13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 1,388 holding rows worth $7,654,860,000.
- Accession
- 0001279891-19-000009
- Filer
- CIK 1279891
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 1,388 entries on the cover page, a total value of $7,654,860,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,654,860,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 52,097 | $245,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,200 | $244,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 9,500 | $243,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,400 | $243,000 | thousands by filing date | call |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 39,054 | $241,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,700 | $236,000 | thousands by filing date | call |
| REVLON INC | 761525609 | OPT | 12,200 | $235,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 5,700 | $234,000 | thousands by filing date | put |
| CALAMP CORP | 128126109 | COMMON STOCK | 20,100 | $234,000 | thousands by filing date | put |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 20,714 | $231,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 43,794 | $231,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 45,220 | $231,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U112 | *W EXP 04/09/202 | 320,000 | $230,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 4,800 | $228,000 | thousands by filing date | put |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 15,259 | $225,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 43,682 | $225,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,622 | $224,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,800 | $223,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 56,544 | $223,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 7,658 | $222,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 1,900 | $218,000 | thousands by filing date | put |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 35,083 | $218,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,500 | $217,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 12,209 | $217,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 8,600 | $216,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,400 | $215,000 | thousands by filing date | call |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 7,500 | $214,000 | thousands by filing date | put |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,500 | $213,000 | thousands by filing date | call |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 4,000 | $213,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375114 | *W EXP 10/17/202 | 125,506 | $207,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,400 | $206,000 | thousands by filing date | put |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 12,214 | $205,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 12,200 | $205,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 17,676 | $205,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 446,400 | $203,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 20,000 | $200,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 26,810 | $196,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 112,486 | $196,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 130,000 | $195,000 | thousands by filing date | put |
| TILRAY INC | 88688T100 | COM CL 2 | 4,200 | $195,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 14,064 | $195,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,656 | $194,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 129,000 | $193,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 12,700 | $193,000 | thousands by filing date | put |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 8,217 | $190,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 31,800 | $190,000 | thousands by filing date | put |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 15,285 | $189,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 11,852 | $188,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 1,788 | $186,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 7,200 | $186,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 12,000 | $185,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 8,632 | $184,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 26,168 | $182,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 7,500 | $180,000 | thousands by filing date | put |
| B RILEY PRINCIPAL MERGER CORP | 05586Y106 | Com | 18,344 | $178,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,700 | $177,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 21,402 | $177,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 14,373 | $176,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 7,493 | $175,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 17,587 | $171,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 11,890 | $170,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 17,686 | $166,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 8,481 | $166,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 18,903 | $165,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 2,827 | $165,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 38,200 | $164,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 14,000 | $164,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,000 | $160,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 11,952 | $159,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 99,600 | $158,000 | thousands by filing date | put |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 9,968 | $156,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 7,691 | $155,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,740 | $154,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,045 | $154,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 5,870 | $154,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,145 | $153,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 3,800 | $153,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 15,500 | $152,000 | thousands by filing date | put |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 5,400 | $152,000 | thousands by filing date | put |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 15,842 | $151,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 3,851 | $149,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 19,600 | $149,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 3,372 | $147,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 5,400 | $147,000 | thousands by filing date | put |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 17,928 | $146,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 145,500 | $145,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 1,600 | $142,000 | thousands by filing date | put |
| CDK GLOBAL INC | 12508E101 | COM | 2,814 | $139,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 22,500 | $139,000 | thousands by filing date | call |
