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 441,714 | $4,244,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 109,800 | $4,221,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 4,300,000 | $4,208,000 | thousands by filing date | principal |
| TILRAY INC | 88688T100 | COM CL 2 | 586,200 | $4,167,000 | thousands by filing date | put |
| CORESITE RLTY CORP | 21870Q105 | COM | 34,230 | $4,143,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 106,714 | $4,103,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 298,347 | $4,087,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L201 | UNIT 12/17/2021 | 396,461 | $4,083,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 544,194 | $4,065,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 400,000 | $4,032,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 400,100 | $4,019,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744120 | UNIT 99/99/9999 | 384,958 | $4,015,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 233253103 | COM | 400,000 | $4,011,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 370,483 | $3,997,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 46,499 | $3,941,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 130,537 | $3,938,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 33,500 | $3,927,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 8,500 | $3,867,000 | thousands by filing date | put |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 195,604 | $3,859,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 358,800 | $3,839,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 790,822 | $3,819,000 | thousands by filing date | |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 9,000,000 | $3,762,000 | thousands by filing date | principal |
| HUDSON EXECUTIVE INVT CORP | 443761200 | UNIT 06/21/2025 | 365,000 | $3,741,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 63,286 | $3,722,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 4,026,000 | $3,716,000 | thousands by filing date | principal |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 336,359 | $3,699,000 | thousands by filing date | |
| RH | 74967X103 | COM | 14,777 | $3,677,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 40,856 | $3,650,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 94,780 | $3,643,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 34,184 | $3,579,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 129,824 | $3,562,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 28,418 | $3,554,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 71,000 | $3,532,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 155,516 | $3,525,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 113,307 | $3,521,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 148,100 | $3,510,000 | thousands by filing date | put |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 20,000 | $3,497,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 98,509 | $3,495,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 4,205,000 | $3,493,000 | thousands by filing date | principal |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 337,359 | $3,491,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 117,728 | $3,481,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 64,358 | $3,471,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C104 | COM | 321,224 | $3,466,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,309,140 | $3,416,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 289,720 | $3,412,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 318,916 | $3,409,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 249,586 | $3,396,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 290,807 | $3,396,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727UAA3 | NOTE 5.250% 2/0 | 8,450,000 | $3,379,000 | thousands by filing date | principal |
| GSV CAP CORP | 36191JAC5 | NOTE 4.750% 3/2 | 3,400,000 | $3,378,000 | thousands by filing date | principal |
| ATI INC COM | 01741R102 | Stock | 327,700 | $3,339,000 | thousands by filing date | put |
| LANDCADIA HLDGS II INC | 51476X204 | UNIT 05/09/2026 | 192,411 | $3,321,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 323,108 | $3,308,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 90,111 | $3,299,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 487,100 | $3,287,000 | thousands by filing date | put |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 142,473 | $3,284,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 104,700 | $3,264,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 47,633 | $3,257,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 210,438 | $3,253,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 254,300 | $3,239,000 | thousands by filing date | put |
| NOVAVAX INC | 670002401 | COM NEW | 38,800 | $3,233,000 | thousands by filing date | put |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 319,731 | $3,229,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 307,711 | $3,181,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896203 | UNIT 99/99/9999 | 263,633 | $3,163,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 3,600,000 | $3,124,000 | thousands by filing date | principal |
| NIKOLA CORP | 654110113 | *W EXP 06/03/202 | 92,985 | $3,087,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 43,300 | $3,043,000 | thousands by filing date | put |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 371,023 | $3,038,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 882,580 | $3,027,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 120,106 | $3,021,000 | thousands by filing date | |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 3,000,000 | $3,021,000 | thousands by filing date | principal |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 160,000 | $2,996,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 12,899 | $2,956,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 93,500 | $2,945,000 | thousands by filing date | put |
| CHURCHILL CAP CORP II | 17143G205 | UNIT 99/99/9999 | 241,620 | $2,942,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 223,897 | $2,906,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 275,906 | $2,883,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G205 | UNIT 10/24/2024 | 280,596 | $2,876,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 125,000 | $2,851,000 | thousands by filing date | |
| ACCELERATE DIAGNOSTICS INC | 00430HAB8 | NOTE 2.500% 3/1 | 4,000,000 | $2,849,000 | thousands by filing date | principal |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 122,700 | $2,845,000 | thousands by filing date | call |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 4,000,000 | $2,802,000 | thousands by filing date | principal |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 309,321 | $2,790,000 | thousands by filing date | |
