13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 1,384 holding rows worth $7,886,831,000.
- Accession
- 0001279891-19-000013
- Filer
- CIK 1279891
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 1,384 entries on the cover page, a total value of $7,886,831,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,886,831,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FELLAZO INC | G3362K104 | UNIT 99/99/9999 | 150,000 | $1,494,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 68,754 | $1,489,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 25,600 | $1,482,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 13,337 | $1,480,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 12,251 | $1,478,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 15,900 | $1,477,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 39,200 | $1,469,000 | thousands by filing date | call |
| IAA INC | 449253103 | COM | 35,000 | $1,460,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 37,800 | $1,431,000 | thousands by filing date | call |
| VEONEER INC | 92336X109 | COM | 95,100 | $1,425,000 | thousands by filing date | put |
| CARBONITE INC | 141337AB1 | NOTE 2.500% 4/0 | 1,500,000 | $1,425,000 | thousands by filing date | principal |
| GSV CAP CORP | 36191JAC5 | NOTE 4.750% 3/2 | 1,500,000 | $1,417,000 | thousands by filing date | principal |
| MATTEL INC | 577081102 | COM | 124,336 | $1,416,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 169,035 | $1,409,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 91,549 | $1,375,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 263,057 | $1,375,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 17,883 | $1,346,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 235,129 | $1,344,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 1,300,000 | $1,335,000 | thousands by filing date | principal |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 130,000 | $1,323,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 1,275,000 | $1,322,000 | thousands by filing date | principal |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 40,900 | $1,317,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 385,000 | $1,312,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 702,100 | $1,312,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 80,200 | $1,301,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 32,716 | $1,294,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 15,000 | $1,292,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 40,312 | $1,291,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 190,541 | $1,284,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 115,386 | $1,278,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 144,191 | $1,277,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W202 | UNIT 04/30/2022 | 21,001 | $1,270,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 65,942 | $1,268,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 54,300 | $1,267,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 101,300 | $1,264,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 101,039 | $1,260,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 52,700 | $1,250,000 | thousands by filing date | call |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 91,297 | $1,249,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 28,600 | $1,246,000 | thousands by filing date | put |
| QUORUM HEALTH CORP | 74909E106 | COM | 1,020,776 | $1,235,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 18,200 | $1,232,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287108 | COM | 10,000 | $1,232,000 | thousands by filing date | put |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 117,061 | $1,232,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 90,983 | $1,229,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 50,000 | $1,227,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 120,000 | $1,224,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076209 | UNIT 03/12/2025 | 114,900 | $1,223,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 363,136 | $1,220,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 42,269 | $1,219,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 40,295 | $1,214,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 22,900 | $1,208,000 | thousands by filing date | call |
| HEALTHCARE | 42225P501 | CL A NEW | 40,972 | $1,203,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 39,800 | $1,201,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 10,000 | $1,186,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 82,129 | $1,186,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 76,077 | $1,183,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 10,000 | $1,179,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 79,100 | $1,178,000 | thousands by filing date | put |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 12,157 | $1,178,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 84,000 | $1,162,000 | thousands by filing date | put |
| OKTAINCCLASSA | 679295105 | STOK | 11,800 | $1,161,000 | thousands by filing date | put |
| ENBRIDGE INC COM | 29250N105 | Stock | 33,089 | $1,160,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 60,000 | $1,156,000 | thousands by filing date | call |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 29,500 | $1,155,000 | thousands by filing date | put |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 26,794 | $1,144,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 199,879 | $1,141,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 16,000 | $1,140,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 326,628 | $1,135,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 11,797 | $1,134,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 38,465 | $1,126,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 78,526 | $1,115,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 53,188 | $1,110,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 57,000 | $1,096,000 | thousands by filing date | put |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 37,621 | $1,095,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 16,878 | $1,092,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 73,600 | $1,083,000 | thousands by filing date | put |
| REDFIN CORP | 75737F108 | COM | 64,300 | $1,082,000 | thousands by filing date | put |
| WABTEC COM | 929740108 | Stock | 15,000 | $1,077,000 | thousands by filing date | |
| NEW FRONTIER CORP | G6485P116 | UNIT 99/99/9999 | 100,100 | $1,076,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 25,000 | $1,071,000 | thousands by filing date | put |
| TUSCAN HOLDINGS CORP | 90069K203 | UNIT 99/99/9999 | 99,911 | $1,068,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A309 | UNIT 12/01/2023 | 100,000 | $1,067,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 110,000 | $1,065,000 | thousands by filing date | put |
| UDR INC COM | 902653104 | REIT | 21,956 | $1,064,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 9,920 | $1,061,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253HAB7 | NOTE 4.500% 7/0 | 1,100,000 | $1,060,000 | thousands by filing date | principal |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 294,242 | $1,059,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K207 | UNIT 06/19/2025 | 100,000 | $1,058,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 131,212 | $1,053,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 191,177 | $1,049,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760110 | UNIT 99/99/9999 | 100,000 | $1,048,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 61,000 | $1,046,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 11,800 | $1,043,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 25,987 | $1,041,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 104,810 | $1,038,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 50,000 | $1,036,000 | thousands by filing date | put |
