13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 1,388 holding rows worth $7,654,860,000.
- Accession
- 0001279891-19-000009
- Filer
- CIK 1279891
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 1,388 entries on the cover page, a total value of $7,654,860,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,654,860,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 200,091 | $1,580,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 248,107 | $1,580,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 17,900 | $1,579,000 | thousands by filing date | call |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 17,985 | $1,570,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 109,518 | $1,568,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G109 | CLASS A | 155,700 | $1,564,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 37,500 | $1,563,000 | thousands by filing date | put |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 42,082 | $1,559,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 48,366 | $1,557,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 145,163 | $1,551,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 12,750 | $1,547,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 106,580 | $1,546,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 51,900 | $1,532,000 | thousands by filing date | call |
| EVERI HLDGS INC | 30034T103 | COM | 128,097 | $1,528,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 17,400 | $1,516,000 | thousands by filing date | call |
| NIO INC SPON ADS | 62914V106 | ADR | 591,670 | $1,508,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 121,275 | $1,507,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 53,551 | $1,506,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 133,800 | $1,505,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 150,000 | $1,503,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 101,400 | $1,476,000 | thousands by filing date | put |
| Duke Energy Corporation | 26441C204 | COM | 16,600 | $1,464,000 | thousands by filing date | put |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 7,200 | $1,462,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 150,000 | $1,458,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 364,848 | $1,452,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 259,200 | $1,446,000 | thousands by filing date | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 16,480 | $1,445,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 17,883 | $1,445,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 43,161 | $1,432,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 9,993 | $1,428,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 142,400 | $1,422,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287108 | COM | 13,869 | $1,421,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 15,000 | $1,419,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 24,000 | $1,418,000 | thousands by filing date | put |
| ProShares UltraPro Sht | 74347G408 | ETF | 40,200 | $1,413,000 | thousands by filing date | call |
| GSV CAP CORP | 36191JAC5 | NOTE 4.750% 3/2 | 1,500,000 | $1,413,000 | thousands by filing date | principal |
| ENBRIDGE INC COM | 29250N105 | Stock | 39,089 | $1,410,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 412,412 | $1,406,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 414,000 | $1,399,000 | thousands by filing date | put |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 46,720 | $1,390,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A206 | UNIT 05/24/2026 | 137,900 | $1,385,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 115,791 | $1,383,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 75,360 | $1,381,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 10,000 | $1,362,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 10,000 | $1,357,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 32,500 | $1,356,000 | thousands by filing date | call |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 67,690 | $1,349,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,000 | $1,339,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 13,200 | $1,333,000 | thousands by filing date | put |
| SURGERY PARTNERS INC | 86881A100 | COM | 163,373 | $1,329,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 1,275,000 | $1,315,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 93,607 | $1,312,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 97,169 | $1,306,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 7,976 | $1,303,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 17,073 | $1,296,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 17,000 | $1,293,000 | thousands by filing date | put |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 135,722 | $1,289,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 86,300 | $1,278,000 | thousands by filing date | call |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 84,212 | $1,274,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 97,248 | $1,271,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 55,324 | $1,265,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 47,500 | $1,264,000 | thousands by filing date | put |
| JUNIPER NETWORKS INC | 48203R104 | COM | 47,500 | $1,264,000 | thousands by filing date | call |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 130,800 | $1,263,000 | thousands by filing date | put |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 63,000 | $1,257,000 | thousands by filing date | put |
| PERFICIENT INC | 71375U101 | COM | 36,600 | $1,256,000 | thousands by filing date | put |
| HP INC COM | 40434L105 | Stock | 60,319 | $1,254,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 100,000 | $1,252,000 | thousands by filing date | put |
| COLLIER CREEK HOLDINGS | G22707122 | UNIT 99/99/9999 | 117,800 | $1,248,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 10,000 | $1,234,000 | thousands by filing date | put |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 82,555 | $1,234,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 99,047 | $1,232,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 317,157 | $1,230,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 42,269 | $1,229,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 18,500 | $1,228,000 | thousands by filing date | put |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 109,653 | $1,227,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 22,900 | $1,223,000 | thousands by filing date | call |
| THL CR SR LN FD | 87244R103 | COM | 79,792 | $1,216,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 46,400 | $1,211,000 | thousands by filing date | put |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 57,244 | $1,200,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 34,067 | $1,197,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 409,800 | $1,192,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 101,300 | $1,191,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 101,219 | $1,190,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 29,500 | $1,188,000 | thousands by filing date | put |
| HP INC COM | 40434L105 | Stock | 57,100 | $1,187,000 | thousands by filing date | call |
| NEBULA ACQUISITION CORP | 629076209 | UNIT 03/12/2025 | 114,900 | $1,180,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 10,800 | $1,178,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 136,711 | $1,174,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 88,008 | $1,173,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 28,306 | $1,169,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 95,000 | $1,168,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 117,465 | $1,168,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 137,171 | $1,165,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 57,905 | $1,162,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 108,700 | $1,162,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 52,000 | $1,156,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 57,020 | $1,154,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 19,235 | $1,146,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 50,000 | $1,144,000 | thousands by filing date | put |
