13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 1,384 holding rows worth $7,886,831,000.
- Accession
- 0001279891-19-000013
- Filer
- CIK 1279891
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 1,384 entries on the cover page, a total value of $7,886,831,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,886,831,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VECTOR GROUP LTD | 92240M108 | COM | 16,671 | $198,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 2,715 | $197,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 6,219 | $196,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M118 | *W EXP 10/23/202 | 170,908 | $196,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 11,455 | $192,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 789 | $191,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 9,401 | $191,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 18,586 | $190,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 6,700 | $189,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 50,000 | $189,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,000 | $187,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 32,300 | $184,000 | thousands by filing date | call |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 16,355 | $183,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER CORP | 05586Y106 | Com | 18,344 | $181,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 24,191 | $180,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 7,900 | $180,000 | thousands by filing date | put |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,000 | $179,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,070 | $179,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 5,870 | $179,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 728 | $178,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 50,249 | $178,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,700 | $177,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 20,500 | $177,000 | thousands by filing date | put |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 87,800 | $177,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 3,091 | $176,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 12,661 | $176,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 15,500 | $174,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 8,600 | $174,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 12,170 | $174,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 2,200 | $173,000 | thousands by filing date | put |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 28,242 | $173,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 8,265 | $170,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 3,851 | $169,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25460E539 | ETF | 6,600 | $167,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 139,900 | $167,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,740 | $166,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 5,000 | $166,000 | thousands by filing date | call |
| PYXUS INTL INC | 74737V106 | COM | 12,700 | $166,000 | thousands by filing date | put |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 15,252 | $163,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,147 | $162,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,000 | $162,000 | thousands by filing date | call |
| BLOCK INC CL A | 852234103 | Stock | 2,600 | $161,000 | thousands by filing date | call |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 5,500 | $160,000 | thousands by filing date | put |
| SL GREEN REALTY CORP | 78440X101 | COM | 1,961 | $160,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 9,756 | $159,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 10,119 | $158,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 876 | $157,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 20,648 | $157,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 7,700 | $156,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 1,242 | $154,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 417,800 | $154,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 3,869 | $151,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 500 | $148,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 1,000 | $148,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 3,800 | $148,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 19,600 | $147,000 | thousands by filing date | call |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 10,516 | $146,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 19,100 | $145,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E166 | DAILY JR GLD MIN | 2,539 | $145,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 145,500 | $145,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 178,500 | $141,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,200 | $140,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 428 | $139,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,073 | $139,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 1,702 | $139,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 2,822 | $136,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 9,476 | $134,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 9,787 | $133,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 1,000 | $131,000 | thousands by filing date | put |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 8,608 | $130,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10319T200 | UNIT 11/26/2025 | 12,196 | $130,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 39,400 | $126,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 7,881 | $125,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 99,600 | $124,000 | thousands by filing date | put |
| CONYERS PK II ACQUISITION CO | 212896104 | COM CL A | 12,500 | $124,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 5,839 | $121,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 1,343 | $121,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 800 | $121,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 6,500 | $120,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 18,850 | $120,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 1,637 | $119,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 30,000 | $117,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 2,500 | $117,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 1,600 | $116,000 | thousands by filing date | put |
| VERB TECHNOLOGY CO INC | 92337U112 | *W EXP 04/09/202 | 320,000 | $116,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 6,800 | $115,000 | thousands by filing date | put |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 149,196 | $113,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 5,256 | $111,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 7,717 | $111,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 22,905 | $111,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CORP | 80821R208 | UNIT EX 123123 | 10,800 | $111,000 | thousands by filing date | |
| NEW FRONTIER HEA | G6485P124 | EQUITY WRT | 110,000 | $110,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 5,626 | $109,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 9,087 | $108,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 10,100 | $106,000 | thousands by filing date | put |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 142,500 | $105,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 7,244 | $104,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 26,413 | $103,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M129 | UNIT 10/12/2023 | 10,000 | $103,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 5,132 | $100,000 | thousands by filing date | |
| AKERNA CORP | 00973W110 | WTS | 137,022 | $100,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M120 | RIGHT 10/29/2020 | 231,240 | $100,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,300 | $98,000 | thousands by filing date | call |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 7,633 | $98,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 6,934 | $98,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 30,000 | $97,000 | thousands by filing date | put |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 99,615 | $97,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 248,200 | $96,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 7,900 | $92,000 | thousands by filing date | put |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 75,000 | $91,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 9,930 | $90,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 38,200 | $90,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 36,954 | $90,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 7,451 | $89,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,055 | $87,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 2,500 | $86,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 3,093 | $86,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 125,056 | $86,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 1,900 | $85,000 | thousands by filing date | call |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 6,000 | $83,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 37,000 | $83,000 | thousands by filing date | put |