| EDTECHX HLDGS ACQUISITION CO | 28138X202 | UNIT 12/31/2025 | 100,000 | $1,036,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 9,000 | $1,035,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950111 | UNIT 08/15/2023 | 100,000 | $1,034,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 6,000 | $1,032,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,413 | $1,029,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 3,737 | $1,024,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 81,838 | $1,024,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 1,000,000 | $1,021,000 | thousands by filing date | principal |
| INVESCO LTD SHS | G491BT108 | Stock | 60,038 | $1,017,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L204 | UNIT 99/99/9999 | 100,000 | $1,016,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M103 | SHS | 100,000 | $1,015,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 86,300 | $1,014,000 | thousands by filing date | call |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 115,558 | $1,013,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L122 | UNIT 99/99/9999 | 100,000 | $1,009,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 101,901 | $997,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 64,168 | $994,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 100,000 | $988,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 100,000 | $980,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 361,509 | $979,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 822,415 | $978,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 300,000 | $975,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 34,067 | $962,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 228,386 | $959,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 61,200 | $953,000 | thousands by filing date | put |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 88,938 | $949,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 98,744 | $942,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 109,500 | $940,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 145,600 | $939,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 25,000 | $936,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 32,200 | $934,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 50,000 | $929,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 257,800 | $928,000 | thousands by filing date | put |
| GORES HOLDINGS III INC | 38286G208 | UNIT 09/07/2024 | 87,500 | $923,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 10,000 | $918,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 83,548 | $914,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 100,000 | $914,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 97,561 | $911,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 10,000 | $909,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 50,000 | $902,000 | thousands by filing date | put |
| EAGLE MATLS INC COM | 26969P108 | Stock | 10,000 | $900,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 190,666 | $898,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 152,340 | $888,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 15,671 | $887,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 33,156 | $882,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 49,900 | $880,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 144,400 | $870,000 | thousands by filing date | put |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 25,380 | $860,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 65,418 | $853,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 43,500 | $849,000 | thousands by filing date | put |
| AVEDRO INC | 05355N109 | COM | 37,397 | $848,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 61,001 | $839,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 74,339 | $837,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 160,353 | $837,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784114 | UNIT 99/99/9999 | 80,796 | $837,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 7,565 | $825,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,978 | $822,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 131,262 | $819,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 98,624 | $818,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 27,442 | $816,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 50,000 | $806,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 430,500 | $805,000 | thousands by filing date | call |
| ENDO INTL PLC | G30401106 | SHS | 250,500 | $804,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 121,529 | $800,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 20,000 | $799,000 | thousands by filing date | put |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 123,539 | $790,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 25,000 | $789,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 39,000 | $789,000 | thousands by filing date | call |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 115,088 | $786,000 | thousands by filing date | |
| BOXWOOD MERGER CORP; TNT ACQ DT: 11/16/2020; CASH | 10319t101 | COM | 77,927 | $785,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 76,875 | $776,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 79,622 | $773,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 103,000 | $772,000 | thousands by filing date | put |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 107,238 | $768,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 69,493 | $765,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 27,760 | $761,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 56,182 | $760,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 142,900 | $754,000 | thousands by filing date | put |
| TPI Composites Inc | 87266J104 | Common Stock | 40,000 | $750,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 50,900 | $748,000 | thousands by filing date | call |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 53,920 | $743,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 246,700 | $742,000 | thousands by filing date | put |
| NUVASIVE INC | 670704105 | COM | 11,700 | $741,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 245,000 | $739,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 9,500 | $737,000 | thousands by filing date | put |
| PPG INDS INC COM | 693506107 | Stock | 6,205 | $735,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 70,000 | $732,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 9,523 | $731,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N130 | UNIT 05/06/2025 | 69,000 | $724,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 8,800 | $713,000 | thousands by filing date | put |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 26,259 | $712,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 43,543 | $711,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 6,700 | $709,000 | thousands by filing date | put |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 6,600 | $709,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 55,446 | $709,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 19,373 | $707,000 | thousands by filing date | |
