13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 1,339 holding rows worth $9,025,500,000.
- Accession
- 0001279891-17-000013
- Filer
- CIK 1279891
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 1,339 entries on the cover page, a total value of $9,025,500,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,025,500,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 12,689 | $184,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 100 | $183,000 | thousands by filing date | call |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 13,591 | $182,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 2,466 | $179,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 30,100 | $179,000 | thousands by filing date | call |
| HEALTHCARE | 42225P501 | CL A NEW | 5,994 | $178,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 2,868 | $176,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 3,706 | $171,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 7,300 | $171,000 | thousands by filing date | put |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 21,267 | $170,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 11,452 | $170,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 22,000 | $169,000 | thousands by filing date | call |
| DYNEGY INC NEW DEL | 26817R108 | COM | 17,200 | $168,000 | thousands by filing date | call |
| HYD | 92189F361 | ETF | 5,370 | $168,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 12,316 | $167,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 31,822 | $165,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 4,595 | $165,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 2,956 | $165,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 12,342 | $165,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 10,000 | $164,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 3,048 | $163,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,086 | $163,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 3,780 | $163,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 7,287 | $163,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 295,108 | $162,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 7,752 | $161,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,431 | $160,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 11,019 | $160,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T203 | UNIT 99/99/9999T | 15,600 | $160,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 3,323 | $159,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 9,000 | $154,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 13,089 | $154,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,068 | $153,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 10,849 | $153,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R157 | *W EXP 02/02/202 | 641,546 | $153,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 10,500 | $152,000 | thousands by filing date | call |
| COACH INC | 189754104 | COM | 3,770 | $152,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 37,800 | $152,000 | thousands by filing date | put |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 5,700 | $151,000 | thousands by filing date | put |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 20,949 | $149,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 1,693 | $149,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3,000 | $146,000 | thousands by filing date | call |
| COMERICA INC-CW18 | 200340115 | WTS | 3,094 | $145,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 4,927 | $142,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 1,200 | $140,000 | thousands by filing date | call |
| ICONIX BRAND GROUP INC | 451055107 | COM | 24,700 | $140,000 | thousands by filing date | put |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 1,716 | $137,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 100,000 | $137,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 10,000 | $136,000 | thousands by filing date | call |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 1,739 | $136,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 9,000 | $135,000 | thousands by filing date | put |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 14,912 | $135,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 11,400 | $134,000 | thousands by filing date | call |
| PARK STERLING CORP | 70086Y105 | COM | 10,864 | $134,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,200 | $133,000 | thousands by filing date | call |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 12,285 | $133,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 2,535 | $132,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 5,000 | $132,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 715 | $132,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 4,771 | $129,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 867 | $129,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 9,650 | $128,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 8,400 | $126,000 | thousands by filing date | call |
| STAMPS COM INC | 852857200 | COM NEW | 622 | $126,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,450 | $125,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 1,382 | $125,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 3,375 | $125,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 50,000 | $124,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 10,000 | $123,000 | thousands by filing date | call |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 9,357 | $123,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 3,990 | $123,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,700 | $121,000 | thousands by filing date | put |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 9,247 | $121,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 3,300 | $120,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 2,160 | $119,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 2,364 | $117,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 16,594 | $117,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 2,447 | $116,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 2,227 | $114,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 1,500 | $113,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 50,000 | $113,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 969 | $112,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 14,700 | $112,000 | thousands by filing date | put |
| STARWOOD WAYPOINT HOMES COM | 85572F105 | Stock | 3,100 | $112,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 2,769 | $111,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 50,000 | $110,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 2,703 | $109,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 8,170 | $108,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 1,523 | $106,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 11,000 | $105,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 989 | $104,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,967 | $104,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,030 | $104,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 2,159 | $101,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 254 | $101,000 | thousands by filing date | |
| CF CORP | G20307107 | SHS CL A | 9,081 | $101,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 6,649 | $99,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 6,884 | $99,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 7,364 | $99,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 5,000 | $99,000 | thousands by filing date | put |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 83,910 | $98,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 907 | $97,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 8,771 | $97,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 2,069 | $96,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 2,500 | $95,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 2,500 | $95,000 | thousands by filing date | call |