| PARSLEY ENERGY INC | 701877102 | CL A | 59,955 | $1,139,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 43,500 | $1,136,000 | thousands by filing date | put |
| MACERICH CO | 554382101 | COM | 33,783 | $1,131,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 189,787 | $1,131,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 82,592 | $1,120,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 20,773 | $1,119,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 41,743 | $1,111,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 36,695 | $1,111,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 21,800 | $1,107,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 19,865 | $1,106,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 97,695 | $1,101,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 377,600 | $1,095,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 20,000 | $1,089,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 28,180 | $1,087,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 8,436 | $1,086,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 39,600 | $1,079,000 | thousands by filing date | put |
| RPT REALTY | 74971D101 | SH BEN INT | 88,832 | $1,075,000 | thousands by filing date | |
| NEW FRONTIER CORP | G6485P116 | UNIT 99/99/9999 | 100,100 | $1,072,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A309 | UNIT 12/01/2023 | 100,000 | $1,070,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 65,000 | $1,068,000 | thousands by filing date | |
| TUSCAN HOLDINGS CORP | 90069K203 | UNIT 99/99/9999 | 99,911 | $1,059,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 103,175 | $1,058,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 77,454 | $1,057,000 | thousands by filing date | |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 1,200,000 | $1,050,000 | thousands by filing date | principal |
| GENERAL ELEC CO | 369604103 | COM | 99,929 | $1,049,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 40,000 | $1,048,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760110 | UNIT 99/99/9999 | 100,000 | $1,047,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 10,200 | $1,045,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 6,000 | $1,041,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 65,942 | $1,039,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 7,620 | $1,029,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 355,000 | $1,029,000 | thousands by filing date | call |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 10,037 | $1,027,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950111 | UNIT 08/15/2023 | 100,000 | $1,027,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 1,000,000 | $1,026,000 | thousands by filing date | principal |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 36,868 | $1,025,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 1,218 | $1,023,000 | thousands by filing date | |
| ACT II GLOBAL ACQUISITIO-A | G0080J104 | CL A SHS | 105,000 | $1,023,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X202 | UNIT 12/31/2025 | 100,000 | $1,022,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 100,000 | $1,019,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 100,000 | $1,017,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E109 | COM | 100,000 | $1,013,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 9,920 | $1,009,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 104,299 | $1,007,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L204 | UNIT 99/99/9999 | 100,000 | $1,005,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H209 | UNIT 99/99/9999 | 100,000 | $1,003,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 11,915 | $1,002,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 8,835 | $1,002,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 100,000 | $1,000,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M103 | SHS | 100,000 | $999,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,775 | $998,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 22,996 | $996,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,845 | $993,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 380,000 | $991,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 10,162 | $989,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 21,662 | $985,000 | thousands by filing date | |
| BOXWOOD MERGER CORP; TNT ACQ DT: 11/16/2020; CASH | 10319t101 | COM | 100,000 | $985,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 11,160 | $982,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 39,000 | $982,000 | thousands by filing date | call |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 100,000 | $981,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 129,337 | $980,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U207 | UNIT 03/31/2021 | 97,000 | $979,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663117 | *W EXP 07/31/202 | 291,290 | $972,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 18,900 | $970,000 | thousands by filing date | put |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 80,000 | $968,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 65,000 | $966,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 25,000 | $964,000 | thousands by filing date | put |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 36,427 | $960,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 95,000 | $960,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 24,400 | $959,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 147,800 | $959,000 | thousands by filing date | put |
| TERADYNE INC COM | 880770102 | Stock | 20,000 | $958,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 140,269 | $958,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 146,141 | $954,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 12,900 | $954,000 | thousands by filing date | put |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 106,662 | $953,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P105 | CL A | 93,724 | $951,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 37,691 | $950,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 57,490 | $950,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 682,946 | $949,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 24,500 | $946,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 22,175 | $945,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 63,803 | $945,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 172,149 | $943,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 34,746 | $940,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 105,019 | $937,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 16,500 | $936,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 48,039 | $931,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 25,500 | $929,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 6,100 | $926,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 8,000 | $922,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G208 | UNIT 09/07/2024 | 87,500 | $916,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 16,800 | $915,000 | thousands by filing date | put |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 24,827 | $912,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 137,938 | $911,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 65,600 | $909,000 | thousands by filing date | put |
