13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 1,494 holding rows worth $8,598,953,000.
- Accession
- 0001279891-18-000014
- Filer
- CIK 1279891
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 1,494 entries on the cover page, a total value of $8,598,953,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,598,953,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 25,000 | $528,000 | thousands by filing date | put |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 62,728 | $526,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 20,000 | $525,000 | thousands by filing date | put |
| GORDON POINTE ACQUISITION CO | 382788206 | UNIT 01/18/2023 | 50,000 | $525,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 14,287 | $523,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 17,500 | $523,000 | thousands by filing date | call |
| BISON CAP ACQUISITION CORP | G1142P120 | UNIT 99/99/9999T | 48,203 | $522,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 28,666 | $518,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 31,069 | $512,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 46,345 | $511,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 12,345 | $510,000 | thousands by filing date | |
| MTECH ACQUISITION CORP | 55378W107 | COM CLASS A | 50,000 | $509,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 1,703,954 | $506,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643202 | UNIT 05/31/2024 | 50,000 | $506,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 42,239 | $503,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 24,540 | $501,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 3,100 | $500,000 | thousands by filing date | put |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 50,000 | $498,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 289,500 | $492,000 | thousands by filing date | put |
| OPES ACQUISITION CORP | 68373P100 | COM | 50,000 | $492,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 49,500 | $490,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848109 | SHS CL A | 50,000 | $487,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076100 | COM CLASS A | 50,000 | $487,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 46,600 | $485,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 50,000 | $485,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 17,318 | $482,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 22,400 | $480,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 37,635 | $478,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 12,100 | $477,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 28,592 | $477,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 8,000 | $476,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354107 | COM | 50,000 | $475,000 | thousands by filing date | call |
| ACUITY INC COM | 00508Y102 | Stock | 3,000 | $471,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 68,534 | $470,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 50,000 | $469,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 9,400 | $462,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 75,000 | $462,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 8,657 | $461,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 16,000 | $460,000 | thousands by filing date | put |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 38,670 | $459,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 70,797 | $459,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 19,700 | $459,000 | thousands by filing date | put |
| EP ENERGY CORP | 268785102 | CL A | 193,744 | $453,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 5,300 | $449,000 | thousands by filing date | put |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 50,686 | $446,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 36,388 | $445,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L204 | UNIT 06/15/2024 | 40,000 | $444,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 5,273 | $441,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 67,500 | $441,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 15,222 | $440,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 98,594 | $440,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 36,326 | $439,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 67,400 | $438,000 | thousands by filing date | put |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 87,043 | $433,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 34,490 | $431,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 30,918 | $426,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 12,900 | $426,000 | thousands by filing date | put |
| INVITATION HOMES INC COM | 46187W107 | REIT | 18,559 | $425,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 27,469 | $421,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 7,900 | $420,000 | thousands by filing date | call |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 14,700 | $413,000 | thousands by filing date | put |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 33,156 | $412,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 39,090 | $412,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 95,763 | $411,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 41,082 | $408,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 40,000 | $407,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P209 | UNIT 03/07/2023 | 40,000 | $406,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 33,055 | $403,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 18,100 | $403,000 | thousands by filing date | put |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 236,406 | $401,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,585 | $396,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 27,700 | $396,000 | thousands by filing date | put |
| NEW GERMANY FD INC | 644465106 | COM | 21,647 | $393,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 46,800 | $393,000 | thousands by filing date | call |
| SPROTT FOCUS TR INC | 85208J109 | COM | 53,078 | $391,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L202 | UNIT 09/30/2024 | 35,513 | $390,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 37,785 | $386,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 60,822 | $385,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 5,000 | $384,000 | thousands by filing date | put |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 41,508 | $383,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 21,473 | $381,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 19,773 | $381,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 297,581 | $380,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 10,218 | $378,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L205 | UNIT 05/11/2025 | 36,861 | $378,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 54,600 | $377,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 1,003 | $375,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,971 | $372,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 25,000 | $371,000 | thousands by filing date | call |
| TERADYNE INC COM | 880770102 | Stock | 10,000 | $369,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 5,320 | $365,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 4,200 | $362,000 | thousands by filing date | call |
| MFS CALIF MUN FD | 59318C106 | COM | 35,658 | $362,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 3,350 | $361,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J104 | CL A | 35,000 | $357,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 38,124 | $355,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 15,000 | $349,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 10,000 | $347,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 4,899 | $343,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 35,578 | $341,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 24,000 | $336,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 9,400 | $336,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 64,600 | $335,000 | thousands by filing date | put |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 9,000 | $335,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 51,140 | $334,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 26,127 | $333,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 9,222 | $331,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 6,124 | $330,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 35,988 | $327,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 5,500 | $325,000 | thousands by filing date | put |
| TRONOX LTD | Q9235V101 | SHS CL A | 27,200 | $325,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 50,000 | $324,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 4,407 | $322,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 11,323 | $319,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 14,500 | $318,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 22,148 | $315,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 23,298 | $315,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 24,327 | $314,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 17,190 | $311,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 36,600 | $310,000 | thousands by filing date | call |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 26,258 | $310,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 8,400 | $310,000 | thousands by filing date | put |
