13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 1,602 holding rows worth $8,323,697,000.
- Accession
- 0001279891-19-000003
- Filer
- CIK 1279891
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 1,602 entries on the cover page, a total value of $8,323,697,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,323,697,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 127,368 | $559,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 55,009 | $557,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 92,805 | $556,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L204 | UNIT 04/12/2024 | 53,496 | $556,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 12,900 | $553,000 | thousands by filing date | put |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 72,440 | $551,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 70,134 | $547,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 11,000 | $543,000 | thousands by filing date | call |
| PLATINUM EAGLE ACQUISITIN CO | G7126L126 | UNIT 01/09/2023 | 51,065 | $540,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 4,600 | $538,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 1,790 | $536,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 8,009 | $535,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 22,002 | $533,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 38,643 | $532,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 30,700 | $529,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 4,000 | $526,000 | thousands by filing date | call |
| WAYFAIR INC | 94419L101 | CL A | 5,802 | $522,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 25,681 | $519,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788206 | UNIT 01/18/2023 | 50,000 | $518,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P120 | UNIT 99/99/9999T | 48,203 | $518,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 19,300 | $512,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 100,000 | $511,000 | thousands by filing date | put |
| CAMECO CORP COM | 13321L108 | Stock | 45,000 | $510,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 41,268 | $510,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643202 | UNIT 05/31/2024 | 50,000 | $509,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 27,800 | $507,000 | thousands by filing date | put |
| RED ROCK RESORTS INC | 75700L108 | CL A | 25,000 | $507,000 | thousands by filing date | put |
| HAYMAKER ACQUISITION CORP | 420870206 | UNIT 10/19/2022 | 48,000 | $506,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 47,500 | $505,000 | thousands by filing date | call |
| FORUM MERGER II CORP | 34986F202 | UNIT 09/30/2025 | 50,000 | $505,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 25,000 | $501,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 22,300 | $501,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 43,052 | $497,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 50,000 | $496,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 49,500 | $494,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 43,513 | $493,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 64,900 | $491,000 | thousands by filing date | call |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 50,000 | $491,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 100,000 | $487,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076100 | COM CLASS A | 50,000 | $487,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 50,000 | $480,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 59,300 | $479,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 93,701 | $478,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 129,526 | $476,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 11,166 | $476,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 46,703 | $474,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 27,487 | $473,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 67,300 | $467,000 | thousands by filing date | call |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 67,028 | $466,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 16,157 | $459,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 214,433 | $458,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 18,100 | $455,000 | thousands by filing date | put |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 20,000 | $453,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 22,900 | $450,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 150,000 | $450,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 26,011 | $448,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 60,616 | $447,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 29,075 | $446,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,900 | $443,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 10,000 | $441,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 2,303 | $437,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 3,600 | $437,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 8,600 | $436,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 20,200 | $435,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 12,700 | $435,000 | thousands by filing date | put |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 27,820 | $434,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,570 | $432,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 56,200 | $432,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 79,100 | $431,000 | thousands by filing date | call |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 34,919 | $429,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 8,000 | $427,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 65,048 | $426,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 5,093 | $423,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 4,835 | $421,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 47,183 | $421,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 149,600 | $421,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 200,000 | $420,000 | thousands by filing date | call |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 42,944 | $419,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,600 | $418,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 56,100 | $415,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 32,950 | $413,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 6,800 | $412,000 | thousands by filing date | put |
| RED ROCK RESORTS INC | 75700L108 | CL A | 20,237 | $411,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P209 | UNIT 03/07/2023 | 40,000 | $410,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 46,668 | $409,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 27,653 | $405,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 50,000 | $404,000 | thousands by filing date | call |
| SPARTON CORP | 847235108 | COM | 22,207 | $403,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 170,000 | $402,000 | thousands by filing date | put |
| CIT GROUP INC COM NEW | 125581801 | Stock | 10,500 | $401,000 | thousands by filing date | put |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 39,603 | $401,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 19,700 | $400,000 | thousands by filing date | put |
| ENCANA CORP | 292505104 | COM | 69,200 | $399,000 | thousands by filing date | put |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 32,436 | $398,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 34,582 | $397,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 35,000 | $396,000 | thousands by filing date | put |
