13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 1,602 holding rows worth $8,323,697,000.
- Accession
- 0001279891-19-000003
- Filer
- CIK 1279891
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 1,602 entries on the cover page, a total value of $8,323,697,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,323,697,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Lockheed Martin Corporation | 539830109 | COM | 8,900 | $2,330,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 185,021 | $2,327,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 61,100 | $2,316,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,222 | $2,301,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 50,000 | $2,299,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 320,776 | $2,293,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 330,369 | $2,292,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 230,433 | $2,281,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 45,001 | $2,273,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 159,117 | $2,273,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 195,861 | $2,248,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 83,100 | $2,248,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 13,400 | $2,238,000 | thousands by filing date | put |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 206,286 | $2,238,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 405,400 | $2,233,000 | thousands by filing date | put |
| THUNDER BRIDGE ACQUISITION L | G8857R100 | SHS CLASS A | 225,000 | $2,227,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 215,958 | $2,224,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 255,654 | $2,224,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 220,000 | $2,208,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 25,037 | $2,204,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 92,500 | $2,203,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 54,844 | $2,195,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 35,902 | $2,191,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 52,100 | $2,188,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 100,373 | $2,185,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 25,500 | $2,184,000 | thousands by filing date | call |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 200,000 | $2,182,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 11,400 | $2,172,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 209,700 | $2,162,000 | thousands by filing date | put |
| CHURCHILL CAP CORP | 17142R103 | COM CL A | 225,000 | $2,148,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 100,000 | $2,134,000 | thousands by filing date | put |
| HUNT COS FIN TR INC | 44558T100 | COM | 745,713 | $2,132,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 33,100 | $2,131,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 45,000 | $2,130,000 | thousands by filing date | put |
| AVON PRODS INC | 054303102 | COM | 1,386,700 | $2,107,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 40,190 | $2,091,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 138,073 | $2,086,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P118 | UNIT 99/99/9999 | 200,000 | $2,080,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 82,109 | $2,078,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 196,948 | $2,077,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 45,743 | $2,075,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 159,859 | $2,071,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 379,126 | $2,070,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 282,700 | $2,063,000 | thousands by filing date | put |
| PLATINUM EAGLE ACQUISITIN CO | G7126L100 | SHS CL A | 203,341 | $2,049,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 199,613 | $2,046,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 221,217 | $2,041,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 85,274 | $2,031,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 12,800 | $2,030,000 | thousands by filing date | put |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 160,458 | $2,028,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 48,421 | $2,027,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 157,430 | $2,026,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 200,000 | $2,016,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 100,485 | $2,009,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 97,671 | $2,003,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870107 | COM CLASS A | 200,000 | $2,002,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 30,000 | $2,001,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 6,600 | $1,997,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 40,000 | $1,996,000 | thousands by filing date | put |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 159,188 | $1,996,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 200,000 | $1,994,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 123,581 | $1,992,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 167,061 | $1,988,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 43,600 | $1,986,000 | thousands by filing date | call |
| TRIMBLE INC COM | 896239100 | Stock | 60,000 | $1,974,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 29,500 | $1,949,000 | thousands by filing date | put |
| HP INC COM | 40434L105 | Stock | 95,000 | $1,943,000 | thousands by filing date | call |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 200,000 | $1,939,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 200,000 | $1,939,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 48,000 | $1,933,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 200,000 | $1,930,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 40,104 | $1,929,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 209,535 | $1,927,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 184,175 | $1,924,000 | thousands by filing date | |
| MICHAEL KORS HOLDINGS LTD | G60754951 | COM | 50,700 | $1,923,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 22,400 | $1,918,000 | thousands by filing date | put |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 273,830 | $1,911,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 21,800 | $1,901,000 | thousands by filing date | call |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 35,735 | $1,891,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 8,976 | $1,879,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 156,039 | $1,867,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 40,000 | $1,864,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 1,087,857 | $1,860,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 112,865 | $1,852,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 178,817 | $1,827,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 47,700 | $1,825,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 61,500 | $1,823,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 419,800 | $1,805,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 110,400 | $1,787,000 | thousands by filing date | put |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 154,789 | $1,787,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 174,932 | $1,784,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 10,000 | $1,776,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 135,808 | $1,776,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 156,330 | $1,769,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 249,681 | $1,762,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 27,300 | $1,758,000 | thousands by filing date | call |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 137,889 | $1,758,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 143,682 | $1,758,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 125,096 | $1,748,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 15,000 | $1,743,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 41,900 | $1,722,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 43,400 | $1,720,000 | thousands by filing date | call |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 135,703 | $1,717,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 73,000 | $1,703,000 | thousands by filing date | call |