| TWELVE SEAS INVESTMENT COMPA | G9145A123 | UNIT 06/21/2023 | 30,000 | $310,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 4,523 | $309,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 47,646 | $307,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 7,101 | $307,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 16,498 | $307,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 56,122 | $305,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 2,324 | $302,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 10,200 | $301,000 | thousands by filing date | put |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 37,700 | $300,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 25,000 | $299,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 60,134 | $297,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,300 | $294,000 | thousands by filing date | put |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 30,627 | $287,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 135,566 | $287,000 | thousands by filing date | |
| DREYFUS ALCENTRA GBL CR INCO | 26189A105 | COM | 31,929 | $287,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 11,000 | $286,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 28,539 | $285,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 9,000 | $284,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 13,600 | $283,000 | thousands by filing date | call |
| SIMPLY GOOD FOODS CO | 82900L110 | *W EXP 07/07/202 | 33,378 | $282,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 8,000 | $280,000 | thousands by filing date | put |
| PHH CORP | 693320202 | COM NEW | 25,422 | $279,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 23,279 | $277,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,000 | $272,000 | thousands by filing date | call |
| DDR CORP | 23317H854 | COM | 20,371 | $272,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 9,300 | $270,000 | thousands by filing date | call |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 20,991 | $270,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 4,653 | $269,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 12,125 | $268,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,250 | $267,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 23,231 | $265,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 114,128 | $262,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 4,700 | $259,000 | thousands by filing date | call |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 19,759 | $256,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 16,600 | $252,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 24,500 | $251,000 | thousands by filing date | put |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 47,553 | $251,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 150,000 | $249,000 | thousands by filing date | put |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,500 | $245,000 | thousands by filing date | call |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 25,786 | $244,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 12,000 | $243,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 38,400 | $242,000 | thousands by filing date | call |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 26,932 | $241,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 8,200 | $240,000 | thousands by filing date | put |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 20,977 | $239,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,000 | $234,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253HAB7 | NOTE 4.500% 7/0 | 100,000 | $233,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 5,000 | $232,000 | thousands by filing date | call |
| JONES ENERGY INC | 48019R306 | CL A NEW | 38,773 | $232,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L113 | *W EXP 06/15/202 | 150,700 | $226,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 136,000 | $225,000 | thousands by filing date | call |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 18,347 | $223,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 6,700 | $221,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 21,200 | $220,000 | thousands by filing date | call |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 19,575 | $220,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 15,702 | $219,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 23,361 | $216,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 48,000 | $216,000 | thousands by filing date | put |
| ETSY INC | 29786A106 | COM | 4,200 | $215,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 6,400 | $214,000 | thousands by filing date | put |
| REPLIGEN CORP COM | 759916109 | Stock | 3,736 | $207,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 12,466 | $207,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,044 | $205,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 4,631 | $204,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 2,888 | $204,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 900 | $201,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,431 | $200,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 100 | $198,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 32,214 | $198,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 8,745 | $196,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 4,500 | $194,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 15,060 | $193,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 26,056 | $190,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 20,000 | $190,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAB2 | NOTE 3.25011/0 | 275,000 | $190,000 | thousands by filing date | principal |
| ZIFF DAVIS INC | 48123V102 | COM | 2,272 | $188,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 5,717 | $184,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 13,194 | $183,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,000 | $181,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 12,925 | $180,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 17,727 | $180,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 174,183 | $179,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 6,823 | $175,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 13,031 | $175,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 1,532 | $175,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D365 | VELOCITY SHS SHO | 15,300 | $173,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 2,400 | $171,000 | thousands by filing date | put |
| LINDBLAD EXPEDITIONS HLDGS I | 535219117 | *W EXP 07/08/202 | 41,880 | $171,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 215,141 | $170,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 10,020 | $170,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 50,000 | $170,000 | thousands by filing date | put |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,000 | $167,000 | thousands by filing date | put |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 21,095 | $167,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 8,937 | $166,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 40,000 | $165,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 47,895 | $162,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 5,039 | $162,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 5,000 | $161,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,400 | $157,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,985 | $157,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 14,402 | $157,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 36,702 | $157,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 214,938 | $156,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 4,037 | $155,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 12,201 | $154,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 2,000 | $153,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 5,400 | $153,000 | thousands by filing date | put |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 4,300 | $149,000 | thousands by filing date | put |