| Abrdn Emerging Markets | 00301W105 | COM | 18,971 | $138,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 1,702 | $137,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 73,076 | $137,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,242 | $136,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920127 | *W EXP 01/01/202 | 95,820 | $133,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 27,000 | $132,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC | 42806J114 | RIGHT 07/12/2019 | 66,808 | $130,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 8,568 | $130,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 30,000 | $127,000 | thousands by filing date | put |
| AVISTA CORP COM | 05379B107 | Stock | 2,822 | $125,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10319T200 | UNIT 11/26/2025 | 12,196 | $125,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 8,891 | $123,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 417,800 | $121,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,000 | $120,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25460E539 | ETF | 6,600 | $118,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N114 | RIGHT 03/06/2020 | 228,350 | $118,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,000 | $117,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 9,262 | $117,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 11,400 | $117,000 | thousands by filing date | put |
| TREMONT MTG TR | 894789106 | COM | 28,351 | $117,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 2,492 | $115,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,145 | $115,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 5,626 | $110,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 5,256 | $109,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 800 | $109,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CORP | 80821R208 | UNIT EX 123123 | 10,800 | $109,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 2,520 | $107,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 2,068 | $106,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 8,529 | $106,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 3,093 | $106,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 5,821 | $104,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 6,800 | $103,000 | thousands by filing date | put |
| KOHLS CORP | 500255104 | COM | 2,166 | $102,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M129 | UNIT 10/12/2023 | 10,000 | $102,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 9,200 | $101,000 | thousands by filing date | call |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 9,470 | $99,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 34,000 | $99,000 | thousands by filing date | put |
| GS ACQUISITION HLDGS CORP | 36255F110 | *W EXP 06/12/202 | 80,000 | $99,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 4,100 | $98,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 5,700 | $98,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 600 | $97,000 | thousands by filing date | call |
| Elevance Health, Inc. | 036752103 | COM | 343 | $96,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 8,275 | $95,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 8,183 | $95,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 5,903 | $93,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 6,701 | $92,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 5,800 | $91,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 9,400 | $91,000 | thousands by filing date | put |
| REDFIN CORP | 75737F108 | COM | 5,111 | $91,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253HAB7 | NOTE 4.500% 7/0 | 100,000 | $91,000 | thousands by filing date | principal |
| CIMPRESS N V | N20146101 | SHS EURO | 1,000 | $90,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 434 | $89,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 1,813 | $89,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,300 | $88,000 | thousands by filing date | call |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 6,332 | $88,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 37,000 | $87,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,700 | $86,000 | thousands by filing date | put |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 20,413 | $86,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 500 | $86,000 | thousands by filing date | call |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 6,000 | $86,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 2,800 | $86,000 | thousands by filing date | call |
| UQM TECHNOLOGIES INC | 903213106 | COM | 52,544 | $86,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 9,202 | $85,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 2,000 | $85,000 | thousands by filing date | put |
| BLACK RIDGE ACQUISITION CORP | 09216T123 | RIGHT 07/10/2019 | 202,500 | $85,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 11,200 | $84,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 93,700 | $83,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 388 | $82,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 1,900 | $82,000 | thousands by filing date | call |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 6,012 | $82,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 16,042 | $80,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 6,975 | $80,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,310 | $79,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 5,831 | $76,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 12,500 | $76,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 5,434 | $75,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 5,061 | $75,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,568 | $74,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 4,726 | $74,000 | thousands by filing date | |
| CLARIVATE ANALYTICS PLC | G21810117 | *W EXP 05/13/202 | 15,500 | $74,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 7,500 | $73,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 77,833 | $73,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 247,900 | $71,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 2,543 | $69,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 19,900 | $67,000 | thousands by filing date | call |
| DNOW INC | 67011P100 | COMMON STOCK | 4,553 | $67,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 37,032 | $67,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 4,321 | $66,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 4,994 | $64,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 92,500 | $64,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 39,800 | $62,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 50,000 | $62,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 11,002 | $61,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 4,130 | $61,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 9,314 | $61,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 606 | $60,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 1,700 | $59,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 388 | $58,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 2,300 | $58,000 | thousands by filing date | put |