| ALTABA INC | 021346101 | COM | 29,400 | $1,703,000 | thousands by filing date | call |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 159,426 | $1,702,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 138,625 | $1,702,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 173,700 | $1,702,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 143,167 | $1,697,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 13,800 | $1,695,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P204 | UNIT 11/02/2022 | 164,025 | $1,689,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 258,000 | $1,687,000 | thousands by filing date | put |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 52,735 | $1,675,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 133,276 | $1,672,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 58,100 | $1,669,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 31,500 | $1,668,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 18,102 | $1,663,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 223,784 | $1,660,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 203,500 | $1,658,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 126,152 | $1,653,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 118,547 | $1,635,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 44,198 | $1,634,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 130,164 | $1,633,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 165,551 | $1,629,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 222,947 | $1,625,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 23,100 | $1,622,000 | thousands by filing date | put |
| CORNING INC | 219350105 | COM | 53,500 | $1,616,000 | thousands by filing date | put |
| GAP INC COM | 364760108 | Stock | 62,500 | $1,610,000 | thousands by filing date | put |
| DEXCOM INC COM | 252131107 | Stock | 13,391 | $1,604,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 75,039 | $1,601,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 40,285 | $1,597,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 26,455 | $1,580,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 38,900 | $1,570,000 | thousands by filing date | put |
| QURATE RETAIL INC | 74915M100 | COM SER A | 80,196 | $1,565,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 91,200 | $1,563,000 | thousands by filing date | put |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 83,875 | $1,561,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 55,061 | $1,559,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 24,500 | $1,558,000 | thousands by filing date | put |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 212,590 | $1,558,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 139,677 | $1,556,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 249,400 | $1,548,000 | thousands by filing date | put |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 102,712 | $1,547,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 205,900 | $1,533,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 44,000 | $1,532,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 50,200 | $1,530,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 2,006,331 | $1,525,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 307,845 | $1,523,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K207 | UNIT 06/19/2025 | 150,000 | $1,522,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 152,840 | $1,513,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 135,027 | $1,512,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 215,000 | $1,502,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 75,404 | $1,500,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 15,957 | $1,486,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 36,600 | $1,477,000 | thousands by filing date | call |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 185,281 | $1,476,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 68,328 | $1,475,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 102,670 | $1,471,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 110,003 | $1,470,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 67,300 | $1,465,000 | thousands by filing date | call |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 161,266 | $1,464,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 65,000 | $1,459,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 121,518 | $1,455,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 122,667 | $1,454,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 217,057 | $1,452,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 15,197 | $1,450,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 220,600 | $1,442,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 13,000 | $1,436,000 | thousands by filing date | put |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 70,237 | $1,430,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 6,300 | $1,425,000 | thousands by filing date | call |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 168,366 | $1,424,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 84,315 | $1,424,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 117,379 | $1,423,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 135,553 | $1,423,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 5,422 | $1,419,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 35,100 | $1,416,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 247,900 | $1,415,000 | thousands by filing date | put |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 180,767 | $1,411,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 69,000 | $1,409,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 25,000 | $1,405,000 | thousands by filing date | put |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 151,713 | $1,400,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 104,156 | $1,400,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 49,371 | $1,397,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 133,137 | $1,381,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G208 | UNIT 09/07/2024 | 137,500 | $1,381,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 50,200 | $1,380,000 | thousands by filing date | put |
| EVERI HLDGS INC | 30034T103 | COM | 266,503 | $1,372,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 100,613 | $1,362,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 30,900 | $1,358,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370101 | COM | 100,000 | $1,358,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370101 | COM | 100,000 | $1,358,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 78,614 | $1,347,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 77,200 | $1,347,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 243,638 | $1,342,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 737,600 | $1,342,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 120,594 | $1,337,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 20,000 | $1,326,000 | thousands by filing date | put |