| HEALTH SCIENCES ACQUSTN CORP | 42227C201 | UNIT 04/01/2024 | 65,253 | $700,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 74,250 | $694,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 137,100 | $688,000 | thousands by filing date | put |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 175,687 | $688,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 113,204 | $684,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 164,990 | $683,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 10,000 | $681,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 135,640 | $679,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 58,639 | $679,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 130,613 | $676,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 65,000 | $666,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 47,879 | $665,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,000 | $663,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 43,650 | $663,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 105,512 | $661,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 8,000 | $660,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 50,291 | $659,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 23,300 | $658,000 | thousands by filing date | put |
| SITE CENTERS CORP | 82981J109 | COM | 42,882 | $647,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 5,000 | $646,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 123,109 | $646,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 42,600 | $643,000 | thousands by filing date | put |
| ENTEGRA FINL CORP | 29363J108 | COM | 21,332 | $640,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872208 | UNIT 99/99/9999 | 60,100 | $637,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 4,000 | $633,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,500 | $632,000 | thousands by filing date | put |
| GARTNERINC | 366651107 | STOK | 4,420 | $632,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 145,228 | $628,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 45,891 | $622,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 41,751 | $619,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036209 | UNIT 02/28/2026 | 60,000 | $618,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 60,000 | $618,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 49,337 | $616,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 36,300 | $614,000 | thousands by filing date | put |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 23,600 | $613,000 | thousands by filing date | call |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 147,842 | $610,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981139 | SHS | 58,901 | $609,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A123 | UNIT 08/01/2024 | 60,000 | $605,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 18,541 | $600,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 16,565 | $600,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 60,000 | $600,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 80,670 | $599,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 25,000 | $597,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 25,400 | $596,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 86,400 | $594,000 | thousands by filing date | put |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 64,638 | $594,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 30,533 | $592,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 57,252 | $591,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 20,600 | $590,000 | thousands by filing date | put |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 43,904 | $589,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 28,614 | $588,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 51,000 | $587,000 | thousands by filing date | put |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 43,893 | $585,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 57,861 | $580,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 22,100 | $573,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 61,586 | $569,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 5,800 | $561,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 76,800 | $559,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 23,233 | $551,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 37,900 | $550,000 | thousands by filing date | put |
| WESTROCK CO | 96145D105 | COM | 15,000 | $546,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L209 | UNIT 03/04/2024 | 53,824 | $542,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 7,289 | $540,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 36,663 | $539,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 51,330 | $539,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 13,200 | $527,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 72,245 | $524,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 28,738 | $524,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415116 | UNIT 09/24/2020 | 49,800 | $522,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 36,825 | $521,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 16,199 | $508,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 13,395 | $507,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 16,800 | $507,000 | thousands by filing date | call |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 8,000 | $506,000 | thousands by filing date | put |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 15,078 | $505,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 446,705 | $504,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 23,716 | $504,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 17,199 | $501,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 24,074 | $492,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 18,900 | $492,000 | thousands by filing date | put |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 26,421 | $487,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 10,000 | $486,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 33,638 | $486,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 9,100 | $486,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 29,700 | $485,000 | thousands by filing date | put |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 7,900 | $485,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550105 | COM | 34,400 | $481,000 | thousands by filing date | put |
| TRINITY MERGER CORP | 89653L205 | UNIT 05/11/2025 | 40,861 | $477,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 48,330 | $476,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 65,800 | $475,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 470,757 | $475,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 9,000 | $474,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3165V117 | UNIT 10/04/2023 | 42,800 | $468,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 80,963 | $467,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 37,312 | $466,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 48,120 | $464,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 310,000 | $464,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 31,400 | $461,000 | thousands by filing date | put |
| GRAF INDL CORP | 384278107 | COM | 45,500 | $458,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 30,414 | $455,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 400 | $455,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 48,781 | $447,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 49,929 | $446,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 10,000 | $444,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 71,613 | $443,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867307 | UNIT 03/31/2024 | 42,599 | $443,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 14,800 | $440,000 | thousands by filing date | put |