| TREMONT MTG TR | 894789106 | COM | 12,744 | $149,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 5,000 | $146,000 | thousands by filing date | call |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 12,332 | $145,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 800 | $144,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 24,894 | $144,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,700 | $143,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 72 | $142,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 22,374 | $141,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 144,000 | $141,000 | thousands by filing date | principal |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,000 | $140,000 | thousands by filing date | put |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 10,984 | $140,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 9,700 | $139,000 | thousands by filing date | call |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 4,400 | $139,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 100,000 | $139,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 19,442 | $136,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 72,400 | $136,000 | thousands by filing date | put |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 5,949 | $136,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 594 | $134,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 3,200 | $133,000 | thousands by filing date | put |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 500 | $132,000 | thousands by filing date | |
| RH | 74967X103 | COM | 1,000 | $131,000 | thousands by filing date | call |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 9,301 | $129,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 9,851 | $129,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,500 | $128,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 1,000 | $128,000 | thousands by filing date | put |
| HYD | 92189F361 | ETF | 4,103 | $127,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 16,919 | $126,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 10,157 | $126,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 4,100 | $125,000 | thousands by filing date | put |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 10,922 | $124,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 5,068 | $122,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 19,053 | $121,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 4,313 | $120,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 13,467 | $120,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 112,518 | $119,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 8,975 | $118,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 38,200 | $118,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 10,600 | $113,000 | thousands by filing date | put |
| PARTY CITY HOLDCO INC | 702149105 | COM | 8,400 | $113,000 | thousands by filing date | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 5,500 | $112,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 5,700 | $112,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,270 | $111,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 7,725 | $110,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 2,000 | $108,000 | thousands by filing date | put |
| O-I GLASS, INC. | 690768403 | COM | 5,700 | $107,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848125 | *W EXP 10/23/202 | 82,200 | $107,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,900 | $103,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 4,500 | $103,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 5,800 | $103,000 | thousands by filing date | put |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 8,322 | $102,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 7,761 | $100,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 64,300 | $100,000 | thousands by filing date | put |
| GARMIN LTD SHS | H2906T109 | Stock | 1,427 | $99,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 1,498 | $98,000 | thousands by filing date | |
| COMERICA INC-CW18 | 200340115 | WTS | 1,600 | $98,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 7,474 | $97,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 26,658 | $96,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 7,435 | $96,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 2,190 | $94,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 7,308 | $94,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 2,093 | $93,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 3,460 | $93,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,000 | $92,000 | thousands by filing date | call |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 5,671 | $90,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 5,680 | $90,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 15,210 | $89,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 10,600 | $89,000 | thousands by filing date | put |
| TIDEWATER INC NEW | 88642R117 | WARR | 21,684 | $89,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L129 | RIGHT 09/19/2018 | 176,100 | $89,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 897 | $88,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 900 | $87,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 8,469 | $86,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 1,705 | $85,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 800 | $82,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 1,700 | $82,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 2,829 | $81,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 5,601 | $81,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 23,400 | $80,000 | thousands by filing date | put |
| INTREXON CORP | 46122T102 | COM | 4,700 | $80,000 | thousands by filing date | call |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 700 | $79,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 2,100 | $79,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 3,700 | $78,000 | thousands by filing date | call |
| ALTA MESA RES INC 3 | 02133L117 | COM | 154,874 | $76,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 4,553 | $75,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 7,269 | $75,000 | thousands by filing date | |
| IMXIW US 19 Jan 22 C11.5 (International Money Expr | 46005L119 | W EXP 01/19/202 | 31,924 | $75,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 8,485 | $72,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 5,479 | $68,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 517 | $65,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 9,227 | $64,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 867 | $64,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 4,618 | $64,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 143,000 | $64,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 7,672 | $63,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 5,447 | $63,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L111 | *W EXP 09/19/202 | 108,300 | $63,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 780 | $62,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 8,969 | $62,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 554 | $61,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 260 | $61,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 27,832 | $61,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,100 | $60,000 | thousands by filing date | put |
| ROKU INC COM CL A | 77543R102 | Stock | 800 | $58,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 2,760 | $58,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 1,770 | $58,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 682 | $57,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,600 | $57,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 783 | $57,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 3,509 | $55,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 4,487 | $55,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 5,017 | $54,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 4,068 | $53,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 50,303 | $53,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A203 | UNIT 01/15/2024 | 5,000 | $53,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 13,400 | $52,000 | thousands by filing date | put |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 3,104 | $51,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 4,120 | $51,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 2,215 | $51,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L121 | UNIT 99/99/9999 | 5,000 | $51,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 2,000 | $50,000 | thousands by filing date | call |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 5,141 | $50,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 927 | $48,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 3,300 | $47,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 2,778 | $46,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 4,100 | $46,000 | thousands by filing date | call |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 3,854 | $46,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 6,199 | $46,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 3,131 | $45,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 2,100 | $45,000 | thousands by filing date | put |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 133 | $43,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 4,837 | $43,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 200 | $42,000 | thousands by filing date | put |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 