13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 1,417 holding rows worth $7,730,901,000.
- Accession
- 0001279891-18-000007
- Filer
- CIK 1279891
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 1,418 entries on the cover page, a total value of $7,730,901,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,730,901,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALTABA INC | 021346101 | COM | 5,174,668 | $383,132,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,264,500 | $191,989,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 945,900 | $173,610,000 | thousands by filing date | put |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,261,100 | $171,232,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 1,000,000 | $128,150,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 458,100 | $121,914,000 | thousands by filing date | put |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 112,778,000 | $117,902,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 392,600 | $103,312,000 | thousands by filing date | call |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 697,600 | $100,398,000 | thousands by filing date | put |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 44,840,000 | $98,241,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 747,900 | $97,772,000 | thousands by filing date | put |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 33,725,000 | $95,178,000 | thousands by filing date | principal |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 63,516,000 | $93,042,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1,325,300 | $89,245,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 1,847,700 | $87,414,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 532,900 | $80,910,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 302,400 | $79,576,000 | thousands by filing date | put |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 742,000 | $78,266,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 488,000 | $78,143,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 896,400 | $76,767,000 | thousands by filing date | put |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 38,918,000 | $70,841,000 | thousands by filing date | principal |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 61,645,000 | $70,141,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 473,800 | $68,189,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 237,506 | $62,499,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 903,600 | $60,848,000 | thousands by filing date | call |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 639,972 | $55,432,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 46,660,000 | $53,798,000 | thousands by filing date | principal |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 29,019,000 | $52,126,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 23,025,000 | $50,410,000 | thousands by filing date | principal |
| VALE S A | 91912E105 | SPONSORED ADS | 3,803,300 | $48,377,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 28,841,000 | $47,956,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 45,492,000 | $47,936,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 291,800 | $46,626,000 | thousands by filing date | put |
| Union Pacific Corporation | 907818108 | COM | 345,600 | $46,459,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 38,623,000 | $45,680,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 25,200,000 | $44,723,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 254,700 | $42,733,000 | thousands by filing date | put |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 42,644,000 | $42,343,000 | thousands by filing date | principal |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 304,201 | $41,304,000 | thousands by filing date | |
| TEXAS CAPITAL BANCSHARES INC | 88224Q115 | WTS | 518,083 | $39,006,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 33,107,000 | $37,964,000 | thousands by filing date | principal |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 233,700 | $37,422,000 | thousands by filing date | call |
| BLOCK INC CL A | 852234103 | Stock | 730,000 | $35,916,000 | thousands by filing date | put |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 100,000 | $34,173,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 216,693 | $32,900,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 31,351,000 | $32,447,000 | thousands by filing date | principal |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 1,595,397 | $32,214,000 | thousands by filing date | |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 24,170,000 | $32,121,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 190,600 | $30,455,000 | thousands by filing date | call |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 199,379 | $29,986,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 267,700 | $29,438,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 235,900 | $28,756,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 548,300 | $28,588,000 | thousands by filing date | put |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 14,000,000 | $28,534,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 30,788,000 | $28,197,000 | thousands by filing date | principal |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 30,155,000 | $27,888,000 | thousands by filing date | principal |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 17,705,000 | $27,024,000 | thousands by filing date | principal |
| ARRAY BIOPHARMA INC | 04269XAB1 | NOTE 2.625%12/0 | 19,685,000 | $26,166,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 26,900,000 | $25,946,000 | thousands by filing date | principal |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 22,365,000 | $25,524,000 | thousands by filing date | principal |
| Costco Wholesale Corporation | 22160K105 | COM | 132,700 | $25,004,000 | thousands by filing date | put |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 24,100,000 | $24,481,000 | thousands by filing date | principal |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 25,339,000 | $24,453,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 24,000,000 | $24,198,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 26,310,000 | $24,111,000 | thousands by filing date | principal |
| BLACKBERRY LTD | C10268AC1 | BOND | 18,250,000 | $23,879,000 | thousands by filing date | principal |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 2,715,297 | $23,487,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 812,500 | $22,400,000 | thousands by filing date | put |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 209,289 | $22,297,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 18,972,000 | $21,754,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 14,773 | $21,381,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 352,200 | $21,269,000 | thousands by filing date | put |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 19,850,000 | $20,949,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 123,300 | $20,687,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 236,700 | $20,270,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 10,289,000 | $20,057,000 | thousands by filing date | principal |
