13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 1,494 holding rows worth $8,598,953,000.
- Accession
- 0001279891-18-000014
- Filer
- CIK 1279891
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 1,494 entries on the cover page, a total value of $8,598,953,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,598,953,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MAGNA INTL INC COM | 559222401 | Stock | 46,900 | $2,463,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 24,000 | $2,460,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 236,800 | $2,455,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 7,232 | $2,448,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 14,675 | $2,448,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 24,768 | $2,445,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 41,500 | $2,431,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848117 | UNIT 99/99/9999 | 238,180 | $2,428,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 243,709 | $2,427,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 15,606 | $2,425,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 646,215 | $2,423,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 128,557 | $2,409,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 19,700 | $2,408,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 1,200 | $2,403,000 | thousands by filing date | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 16,600 | $2,403,000 | thousands by filing date | put |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 8,146 | $2,401,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 9,012 | $2,397,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 16,811 | $2,395,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 40,000 | $2,392,000 | thousands by filing date | put |
| LAMB WESTON HLDGS INC | 513272104 | COM | 35,895 | $2,390,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 25,310 | $2,389,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 18,800 | $2,388,000 | thousands by filing date | put |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 230,000 | $2,387,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 20,028 | $2,374,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 125,427 | $2,374,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 303,759 | $2,374,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 40,000 | $2,373,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 484,296 | $2,373,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 9,826 | $2,366,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 63,262 | $2,359,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 107,302 | $2,359,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 32,946 | $2,354,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 42,000 | $2,352,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 23,191 | $2,331,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 49,977 | $2,327,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 41,251 | $2,323,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 155,224 | $2,317,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 34,953 | $2,315,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 82,902 | $2,312,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 20,750 | $2,307,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 284,376 | $2,294,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 21,658 | $2,291,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 157,112 | $2,281,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 41,800 | $2,280,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 22,500 | $2,279,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 200,100 | $2,273,000 | thousands by filing date | put |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 23,630 | $2,267,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 124,146 | $2,256,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 84,504 | $2,238,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 366,715 | $2,225,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 24,925 | $2,219,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 19,400 | $2,218,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 25,902 | $2,207,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 46,643 | $2,205,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 25,000 | $2,205,000 | thousands by filing date | call |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 6,000 | $2,204,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 25,899 | $2,201,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 28,582 | $2,200,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 17,400 | $2,198,000 | thousands by filing date | put |
| THUNDER BRIDGE ACQUISITION L | G8857R100 | SHS CLASS A | 225,000 | $2,184,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 50,730 | $2,179,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 175,214 | $2,163,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 220,000 | $2,162,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 70,800 | $2,157,000 | thousands by filing date | put |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 61,500 | $2,152,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 27,300 | $2,140,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 200,000 | $2,136,000 | thousands by filing date | put |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 100,432 | $2,134,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 162,742 | $2,114,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 1,880,426 | $2,106,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 26,834 | $2,103,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 164,845 | $2,090,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 168,596 | $2,090,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 86,715 | $2,083,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 45,000 | $2,078,000 | thousands by filing date | put |
| ONE MADISON CORP | G6772P118 | UNIT 99/99/9999 | 200,000 | $2,073,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 223,600 | $2,068,000 | thousands by filing date | put |
| ENSCO PLC | G3157S106 | SHS CLASS A | 244,100 | $2,060,000 | thousands by filing date | put |
| GPMT 5.625 22 | 38741LAB3 | Bond 30/360P2 U | 2,000,000 | $2,050,000 | thousands by filing date | principal |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 147,629 | $2,047,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 44,163 | $2,039,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 28,305 | $2,029,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 200,000 | $2,026,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950111 | UNIT 08/15/2023 | 200,000 | $2,020,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 33,100 | $2,016,000 | thousands by filing date | put |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 189,848 | $2,004,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 29,400 | $2,002,000 | thousands by filing date | call |
| LEAR CORP COM NEW | 521865204 | Stock | 13,800 | $2,001,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 58,840 | $1,975,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 25,528 | $1,975,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 21,859 | $1,975,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 47,238 | $1,974,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 44,770 | $1,969,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 173,109 | $1,969,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 25,000 | $1,968,000 | thousands by filing date | call |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 2,000,000 | $1,960,000 | thousands by filing date | principal |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 161,878 | $1,944,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 11,029 | $1,933,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 54,500 | $1,923,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 28,200 | $1,917,000 | thousands by filing date | call |