| SCVX CORP U | G79448109 | COM | 268,627 | $2,782,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 7,509 | $2,780,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 52,700 | $2,772,000 | thousands by filing date | call |
| ASHLAND INC | 044186104 | COM | 40,000 | $2,764,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 588,437 | $2,742,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,609,400 | $2,735,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L200 | UNIT 10/31/2026 | 247,700 | $2,712,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 11,800 | $2,710,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 18,900 | $2,706,000 | thousands by filing date | call |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 365,820 | $2,685,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP I | 83406B101 | COM CL A | 266,817 | $2,681,000 | thousands by filing date | |
| INSEEGO CORP | 45782BAD6 | NOTE 3.250% 5/0 | 2,500,000 | $2,635,000 | thousands by filing date | principal |
| APHRIA INC | 03765K104 | COM | 602,754 | $2,585,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 8,158 | $2,574,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 155,658 | $2,545,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 45,500 | $2,532,000 | thousands by filing date | put |
| WESTROCK CO | 96145D105 | COM | 89,410 | $2,526,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 413,478 | $2,522,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 2,000,000 | $2,517,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 327,400 | $2,504,000 | thousands by filing date | put |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 2,500,000 | $2,477,000 | thousands by filing date | principal |
| QTS RLTY TR INC | 74736A103 | COM CL A | 38,511 | $2,468,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 250,000 | $2,455,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896104 | COM CL A | 222,191 | $2,455,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 317,500 | $2,451,000 | thousands by filing date | call |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 171,098 | $2,431,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 15,000 | $2,405,000 | thousands by filing date | put |
| NextEra Energy,Inc. | 65339F101 | COM | 10,000 | $2,401,000 | thousands by filing date | call |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K123 | UNIT 99/99/9999 | 201,214 | $2,388,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 55,712 | $2,385,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 105,600 | $2,381,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 35,200 | $2,381,000 | thousands by filing date | call |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 291,085 | $2,372,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 19,226 | $2,344,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 323,680 | $2,336,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 19,663 | $2,324,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 96,815 | $2,305,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 468,400 | $2,290,000 | thousands by filing date | put |
| FUSION ACQUISITION CORP | 36118H204 | UNIT 99/99/9999 | 225,000 | $2,286,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 58,700 | $2,269,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554102 | COM | 66,100 | $2,259,000 | thousands by filing date | put |
| CHP MERGER CORP | 12558Y205 | UNIT 11/22/2024 | 218,827 | $2,242,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 75,000 | $2,228,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 107,265 | $2,226,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y103 | COM | 202,144 | $2,219,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 22,500 | $2,207,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 85,077 | $2,205,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 12,000 | $2,199,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 17,400 | $2,176,000 | thousands by filing date | call |
| CHEMOURS CO COM | 163851108 | Stock | 141,163 | $2,166,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 193,715 | $2,163,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 166,976 | $2,143,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 34,441 | $2,126,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 275,182 | $2,121,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 47,800 | $2,118,000 | thousands by filing date | put |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 63,900 | $2,094,000 | thousands by filing date | call |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 43,800 | $2,080,000 | thousands by filing date | call |
| CALAMOS DY COM NPV | 12811V105 | COM | 97,824 | $2,064,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 18,300 | $2,046,000 | thousands by filing date | put |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 56,700 | $2,038,000 | thousands by filing date | put |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 30,318 | $2,037,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 249,447 | $2,015,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 258,000 | $2,014,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513125 | UNIT 99/99/9999 | 200,000 | $2,010,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 279,160 | $2,009,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 16,300 | $1,996,000 | thousands by filing date | put |
| LIVE OAK ACQUISITION CORP UNIT | 53804F202 | Common Stock | 198,268 | $1,986,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156XAG3 | NOTE 5.500% 2/2 | 4,300,000 | $1,964,000 | thousands by filing date | principal |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 3,005,400 | $1,959,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 84,500 | $1,955,000 | thousands by filing date | put |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 200,000 | $1,939,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 193,900 | $1,931,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 8,065 | $1,929,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 9,700 | $1,927,000 | thousands by filing date | put |
| LYFT INC | 55087P104 | CL A COM | 58,000 | $1,914,000 | thousands by filing date | put |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 189,998 | $1,908,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 9,576 | $1,902,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 18,800 | $1,881,000 | thousands by filing date | |