| HCP INC | 40414L109 | COM | 46,950 | $1,311,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 96,694 | $1,302,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAC5 | NOTE 4.750% 3/2 | 1,500,000 | $1,299,000 | thousands by filing date | principal |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 20,000 | $1,298,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 24,409 | $1,292,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 52,765 | $1,292,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 130,806 | $1,280,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 118,418 | $1,272,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 38,581 | $1,269,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 92,708 | $1,265,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 104,758 | $1,262,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 1,275,000 | $1,261,000 | thousands by filing date | principal |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 189,378 | $1,257,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 7,500 | $1,252,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 11,500 | $1,251,000 | thousands by filing date | put |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 91,078 | $1,251,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 20,012 | $1,247,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 574,790 | $1,247,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 20,800 | $1,238,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 12,500 | $1,236,000 | thousands by filing date | put |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 102,025 | $1,231,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 9,600 | $1,228,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 169,957 | $1,220,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 114,065 | $1,218,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 7,593 | $1,215,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 25,845 | $1,211,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 106,372 | $1,204,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 74,200 | $1,204,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 535,000 | $1,203,000 | thousands by filing date | put |
| GAIA INC NEW | 36269P104 | CL A | 115,947 | $1,201,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 25,000 | $1,198,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 33,100 | $1,194,000 | thousands by filing date | put |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 117,681 | $1,194,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 27,142 | $1,193,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 246,800 | $1,189,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 31,800 | $1,187,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 20,000 | $1,180,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 20,000 | $1,180,000 | thousands by filing date | call |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 12,115 | $1,176,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 20,000 | $1,175,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 103,960 | $1,166,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 12,500 | $1,164,000 | thousands by filing date | call |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 171,709 | $1,164,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 419,766 | $1,162,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 388,248 | $1,160,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 12,600 | $1,158,000 | thousands by filing date | call |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 94,321 | $1,157,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 100,474 | $1,157,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 87,924 | $1,151,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 4,524 | $1,150,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 41,308 | $1,150,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 110,361 | $1,148,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 134,024 | $1,141,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 85,734 | $1,138,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 505,496 | $1,137,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 5,000 | $1,131,000 | thousands by filing date | put |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 101,728 | $1,127,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 27,759 | $1,124,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 25,468 | $1,117,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 101,573 | $1,112,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 11,338 | $1,110,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 142,785 | $1,110,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 24,396 | $1,091,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 6,818 | $1,088,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 60,700 | $1,085,000 | thousands by filing date | call |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 76,180 | $1,083,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 12,000 | $1,080,000 | thousands by filing date | put |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 76,396 | $1,072,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 63,986 | $1,072,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 52,474 | $1,071,000 | thousands by filing date | |
| RH | 74967X103 | COM | 8,930 | $1,069,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 50,000 | $1,067,000 | thousands by filing date | call |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 77,445 | $1,066,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 37,090 | $1,064,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 3,949 | $1,056,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 17,876 | $1,052,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 111,427 | $1,049,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 101,000 | $1,047,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 25,000 | $1,044,000 | thousands by filing date | call |
| BORGWARNER INC COM | 099724106 | Stock | 30,000 | $1,042,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 100,000 | $1,040,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707122 | UNIT 99/99/9999 | 102,800 | $1,033,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 64,744 | $1,032,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 34,122 | $1,030,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 17,600 | $1,028,000 | thousands by filing date | call |
| DREYFUS ALCENTRA GBL CR INCO | 26189A105 | COM | 133,799 | $1,027,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 10,000 | $1,024,000 | thousands by filing date | call |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 55,194 | $1,024,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 306,211 | $1,023,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 70,961 | $1,021,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 55,786 | $1,017,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760110 | UNIT 99/99/9999 | 100,000 | $1,016,000 | thousands by filing date | |
| NEW FRONTIER CORP | G6485P116 | UNIT 99/99/9999 | 100,100 | $1,016,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 84,247 | $1,012,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E208 | UNIT 01/30/2023 | 100,000 | $1,010,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 17,014 | $1,009,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950111 | UNIT 08/15/2023 | 100,000 | $1,009,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 81,144 | $1,007,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A309 | UNIT 12/01/2023 | 100,000 | $1,000,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X202 | UNIT 12/31/2025 | 100,000 | $999,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 95,000 | $997,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 13,552 | $996,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 8,968 | $995,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10319T200 | UNIT 11/26/2025 | 100,000 | $993,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 20,000 | $987,000 | thousands by filing date | put |