| STONE ENERGY CORP WT EXP 022821 | 861642114 | Stock | 21,162 | $94,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,363 | $93,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 6,818 | $93,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 5,965 | $91,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 287,363 | $91,000 | thousands by filing date | |
| AXAR ACQUISITION CORP | 05455L102 | COM | 9,100 | $91,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 1,249 | $90,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 50,316 | $90,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 20,000 | $89,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 8,396 | $87,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 1,139 | $87,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,100 | $85,000 | thousands by filing date | put |
| BRISTOW GROUP INC | 110394103 | COM | 9,107 | $85,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 6,000 | $84,000 | thousands by filing date | call |
| MYLAN NV | N59465109 | SHS EURO | 2,700 | $84,000 | thousands by filing date | call |
| BOSTON BEER INC CL A | 100557107 | Stock | 532 | $83,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 3,800 | $81,000 | thousands by filing date | put |
| CARTERS INC | 146229109 | COM | 822 | $81,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,252 | $81,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 2,450 | $81,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 3,900 | $81,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 71,100 | $81,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,819 | $80,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 6,000 | $80,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 5,200 | $79,000 | thousands by filing date | put |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 7,672 | $78,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 18,866 | $77,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 623 | $75,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1,080 | $73,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 2,199 | $73,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 4,939 | $72,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 1,730 | $71,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 2,100 | $70,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 2,500 | $70,000 | thousands by filing date | put |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 5,739 | $70,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 4,401 | $67,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 3,508 | $65,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 544 | $64,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 11,500 | $64,000 | thousands by filing date | call |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 1,783 | $63,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 4,052 | $62,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 3,873 | $62,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 500 | $60,000 | thousands by filing date | put |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 3,600 | $60,000 | thousands by filing date | call |
| HANESBRANDS INC | 410345102 | COM | 2,400 | $59,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 55,000 | $59,000 | thousands by filing date | principal |
| Intuit Inc. | 461202103 | COM | 410 | $58,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 3,877 | $58,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 18,000 | $58,000 | thousands by filing date | put |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 19,000 | $57,000 | thousands by filing date | put |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 4,227 | $57,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 4,439 | $57,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 12,578 | $56,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 280 | $55,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 289 | $54,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 7,963 | $54,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 2,100 | $54,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,000 | $53,000 | thousands by filing date | call |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 1,000 | $53,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 470 | $51,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 782 | $51,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 5,366 | $51,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 3,303 | $51,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A203 | UNIT 01/15/2024 | 5,000 | $51,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 5,161 | $50,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 3,903 | $48,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 6,500 | $47,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 5,500 | $47,000 | thousands by filing date | put |
| FANG HOLDING-ADR | 30711Y102 | ADR | 11,693 | $47,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 870 | $46,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 3,600 | $46,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 17,547 | $46,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 13,400 | $46,000 | thousands by filing date | put |
| NEFF CORP COM CL A | 640094207 | Stock | 1,874 | $46,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 400 | $45,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 3,087 | $45,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 6,290 | $45,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 1,565 | $45,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 4,200 | $45,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 500 | $44,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 2,849 | $44,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,000 | $44,000 | thousands by filing date | put |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 900 | $44,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 371 | $43,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 10,300 | $43,000 | thousands by filing date | call |
| TAILORED BRANDS INC | 87403A107 | COM | 3,000 | $43,000 | thousands by filing date | put |
| DOUBLE EAGLE ACQUISITION COR | G28195116 | *W EXP 09/16/202 | 63,000 | $43,000 | thousands by filing date | |
| COBALT INTL ENERGY | 19075F304 | COM | 29,400 | $42,000 | thousands by filing date | put |
| GAP INC COM | 364760108 | Stock | 1,390 | $41,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,263 | $41,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 10,000 | $40,000 | thousands by filing date | put |
| B & G FOODS INC | 05508R106 | COM | 1,253 | $39,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 300 | $39,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 2,651 | $39,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 3,200 | $38,000 | thousands by filing date | call |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 2,954 | $38,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 5,800 | $38,000 | thousands by filing date | put |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 3,998 | $38,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 358 | $37,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 7,800 | $36,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 9,687 | $36,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 1,180 | $35,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 6,300 | $34,000 | thousands by filing date | call |
| PETMED EXPRESS INC | 716382106 | COM | 1,000 | $33,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 15,800 | $33,000 | thousands by filing date | put |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 2,492 | $32,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 1,894 | $32,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 14,621 | $32,000 | thousands by filing date | |
| Call - STI $33.70 Exp 12/31/2018 | 867914129 | Warrants | 1,245 | $32,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,300 | $30,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 1,113 | $30,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 66,995 | $30,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 604 | $29,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 1,268 | $29,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 2,040 | $29,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO | 82900L110 | *W EXP 07/07/202 | 12,247 | $29,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 3,100 | $28,000 | thousands by filing date | put |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 526 | $28,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 2,400 | $28,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 1,622 | $28,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 942 | $28,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 11,300 | $28,000 | thousands by filing date | call |