| PROPTECH ACQUISITION CORP | 74349F200 | UNIT 10/01/2026 | 176,003 | $1,865,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 30,536 | $1,854,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085206 | UNIT 12/31/2026 | 174,626 | $1,833,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 61,469 | $1,831,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 40,000 | $1,819,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 316,909 | $1,812,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 349,585 | $1,803,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L102 | COM CL A | 179,410 | $1,797,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 104,427 | $1,795,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 22,482 | $1,790,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 600,105 | $1,782,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 50,000 | $1,755,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 212,958 | $1,744,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867307 | UNIT 03/31/2024 | 115,778 | $1,736,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 3,000 | $1,733,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 98,036 | $1,726,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 1,037,542 | $1,722,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 2,000,000 | $1,713,000 | thousands by filing date | principal |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 203,300 | $1,707,000 | thousands by filing date | put |
| AIR PRODS & CHEMS INC | 009158106 | COM | 7,000 | $1,690,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 4,000 | $1,676,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,700 | $1,675,000 | thousands by filing date | put |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 31,507 | $1,673,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F203 | UNIT 99/99/9999 | 153,745 | $1,640,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 264,300 | $1,620,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 54,400 | $1,620,000 | thousands by filing date | put |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 105,600 | $1,614,000 | thousands by filing date | put |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 53,300 | $1,612,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 88,837 | $1,608,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C124 | UNIT 99/99/9999 | 156,970 | $1,608,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 54,442 | $1,606,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 466,203 | $1,603,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 20,000 | $1,602,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 31,020 | $1,598,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 84,174 | $1,593,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 30,500 | $1,581,000 | thousands by filing date | put |
| QORVO INC COM | 74736K101 | Stock | 14,300 | $1,580,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 160,400 | $1,551,000 | thousands by filing date | put |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 608,113 | $1,544,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 211,705 | $1,530,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 39,800 | $1,527,000 | thousands by filing date | put |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 118,763 | $1,516,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 78,400 | $1,512,000 | thousands by filing date | call |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 72,003 | $1,505,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 49,161 | $1,505,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 271,984 | $1,501,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 56,411 | $1,452,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 100,000 | $1,451,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 790,998 | $1,447,000 | thousands by filing date | |
| PROPTECH ACQUISITION CORP | 74349F101 | COM CL A | 142,343 | $1,444,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 8,600 | $1,439,000 | thousands by filing date | put |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 185,525 | $1,434,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 263,757 | $1,432,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C203 | UNIT 99/99/9999 | 124,042 | $1,426,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 133,287 | $1,418,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 121,690 | $1,407,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 12,000 | $1,406,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 108,900 | $1,395,000 | thousands by filing date | put |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 128,000 | $1,376,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 83,200 | $1,359,000 | thousands by filing date | put |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 70,584 | $1,355,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 70,000 | $1,350,000 | thousands by filing date | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 40,100 | $1,347,000 | thousands by filing date | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 71,494 | $1,344,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253HAB7 | NOTE 4.500% 7/0 | 1,100,000 | $1,344,000 | thousands by filing date | principal |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 131,829 | $1,343,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 77,772 | $1,326,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 28,884 | $1,325,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y125 | UNIT 99/99/9999 | 130,218 | $1,315,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 172,000 | $1,307,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 652,786 | $1,305,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 127,500 | $1,304,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 139,408 | $1,303,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 208,840 | $1,303,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 144,277 | $1,302,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 56,200 | $1,300,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 200,900 | $1,297,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 160,569 | $1,294,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 111,752 | $1,290,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 18,261 | $1,283,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 78,186 | $1,277,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 127,900 | $1,272,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 28,000 | $1,259,000 | thousands by filing date | call |
| VEONEER INC | 92336X109 | COM | 117,700 | $1,258,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 54,929 | $1,257,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A309 | UNIT 12/01/2023 | 100,000 | $1,256,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 36,200 | $1,228,000 | thousands by filing date | call |
| VERINT SYS INC | 92343X100 | COM | 27,100 | $1,224,000 | thousands by filing date | put |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 115,885 | $1,222,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 107,667 | $1,220,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 130,300 | $1,218,000 | thousands by filing date | put |
| ADIENT PLC | G0084W101 | ORD SHS | 73,468 | $1,206,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 77,152 | $1,205,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 166,368 | $1,204,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 61,592 | $1,201,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-20-000009 | this filing | 2020-08-13 | acceptance time not in the bulk data set |