13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 1,417 holding rows worth $7,730,901,000.
- Accession
- 0001279891-18-000007
- Filer
- CIK 1279891
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 1,418 entries on the cover page, a total value of $7,730,901,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,730,901,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PENNEY J C INC | 708160106 | COM | 150,000 | $453,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554102 | COM | 10,000 | $452,000 | thousands by filing date | put |
| SIGNATURE BANK-CW18 | 82669G112 | Wt | 3,508 | $448,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 27,131 | $445,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 16,268 | $444,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 25,155 | $443,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 10,000 | $440,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 8,551 | $439,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 239,606 | $438,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 9,597 | $434,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 8,200 | $432,000 | thousands by filing date | put |
| CUBESMART COM | 229663109 | REIT | 15,265 | $430,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 72,332 | $430,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 46,913 | $429,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 31,045 | $426,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 2,588 | $425,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 25,000 | $422,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 13,447 | $419,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 29,252 | $419,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 25,000 | $415,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 136,000 | $410,000 | thousands by filing date | call |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 22,338 | $406,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 33,027 | $404,000 | thousands by filing date | |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 75,542 | $404,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 5,274 | $398,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 38,133 | $398,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 50,000 | $396,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 10,300 | $396,000 | thousands by filing date | put |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 10,300 | $396,000 | thousands by filing date | call |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 188,592 | $396,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 102,200 | $388,000 | thousands by filing date | put |
| FORTIVE CORP COM | 34959J108 | Stock | 5,000 | $387,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 25,000 | $386,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 12,800 | $385,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 4,701 | $383,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 30,180 | $382,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 35,825 | $382,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 77,755 | $380,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 50,500 | $378,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 11,744 | $377,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,873 | $374,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 8,611 | $373,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 61,300 | $373,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 5,734 | $372,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,945 | $364,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,100 | $360,000 | thousands by filing date | call |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 51,600 | $358,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 131,423 | $358,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 36,000 | $357,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 48,941 | $356,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 3,269 | $356,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 29,345 | $351,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 22,123 | $351,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 4,117 | $340,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,359 | $333,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 8,973 | $329,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 256 | $329,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 67,500 | $329,000 | thousands by filing date | put |
| ASHLAND INC | 044186104 | COM | 4,700 | $328,000 | thousands by filing date | call |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,869 | $325,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 46,551 | $325,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 9,313 | $318,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 32,921 | $317,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 12,356 | $316,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,961 | $311,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 11,810 | $310,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 11,300 | $307,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,354 | $306,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 15,625 | $305,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 19,967 | $300,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 4,899 | $299,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 10,000 | $297,000 | thousands by filing date | put |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 166,500 | $296,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 4,510 | $295,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 10,801 | $295,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 13,548 | $294,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 7,293 | $293,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,608 | $293,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 4,700 | $292,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240M108 | COM | 14,100 | $287,000 | thousands by filing date | put |
| INVACARE CORP | 461203101 | COMMON STOCK | 16,500 | $287,000 | thousands by filing date | put |
| COMMERCEHUB INC | 20084V306 | COM SER C | 12,600 | $283,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 22,740 | $278,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 12,998 | $277,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 21,382 | $277,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 12,149 | $276,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,500 | $275,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 31,105 | $275,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 13,900 | $275,000 | thousands by filing date | put |
| SEACOR HOLDINGS INC | 811904101 | COM | 5,400 | $275,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 7,800 | $274,000 | thousands by filing date | put |
| HOSTESS BRANDS INC | 44109J114 | WTS | 117,568 | $274,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 39,200 | $273,000 | thousands by filing date | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 8,940 | $272,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,840 | $272,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 5,230 | $271,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 10,000 | $270,000 | thousands by filing date | put |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 38,490 | $267,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 23,428 | $267,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 25,422 | $265,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 20,213 | $264,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 18,522 | $262,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 21,489 | $261,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 9,557 | $257,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 25,000 | $257,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253HAB7 | NOTE 4.500% 7/0 | 100,000 | $257,000 | thousands by filing date | principal |