| EASTGROUP PPTYS INC | 277276101 | COM | 500 | $57,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 24,400 | $57,000 | thousands by filing date | put |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 1,705 | $56,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 4,357 | $54,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 11,100 | $54,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 3,965 | $54,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L121 | UNIT 99/99/9999 | 5,000 | $54,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 4,731 | $53,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 6,598 | $52,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 21,832 | $52,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 2,000 | $51,000 | thousands by filing date | call |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 38,320 | $51,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,200 | $50,000 | thousands by filing date | put |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 3,457 | $50,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 3,951 | $49,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 8,855 | $49,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 637 | $48,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 75,000 | $48,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 2,410 | $47,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 1,500 | $47,000 | thousands by filing date | put |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 139,600 | $47,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 3,670 | $46,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 3,680 | $46,000 | thousands by filing date | |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 38,585 | $46,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,744 | $44,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 1,500 | $42,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 10,700 | $42,000 | thousands by filing date | put |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 3,010 | $42,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 3,300 | $41,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 3,210 | $41,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 20,300 | $41,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 1,611 | $40,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 20,861 | $40,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 57,808 | $40,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 2,433 | $38,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 49,300 | $38,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 64,882 | $38,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 3,439 | $37,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 50,000 | $37,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 2,150 | $36,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,239 | $35,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 60,000 | $35,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 177 | $34,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 1,700 | $34,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 2,421 | $34,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 329 | $33,000 | thousands by filing date | |
| ACTTW US 30 Apr 24 C11.5 (Act II Global Acquisitio | G0080J120 | W EXP 04/30/202 | 50,000 | $33,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 1,700 | $32,000 | thousands by filing date | call |
| RETROPHIN INC | 761299106 | COM | 1,600 | $32,000 | thousands by filing date | put |
| FGL HLDGS | G3402M102 | ORD SHS | 3,818 | $32,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 16,092 | $31,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 1,367 | $31,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 19,900 | $31,000 | thousands by filing date | |
| Brooge Holdings ltd | G9145A115 | *W EXP 12/20/202 | 145,000 | $31,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 1,100 | $30,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10319T119 | W EXP 11/26/202 | 49,000 | $30,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M118 | *W EXP 10/23/202 | 31,716 | $30,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 10,000 | $29,000 | thousands by filing date | call |
| DASEKE INC | 23753F107 | COM | 8,093 | $29,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 5,676 | $29,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,100 | $28,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 7,715 | $28,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 2,004 | $27,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 2,012 | $27,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 600 | $27,000 | thousands by filing date | call |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 90,100 | $27,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 1,975 | $26,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 2,166 | $26,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 150 | $24,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 1,000 | $24,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 900 | $24,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 1,100 | $23,000 | thousands by filing date | put |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 153,375 | $23,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M111 | *W EXP 10/20/202 | 80,000 | $23,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 111 | $21,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 1,810 | $21,000 | thousands by filing date | |
| PECK CO INC | 705163111 | *W EXP 03/01/202 | 109,769 | $21,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 1,100 | $20,000 | thousands by filing date | put |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 42,071 | $20,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K106 | *W EXP 03/14/202 | 63,598 | $20,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 1,000 | $19,000 | thousands by filing date | call |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 1,237 | $19,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 2,245 | $19,000 | thousands by filing date | |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 310 | $19,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 22,441 | $19,000 | thousands by filing date | |
| GRAF INDL CORP | 384278115 | Stock | 50,000 | $19,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 530 | $18,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 500 | $18,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,800 | $18,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 17,500 | $18,000 | thousands by filing date | call |
| DASEKE INC | 23753F107 | COM | 5,000 | $18,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 2,500 | $18,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 1,151 | $18,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 17,500 | $18,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 1,000 | $17,000 | thousands by filing date | put |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 50,000 | $17,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 134,400 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 437 | $16,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 400 | $16,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 300 | $16,000 | thousands by filing date | call |