| MEREDITH CORP | 589433101 | COM | 488 | $27,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 2,500 | $27,000 | thousands by filing date | put |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 5,700 | $27,000 | thousands by filing date | put |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,376 | $26,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 1,922 | $26,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K113 | COM | 28,231 | $26,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 349 | $25,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 2,106 | $25,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 50,000 | $25,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 943 | $24,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 3,064 | $24,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 2,125 | $24,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 310 | $23,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 1,133 | $23,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 400 | $23,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 571 | $22,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 5,500 | $22,000 | thousands by filing date | put |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,400 | $22,000 | thousands by filing date | call |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 10,674 | $22,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 1,621 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 213 | $19,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 1,444 | $19,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 2,500 | $19,000 | thousands by filing date | put |
| BOULEVARD ACQUISITION | 10157Q110 | *W EXP 09/25/202 | 21,900 | $19,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 867 | $18,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 402 | $18,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 1,600 | $18,000 | thousands by filing date | put |
| JUST ENERGY GROUP INC | 48213W101 | COM | 3,200 | $18,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 336 | $17,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 50,000 | $17,000 | thousands by filing date | put |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 153 | $16,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 207 | $16,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 8,171 | $16,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 400 | $15,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 465 | $15,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 9,329 | $15,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 412 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 300 | $13,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,000 | $13,000 | thousands by filing date | put |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 265 | $13,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 101 | $12,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 249 | $12,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 916 | $12,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 273 | $11,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 79 | $10,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 86 | $10,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 623 | $10,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J112 | *W EXP 08/01/202 | 25,000 | $10,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 1,000 | $10,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P112 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 4,000 | $9,000 | thousands by filing date | call |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 339 | $9,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 700 | $9,000 | thousands by filing date | put |
| SEACOR HOLDINGS INC | 811904101 | COM | 200 | $9,000 | thousands by filing date | put |
| ADVAXIS INC | 007624208 | COM NEW | 2,389 | $9,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B201 | UNIT 99/99/9999 | 900 | $9,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 100 | $8,000 | thousands by filing date | call |
| BELDEN INC COM | 077454106 | Stock | 111 | $8,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 174 | $8,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 100 | $8,000 | thousands by filing date | put |
| AVON PRODS INC | 054303102 | COM | 3,800 | $8,000 | thousands by filing date | put |
| CONCORDIA INTL CORP | 20653P102 | COM | 7,000 | $8,000 | thousands by filing date | put |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 5,400 | $8,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F203 | COM NEW | 2,400 | $8,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V119 | RIGHT 08/11/2017 | 32,575 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 100 | $6,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,418 | $6,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 19,387 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 366 | $6,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 28 | $5,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 222 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 100 | $5,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 248 | $4,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 239 | $4,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 53 | $4,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 20,000 | $4,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V127 | *W EXP 02/11/202 | 47,768 | $4,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 136 | $3,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 311 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 37 | $3,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 7,200 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 175 | $3,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W123 | UNIT 03/22/2022 | 300 | $3,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 53 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 41 | $2,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 100 | $2,000 | thousands by filing date | call |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 101 | $2,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 200 | $2,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 100 | $1,000 | thousands by filing date | put |
| OMNICOM GROUP INC COM | 681919106 | Stock | 23 | $1,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 300 | $1,000 | thousands by filing date | put |
| GOPRO INC | 38268T103 | CL A | 100 | $1,000 | thousands by filing date | call |
| OTONOMY INC | 68906L105 | COM | 396 | $1,000 | thousands by filing date | |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 2,250 | $1,000 | thousands by filing date | |
| JM GLOBAL HLDG CO | 46590H119 | *W EXP 07/09/202 | 5,281 | $1,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTOZONE INC COM | 053332102 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 129 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEWLINK GENETICS CORP | 651511107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 1,299 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONCORDIA INTL CORP | 20653P102 | COM | 343 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATLIN & PARTNERS ACQUISITIO | 57682V114 | *W EXP 05/28/202 | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JENSYN ACQUISITION CORP | 47632B110 | *W EXP 03/07/202 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JENSYN ACQUISITION CORP | 47632B128 | RIGHT 99/99/9999 | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 824 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 312 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-17-000013 | this filing | 2017-11-14 | acceptance time not in the bulk data set |