| CARBON BLACK INC | 14081R103 | COM | 3,203 | $83,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,276 | $81,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 8,739 | $80,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 56,183 | $80,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,046 | $79,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 1,550 | $79,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 338 | $78,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 2,500 | $77,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 70,293 | $75,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,310 | $74,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 1,724 | $74,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 3,808 | $74,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 59,800 | $74,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 295 | $73,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 2,176 | $73,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 3,237 | $73,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 8,290 | $73,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 42 | $72,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 2,776 | $72,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 440 | $72,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 4,760 | $72,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 2,500 | $72,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 4,100 | $72,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 333 | $71,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 1,279 | $71,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 85 | $71,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 1,963 | $71,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 721 | $71,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 4,589 | $71,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 624 | $71,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 179 | $71,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 655 | $71,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 4,101 | $71,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 627 | $71,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 572 | $71,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 2,162 | $71,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 1,432 | $71,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 772 | $71,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 5,348 | $71,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 638 | $70,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 278 | $70,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 760 | $70,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 598 | $70,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 780 | $70,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 2,997 | $70,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 837 | $70,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 444 | $70,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 2,236 | $70,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 597 | $70,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 1,730 | $70,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,794 | $69,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 2,511 | $69,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 9,400 | $69,000 | thousands by filing date | put |
| APHRIA INC | 03765K104 | COM | 13,394 | $69,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 92,500 | $69,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 2,500 | $68,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 19,900 | $67,000 | thousands by filing date | call |
| TALEND S A | 874224207 | ADS | 2,000 | $67,000 | thousands by filing date | put |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 4,762 | $65,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 1,980 | $64,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 4,532 | $64,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 6,832 | $64,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 1,700 | $64,000 | thousands by filing date | call |
| NextEra Energy,Inc. | 65339F101 | COM | 272 | $63,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 1,002 | $63,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 400 | $63,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 75,000 | $63,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N114 | RIGHT 03/06/2020 | 71,800 | $63,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 3,033 | $62,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 881 | $61,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 536 | $59,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 910 | $59,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 3,776 | $59,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,640 | $58,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 1,900 | $58,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 5,700 | $58,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 37,032 | $58,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 25,000 | $58,000 | thousands by filing date | put |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 77,800 | $58,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 1,500 | $56,000 | thousands by filing date | put |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 6,384 | $56,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 3,700 | $55,000 | thousands by filing date | put |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 85,054 | $55,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 8,312 | $54,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 10,000 | $54,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 2,000 | $53,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 9,200 | $53,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 3,584 | $52,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 2,300 | $52,000 | thousands by filing date | put |
| Brooge Holdings ltd | G9145A115 | *W EXP 12/20/202 | 165,000 | $52,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 3,431 | $51,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 400 | $51,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 4,900 | $51,000 | thousands by filing date | put |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 4,685 | $51,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 21,832 | $51,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 5,500 | $50,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 570 | $50,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 45 | $48,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 1,289 | $48,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 1,500 | $48,000 | thousands by filing date | put |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 60,000 | $47,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 12,500 | $47,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 148,102 | $47,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 60,000 | $47,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 1,705 | $46,000 | thousands by filing date | |
| ACTTW US 30 Apr 24 C11.5 (Act II Global Acquisitio | G0080J120 | W EXP 04/30/202 | 50,000 | $46,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 75,000 | $45,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 153,375 | $45,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 5,605 | $44,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 3,167 | $43,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 71,198 | $42,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 2,908 | $41,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 428 | $40,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 469 | $40,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 675 | $40,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 972 | $40,000 | thousands by filing date | |
| CHASERG TECHNLGY ACQUISITN C | 16166A111 | W EXP 04/10/202 | 46,000 | $40,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 4,770 | $39,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 1,000 | $38,000 | thousands by filing date | put |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 6,376 | $38,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P105 | CL A | 3,724 | $38,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 147 | $37,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 2,000 | $37,000 | thousands by filing date | put |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 50,000 | $37,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 15,003 | $37,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K106 | *W EXP 03/14/202 | 103,721 | $35,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 2,500 | $34,000 | thousands by filing date | put |