| TREMONT MTG TR | 894789106 | COM | 19,348 | $254,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 11,000 | $251,000 | thousands by filing date | put |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 22,823 | $250,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 21,000 | $248,000 | thousands by filing date | call |
| PARTY CITY HOLDCO INC | 702149105 | COM | 15,884 | $247,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,039 | $246,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 173,596 | $246,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 107,216 | $246,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J104 | CL A | 25,000 | $245,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 5,224 | $243,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 13,975 | $243,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,000 | $241,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 15,000 | $241,000 | thousands by filing date | put |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 5,199 | $241,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 48,874 | $238,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 8,400 | $238,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 10,000 | $236,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 25,000 | $234,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 25,000 | $234,000 | thousands by filing date | put |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 19,791 | $231,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 10,000 | $229,000 | thousands by filing date | put |
| TELADOC HEALTH INC | 87918A105 | COM | 5,700 | $229,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 7,600 | $227,000 | thousands by filing date | call |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,060 | $225,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 26,124 | $225,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 9,300 | $222,000 | thousands by filing date | call |
| TELADOC HEALTH INC | 87918A105 | COM | 5,460 | $220,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 96,450 | $220,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 4,990 | $219,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 17,644 | $217,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 2,490 | $215,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2,440 | $214,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 55,000 | $212,000 | thousands by filing date | put |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 17,725 | $210,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,985 | $209,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 100 | $208,000 | thousands by filing date | call |
| LADDER CAP CORP CL A | 505743104 | REIT | 13,619 | $205,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 9,300 | $204,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 50,000 | $204,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 2,925 | $203,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 3,406 | $203,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 29,149 | $203,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 2,149 | $203,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 2,028 | $203,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 11,827 | $202,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 4,200 | $201,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 14,846 | $201,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 7,274 | $200,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 4,100 | $199,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 2,472 | $195,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 2,851 | $191,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 20,000 | $191,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 7,634 | $187,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 10,000 | $187,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L113 | *W EXP 06/15/202 | 220,000 | $182,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 10,600 | $180,000 | thousands by filing date | put |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 11,310 | $179,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 9,586 | $178,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 12,856 | $178,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 2,800 | $178,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 85,200 | $178,000 | thousands by filing date | put |
| CACI INTL INC CL A | 127190304 | Stock | 1,148 | $173,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R157 | *W EXP 02/02/202 | 639,378 | $173,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 15,863 | $171,000 | thousands by filing date | |
| ALTA MESA RES INC 3 | 02133L117 | COM | 110,444 | $171,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 16,875 | $165,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 2,554 | $164,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 6,178 | $163,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 18,791 | $162,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 39,900 | $158,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 2,900 | $157,000 | thousands by filing date | call |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 1,519 | $157,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 14,540 | $155,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 11,207 | $155,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 8,291 | $154,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 2,600 | $153,000 | thousands by filing date | call |
| ZENDESK INC | 98936J101 | COM | 3,200 | $153,000 | thousands by filing date | put |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 10,419 | $153,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 14,993 | $153,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 5,133 | $152,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 23,716 | $147,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 2,898 | $146,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO | 82900L110 | *W EXP 07/07/202 | 40,850 | $145,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 2,400 | $141,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 8,700 | $139,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 900 | $138,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 9,946 | $138,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 2,267 | $138,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 14,542 | $136,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 1,760 | $135,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 184,373 | $135,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 12,303 | $134,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 1,704 | $129,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 9,896 | $127,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 2,678 | $125,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 58,700 | $123,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 9,097 | $121,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 11,033 | $121,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 238,355 | $119,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 2,256 | $117,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 578 | $116,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 28,411 | $116,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 7,338 | $115,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 18,300 | $114,000 | thousands by filing date | call |