| XEROX CORP | 984121608 | COM NEW | 20,000 | $395,000 | thousands by filing date | put |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 12,400 | $393,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 67,500 | $392,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,339 | $390,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 226,629 | $389,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 15,000 | $389,000 | thousands by filing date | put |
| COGNEX CORP | 192422103 | COM | 10,000 | $386,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 10,000 | $382,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 2,000 | $381,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 30,325 | $381,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 9,743 | $380,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L205 | UNIT 05/11/2025 | 36,861 | $380,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 79,847 | $379,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 5,700 | $376,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 59,238 | $373,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 4,157 | $371,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 23,092 | $369,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 63,547 | $369,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 7,942 | $369,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 5,000 | $367,000 | thousands by filing date | call |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 8,400 | $367,000 | thousands by filing date | put |
| CARRIZO OIL & GAS INC | 144577103 | COM | 32,371 | $365,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 22,600 | $363,000 | thousands by filing date | put |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 46,300 | $360,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 8,003 | $358,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 15,900 | $357,000 | thousands by filing date | put |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 30,578 | $357,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,724 | $356,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 10,300 | $356,000 | thousands by filing date | put |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 27,590 | $356,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 11,644 | $351,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 42,528 | $351,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 45,883 | $350,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 64,836 | $348,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 37,087 | $341,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 25,000 | $340,000 | thousands by filing date | call |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 30,147 | $339,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 3,100 | $338,000 | thousands by filing date | put |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 26,950 | $337,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 26,991 | $334,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,500 | $333,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,939 | $331,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 33,049 | $330,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 31,500 | $329,000 | thousands by filing date | put |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 34,461 | $328,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 32,101 | $325,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 5,682 | $324,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 20,020 | $324,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 35,571 | $321,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 13,977 | $319,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 72,474 | $318,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 93,000 | $317,000 | thousands by filing date | put |
| CNX RES CORP COM | 12653C108 | Stock | 27,700 | $316,000 | thousands by filing date | put |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 10,000 | $315,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 7,181 | $313,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 10,000 | $313,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 4,899 | $311,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 51,089 | $310,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 47,000 | $307,000 | thousands by filing date | call |
| TWELVE SEAS INVESTMENT COMPA | G9145A123 | UNIT 06/21/2023 | 30,000 | $307,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 46,600 | $305,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 3,400 | $302,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 26,000 | $302,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 164,500 | $302,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 136,400 | $301,000 | thousands by filing date | put |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 35,733 | $298,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 10,000 | $297,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 11,800 | $294,000 | thousands by filing date | call |
| PEABODY ENGR CORP | 704551100 | COM | 9,623 | $293,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 29,134 | $291,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 900 | $290,000 | thousands by filing date | call |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 4,523 | $289,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 25,434 | $288,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 15,456 | $284,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 15,800 | $283,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 16,400 | $282,000 | thousands by filing date | put |
| KOHLS CORP | 500255104 | COM | 4,194 | $278,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,080 | $278,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 50,000 | $276,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354107 | COM | 34,193 | $276,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 33,462 | $275,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 22,600 | $275,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 5,800 | $274,000 | thousands by filing date | call |
| BLOCK INC CL A | 852234103 | Stock | 4,900 | $274,000 | thousands by filing date | call |
| THOR INDS INC | 885160101 | COM | 5,273 | $274,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 7,206 | $273,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 35,102 | $273,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 28,220 | $268,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 22,810 | $267,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 31,326 | $266,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 45,100 | $265,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 27,000 | $265,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 26,469 | $259,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 16,900 | $257,000 | thousands by filing date | call |
| XEROX CORP | 984121608 | COM NEW | 12,975 | $256,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 9,300 | $255,000 | thousands by filing date | call |
| KOREA FD INC | 500634209 | COM NEW | 9,141 | $255,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 9,200 | $254,000 | thousands by filing date | put |