| ENOVIS CORP | 194014106 | COMMON STOCK | 600 | $16,000 | thousands by filing date | put |
| FGL HLDGS | G3402M102 | ORD SHS | 2,000 | $16,000 | thousands by filing date | call |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 50,000 | $16,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 90,000 | $16,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950137 | RIGHT 02/20/2020 | 89,800 | $16,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 6,336 | $15,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 200 | $14,000 | thousands by filing date | put |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 21,925 | $14,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 14,747 | $14,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 50,000 | $14,000 | thousands by filing date | |
| CHASERG TECHNLGY ACQUISITN C | 16166A111 | W EXP 04/10/202 | 20,000 | $14,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 508 | $13,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 368 | $13,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 600 | $12,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 645 | $12,000 | thousands by filing date | |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 50,000 | $12,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 30,000 | $12,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 50,000 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 100 | $11,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 88 | $11,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 11,100 | $11,000 | thousands by filing date | put |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 597 | $11,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 87 | $10,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 2,000 | $10,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 894 | $10,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 1,000 | $10,000 | thousands by filing date | put |
| RITE AID CORP | 767754872 | COM | 1,305 | $10,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A118 | *W EXP 01/31/202 | 21,916 | $10,000 | thousands by filing date | |
| GABELLI GO ANYWHERE TRUST | 36250J109 | MUTUAL FUNDS | 672 | $10,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 491 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 200 | $9,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 1,000 | $9,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 346 | $9,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 3,993 | $9,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 8,519 | $9,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 2,400 | $8,000 | thousands by filing date | put |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 60,000 | $8,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 344 | $7,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 1,434 | $7,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 25,000 | $7,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 77 | $6,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 829 | $6,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 29,147 | $6,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 21,300 | $6,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981105 | *W EXP 03/03/202 | 65,000 | $6,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 28 | $5,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 62 | $5,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 175 | $5,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 200 | $5,000 | thousands by filing date | call |
| OPENLANE INC | 48238T109 | COM | 214 | $5,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 244 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 110 | $5,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 505 | $5,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 1,794 | $5,000 | thousands by filing date | |
| XYNOMIC PHARMACUTCLS HLDNG I | 98421X110 | *W EXP 05/15/202 | 24,703 | $5,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 65 | $4,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,900 | $4,000 | thousands by filing date | put |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,000 | $4,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 434 | $4,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 400 | $4,000 | thousands by filing date | put |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 1,447 | $4,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS CORP | 284849114 | W EXP 08/03/202 | 10,295 | $4,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 3,170 | $4,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 67,000 | $4,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 281 | $3,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 500 | $3,000 | thousands by filing date | call |
| DASEKE INC | 23753F107 | COM | 1,000 | $3,000 | thousands by filing date | call |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 261 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 80 | $3,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 6 | $2,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 39 | $2,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 100 | $2,000 | thousands by filing date | put |
| CLARIVATE PLC | G21810109 | ORD SHS | 186 | $2,000 | thousands by filing date | |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 10,000 | $2,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 10,000 | $2,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 19 | $1,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 15 | $1,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 29 | $1,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 63 | $1,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 100 | $1,000 | thousands by filing date | put |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 5,000 | $1,000 | thousands by filing date | |
| ALTA MESA RES INC 3 | 02133L117 | COM | 226,561 | $1,000 | thousands by filing date | |
| MOTIF BIO PLC | 619784119 | *W EXP 11/09/202 | 20,541 | $1,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y115 | *W EXP 12/24/201 | 1,799 | $1,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELIXIS INC COM | 30161Q104 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAMBUS INC DEL COM | 750917106 | Stock | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APACHE CORP | 037411105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYLAN NV | N59465109 | SHS EURO | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624307 | COM | 119 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWLINK GENETICS CORP | 651511107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIAL PHARMACEUTICALS INC | 00688A114 | *W EXP 07/31/202 | 1,304 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 29,147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 2,587 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXT ID INC | 67091J123 | *W EXP 02/09/201 | 2,396 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 9,230 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-19-000009 | this filing | 2019-08-14 | acceptance time not in the bulk data set |