| Accelerate Diagnostics | 00430H102 | COM | 5,000 | $114,000 | thousands by filing date | put |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 10,778 | $113,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 2,087 | $112,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 8,346 | $112,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 7,500 | $110,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 42,418 | $109,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 2,036 | $109,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAB2 | NOTE 3.25011/0 | 125,000 | $106,000 | thousands by filing date | principal |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 7,500 | $104,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 2,951 | $103,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 6,420 | $102,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848125 | *W EXP 10/23/202 | 82,200 | $102,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 800 | $101,000 | thousands by filing date | call |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 7,228 | $100,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 104,000 | $100,000 | thousands by filing date | principal |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 10,236 | $98,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 7,500 | $98,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 1,850 | $97,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 100,000 | $97,000 | thousands by filing date | principal |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1,304 | $95,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 859 | $93,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 4,899 | $93,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 10,745 | $93,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 2,222 | $91,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 6,839 | $91,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 6,787 | $89,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 9,963 | $86,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L129 | RIGHT 09/19/2018 | 151,500 | $86,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 1,523 | $84,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 3,500 | $84,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 3,500 | $84,000 | thousands by filing date | call |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 14,598 | $83,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 259,033 | $82,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 554 | $81,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 12,102 | $80,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 2,310 | $79,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 64,015 | $79,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 9,100 | $78,000 | thousands by filing date | put |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 1,498 | $78,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 25,947 | $78,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,000 | $76,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 4,672 | $75,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,252 | $75,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 2,100 | $75,000 | thousands by filing date | put |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 185,100 | $75,000 | thousands by filing date | put |
| CARVANA CO CL A | 146869102 | Stock | 3,200 | $73,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 2,825 | $73,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,628 | $72,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 4,527 | $71,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 560 | $71,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,100 | $68,000 | thousands by filing date | put |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,000 | $67,000 | thousands by filing date | put |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 2,100 | $67,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 22,800 | $67,000 | thousands by filing date | put |
| RLJ LODGING TR COM | 74965L101 | REIT | 3,343 | $64,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 1,800 | $64,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 4,558 | $63,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 1,500 | $63,000 | thousands by filing date | call |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 4,746 | $62,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 20,048 | $62,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 5,310 | $61,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 4,133 | $60,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 7,672 | $60,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 3,700 | $60,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 3,900 | $60,000 | thousands by filing date | call |
| ESTRE AMBIENTAL INC WT EXP 122 | G3206V118 | WT | 104,719 | $60,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 600 | $59,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 6,093 | $59,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 21,817 | $59,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 770 | $58,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 13,400 | $55,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 14,030 | $54,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 10,521 | $54,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 108,000 | $54,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 5,346 | $53,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 6,800 | $53,000 | thousands by filing date | put |
| EP ENERGY CORP | 268785102 | CL A | 40,008 | $53,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 19,300 | $52,000 | thousands by filing date | put |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 980 | $52,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A203 | UNIT 01/15/2024 | 5,000 | $52,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 18,600 | $51,000 | thousands by filing date | put |
| PLY GEM HLDGS INC | 72941W100 | COM | 2,368 | $51,000 | thousands by filing date | |
| WILLSCOT CORP | 971375118 | *W EXP 09/10/202 | 29,800 | $51,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 4,086 | $50,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L121 | UNIT 99/99/9999 | 5,000 | $50,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 3,200 | $49,000 | thousands by filing date | call |
| CORESITE RLTY CORP | 21870Q105 | COM | 483 | $48,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 4,800 | $46,000 | thousands by filing date | put |
| First Financial Bancorp Warrants | 320209117 | Warrant | 2,555 | $45,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 1,000 | $44,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,945 | $43,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 2,494 | $43,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 4,285 | $42,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 90,000 | $42,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L111 | *W EXP 09/19/202 | 50,800 | $42,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 1,100 | $41,000 | thousands by filing date | put |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 2,132 | $41,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 3,100 | $40,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 764 | $40,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 200 | $39,000 | thousands by filing date | put |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 3,121 | $39,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 3,500 | $37,000 | thousands by filing date | put |