| WW INTL INC | 98262P101 | COM | 11,600 | $438,000 | thousands by filing date | put |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 43,300 | $438,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 4,253 | $437,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 37,915 | $437,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 12,230 | $437,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 39,285 | $437,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 10,700 | $436,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 503,700 | $436,000 | thousands by filing date | put |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 83,055 | $436,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 35,700 | $435,000 | thousands by filing date | put |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 32,251 | $434,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 16,843 | $434,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 31,368 | $434,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 51,018 | $433,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 14,423 | $433,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 44,400 | $430,000 | thousands by filing date | |
| RH | 74967X103 | COM | 2,500 | $427,000 | thousands by filing date | put |
| FORTIVE CORP COM | 34959J108 | Stock | 6,200 | $425,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 13,800 | $424,000 | thousands by filing date | put |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 39,603 | $422,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 15,000 | $421,000 | thousands by filing date | put |
| OPES ACQUISITION CORP | 68373P209 | UNIT 03/07/2023 | 40,000 | $418,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 17,000 | $417,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 3,070 | $417,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 8,500 | $416,000 | thousands by filing date | put |
| GRAF INDUSTRIAL CORP | 384278206 | COM | 40,000 | $412,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 5,800 | $408,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 92,733 | $408,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 93,300 | $407,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 126,712 | $406,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 39,000 | $404,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 7,692 | $403,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641205 | UNIT 99/99/9999 | 40,001 | $403,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 29,009 | $402,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 4,488 | $401,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 16,218 | $401,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 41,037 | $401,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,800 | $400,000 | thousands by filing date | put |
| CAMBREX CORP | 132011107 | COM | 6,732 | $400,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T208 | UNIT 99/99/9999 | 40,000 | $400,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H204 | UNIT 04/30/2026 | 40,000 | $400,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 3,165 | $398,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 13,685 | $396,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 2,045 | $394,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 13,267 | $391,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 13,246 | $391,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 13,100 | $386,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 4,949 | $384,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 26,489 | $381,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 3,000 | $377,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 124,199 | $375,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 31,800 | $373,000 | thousands by filing date | put |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 27,422 | $372,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 8,400 | $369,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 7,000 | $369,000 | thousands by filing date | put |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 49,430 | $369,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 10,000 | $368,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 53,200 | $366,000 | thousands by filing date | put |
| RH | 74967X103 | COM | 2,130 | $363,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 100,000 | $360,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 16,122 | $360,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 30,892 | $358,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 13,400 | $357,000 | thousands by filing date | put |
| NIO INC SPON ADS | 62914V106 | ADR | 228,618 | $356,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 7,321 | $352,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 7,500 | $352,000 | thousands by filing date | put |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 18,282 | $351,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 10,140 | $350,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 2,303 | $349,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 26,032 | $348,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 50,511 | $348,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 15,691 | $342,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 14,983 | $342,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 10,000 | $341,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 6,400 | $340,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 226,395 | $339,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 20,633 | $338,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 73,122 | $336,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 12,717 | $330,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 28,900 | $326,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A123 | UNIT 06/21/2023 | 30,000 | $325,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 28,696 | $323,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 6,020 | $323,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 70,400 | $323,000 | thousands by filing date | put |
| REVLON INC | 761525609 | OPT | 13,600 | $319,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 20,000 | $317,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,497 | $316,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 3,215 | $316,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 26,050 | $315,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 50,100 | $313,000 | thousands by filing date | call |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 8,530 | $310,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 27,055 | $310,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 20,300 | $307,000 | thousands by filing date | put |