| ENOVA INTL INC | 29357K103 | COM | 13,100 | $254,000 | thousands by filing date | put |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 14,591 | $254,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 25,272 | $249,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 15,044 | $247,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 17,244 | $245,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 103,705 | $245,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 6,053 | $244,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,325 | $243,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,000 | $243,000 | thousands by filing date | call |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 6,990 | $243,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 25,808 | $242,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 23,939 | $241,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 12,879 | $239,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 5,800 | $238,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,700 | $237,000 | thousands by filing date | put |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 25,466 | $237,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 16,600 | $236,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 7,345 | $235,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 9,400 | $234,000 | thousands by filing date | call |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 9,000 | $234,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 4,971 | $231,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 7,352 | $231,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 23,900 | $229,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 94,000 | $228,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554102 | COM | 9,700 | $227,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 29,300 | $226,000 | thousands by filing date | put |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 19,700 | $226,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 6,000 | $224,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 12,000 | $223,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 10,200 | $222,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 38,400 | $219,000 | thousands by filing date | call |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 10,770 | $219,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 17,672 | $218,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,690 | $217,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 175,482 | $215,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 18,264 | $215,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,926 | $212,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 34,672 | $212,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 15,724 | $211,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 150,969 | $211,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 18,537 | $206,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 32,244 | $205,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 30,900 | $205,000 | thousands by filing date | put |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 6,804 | $205,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 17,915 | $203,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 4,700 | $202,000 | thousands by filing date | call |
| STAMPS COM INC | 852857200 | COM NEW | 1,300 | $202,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 36,600 | $201,000 | thousands by filing date | call |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 18,033 | $201,000 | thousands by filing date | |
| GRAF INDUSTRIAL CORP | 384278206 | COM | 20,000 | $200,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 4,200 | $199,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 66,000 | $198,000 | thousands by filing date | put |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 37,966 | $197,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 20,000 | $195,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 13,600 | $194,000 | thousands by filing date | call |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 16,149 | $193,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 170,817 | $192,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 64,100 | $191,000 | thousands by filing date | put |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 16,755 | $190,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 21,035 | $189,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 16,588 | $189,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 15,509 | $188,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 15,075 | $187,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 13,795 | $183,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 9,206 | $182,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 125,800 | $181,000 | thousands by filing date | put |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 15,999 | $180,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,369 | $179,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 2,971 | $177,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 73,551 | $175,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 22,176 | $175,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,365 | $173,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 2,432 | $173,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 28,693 | $173,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 100 | $172,000 | thousands by filing date | call |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 9,000 | $172,000 | thousands by filing date | put |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 15,000 | $172,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 12,000 | $172,000 | thousands by filing date | put |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 3,851 | $168,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 2,662 | $168,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 1,713 | $168,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 8,250 | $166,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 2,900 | $165,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 550 | $165,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 97,295 | $165,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E204 | UNIT 07/27/2022 | 15,575 | $164,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 215,141 | $162,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 11,500 | $162,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 19,913 | $161,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,000 | $160,000 | thousands by filing date | put |
| NORDSTROM INC | 655664100 | COM | 3,417 | $159,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,381 | $157,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,044 | $156,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 1,900 | $156,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 150,000 | $156,000 | thousands by filing date | put |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 10,015 | $155,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 14,823 | $155,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 12,987 | $155,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,500 | $153,000 | thousands by filing date | call |
| CHEGG INC | 163092109 | COM | 5,400 | $153,000 | thousands by filing date | put |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 11,719 | $149,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 20,000 | $148,000 | thousands by filing date | put |