| Starbucks Corporation | 855244109 | COM | 332,500 | $19,248,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 400,800 | $18,961,000 | thousands by filing date | call |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 9,255,000 | $18,739,000 | thousands by filing date | principal |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 14,455,000 | $18,660,000 | thousands by filing date | principal |
| MAGNACHIP SEMICONDUCTOR SA | 55932XAB0 | NOTE 5.000% 3/0 | 13,590,000 | $18,456,000 | thousands by filing date | principal |
| RENEWABLE ENERGY GROUP INC | 75972AAC7 | BOND | 13,577,000 | $18,370,000 | thousands by filing date | principal |
| JPMorgan Chase & Co | 46625H100 | COM | 161,642 | $17,775,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 750,000 | $17,707,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 364,700 | $17,607,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 178,432 | $17,391,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 190,200 | $17,359,000 | thousands by filing date | call |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 13,789,000 | $17,334,000 | thousands by filing date | principal |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 16,852,000 | $17,264,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 130,700 | $17,086,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 322,333 | $16,806,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,170,500 | $16,550,000 | thousands by filing date | put |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 913,800 | $16,475,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 179,800 | $16,410,000 | thousands by filing date | put |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 120,000 | $16,354,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 11,500,000 | $16,121,000 | thousands by filing date | principal |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 12,250,000 | $15,950,000 | thousands by filing date | principal |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 228,700 | $15,935,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 178,800 | $15,907,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 228,200 | $15,900,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 1,222,228 | $15,546,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 862,406 | $15,437,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 21,750,000 | $15,358,000 | thousands by filing date | principal |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 66,600 | $14,864,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 9,289,000 | $14,837,000 | thousands by filing date | principal |
| Lowes Companies,Inc. | 548661107 | COM | 169,000 | $14,829,000 | thousands by filing date | call |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 275,694 | $14,820,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 13,415,000 | $14,809,000 | thousands by filing date | principal |
| CENTENE CORP DEL COM | 15135B101 | Stock | 138,000 | $14,748,000 | thousands by filing date | call |
| K2M GROUP HLDGS INC | 48273JAB3 | NOTE 4.125% 8/1 | 12,500,000 | $14,452,000 | thousands by filing date | principal |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 13,373,000 | $14,222,000 | thousands by filing date | principal |
| HERBALIFE LTD | G4412G101 | COM SHS | 145,800 | $14,211,000 | thousands by filing date | put |
| VWO | 922042858 | SHS | 299,865 | $14,087,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 69,000 | $14,018,000 | thousands by filing date | call |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 91,400 | $14,002,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 76,300 | $13,914,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 75,000 | $13,765,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 216,100 | $13,668,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 15,400,000 | $13,605,000 | thousands by filing date | principal |
| BLACK HILLS CORP COM | 092113109 | Stock | 250,000 | $13,575,000 | thousands by filing date | put |
| HARMONIC INC | 413160AB8 | NOTE 4.000%12/0 | 13,880,000 | $13,560,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 200,000 | $13,500,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,314,400 | $13,209,000 | thousands by filing date | put |
| CELGENE CORP | 151020104 | COM | 145,200 | $12,953,000 | thousands by filing date | put |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 14,400,000 | $12,771,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 12,000 | $12,445,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 100,000 | $12,190,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 200,000 | $12,136,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,219,900 | $12,077,000 | thousands by filing date | put |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 91,832 | $12,005,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 393,000 | $11,786,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907AK4 | NOTE 4.750 2/1 | 3,950,000 | $11,618,000 | thousands by filing date | principal |
| NEWMONT CORP | 651639106 | COM | 297,100 | $11,607,000 | thousands by filing date | put |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 10,500,000 | $11,571,000 | thousands by filing date | principal |
| Caterpillar Inc. | 149123101 | COM | 78,500 | $11,569,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 483,400 | $11,538,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 94,400 | $11,507,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 98,371 | $11,478,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 11,000,000 | $11,439,000 | thousands by filing date | principal |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 83,806 | $11,405,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 296,100 | $11,219,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 200,000 | $11,202,000 | thousands by filing date | call |
| DOWDUPONT INC | 26078J100 | COM | 175,000 | $11,149,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 238,900 | $11,137,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 67,415 | $10,795,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 103,100 | $10,355,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 81,900 | $10,302,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 9,870,000 | $10,296,000 | thousands by filing date | principal |
| GENERAL ELEC CO | 369604103 | COM | 756,700 | $10,200,000 | thousands by filing date | put |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 45,000 | $10,043,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 85,458 | $9,998,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 171,100 | $9,904,000 | thousands by filing date | put |