| Berry Corp | 08579X101 | Common Stock | 85,833 | $909,000 | thousands by filing date | |
| RH | 74967X103 | COM | 7,800 | $901,000 | thousands by filing date | call |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 92,521 | $901,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 57,000 | $898,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 721,515 | $894,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 100,190 | $891,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 503,600 | $881,000 | thousands by filing date | put |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 74,715 | $877,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 35,000 | $872,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 15,200 | $862,000 | thousands by filing date | call |
| Lowes Companies,Inc. | 548661107 | COM | 8,500 | $857,000 | thousands by filing date | call |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 36,500 | $857,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 19,600 | $849,000 | thousands by filing date | put |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 87,800 | $848,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 6,087 | $847,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 52,808 | $842,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 47,811 | $841,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 203,700 | $839,000 | thousands by filing date | put |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 25,380 | $835,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 20,378 | $825,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 6,200 | $823,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 131,262 | $823,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 23,300 | $819,000 | thousands by filing date | put |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 58,393 | $819,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 111,800 | $817,000 | thousands by filing date | put |
| SPARTAN ENERGY ACQUISITION C | 846784114 | UNIT 99/99/9999 | 80,796 | $816,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 110,445 | $809,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 19,900 | $806,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 86,400 | $797,000 | thousands by filing date | put |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 100,000 | $795,000 | thousands by filing date | put |
| QUINSTREET INC | 74874Q100 | COM | 50,000 | $792,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 124,244 | $785,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 81,500 | $783,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 26,828 | $782,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 55,021 | $782,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 72,717 | $781,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 25,581 | $780,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 67,892 | $776,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 76,875 | $774,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 74,806 | $773,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 50,000 | $766,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 15,000 | $759,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 19,425 | $755,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 20,584 | $752,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 103,836 | $751,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 659,600 | $751,000 | thousands by filing date | put |
| GRAF INDL CORP | 384278107 | COM | 75,500 | $751,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 38,863 | $746,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 57,509 | $745,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 126,000 | $738,000 | thousands by filing date | put |
| SL GREEN REALTY CORP | 78440X101 | COM | 9,161 | $736,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 12,500 | $731,000 | thousands by filing date | put |
| CUBESMART COM | 229663109 | REIT | 21,759 | $727,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 70,000 | $723,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 9,523 | $710,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 37,400 | $710,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 50,977 | $710,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N130 | UNIT 05/06/2025 | 69,000 | $707,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 45,600 | $698,000 | thousands by filing date | |
| HEALTH SCIENCES ACQUSTN CORP | 42227C201 | UNIT 04/01/2024 | 65,853 | $698,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 12,800 | $697,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,600 | $694,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 11,084 | $690,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 4,000 | $688,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 25,439 | $682,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 49,176 | $676,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 41,212 | $675,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 70,505 | $674,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981139 | SHS | 65,000 | $660,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 113,204 | $659,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 13,194 | $657,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 23,600 | $656,000 | thousands by filing date | call |
| QTS RLTY TR INC | 74736A103 | COM CL A | 14,196 | $655,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,625 | $649,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 12,826 | $649,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 47,101 | $647,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 50,463 | $644,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 21,332 | $642,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 850,000 | $641,000 | thousands by filing date | principal |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 8,000 | $638,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 35,506 | $634,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 236,802 | $632,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 48,491 | $623,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 27,500 | $622,000 | thousands by filing date | call |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 53,636 | $621,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 68,052 | $621,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 25,000 | $619,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 58,000 | $618,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872208 | UNIT 99/99/9999 | 59,100 | $618,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 59,307 | $615,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 42,600 | $609,000 | thousands by filing date | call |
| WAGEWORKS INC | 930427109 | COM | 12,000 | $609,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 357,929 | $608,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 13,246 | $606,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 54,900 | $606,000 | thousands by filing date | put |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 60,000 | $606,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 26,016 | $605,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 20,420 | $602,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 12,053 | $602,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036209 | UNIT 02/28/2026 | 60,000 | $601,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 93,900 | $600,000 | thousands by filing date | put |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 36,300 | $599,000 | thousands by filing date | put |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,809 | $599,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 47,656 | $598,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 20,000 | $582,000 | thousands by filing date | put |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 9,050 | $580,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 9,752 | $578,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 200,000 | $574,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 6,700 | $573,000 | thousands by filing date | put |