| CREDIT SUISSE NASSAU BRH | 22542D365 | VELOCITY SHS SHO | 49,500 | $983,000 | thousands by filing date | call |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 100,000 | $982,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 100,000 | $982,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 189,019 | $979,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 7,751 | $978,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 7,600 | $977,000 | thousands by filing date | put |
| VECTOR GROUP LTD | 92240M108 | COM | 100,500 | $977,000 | thousands by filing date | put |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 101,378 | $975,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 92,985 | $974,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 11,627 | $973,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,905 | $972,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 9,945 | $972,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 65,942 | $971,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 126,448 | $967,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 2,740 | $966,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 9,679 | $966,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 100,000 | $966,000 | thousands by filing date | call |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 76,267 | $965,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 8,544 | $963,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M103 | SHS | 100,000 | $963,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 22,198 | $960,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 77,231 | $957,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 7,807 | $955,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 165,067 | $954,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 10,000 | $953,000 | thousands by filing date | put |
| INCYTE CORP COM | 45337C102 | Stock | 15,000 | $953,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 33,117 | $951,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 257,600 | $947,000 | thousands by filing date | put |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 72,854 | $947,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 123,600 | $945,000 | thousands by filing date | put |
| CARMAX INC COM | 143130102 | Stock | 15,056 | $944,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 92,876 | $943,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 10,945 | $937,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 54,238 | $935,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 95,000 | $935,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 95,210 | $933,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 47,998 | $929,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 7,935 | $928,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 58,430 | $927,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 68,502 | $926,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 13,178 | $925,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 74,631 | $925,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 17,812 | $925,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 12,880 | $924,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 21,300 | $922,000 | thousands by filing date | call |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 79,225 | $922,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 100,000 | $921,000 | thousands by filing date | call |
| ABIOMED INC | 003654100 | COM | 2,807 | $912,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 22,700 | $909,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 20,100 | $907,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021109 | COM | 7,438 | $904,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 11,104 | $902,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 92,000 | $901,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 20,600 | $899,000 | thousands by filing date | put |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 717 | $899,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 3,136 | $898,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 51,835 | $898,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 21,356 | $895,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 13,444 | $887,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 22,500 | $886,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 21,554 | $885,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 77,800 | $883,000 | thousands by filing date | put |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 125,915 | $881,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 20,557 | $873,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 8,908 | $871,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 12,000 | $867,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 27,300 | $866,000 | thousands by filing date | call |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 36,720 | $859,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663117 | *W EXP 07/31/202 | 286,354 | $857,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 214,300 | $855,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 54,783 | $853,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 25,000 | $851,000 | thousands by filing date | put |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 44,443 | $847,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 11,823 | $846,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 407,800 | $844,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 30,000 | $842,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 57,000 | $840,000 | thousands by filing date | put |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 29,352 | $840,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 141,513 | $840,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 152,104 | $834,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 10,000 | $829,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 98,000 | $828,000 | thousands by filing date | put |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 9,920 | $826,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 97,800 | $826,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,800 | $825,000 | thousands by filing date | put |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 91,425 | $824,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 19,529 | $820,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 83,833 | $819,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 148,973 | $819,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 68,522 | $818,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 67,191 | $817,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 157,937 | $816,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 110,000 | $814,000 | thousands by filing date | put |