| Adobe Inc | 00724F101 | COM | 45,800 | $9,896,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 72,600 | $9,857,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 48,409 | $9,834,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 9,750,000 | $9,776,000 | thousands by filing date | principal |
| Union Pacific Corporation | 907818108 | COM | 72,600 | $9,759,000 | thousands by filing date | put |
| iShares MSCI Japan ETF | 46434G822 | SHS | 156,803 | $9,514,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 177,800 | $9,499,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 8,800,000 | $9,461,000 | thousands by filing date | principal |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 502,100 | $9,303,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 9,000 | $9,286,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 250,000 | $9,067,000 | thousands by filing date | call |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 368,517 | $8,831,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 8,900,000 | $8,796,000 | thousands by filing date | principal |
| Starbucks Corporation | 855244109 | COM | 151,476 | $8,768,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 130,000 | $8,637,000 | thousands by filing date | put |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 5,637,000 | $8,571,000 | thousands by filing date | principal |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 5,000,000 | $8,329,000 | thousands by filing date | principal |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 138,665 | $8,314,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 426,131 | $8,309,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 5,700 | $8,249,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 51,337 | $8,203,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 8,086,000 | $8,182,000 | thousands by filing date | principal |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 181,900 | $8,163,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 40,000 | $8,126,000 | thousands by filing date | put |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 837,119 | $8,111,000 | thousands by filing date | |
| Call - ZION $36.27 Exp 11/14/2018 | 989701131 | Warrants | 501,907 | $8,086,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 1,077,000 | $7,991,000 | thousands by filing date | put |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 6,025,000 | $7,901,000 | thousands by filing date | principal |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 116,562 | $7,857,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 459,211 | $7,797,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 268,000 | $7,774,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 49,700 | $7,772,000 | thousands by filing date | put |
| ORBITAL ATK INC | 68557N103 | COM | 58,539 | $7,762,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 88,000 | $7,720,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 117,300 | $7,684,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 63,400 | $7,583,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 257,362 | $7,581,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 140,000 | $7,554,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 53,600 | $7,550,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 5,200 | $7,526,000 | thousands by filing date | put |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 110,534 | $7,455,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 631,100 | $7,409,000 | thousands by filing date | call |
| WESTROCK CO | 96145D105 | COM | 115,000 | $7,379,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 45,000 | $7,294,000 | thousands by filing date | put |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 797,033 | $7,269,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 1,080,788 | $7,262,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 455,646 | $7,253,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 27,200 | $7,238,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 132,200 | $7,194,000 | thousands by filing date | put |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 366,000 | $7,137,000 | thousands by filing date | put |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 366,000 | $7,137,000 | thousands by filing date | call |
| CAVIUM INC | 14964U108 | COM | 89,637 | $7,115,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 664,510 | $7,023,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 100,000 | $6,999,000 | thousands by filing date | put |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 120,700 | $6,963,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 600,400 | $6,904,000 | thousands by filing date | put |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 153,884 | $6,878,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 105,000 | $6,867,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150112 | *W EXP 12/05/201 | 326,976 | $6,745,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 30,042 | $6,705,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 106,000 | $6,704,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 391,991 | $6,699,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 187,900 | $6,698,000 | thousands by filing date | put |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 79,538 | $6,682,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 52,970 | $6,663,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 30,000 | $6,585,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 486,562 | $6,558,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 124,500 | $6,483,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 6,907,000 | $6,457,000 | thousands by filing date | principal |
| METLIFE INC COM | 59156R108 | Stock | 140,300 | $6,438,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 51,000 | $6,415,000 | thousands by filing date | call |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 341,434 | $6,381,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 135,572 | $6,320,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 60,000 | $6,309,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 99,000 | $6,307,000 | thousands by filing date | call |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 5,000,000 | $6,281,000 | thousands by filing date | principal |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 291,247 | $6,270,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 83,900 | $6,259,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 111,400 | $6,239,000 | thousands by filing date | put |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 342,865 | $6,229,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 153,492 | $6,217,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 42,957 | $6,207,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 350,300 | $6,154,000 | thousands by filing date | put |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 57,800 | $6,096,000 | thousands by filing date | call |