| AXT INC | 00246W103 | COM | 33,609 | $146,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 3,805 | $144,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 7,286 | $143,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 5,168 | $142,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,740 | $142,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 3,000 | $142,000 | thousands by filing date | put |
| EP ENERGY CORP | 268785102 | CL A | 203,073 | $142,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 136,000 | $141,000 | thousands by filing date | call |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 2,744 | $139,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 10,836 | $138,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 21,200 | $138,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253HAB7 | NOTE 4.500% 7/0 | 100,000 | $137,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435105 | COM | 717 | $135,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 12,282 | $135,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 73,600 | $135,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2,702 | $134,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 3,200 | $134,000 | thousands by filing date | put |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 8,903 | $134,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,000 | $131,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 20,001 | $130,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 138,511 | $130,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 11,263 | $129,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 9,180 | $129,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 10,850 | $129,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 11,443 | $127,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 13,500 | $127,000 | thousands by filing date | put |
| JUST ENERGY GROUP INC | 48213W101 | COM | 38,200 | $126,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 9,840 | $125,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 72 | $124,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 9,100 | $123,000 | thousands by filing date | call |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 111,252 | $123,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,000 | $122,000 | thousands by filing date | call |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,700 | $122,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 400 | $121,000 | thousands by filing date | put |
| QORVO INC COM | 74736K101 | Stock | 2,000 | $121,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 50,000 | $119,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 15,820 | $117,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 25,207 | $117,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 4,100 | $115,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 4,400 | $114,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 7,500 | $114,000 | thousands by filing date | put |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 4,500 | $112,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 44,632 | $111,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 5,702 | $111,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,090 | $110,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 2,400 | $110,000 | thousands by filing date | put |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 3,373 | $109,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 818 | $109,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 24,370 | $109,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 7,472 | $108,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 5,068 | $108,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 22,200 | $107,000 | thousands by filing date | put |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 17,400 | $107,000 | thousands by filing date | put |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 2,500 | $102,000 | thousands by filing date | call |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 12,290 | $101,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 8,568 | $101,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 50,200 | $100,000 | thousands by filing date | call |
| DD3 ACQUISITION CORP | G2692M129 | UNIT 10/12/2023 | 10,000 | $100,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 17,927 | $99,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 4,300 | $98,000 | thousands by filing date | put |
| O-I GLASS, INC. | 690768403 | COM | 5,700 | $98,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 6,300 | $97,000 | thousands by filing date | put |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 1,503 | $95,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 1,500 | $95,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,600 | $94,000 | thousands by filing date | call |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 10,000 | $94,000 | thousands by filing date | put |
| MONGODB INC CL A | 60937P106 | Stock | 1,100 | $92,000 | thousands by filing date | call |
| STAMPS COM INC | 852857200 | COM NEW | 594 | $92,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 6,800 | $92,000 | thousands by filing date | call |
| BELDEN INC COM | 077454106 | Stock | 2,200 | $91,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 2,084 | $91,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 2,200 | $90,000 | thousands by filing date | put |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 2,353 | $90,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,500 | $89,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 5,000 | $89,000 | thousands by filing date | call |
| ICAD INC | 44934S206 | COM NEW | 24,054 | $88,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 4,864 | $87,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 3,428 | $86,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 39,800 | $86,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 1,845 | $84,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 8,400 | $83,000 | thousands by filing date | put |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 305,500 | $82,000 | thousands by filing date | put |
| MOSAIC ACQUISITION CORP | 61946M118 | *W EXP 10/23/202 | 81,816 | $80,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 6,073 | $79,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 800 | $79,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 20,065 | $78,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 1,700 | $78,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 7,006 | $77,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 900 | $76,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 4,900 | $75,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1,200 | $75,000 | thousands by filing date | put |