| SEMTECH CORP COM | 816850101 | Stock | 11,848 | $569,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 43,619 | $565,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 56,268 | $563,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 15,000 | $550,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 43,496 | $547,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 15,000 | $547,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 100,000 | $541,000 | thousands by filing date | put |
| TORTOISE ACQUISITION CORP | 89154L209 | UNIT 03/04/2024 | 53,824 | $539,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 40,446 | $537,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 25,000 | $531,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 32,000 | $530,000 | thousands by filing date | call |
| FORUM MERGER II CORP | 34986F202 | UNIT 09/30/2025 | 50,000 | $530,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 16,873 | $529,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 43,543 | $522,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643202 | UNIT 05/31/2024 | 50,000 | $522,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 58,513 | $519,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 38,306 | $519,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 37,900 | $518,000 | thousands by filing date | put |
| KOREA FD INC | 500634209 | COM NEW | 17,994 | $518,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 15,000 | $516,000 | thousands by filing date | put |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 64,922 | $513,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415116 | UNIT 09/24/2020 | 50,000 | $513,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 4,353 | $510,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 68,400 | $504,000 | thousands by filing date | call |
| YEXT INC | 98585N106 | COM | 25,000 | $502,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 250,429 | $500,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 60,000 | $499,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 88,248 | $498,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 50,000 | $497,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 50,000 | $495,000 | thousands by filing date | |
| NIO INC | G6525FAA0 | DEBT 4.500% 2/0 | 1,000,000 | $494,000 | thousands by filing date | principal |
| TARGET CORP COM | 87612E106 | Stock | 5,700 | $493,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 132,733 | $492,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 8,000 | $488,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 7,289 | $485,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 41,634 | $485,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 28,738 | $484,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 12,206 | $482,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 101,468 | $482,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 48,680 | $479,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 39,000 | $477,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 8,500 | $477,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,570 | $475,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 10,000 | $473,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 6,600 | $473,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 14,987 | $471,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 27,866 | $469,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 3,216 | $466,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 26,100 | $466,000 | thousands by filing date | call |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 31,550 | $465,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 22,100 | $463,000 | thousands by filing date | put |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 10,000 | $463,000 | thousands by filing date | call |
| Gulfport Energy | 402635304 | COM | 94,448 | $463,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 10,000 | $463,000 | thousands by filing date | put |
| AVANTOR INC COM | 05352A100 | Stock | 24,000 | $458,000 | thousands by filing date | put |
| ARYA SCIENCES ACQUISITION CO | G3165V117 | UNIT 10/04/2023 | 42,800 | $457,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 110,237 | $454,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 65,946 | $453,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 470,757 | $452,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 16,289 | $449,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 24,200 | $444,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 400 | $440,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 10,100 | $437,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 14,800 | $436,000 | thousands by filing date | put |
| AKERNA CORP | 00973W110 | WTS | 144,706 | $430,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 138,060 | $429,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 12,230 | $428,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 37,196 | $428,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 17,606 | $427,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 44,400 | $425,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 55,256 | $423,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 42,300 | $423,000 | thousands by filing date | call |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,503 | $422,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 51,018 | $421,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 11,700 | $419,000 | thousands by filing date | put |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 38,018 | $419,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P209 | UNIT 03/07/2023 | 40,000 | $416,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 83,300 | $413,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 21,400 | $413,000 | thousands by filing date | put |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 39,603 | $412,000 | thousands by filing date | |
| GRAF INDUSTRIAL CORP | 384278206 | COM | 40,000 | $411,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,500 | $410,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 29,966 | $409,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 25,209 | $407,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 42,600 | $407,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 5,449 | $403,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H204 | UNIT 04/30/2026 | 40,000 | $402,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 39,000 | $401,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641205 | UNIT 99/99/9999 | 40,001 | $401,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 5,500 | $398,000 | thousands by filing date | call |