| AETNA INC NEW | 00817Y108 | COM | 35,943 | $6,074,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 355,400 | $6,073,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,260,339 | $6,049,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 369,160 | $6,046,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 113,100 | $6,045,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 140,500 | $6,026,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 154,083 | $6,020,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 160,000 | $5,934,000 | thousands by filing date | put |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 100,000 | $5,923,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 42,014 | $5,918,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 95,600 | $5,773,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 57,401 | $5,765,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 17,500 | $5,737,000 | thousands by filing date | put |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 72,200 | $5,733,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 75,000 | $5,690,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 238,194 | $5,685,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 64,800 | $5,684,000 | thousands by filing date | put |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 75,000 | $5,658,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 154,889 | $5,628,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 53,400 | $5,621,000 | thousands by filing date | call |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 20,000 | $5,607,000 | thousands by filing date | put |
| AIR PRODS & CHEMS INC | 009158106 | COM | 35,000 | $5,566,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 31,664 | $5,515,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 500,527 | $5,485,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 49,000 | $5,388,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 44,700 | $5,343,000 | thousands by filing date | put |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 244,825 | $5,310,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 62,440 | $5,305,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 50,000 | $5,233,000 | thousands by filing date | call |
| CELGENE CORP | 151020104 | COM | 58,200 | $5,192,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 53,200 | $5,185,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 65,000 | $5,153,000 | thousands by filing date | put |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 330,000 | $5,148,000 | thousands by filing date | put |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 405,002 | $5,143,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 250,200 | $5,134,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 212,835 | $5,095,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 180,343 | $5,091,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 55,402 | $5,056,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 79,100 | $5,046,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 117,483 | $5,038,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 315,400 | $5,021,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 80,569 | $5,012,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 90,000 | $4,986,000 | thousands by filing date | put |
| AON PLC | G0408V102 | SHS CL A | 35,000 | $4,911,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 89,000 | $4,878,000 | thousands by filing date | call |
| CUMMINS INC COM | 231021106 | Stock | 30,000 | $4,862,000 | thousands by filing date | call |
| CME Group Inc. Class A | 12572Q105 | COM | 30,000 | $4,852,000 | thousands by filing date | put |
| Eaton Corp. Plc | G29183103 | COM | 60,000 | $4,794,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 172,100 | $4,732,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 312,643 | $4,708,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 632,665 | $4,662,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 132,200 | $4,656,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 68,100 | $4,590,000 | thousands by filing date | put |
| WGL HLDGS INC | 92924F106 | COM | 54,674 | $4,573,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 82,517 | $4,559,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 30,723 | $4,527,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 67,050 | $4,525,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 53,770 | $4,523,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 204,277 | $4,490,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 201,315 | $4,477,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 280,500 | $4,451,000 | thousands by filing date | put |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 788,095 | $4,413,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 67,016 | $4,337,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 77,200 | $4,300,000 | thousands by filing date | call |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 135,700 | $4,270,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 89,940 | $4,221,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 238,162 | $4,177,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 49,524 | $4,142,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 99,506 | $4,139,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 1,955,476 | $4,126,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 246,457 | $4,118,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 43,200 | $4,088,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 27,600 | $4,067,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 75,000 | $4,047,000 | thousands by filing date | put |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 385,382 | $4,015,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 111,624 | $4,012,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 45,883 | $4,007,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 42,269 | $4,000,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 18,000 | $3,976,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 395,464 | $3,975,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656202 | UNIT 99/99/9999 | 372,562 | $3,971,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 117,388 | $3,928,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 131,333 | $3,900,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 387,899 | $3,793,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 106,300 | $3,789,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 105,725 | $3,752,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 85,020 | $3,739,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 25,000 | $3,737,000 | thousands