| VEREIT INC | 92339V100 | COM | 264,116 | $1,917,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 11,000 | $1,916,000 | thousands by filing date | put |
| EOG RES INC COM | 26875P101 | Stock | 15,000 | $1,913,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 93,125 | $1,909,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 197,826 | $1,901,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 156,174 | $1,895,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 28,039 | $1,890,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 21,500 | $1,881,000 | thousands by filing date | put |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 87,437 | $1,879,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 40,104 | $1,858,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 11,454 | $1,844,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 135,841 | $1,836,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 14,439 | $1,826,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 20,000 | $1,807,000 | thousands by filing date | put |
| GAP INC COM | 364760108 | Stock | 62,500 | $1,803,000 | thousands by filing date | put |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 278,935 | $1,799,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 26,000 | $1,798,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 223,123 | $1,798,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 145,977 | $1,796,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 50,200 | $1,789,000 | thousands by filing date | put |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 79,500 | $1,788,000 | thousands by filing date | put |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 120,067 | $1,787,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 237,752 | $1,783,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 80,196 | $1,781,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 160,665 | $1,778,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 111,500 | $1,778,000 | thousands by filing date | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 24,300 | $1,777,000 | thousands by filing date | call |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 120,092 | $1,771,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 174,000 | $1,767,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 6,500 | $1,754,000 | thousands by filing date | put |
| TENABLE HLDGS INC | 88025T102 | COM | 45,000 | $1,749,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 40,000 | $1,734,000 | thousands by filing date | put |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 67,200 | $1,727,000 | thousands by filing date | call |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 110,521 | $1,724,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 60,447 | $1,720,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 24,500 | $1,719,000 | thousands by filing date | put |
| PARSLEY ENERGY INC | 701877102 | CL A | 58,520 | $1,711,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 60,309 | $1,710,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 119,139 | $1,708,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 154,957 | $1,701,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 6,300 | $1,700,000 | thousands by filing date | call |
| OCLARO INC | 67555N206 | COM | 190,030 | $1,698,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 149,122 | $1,694,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 656,898 | $1,694,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 184,069 | $1,687,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 160,889 | $1,671,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 89,100 | $1,666,000 | thousands by filing date | put |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 193,586 | $1,660,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 136,900 | $1,660,000 | thousands by filing date | put |
| FEDERAL STR ACQUISITION CORP | 31421V206 | UNIT 99/99/9999 | 151,000 | $1,645,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 279,600 | $1,644,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 27,604 | $1,637,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 27,130 | $1,634,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 41,600 | $1,622,000 | thousands by filing date | put |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 230,000 | $1,619,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 259,290 | $1,617,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 168,000 | $1,604,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 127,161 | $1,597,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 20,000 | $1,582,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870206 | UNIT 10/19/2022 | 150,900 | $1,576,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 130,450 | $1,573,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 13,942 | $1,568,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 77,800 | $1,565,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 133,784 | $1,558,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 55,800 | $1,558,000 | thousands by filing date | put |
| Mexico Fund Inc/The | 592835102 | COM | 95,456 | $1,555,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 250,277 | $1,551,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 21,200 | $1,548,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 56,074 | $1,546,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 48,000 | $1,542,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 60,700 | $1,541,000 | thousands by filing date | call |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 125,471 | $1,537,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 22,100 | $1,526,000 | thousands by filing date | put |
| ECOLAB INC COM | 278865100 | Stock | 9,700 | $1,520,000 | thousands by filing date | put |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 72,004 | $1,519,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F202 | UNIT 09/30/2025 | 150,000 | $1,519,000 | thousands by filing date | |
| CHURCHILL CAP CORP | 17142R202 | UNIT 99/99/9999 | 150,000 | $1,519,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 136,412 | $1,511,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 10,051 | $1,510,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 135,797 | $1,503,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E204 | UNIT 07/27/2022 | 140,575 | $1,502,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQUISIT-A | 57682V106 | Common | 150,000 | $1,501,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 52,700 | $1,499,000 | thousands by filing date | put |
| TE CONNECTIVITY LTD | H84989104 | SHS | 17,000 | $1,494,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 7,000 | $1,488,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663117 | *W EXP 07/31/202 | 317,513 | $1,488,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 150,000 | $1,477,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 10,000 | $1,476,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 159,378 | $1,474,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 113,549 | $1,472,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 105,503 | $1,471,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 81,835 | $1,471,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 20,661 | $1,469,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 50,200 | $1,461,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 13,000 | $1,453,000 | thousands by filing date | put |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 148,700 | $1,449,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 54,315 | $1,448,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 50,000 | $1,446,000 | thousands by filing date | call |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 89,669 | $1,444,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 20,000 | $1,440,000 | thousands by filing date | call |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 139,604 | $1,439,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 128,248 | $1,437,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAC5 | NOTE 4.750% 3/2 | 1,500,000 | $1,437,000 | thousands by filing date | principal |