| ENDOLOGIX INC | 29266S106 | COM | 8,800 | $37,000 | thousands by filing date | put |
| DTE ENERGY CO COM | 233331107 | Stock | 349 | $36,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,375 | $36,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 7,283 | $35,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L204 | UNIT 04/12/2024 | 3,496 | $35,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 2,993 | $33,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 3,888 | $33,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 1,000 | $32,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,100 | $31,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 1,900 | $31,000 | thousands by filing date | put |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 1,927 | $30,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 30,000 | $29,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 8,900 | $29,000 | thousands by filing date | put |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 2,604 | $28,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 2,157 | $28,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 2,097 | $27,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 14,137 | $27,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 510 | $26,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 1,177 | $26,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,753 | $25,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 1,468 | $24,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 2,500 | $24,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 8,196 | $23,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 2,501 | $23,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 2,000 | $23,000 | thousands by filing date | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 10,100 | $23,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 5,591 | $23,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 2,880 | $22,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 2,724 | $22,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 562 | $21,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 1,693 | $21,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 1,662 | $21,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 680 | $21,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 2,881 | $19,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 1,241 | $19,000 | thousands by filing date | |
| COMERICA INC-CW18 | 200340115 | WTS | 299 | $19,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,668 | $18,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 25,196 | $18,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 50,000 | $16,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 79 | $15,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 600 | $15,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 2,500 | $15,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 1,000 | $14,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 3,200 | $14,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 57,000 | $14,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 33,900 | $13,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 1,200 | $13,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J112 | *W EXP 08/01/202 | 25,000 | $13,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 4,115 | $12,000 | thousands by filing date | |
| MATLIN & PARTNERS ACQUISITIO | 57682V114 | *W EXP 05/28/202 | 22,000 | $11,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 1,100 | $11,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V119 | RIGHT 08/11/2017 | 32,575 | $11,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 143 | $10,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 1,493 | $10,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 1,000 | $10,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F203 | COM NEW | 2,400 | $10,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V127 | *W EXP 02/11/202 | 47,768 | $10,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 72 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 200 | $8,000 | thousands by filing date | call |
| NANTHEALTH INC | 630104107 | CMN | 2,900 | $8,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 400 | $6,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 114 | $6,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 110 | $6,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 3,300 | $6,000 | thousands by filing date | put |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 7,200 | $6,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 62 | $5,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 521 | $5,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 589 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 100 | $5,000 | thousands by filing date | put |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 50 | $4,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 417 | $4,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 4,849 | $4,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 400 | $3,000 | thousands by filing date | put |
| ADVAXIS INC | 007624208 | COM NEW | 1,789 | $3,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 10,000 | $3,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W123 | UNIT 03/22/2022 | 300 | $3,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 39 | $2,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 200 | $2,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 63 | $2,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 900 | $2,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 11,572 | $2,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 10,840 | $2,000 | thousands by filing date | |
| TMSR HLDG CO LTD | 87266C117 | *W EXP 02/06/202 | 5,281 | $2,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 15 | $1,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 54 | $1,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 73 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 25 | $1,000 | thousands by filing date | |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 2,250 | $1,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 400 | $1,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIREEYE INC | 31816Q101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE ENERGY INC | 655044105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUSHING RENAISSANCE FD | 231647108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWLINK GENETICS CORP | 651511107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 5,899 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 303 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 311 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXT ID INC | 67091J123 | *W EXP 02/09/201 | 364 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JENSYN ACQUISITION CORP | 47632B110 | *W EXP 03/07/202 | 1,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JENSYN ACQUISITION CORP | 47632B128 | RIGHT 99/99/9999 | 1,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 1,870 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-18-000007 | this filing | 2018-05-15 | acceptance time not in the bulk data set |