by filing date | put |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 135,900 | $3,737,000 | thousands by filing date | put |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 315,589 | $3,733,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 35,400 | $3,726,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 120,000 | $3,722,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 77,200 | $3,697,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 85,000 | $3,691,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 260,425 | $3,682,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 26,100 | $3,676,000 | thousands by filing date | call |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 220,249 | $3,667,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 211,116 | $3,667,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 63,085 | $3,667,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 877,342 | $3,658,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870206 | UNIT 10/19/2022 | 367,000 | $3,651,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 80,554 | $3,641,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 162,133 | $3,631,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 70,848 | $3,630,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 50,000 | $3,626,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 51,462 | $3,601,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 25,900 | $3,596,000 | thousands by filing date | call |
| Adobe Inc | 00724F101 | COM | 16,600 | $3,586,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 53,146 | $3,578,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397207 | UNIT 07/21/2022 | 353,370 | $3,569,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 112,800 | $3,555,000 | thousands by filing date | put |
| Union Pacific Corporation | 907818108 | COM | 26,159 | $3,516,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 124,100 | $3,482,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 214,577 | $3,478,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 50,000 | $3,471,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 224,700 | $3,467,000 | thousands by filing date | put |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 225,000 | $3,453,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 3,535,000 | $3,452,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 57,000 | $3,442,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 75,000 | $3,431,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 65,600 | $3,420,000 | thousands by filing date | call |
| PROTALIX BIOTHERAPEUTICS INC | 74365AAD3 | NOTE 7.500%11/1 | 3,742,000 | $3,410,000 | thousands by filing date | principal |
| Netflix, Inc | 64110L106 | COM | 11,400 | $3,366,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 20,000 | $3,355,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 44,000 | $3,333,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 52,683 | $3,332,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 72,133 | $3,300,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 150,000 | $3,297,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 288,129 | $3,277,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 138,500 | $3,275,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 59,900 | $3,262,000 | thousands by filing date | put |
| AMC NETWORKS INC | 00164V103 | CL A | 63,000 | $3,257,000 | thousands by filing date | call |
| NUTANIX INC CL A | 67059N108 | Stock | 66,300 | $3,255,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 55,600 | $3,253,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 50,000 | $3,247,000 | thousands by filing date | put |
| CLIFTON BANCORP INC | 186873105 | COM | 207,505 | $3,247,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 5,000 | $3,243,000 | thousands by filing date | put |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 275,600 | $3,235,000 | thousands by filing date | put |
| PARSLEY ENERGY INC | 701877102 | CL A | 111,086 | $3,220,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 80,000 | $3,219,000 | thousands by filing date | put |
| BP PLC SPONSORED ADR | 055622104 | ADR | 79,100 | $3,206,000 | thousands by filing date | call |
| ALMOST FAMILY INC | 020409108 | COM | 56,862 | $3,184,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 61,090 | $3,181,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 57,287 | $3,174,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 17,673 | $3,150,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 30,200 | $3,148,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 100,000 | $3,131,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 20,000 | $3,127,000 | thousands by filing date | call |
| Booking Holdings Inc. | 09857L108 | COM | 1,500 | $3,120,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 20,051 | $3,114,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 9,449 | $3,098,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 40,000 | $3,034,000 | thousands by filing date | call |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 183,578 | $3,025,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 36,300 | $3,024,000 | thousands by filing date | call |
| Costco Wholesale Corporation | 22160K105 | COM | 15,958 | $3,006,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 112,399 | $2,998,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 120,237 | $2,993,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 222,000 | $2,992,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 40,000 | $2,971,000 | thousands by filing date | call |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 156,116 | $2,966,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 50,000 | $2,964,000 | thousands by filing date | call |
| CONSTELLATION ALPHA CAP CORP | G2379F124 | UNIT 99/99/9999 | 280,000 | $2,937,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 70,600 | $2,906,000 | thousands by filing date | call |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 55,000 | $2,881,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 40,000 | $2,876,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 42,000 | $2,868,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 189,257 | $2,853,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050AD6 | NOTE 8.000 5/0 | 2,200,000 | $2,845,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 172,786 | $2,834,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 68,600 | $2,832,000 | thousands by filing date | call |
| DOLLAR GEN CORP COM | 256677105 | Stock | 29,900 | $2,797,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 41,277 | $2,784,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 15,893 | $2,783,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 59,300 | $2,783,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 250,000 | $2,770,000 | thousands by filing date | call |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 2,338,000 | $2,752,000 | thousands by filing date | principal |