| GS ACQUISITION HLDGS CORP | 36255F110 | *W EXP 06/12/202 | 205,000 | $307,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 18,454 | $305,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,616 | $302,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,580 | $301,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,034 | $301,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,408 | $300,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 49,099 | $300,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,744 | $298,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 3,894 | $298,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 10,000 | $298,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 2,301 | $297,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375114 | *W EXP 10/17/202 | 125,866 | $297,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 15,200 | $296,000 | thousands by filing date | call |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 28,447 | $296,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,451 | $295,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 19,587 | $295,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 32,054 | $294,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L114 | *W EXP 05/11/202 | 232,100 | $294,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 52,068 | $293,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,200 | $289,000 | thousands by filing date | call |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 50,582 | $288,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 24,748 | $287,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 21,703 | $287,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 20,955 | $285,000 | thousands by filing date | |
| SUTTER ROCK CAP CORP | 86944Q100 | COM | 45,700 | $285,000 | thousands by filing date | put |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 15,100 | $284,000 | thousands by filing date | put |
| NIO INC | G6525FAA0 | DEBT 4.500% 2/0 | 1,000,000 | $284,000 | thousands by filing date | principal |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 3,966 | $282,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 23,815 | $282,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 130,000 | $278,000 | thousands by filing date | put |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 27,000 | $278,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 21,192 | $277,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 24,076 | $276,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 10,900 | $276,000 | thousands by filing date | put |
| ENOVIS CORP | 194014106 | COMMON STOCK | 9,500 | $276,000 | thousands by filing date | call |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 22,834 | $275,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 18,100 | $274,000 | thousands by filing date | call |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 24,400 | $273,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 53,100 | $273,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,000 | $269,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 10,016 | $269,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 21,036 | $268,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A200 | UNIT 12/01/2025 | 23,300 | $268,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,854 | $267,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 90,400 | $267,000 | thousands by filing date | put |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 56,592 | $265,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 37,195 | $264,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 23,729 | $263,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 18,207 | $262,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 18,326 | $262,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 24,864 | $262,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 122,727 | $262,000 | thousands by filing date | |
| TENZING ACQUISITION CORP | G8708A124 | UNIT 08/24/2024 | 25,000 | $262,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 21,033 | $261,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 6,076 | $260,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 17,200 | $259,000 | thousands by filing date | call |
| HOSTESS BRANDS INC | 44109J114 | WTS | 150,861 | $258,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 65,000 | $255,000 | thousands by filing date | call |
| TECHNIPFMC PLC COM | G87110105 | Stock | 10,508 | $253,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 17,659 | $253,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 56,400 | $248,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 21,400 | $246,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,470 | $245,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 34,150 | $245,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,200 | $244,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 13,859 | $243,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 120,324 | $243,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 17,042 | $239,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 34,468 | $239,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 71,000 | $239,000 | thousands by filing date | put |
| RINGCENTRAL INC | 76680R206 | CL A | 1,900 | $238,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,900 | $238,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 965 | $236,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 4,800 | $235,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 3,012 | $234,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 5,700 | $232,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 15,658 | $232,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 45,541 | $229,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 112,000 | $226,000 | thousands by filing date | put |
| NEWELL BRANDS INC COM | 651229106 | Stock | 12,000 | $224,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 14,797 | $224,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 15,600 | $223,000 | thousands by filing date | put |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 23,199 | $223,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 49,556 | $221,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 1,700 | $220,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 4,000 | $220,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 3,670 | $218,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 47,422 | $214,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 20,000 | $214,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 7,139 | $213,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 7,365 | $211,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 15,300 | $207,000 | thousands by filing date | |
| SC HEALTH CORP | G78516302 | UNIT 99/99/9999 | 20,000 | $207,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 20,400 | $207,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 14,625 | $206,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 5,874 | $206,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 32,300 | $206,000 | thousands by filing date | put |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 16,465 | $205,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 7,500 | $204,000 | thousands by filing date | put |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 66,852 | $204,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 3,000 | $203,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 23,749 | $203,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,907 | $202,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 22,164 | $202,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,774 | $201,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 16,100 | $201,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 903 | $200,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,014 | $200,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 29,000 | $199,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-19-000013 | this filing | 2019-11-14 | acceptance time not in the bulk data set |