| PATRICK INDS INC | 703343103 | COM | 2,500 | $74,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1,700 | $74,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 2,829 | $72,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 13,653 | $72,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 4,100 | $72,000 | thousands by filing date | put |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,000 | $71,000 | thousands by filing date | put |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 16,420 | $69,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 10,779 | $69,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 3,513 | $67,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 2,000 | $66,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,600 | $65,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 2,100 | $62,000 | thousands by filing date | put |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 8,450 | $61,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 25,363 | $61,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 27,832 | $60,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 2,000 | $59,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 5,000 | $59,000 | thousands by filing date | put |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 5,362 | $58,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 1,705 | $56,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 3,700 | $56,000 | thousands by filing date | call |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 132,413 | $56,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,000 | $55,000 | thousands by filing date | call |
| NRC GROUP HLDGS CORP | 629375114 | *W EXP 10/17/202 | 68,187 | $55,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,900 | $54,000 | thousands by filing date | put |
| GRIFFON CORP | 398433102 | COM | 5,158 | $53,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 1,813 | $53,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 6,372 | $52,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 4,553 | $52,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A203 | UNIT 01/15/2024 | 5,000 | $52,000 | thousands by filing date | |
| CHASERG TECHNLGY ACQUISITN C | 16166A111 | W EXP 04/10/202 | 70,000 | $51,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L121 | UNIT 99/99/9999 | 5,000 | $50,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 3,724 | $49,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 11,533 | $49,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 3,353 | $48,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,100 | $47,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 3,651 | $47,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 3,006 | $47,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P105 | CL A | 4,699 | $47,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 1,485 | $45,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,069 | $44,000 | thousands by filing date | |
| REEBONZ HLDG LTD | G7457R106 | ORD SHS | 21,162 | $44,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 14,500 | $43,000 | thousands by filing date | call |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 6,062 | $43,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 96,825 | $43,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 3,300 | $42,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 307 | $41,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 521 | $41,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 1,323 | $41,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 200 | $40,000 | thousands by filing date | put |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,354 | $40,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 1,000 | $40,000 | thousands by filing date | put |
| ALCOA CORP COM | 013872106 | Stock | 1,500 | $39,000 | thousands by filing date | call |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 9,504 | $39,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 2,576 | $39,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 2,939 | $39,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 49,142 | $38,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 3,300 | $37,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,300 | $36,000 | thousands by filing date | call |
| INVESCO SR INCOME TR | 46131H107 | COM | 9,231 | $36,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 3,263 | $36,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 50,303 | $36,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 33,747 | $35,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 8,983 | $34,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 7,856 | $34,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 2,326 | $34,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 6,268 | $33,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,106 | $32,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 2,100 | $32,000 | thousands by filing date | put |
| BLACKBERRY LTD COM | 09228F103 | Stock | 4,600 | $32,000 | thousands by filing date | call |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 4,680 | $32,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 521 | $32,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 289,500 | $32,000 | thousands by filing date | put |
| BOJANGLES INC | 097488100 | COM | 2,000 | $32,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950137 | RIGHT 02/20/2020 | 90,000 | $31,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 56,939 | $30,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 79,800 | $29,000 | thousands by filing date | put |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 400 | $28,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,611 | $28,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 471 | $28,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 6,220 | $28,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 4,265 | $28,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 25,000 | $28,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 1,333 | $27,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 74,000 | $27,000 | thousands by filing date | call |
| TEXAS CAPITAL BANCSHARES INC | 88224Q115 | WTS | 600 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 251 | $26,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,861 | $26,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 236,406 | $26,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 2,244 | $25,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 76,700 | $25,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M111 | *W EXP 10/20/202 | 70,000 | $24,000 | thousands by filing date | |
| REEBONZ HLDG LTD | G7457R114 | *W EXP 12/19/202 | 126,056 | $23,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 2,314 | $22,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 1,639 | $22,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 2,000 | $21,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 221 | $21,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 1,960 | $21,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 1,700 | $21,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 136 | $20,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,944 | $20,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 7,477 | $20,000 | thousands by filing date | |
| GRAF INDL CORP | 384278115 | Stock | 50,000 | $20,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 134,500 | $20,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870115 | *W EXP 10/27/202 | 25,000 | $20,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 266 | $19,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 387 | $18,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 2,500 | $18,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 7,600 | $18,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 1,434 | $18,000 | thousands by filing date | |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 30,103 | $18,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 347 | $17,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 279 | $17,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 1,000 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-19-000003 | this filing | 2019-02-14 | acceptance time not in the bulk data set |