72,600 | $42,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 1,364 | $40,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 3,500 | $39,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 8,865 | $39,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 3,800 | $39,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,106 | $38,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 270 | $38,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 4,735 | $38,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 1,700 | $36,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R126 | *W EXP 01/01/202 | 80,000 | $35,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 472 | $34,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 8,196 | $34,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,611 | $34,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 1,000 | $34,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 76,700 | $34,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 25,000 | $33,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 60,000 | $33,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 8,785 | $32,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 2,468 | $31,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 2,725 | $29,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 11,500 | $29,000 | thousands by filing date | put |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 1,007 | $29,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 30,000 | $29,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 221 | $28,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 2,500 | $28,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 288 | $28,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 354 | $27,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,524 | $27,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 10,521 | $27,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J112 | *W EXP 08/01/202 | 27,500 | $27,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 1,234 | $25,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 3,012 | $24,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 1,474 | $23,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 8,600 | $23,000 | thousands by filing date | call |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 20,000 | $23,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 117,095 | $23,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 2,771 | $22,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 727 | $22,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 5,591 | $22,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 1,768 | $22,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 6,585 | $21,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 89,500 | $21,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 50,000 | $20,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 16,142 | $20,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 180 | $19,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 8,400 | $19,000 | thousands by filing date | put |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 1,437 | $17,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981105 | *W EXP 03/03/202 | 65,000 | $17,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 79 | $16,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 229 | $16,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 705 | $16,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 300 | $15,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 600 | $15,000 | thousands by filing date | call |
| CHINA FD INC | 169373107 | COM | 812 | $15,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 25,000 | $15,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 1,050 | $14,000 | thousands by filing date | put |
| RLJ ENTMT INC | 74965F203 | COM NEW | 2,400 | $14,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 70,000 | $14,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 300 | $13,000 | thousands by filing date | call |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 9,700 | $13,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 292 | $12,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 1,300 | $12,000 | thousands by filing date | put |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 57,000 | $12,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 447 | $11,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 10,000 | $11,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950137 | RIGHT 02/20/2020 | 25,000 | $11,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 77 | $10,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 914 | $10,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 600 | $10,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 807 | $10,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 3,628 | $9,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 178 | $8,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 53 | $8,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 284 | $8,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 300 | $8,000 | thousands by filing date | call |
| ROSETTA RES INC COM | 777385105 | Stock | 1,405 | $8,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 4,947 | $8,000 | thousands by filing date | |
| SIGNATURE BANK-CW18 | 82669G112 | Wt | 100 | $8,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867109 | COM CL A | 738 | $8,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 62 | $7,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 319 | $7,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629505 | COM | 200 | $7,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 400 | $6,000 | thousands by filing date | call |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 100 | $6,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 100 | $5,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 50 | $5,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 229 | $5,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 174 | $5,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,406 | $5,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 988 | $5,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 65 | $4,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 617 | $4,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 28 | $4,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V119 | RIGHT 08/11/2017 | 22,575 | $4,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 4 | $3,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 63 | $3,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 93 | $3,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 2,200 | $3,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 5,800 | $3,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 10,000 | $3,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 200 | $2,000 | thousands by filing date | put |
| VISTRA CORP COM | 92840M102 | Stock | 100 | $2,000 | thousands by filing date | call |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 200 | $2,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 977 | $2,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V127 | *W EXP 02/11/202 | 42,768 | $2,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 317 | $1,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 400 | $1,000 | thousands by filing date | |
| ASSOCIATED BANC CORP | 045487113 | WTS | 200 | $1,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 1,789 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 25 | $1,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 11,363 | $1,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VWO | 922042858 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELIXIS INC COM | 30161Q104 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCKESSON CORP COM | 58155Q103 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAFD INC | 938824109 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APACHE CORP | 037411105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWLINK GENETICS CORP | 651511107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 4,937 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITAL THERAPIES INC | 92847R104 | COM | 3,400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 2,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXT ID INC | 67091J123 | *W EXP 02/09/201 | 2,396 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JENSYN ACQUISITION CORP | 47632B110 | *W EXP 03/07/202 | 1,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JENSYN ACQUISITION CORP | 47632B128 | RIGHT 99/99/9999 | 1,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIORITY TECHNOLOGY HLDGS IN | 74275G115 | *W EXP 11/15/202 | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GORES HLDGS II INC | 382867208 | UNIT 99/99/9999 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STELLAR ACQUISITION III INC | Y8172W115 | *W EXP 03/22/2022 | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-18-000014 | this filing | 2018-11-14 | acceptance time not in the bulk data set |