| THUNDER BRIDGE ACQUISITION L | G8857R118 | UNIT 01/01/2025 | 80,000 | $814,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 23,872 | $812,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 500,000 | $808,000 | thousands by filing date | principal |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 116,685 | $805,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 40,508 | $793,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5,000 | $793,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,116,081 | $790,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 13,227 | $788,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 279,612 | $788,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 15,913 | $785,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 492,480 | $783,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 27,810 | $780,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 172,935 | $776,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 64,456 | $775,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 160,413 | $773,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 34,400 | $768,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 85,507 | $767,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W119 | UNIT 99/99/9999 | 71,250 | $765,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 25,000 | $764,000 | thousands by filing date | call |
| UNITED RENTALS INC COM | 911363109 | Stock | 7,400 | $758,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 167,453 | $758,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 156,115 | $758,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 11,900 | $756,000 | thousands by filing date | put |
| TENZING ACQUISITION CORP | G8708A124 | UNIT 08/24/2024 | 75,000 | $755,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 26,396 | $753,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 62,064 | $752,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 64,051 | $752,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 50,537 | $750,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 71,144 | $742,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 41,300 | $729,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370101 | COM | 53,500 | $726,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 45,400 | $725,000 | thousands by filing date | put |
| Collier Creek Holdings | G22707106 | COM | 75,000 | $723,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 144,839 | $721,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 8,374 | $718,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 59,142 | $717,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 74,548 | $710,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 13,192 | $704,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076209 | UNIT 03/12/2025 | 69,900 | $703,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N130 | UNIT 05/06/2025 | 69,000 | $703,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 70,000 | $700,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 78,627 | $699,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 56,459 | $699,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 20,937 | $699,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 8,000 | $697,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 348,700 | $697,000 | thousands by filing date | put |
| AMCI ACQUISITION CORP | 00165R200 | UNIT 01/07/2019 | 70,000 | $696,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 36,541 | $692,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 7,000 | $691,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 24,700 | $690,000 | thousands by filing date | put |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 95,567 | $689,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 19,823 | $687,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAB1 | NOTE 2.625%12/0 | 570,000 | $687,000 | thousands by filing date | principal |
| SKECHERS U S A INC | 830566105 | CL A | 29,800 | $682,000 | thousands by filing date | put |
| GSV CAPITAL CORP | 36191J101 | COM | 129,700 | $677,000 | thousands by filing date | put |
| CIMPRESS N V | N20146101 | SHS EURO | 6,500 | $672,000 | thousands by filing date | put |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 6,900 | $671,000 | thousands by filing date | put |
| QUORUM HEALTH CORP | 74909E106 | COM | 231,987 | $670,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 649,421 | $668,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 28,811 | $665,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 55,674 | $663,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 7,117 | $660,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 70,228 | $660,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 34,500 | $660,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 50,000 | $659,000 | thousands by filing date | call |
| DOLLAR GEN CORP COM | 256677105 | Stock | 6,000 | $648,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 45,000 | $648,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 49,967 | $647,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 59,214 | $646,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 53,268 | $645,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 7,700 | $644,000 | thousands by filing date | put |
| GREENLAND ACQUISITIN CORPORA | G40981139 | SHS | 65,000 | $643,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 20,000 | $642,000 | thousands by filing date | put |
| ONE MADISON CORP | G6772P100 | COM CL A | 64,000 | $641,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 10,000 | $633,000 | thousands by filing date | put |
| Schlumberger Limited | 806857108 | COM | 17,499 | $631,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 4,742 | $623,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 55,734 | $623,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 15,800 | $622,000 | thousands by filing date | put |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 74,463 | $621,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 17,900 | $620,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 43,384 | $618,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 50,363 | $616,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 13,056 | $615,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 16,121 | $614,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 35,634 | $607,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 15,000 | $606,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 25,000 | $606,000 | thousands by filing date | put |
| SCHULTZE SPL PURP ACQUSTN CORP | 80821R208 | UNIT EX 123123 | 60,800 | $604,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 48,663 | $603,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 60,000 | $603,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 65,850 | $601,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 44,300 | $601,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 393,117 | $597,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 59,298 | $591,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 4,000 | $589,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 18,023 | $585,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 55,000 | $585,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 47,790 | $583,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 30,300 | $579,000 | thousands by filing date | put |
| ENSCO PLC | G3157S106 | SHS CLASS A | 161,390 | $574,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 453 | $571,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 17,900 | $568,000 | thousands by filing date | call |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 42,326 | $568,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 22,000 | $565,000 | thousands by filing date | call |
| CSX Corporation | 126408103 | COM | 9,000 | $559,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-19-000003 | this filing | 2019-02-14 | acceptance time not in the bulk data set |