| FGL HLDGS | G3402M102 | ORD SHS | 4,278 | $34,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 1,800 | $33,000 | thousands by filing date | put |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 3,245 | $33,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 900 | $32,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707114 | *W EXP 99/99/999 | 25,000 | $32,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10319T119 | W EXP 11/26/202 | 46,900 | $32,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 1,345 | $31,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 3,951 | $31,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 36,041 | $31,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 1,367 | $31,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 2,878 | $31,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 90,100 | $31,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A115 | *W EXP 08/01/202 | 100,000 | $30,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 1,751 | $29,000 | thousands by filing date | |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 38,585 | $29,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M111 | *W EXP 10/20/202 | 80,000 | $27,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 900 | $25,000 | thousands by filing date | |
| STABILIS SOLUTIONS INC | 85236P101 | COM | 3,589 | $23,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 57,808 | $23,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 17,500 | $22,000 | thousands by filing date | call |
| CONTURA ENERGY INC | 21241B100 | COM | 790 | $22,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 237 | $21,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 7,715 | $21,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E208 | UNIT 01/30/2023 | 2,000 | $21,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 50,000 | $20,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 129 | $19,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 2,816 | $19,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,665 | $19,000 | thousands by filing date | |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 84,000 | $19,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 1,700 | $19,000 | thousands by filing date | put |
| GRAF INDL CORP | 384278115 | Stock | 50,000 | $19,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,300 | $18,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 1,600 | $18,000 | thousands by filing date | put |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 17,500 | $18,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 40,000 | $18,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 4,000 | $17,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 50,000 | $17,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 500 | $16,000 | thousands by filing date | put |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 200 | $16,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 500 | $16,000 | thousands by filing date | put |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 1,755 | $16,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 93,753 | $16,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981105 | *W EXP 03/03/202 | 85,000 | $16,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,700 | $15,000 | thousands by filing date | put |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 200 | $14,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 11,100 | $14,000 | thousands by filing date | put |
| SENSEONICS HLDGS INC | 81727U105 | COM | 14,900 | $14,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 7,200 | $14,000 | thousands by filing date | put |
| VISTRA CORP | 92840M128 | COM | 7,019 | $14,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 8,923 | $14,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 81 | $13,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 6,336 | $13,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 5,000 | $13,000 | thousands by filing date | call |
| DASEKE INC | 23753F107 | COM | 5,399 | $13,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A118 | *W EXP 01/31/202 | 30,210 | $13,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950137 | RIGHT 02/20/2020 | 54,798 | $13,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 134,400 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 100 | $11,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 211 | $10,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 491 | $9,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 104 | $9,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 500 | $9,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 3,993 | $9,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 30,000 | $9,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 50,000 | $9,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 25,000 | $9,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H121 | RIGHT 04/30/2026 | 48,826 | $9,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 2,366 | $8,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 511 | $8,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,348 | $8,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 88 | $8,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 21,672 | $8,000 | thousands by filing date | |
| WTS/DERMTECH INC. 11.5000EXP03/23/2024 | 24984K113 | WARR | 67,000 | $8,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 72,445 | $8,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 344 | $7,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 2,000 | $7,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS CORP | 284849114 | W EXP 08/03/202 | 16,139 | $7,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H113 | *W EXP 04/30/202 | 110,000 | $7,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | put |
| Aussie $ ETF | 46090N103 | ETF | 100 | $6,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 1,434 | $6,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 473 | $6,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 8,754 | $6,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 500 | $6,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 35,589 | $6,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 62 | $5,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 2,100 | $5,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 1,500 | $5,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 388 | $5,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 64,200 | $5,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 3,269 | $5,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 16,300 | $5,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 7,333 | $5,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 60,000 | $5,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W128 | W EXP 01/31/202 | 40,000 | $5,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 175 | $4,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 200 | $4,000 | thousands by filing date | call |
| GRUBHUB INC | 400110102 | COM | 77 | $4,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 434 | $4,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 13,196 | $4,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,900 | $3,000 | thousands by filing date | put |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 400 | $3,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 2,400 | $3,000 | thousands by filing date | put |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 25,203 | $3,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 10,000 | $3,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 6 | $2,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 39 | $2,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 100 | $2,000 | thousands by filing date | put |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 1,447 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 100 | $2,000 | thousands by filing date | call |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 202 | $2,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 206 | $2,000 | thousands by filing date | |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 10,000 | $2,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 19 | $1,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 39 | $1,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 29 | $1,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 200 | $1,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 63 | $1,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 292 | $1,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y115 | *W EXP 12/24/201 | 6,700 | $1,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELIXIS INC COM | 30161Q104 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APACHE CORP | 037411105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYLAN NV | N59465109 | SHS EURO | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624307 | COM | 119 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWLINK GENETICS CORP | 651511107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 323 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHUNWARE INC | 71948P100 | COMMON | 555 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIAL PHARMACEUTICALS INC | 00688A114 | *W EXP 07/31/202 | 627 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKAZOO SA | L0164E116 | *W EXP 09/11/202 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 30,147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 2,587 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTIF BIO PLC | 619784119 | *W EXP 11/09/202 | 17,177 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-19-000013 | this filing | 2019-11-14 | acceptance time not in the bulk data set |