| DOVER CORP COM | 260003108 | Stock | 28,000 | $2,750,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 80,000 | $2,723,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 87,200 | $2,720,000 | thousands by filing date | put |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 66,864 | $2,718,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 195,492 | $2,713,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 50,000 | $2,705,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 65,000 | $2,704,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 22,500 | $2,691,000 | thousands by filing date | call |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 15,652 | $2,688,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 107,145 | $2,685,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 3,000,000 | $2,684,000 | thousands by filing date | principal |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 50,039 | $2,673,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 57,800 | $2,644,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 21,000 | $2,642,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 251,000 | $2,641,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 48,449 | $2,637,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 206,500 | $2,622,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 130,000 | $2,619,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 90,000 | $2,610,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 44,436 | $2,600,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 25,000 | $2,597,000 | thousands by filing date | call |
| RINGCENTRAL INC | 76680R206 | CL A | 40,900 | $2,597,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 100,000 | $2,570,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 50,000 | $2,569,000 | thousands by filing date | put |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 30,000 | $2,567,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 144,055 | $2,531,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 57,894 | $2,514,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 225,600 | $2,499,000 | thousands by filing date | put |
| ABERDEEN INDIA FD INC | 454089103 | COM | 101,331 | $2,495,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 211,236 | $2,475,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 376,563 | $2,470,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 31,115 | $2,466,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 110,819 | $2,460,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 182,989 | $2,437,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 149,602 | $2,426,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 65,400 | $2,417,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 65,400 | $2,417,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 210,000 | $2,415,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 502,500 | $2,406,000 | thousands by filing date | put |
| RSP PERMIAN INC | 74978Q105 | COM | 51,199 | $2,400,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 115,118 | $2,381,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 188,472 | $2,378,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 127,066 | $2,377,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 187,693 | $2,372,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 174,608 | $2,338,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 64,200 | $2,333,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 79,752 | $2,332,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 230,000 | $2,327,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 35,000 | $2,325,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 6,800 | $2,323,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 51,552 | $2,317,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 177,363 | $2,303,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 50,000 | $2,281,000 | thousands by filing date | put |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 163,000 | $2,278,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 40,000 | $2,277,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 41,305 | $2,263,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 171,432 | $2,261,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 32,000 | $2,254,000 | thousands by filing date | put |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 219,201 | $2,249,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 2,000,000 | $2,243,000 | thousands by filing date | principal |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 18,916 | $2,239,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 92,185 | $2,235,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 166,406 | $2,231,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 43,233 | $2,227,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 199,429 | $2,227,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 15,435 | $2,221,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 27,394 | $2,213,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 14,600 | $2,209,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 91,100 | $2,209,000 | thousands by filing date | put |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 30,253 | $2,203,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 100,000 | $2,198,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 47,830 | $2,194,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 20,100 | $2,193,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 203,900 | $2,191,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 80,000 | $2,188,000 | thousands by filing date | call |
| DWS Mun Income Tr | 25160C106 | COM | 194,585 | $2,179,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 29,400 | $2,176,000 | thousands by filing date | call |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 100,000 | $2,175,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 480,100 | $2,174,000 | thousands by filing date | put |
| PEABODY ENGR CORP | 704551100 | COM | 59,472 | $2,170,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 200,000 | $2,170,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 18,500 | $2,164,000 | thousands by filing date | put |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 325,000 | $2,158,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 561,910 | $2,157,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 214,652 | $2,155,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 60,000 | $2,152,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 35,000 | $2,138,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867208 | UNIT 99/99/9999 | 200,000 | $2,138,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-18-000007 | this filing | 2018-05-15 | acceptance time not in the bulk data set |