| LIVEPERSON, INC. | 538146101 | COM | 14,200 | $398,000 | thousands by filing date | put |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 12,900 | $396,000 | thousands by filing date | put |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 56,626 | $396,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 26,355 | $395,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 56,100 | $393,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L205 | UNIT 05/11/2025 | 36,861 | $391,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 10,140 | $390,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 12,517 | $387,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 18,100 | $386,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 8,800 | $385,000 | thousands by filing date | put |
| SYNAPTICS INC COM | 87157D109 | Stock | 13,200 | $384,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 39,927 | $384,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 32,740 | $378,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 27,847 | $378,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 42,911 | $378,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 26,938 | $377,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 7,000 | $374,000 | thousands by filing date | put |
| HUBSPOTINC | 443573100 | STOK | 2,188 | $373,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 16,300 | $372,000 | thousands by filing date | put |
| WARRIOR MET COAL INC | 93627C101 | COM | 14,200 | $370,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 26,389 | $370,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 30,000 | $368,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 2,303 | $362,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 70,400 | $361,000 | thousands by filing date | put |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 55,052 | $357,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 24,000 | $356,000 | thousands by filing date | put |
| AMBER ROAD INC | 02318Y108 | COM | 26,992 | $352,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 9,900 | $351,000 | thousands by filing date | put |
| IRON MTN INC DEL COM | 46284V101 | REIT | 11,200 | $350,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 2,500 | $350,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 24,655 | $347,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 26,073 | $346,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,000 | $344,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 13,400 | $342,000 | thousands by filing date | put |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 29,100 | $342,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 17,859 | $341,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 7,500 | $341,000 | thousands by filing date | put |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 37,830 | $339,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 51,400 | $333,000 | thousands by filing date | call |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 21,575 | $333,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R126 | *W EXP 01/01/202 | 165,000 | $333,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,851 | $332,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 7,752 | $331,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 22,306 | $331,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 80,000 | $330,000 | thousands by filing date | put |
| SPROTT FOCUS TR INC | 85208J109 | COM | 48,602 | $327,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 6,400 | $326,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 8,400 | $325,000 | thousands by filing date | put |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 64,387 | $325,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 53,100 | $321,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 7,289 | $321,000 | thousands by filing date | |
| RH | 74967X103 | COM | 2,776 | $320,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 62,375 | $319,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 61,600 | $319,000 | thousands by filing date | put |
| TWELVE SEAS INVESTMENT COMPA | G9145A123 | UNIT 06/21/2023 | 30,000 | $319,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 13,859 | $318,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 28,920 | $318,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 15,500 | $316,000 | thousands by filing date | put |
| AVAYA HLDGS CORP | 05351X101 | COM | 26,500 | $315,000 | thousands by filing date | put |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 10,000 | $314,000 | thousands by filing date | put |
| INVESCO SR INCOME TR | 46131H107 | COM | 71,346 | $308,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 15,703 | $308,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 14,983 | $307,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 20,463 | $307,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 11,791 | $307,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 100,150 | $306,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 50,000 | $305,000 | thousands by filing date | put |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 10,200 | $304,000 | thousands by filing date | put |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 26,664 | $301,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 20,322 | $300,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 36,557 | $299,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 21,745 | $298,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 5,800 | $297,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 14,661 | $294,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 18,700 | $293,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,900 | $292,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,300 | $290,000 | thousands by filing date | call |
| VEONEER INC | 92336X109 | COM | 16,800 | $290,000 | thousands by filing date | put |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 26,770 | $290,000 | thousands by filing date | |
| RH | 74967X103 | COM | 2,500 | $289,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 107,800 | $287,000 | thousands by filing date | put |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 3,966 | $286,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 16,100 | $286,000 | thousands by filing date | call |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 20,070 | $282,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 149,811 | $282,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 12,570 | $281,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 50,100 | $279,000 | thousands by filing date | call |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 21,467 | $278,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 20,099 | $275,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 27,000 | $275,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 13,367 | $274,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 24,700 | $272,000 | thousands by filing date | put |
| EDTECHX HLDGS ACQUISITION CO | 28138X103 | COM | 27,450 | $270,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A200 | UNIT 12/01/2025 | 23,300 | $270,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 29,000 | $267,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 22,600 | $263,000 | thousands by filing date | put |
| TENZING ACQUISITION CORP | G8708A124 | UNIT 08/24/2024 | 25,000 | $260,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 27,358 | $254,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 7,139 | $252,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 26,940 | $251,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 11,000 | $251,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 32,300 | $247,000 | thousands by filing date | call |
| EVERPURE INC CL A | 74624M102 | Stock | 16,127 | $246,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 114,537 | $246,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 25,438 | $245,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-19-000009 | this filing | 2019-08-14 | acceptance time not in the bulk data set |