| TILRAY INC | 88688T100 | COM CL 2 | 10,000 | $1,436,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 65,942 | $1,434,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 70,000 | $1,417,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G208 | UNIT 09/07/2024 | 137,500 | $1,403,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 30,000 | $1,398,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 40,000 | $1,395,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 29,477 | $1,385,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 164,090 | $1,384,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 7,928 | $1,380,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 19,300 | $1,378,000 | thousands by filing date | put |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 9,826 | $1,366,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 40,000 | $1,363,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 4,800 | $1,354,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 87,536 | $1,348,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 42,436 | $1,332,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 22,600 | $1,323,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 1,236 | $1,321,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 84,900 | $1,304,000 | thousands by filing date | put |
| AKORN INC | 009728106 | COM | 100,000 | $1,298,000 | thousands by filing date | call |
| NUVEEN GA DIVID | 67072B107 | COM | 117,311 | $1,293,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 25,000 | $1,289,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 85,500 | $1,282,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K207 | UNIT 06/19/2025 | 125,000 | $1,265,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 71,489 | $1,259,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 15,000 | $1,248,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287108 | COM | 16,162 | $1,245,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 122,048 | $1,243,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 57,000 | $1,240,000 | thousands by filing date | put |
| Accelerate Diagnostics | 00430H102 | COM | 53,900 | $1,237,000 | thousands by filing date | put |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 73,201 | $1,237,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 113,096 | $1,232,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 25,000 | $1,224,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 75,000 | $1,224,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 75,000 | $1,224,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 50,400 | $1,214,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 85,451 | $1,208,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 109,100 | $1,208,000 | thousands by filing date | call |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 131,909 | $1,196,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 22,700 | $1,193,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 162,189 | $1,190,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 18,000 | $1,186,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 932 | $1,185,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 13,700 | $1,182,000 | thousands by filing date | put |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 17,067 | $1,177,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 27,900 | $1,176,000 | thousands by filing date | call |
| PARSLEY ENERGY INC | 701877102 | CL A | 40,200 | $1,175,000 | thousands by filing date | put |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 80,322 | $1,174,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 13,600 | $1,171,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 25,300 | $1,168,000 | thousands by filing date | call |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 60,640 | $1,167,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 136,607 | $1,158,000 | thousands by filing date | |
| RH | 74967X103 | COM | 8,845 | $1,158,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 40,543 | $1,156,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 180,836 | $1,153,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 515,938 | $1,150,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 40,000 | $1,141,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 30,000 | $1,139,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 50,000 | $1,135,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,026 | $1,125,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 14,000 | $1,118,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 4,881 | $1,116,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 36,515 | $1,115,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 10,000 | $1,111,000 | thousands by filing date | call |
| ENBRIDGE INC COM | 29250N105 | Stock | 34,189 | $1,103,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 7,476 | $1,103,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 48,172 | $1,103,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 95,312 | $1,097,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 7,261 | $1,093,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 12,455 | $1,090,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 30,842 | $1,088,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 26,382 | $1,081,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 11,587 | $1,071,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 182,847 | $1,071,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 9,920 | $1,070,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 101,000 | $1,070,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 91,306 | $1,068,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 62,992 | $1,065,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 24,700 | $1,064,000 | thousands by filing date | call |
| INNOVIVA INC | 45781M101 | COM | 69,800 | $1,063,000 | thousands by filing date | put |
| DFB HEALTHCARE ACQUISTION CO | 23291E208 | UNIT 01/30/2023 | 100,000 | $1,059,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 80,879 | $1,049,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 11,228 | $1,043,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 63,056 | $1,040,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 29,500 | $1,036,000 | thousands by filing date | put |
| DASEKE INC | 23753F107 | COM | 129,283 | $1,036,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 76,160 | $1,035,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 199,243 | $1,034,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D128 | UNIT 11/02/2022 | 100,000 | $1,032,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 95,464 | $1,031,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760110 | UNIT 99/99/9999 | 100,000 | $1,030,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 122,753 | $1,028,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 100,000 | $1,021,000 | thousands by filing date | |
| NEW FRONTIER CORP | G6485P116 | UNIT 99/99/9999 | 100,100 | $1,021,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 8,000 | $1,020,000 | thousands by filing date | put |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 53,522 | $1,020,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R118 | UNIT 01/01/2025 | 100,000 | $1,016,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 70,600 | $1,015,000 | thousands by filing date | put |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 92,208 | $1,009,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 76,466 | $1,009,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 75,922 | $1,003,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 668,907 | $1,003,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 6,400 | $999,000 | thousands by filing date | call |
| Rithm Property Trust Inc | 38983D300 | REIT | 73,380 | $998,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 10,000 | $997,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 66,057 | $996,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 21,300 | $995,000 | thousands by filing date | call |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 112,186 | $995,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 216,971 | $994,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 118,914 | $992,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 30,000 | $990,000 | thousands by filing date | put |
| CHART INDS INC | 16115Q308 | COM | 12,600 | $986,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 95,000 | $985,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 25,700 | $983,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 6,000 | $981,000 | thousands by filing date | put |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 100,000 | $975,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870107 | COM CLASS A | 100,000 | $975,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 277,862 | $961,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 60,000 | $961,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 114,877 | $960,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 100,000 | $960,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 100,000 | $952,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 100,000 | $950,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 172,600 | $949,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 257,600 | $947,000 | thousands by filing date | put |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 8,500 | $945,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 8,300 | $944,000 | thousands by filing date | put |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 77,551 | $943,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 67,300 | $938,000 | thousands by filing date | call |
| CUMMINS INC COM | 231021106 | Stock | 6,399 | $934,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 147,800 | $934,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 4,500 | $932,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 4,500 | $932,000 | thousands by filing date | call |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 5,208 | $922,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 30,730 | $912,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L103 | COM CL A | 90,000 | $912,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 32,618 | $911,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 95,000 | $908,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 11,317 | $905,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 61,318 | $905,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 39,700 | $905,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 29,570 | $901,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 25,000 | $901,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,550 | $900,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 200,000 | $898,000 | thousands by filing date | call |
| BlackRock Muniy Michigan | 09254V105 | Fund | 72,295 | $896,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 30,285 | $892,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 20,100 | $889,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 25,000 | $885,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 42,799 | $884,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 76,849 | $882,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 12,000 | $880,000 | thousands by filing date | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 9,180 | $880,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 41,300 | $876,000 | thousands by filing date | put |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 78,081 | $874,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 23,708 | $873,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 75,376 | $871,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 73,231 | $871,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 65,290 | $869,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 15,000 | $867,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 17,600 | $865,000 | thousands by filing date | call |
| MATLIN & PARTNE | 57682V205 | Common Stock | 80,303 | $863,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 66,168 | $862,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 139,026 | $856,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 387,367 | $852,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 29,797 | $848,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 10,000 | $847,000 | thousands by filing date | call |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 31,000 | $844,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 4,180 | $842,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 30,744 | $841,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J203 | UNIT 07/21/2024 | 75,000 | $834,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 25,000 | $832,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 45,776 | $829,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 20,000 | $826,000 | thousands by filing date | put |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 35,765 | $826,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 40,400 | $822,000 | thousands by filing date | put |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 94,563 | $819,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 27,300 | $816,000 | thousands by filing date | put |
| MACERICH CO | 554382101 | COM | 14,739 | $814,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 60,100 | $808,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 22,609 | $805,000 | thousands by filing date | |
| NANTHEALTH INC | 630104AB3 | NOTE 5.500%12/1 | 1,300,000 | $802,000 | thousands by filing date | principal |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 4,600 | $801,000 | thousands by filing date | call |
| AMYRIS INC | 03236M200 | COM NEW | 100,940 | $801,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 103,206 | $800,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 109,600 | $800,000 | thousands by filing date | put |
| TAUBMAN CTRS INC | 876664103 | COM | 13,358 | $799,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 83,000 | $799,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 33,205 | $798,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 43,100 | $795,000 | thousands by filing date | put |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 83,088 | $792,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 51,892 | $791,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 126,000 | $786,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 19,300 | $782,000 | thousands by filing date | call |
| GDL FD | 361570104 | COM SH BEN IT | 85,936 | $780,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 62,485 | $777,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 22,374 | $774,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 520,324 | $769,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,800 | $766,000 | thousands by filing date | put |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 22,600 | $762,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 12,628 | $761,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 216,100 | $754,000 | thousands by filing date | put |
| TENZING ACQUISITION CORP | G8708A124 | UNIT 08/24/2024 | 75,000 | $754,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 59,063 | $753,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 39,175 | $750,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 88,617 | $749,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 67,029 | $746,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 304,271 | $745,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 61,430 | $745,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W119 | UNIT 99/99/9999 | 71,250 | $744,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 12,417 | $742,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 64,900 | $732,000 | thousands by filing date | call |
| MYLAN NV | N59465109 | SHS EURO | 20,000 | $732,000 | thousands by filing date | call |
| TOTTENHAM ACQUISITION I LTD | G8959N130 | UNIT 05/06/2025 | 70,000 | $726,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 50,000 | $725,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 35,500 | $724,000 | thousands by filing date | put |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 45,063 | $724,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 6,611 | $722,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 8,800 | $714,000 | thousands by filing date | call |
| NEBULA ACQUISITION CORP | 629076209 | UNIT 03/12/2025 | 69,900 | $712,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 55,148 | $702,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 305,500 | $702,000 | thousands by filing date | put |
| VERIS RESIDENTIAL INC | 554489104 | COM | 33,015 | $701,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 10,000 | $700,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 25,000 | $697,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 17,177 | $696,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 66,579 | $694,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 70,000 | $693,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 50,510 | $681,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 36,947 | $680,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 60,600 | $665,000 | thousands by filing date | call |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 55,652 | $665,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 22,507 | $663,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 14,491 | $662,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 15,623 | $662,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,790 | $657,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 88,545 | $657,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 50,000 | $655,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 18,431 | $652,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 8,500 | $650,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 25,000 | $649,000 | thousands by filing date | call |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 41,665 | $647,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 3,949 | $646,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 12,835 | $641,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 4,100 | $640,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 24,609 | $639,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 81,164 | $635,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 30,000 | $633,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 60,248 | $632,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 80,406 | $632,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981139 | SHS | 65,000 | $628,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 4,300 | $627,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 7,700 | $627,000 | thousands by filing date | put |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 11,900 | $626,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 7,000 | $625,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P100 | COM CL A | 64,000 | $622,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 22,277 | $621,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 45,144 | $618,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 52,846 | $616,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372108 | UNIT 08/29/2024 | 60,000 | $614,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 104,770 | $612,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 95,500 | $611,000 | thousands by filing date | put |
| OCEAN RIG UDW INC | G66964118 | SHS NEW | 17,566 | $608,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 20,052 | $607,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 205,656 | $606,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 7,000 | $605,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 78,321 | $602,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 173,300 | $599,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 36,720 | $599,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 12,700 | $596,000 | thousands by filing date | put |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 89,219 | $593,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 57,944 | $591,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 14,595 | $586,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 26,470 | $584,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 45,369 | $583,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 52,100 | $580,000 | thousands by filing date | |
| PLATINUM EAGLE ACQUISITIN CO | G7126L126 | UNIT 01/09/2023 | 55,865 | $580,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 54,992 | $577,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 15,000 | $577,000 | thousands by filing date | put |
| iShares S&P 500 Value ETF | 464287408 | SHS | 4,952 | $573,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 10,000 | $572,000 | thousands by filing date | put |
| SUN CMNTYS INC COM | 866674104 | REIT | 5,622 | $570,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 36,018 | $569,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 8,000 | $568,000 | thousands by filing date | put |
| VANTAGE ENERGY ACQUISITION | 92211L204 | UNIT 04/12/2024 | 53,496 | $567,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 59,300 | $563,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 8,003 | $562,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 63,340 | $556,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 25,878 | $553,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 44,103 | $549,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,600 | $544,000 | thousands by filing date | call |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 4,518 | $544,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 38,588 | $542,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 10,500 | $541,000 | thousands by filing date | put |
| XEROX CORP | 984121608 | COM NEW | 20,000 | $539,000 | thousands by filing date | put |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 67,311 | $536,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 50,297 | $531,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 52,000 | $530,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-18-000014 | this filing | 2018-11-14 | acceptance time not in the bulk data set |