13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 1,339 holding rows worth $9,025,500,000.
- Accession
- 0001279891-17-000013
- Filer
- CIK 1279891
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 1,339 entries on the cover page, a total value of $9,025,500,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,025,500,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORDSTROM INC | 655664100 | COM | 40,000 | $1,886,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 180,600 | $1,883,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 10,200 | $1,869,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 39,300 | $1,866,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 28,700 | $1,842,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 30,000 | $1,841,000 | thousands by filing date | put |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 146,642 | $1,840,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 10,000 | $1,833,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 529,718 | $1,822,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 34,992 | $1,817,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 178,049 | $1,816,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 38,700 | $1,816,000 | thousands by filing date | call |
| SURGERY PARTNERS INC | 86881A100 | COM | 173,770 | $1,798,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 102,165 | $1,786,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 172,468 | $1,774,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 25,000 | $1,769,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 26,000 | $1,766,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 20,000 | $1,765,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 14,700 | $1,753,000 | thousands by filing date | call |
| GGP INC | 36174X101 | COM | 83,789 | $1,740,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 62,337 | $1,734,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 33,449 | $1,731,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L204 | UNIT 04/12/2024 | 169,495 | $1,723,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 92,900 | $1,714,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 30,000 | $1,708,000 | thousands by filing date | call |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 237,300 | $1,696,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 50,000 | $1,695,000 | thousands by filing date | call |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 27,500 | $1,690,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 35,000 | $1,687,000 | thousands by filing date | put |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 102,096 | $1,644,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 86,425 | $1,624,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 55,912 | $1,611,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 100,000 | $1,609,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 57,068 | $1,606,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 17,566 | $1,605,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 10,396 | $1,602,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 194,617 | $1,586,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 88,500 | $1,586,000 | thousands by filing date | put |
| KITE PHARMA INC | 49803L109 | COM | 8,800 | $1,582,000 | thousands by filing date | put |
| IAC INTERACTIVECORP | 44919P508 | COM | 13,431 | $1,579,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 15,871 | $1,572,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 25,000 | $1,565,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 1,998,386 | $1,554,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P120 | UNIT 99/99/9999T | 150,613 | $1,546,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 168,512 | $1,543,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 45,000 | $1,536,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 24,114 | $1,529,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 20,643 | $1,522,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 35,489 | $1,514,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 24,500 | $1,510,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 35,481 | $1,510,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 30,000 | $1,501,000 | thousands by filing date | put |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 49,894 | $1,487,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,144 | $1,485,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 19,200 | $1,454,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 10,000 | $1,450,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 36,967 | $1,448,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 50,000 | $1,446,000 | thousands by filing date | put |
| HESS CORP | 42809H107 | COM | 30,700 | $1,439,000 | thousands by filing date | put |
| ISHARES TR | 464287861 | EUROPE ETF | 30,660 | $1,437,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 10,918 | $1,437,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 64,275 | $1,437,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 49,504 | $1,436,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 31,000 | $1,426,000 | thousands by filing date | call |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 8,000 | $1,425,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 90,000 | $1,422,000 | thousands by filing date | put |
| MasterCard, Inc | 57636Q104 | COM | 10,000 | $1,411,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 160,300 | $1,409,000 | thousands by filing date | call |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 25,000 | $1,400,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 30,400 | $1,399,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 30,000 | $1,380,000 | thousands by filing date | put |
| INCYTE CORP COM | 45337C102 | Stock | 11,687 | $1,364,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13,736 | $1,353,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 75,000 | $1,349,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 25,000 | $1,334,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 32,900 | $1,328,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 172,560 | $1,325,000 | thousands by filing date | |
| MATLIN & PARTNE | 57682V205 | Common Stock | 130,303 | $1,322,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 65,477 | $1,320,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 25,400 | $1,319,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 80,057 | $1,319,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 69,893 | $1,309,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 66,662 | $1,304,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 33,200 | $1,301,000 | thousands by filing date | put |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 447,500 | $1,297,000 | thousands by filing date | put |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 50,815 | $1,282,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 37,450 | $1,276,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 114,200 | $1,276,000 | thousands by filing date | put |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 51,397 | $1,270,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 42,200 | $1,269,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 10,754 | $1,269,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 88,600 | $1,269,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 19,600 | $1,257,000 | thousands by filing date | put |
| DILLARDS INC CL A | 254067101 | Stock | 22,218 | $1,245,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 47,896 | $1,243,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 14,394 | $1,231,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 14,760 | $1,226,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 94,249 | $1,226,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 23,500 | $1,218,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 29,300 | $1,208,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 46,982 | $1,202,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 94,908 | $1,202,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 25,500 | $1,201,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 90,000 | $1,201,000 | thousands by filing date | put |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 15,598 | $1,199,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 25,000 | $1,192,000 | thousands by filing date | put |
| MIMEDX GROUP INC | 602496101 | COM | 100,000 | $1,188,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 275,000 | $1,182,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 21,400 | $1,180,000 | thousands by filing date | call |
| CALPINE CORP | 131347304 | COM | 80,000 | $1,180,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 21,000 | $1,175,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 5,200 | $1,173,000 | thousands by filing date | call |
| INCYTE CORP COM | 45337C102 | Stock | 10,000 | $1,167,000 | thousands by filing date | put |
| ALCOA CORP COM | 013872106 | Stock | 25,000 | $1,165,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 37,000 | $1,160,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 23,095 | $1,155,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 26,264 | $1,151,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 106,453 | $1,145,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 117,768 | $1,143,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 43,125 | $1,135,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 56,987 | $1,126,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 32,338 | $1,124,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 97,363 | $1,119,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 76,659 | $1,118,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 15,000 | $1,117,000 | thousands by filing date | call |
| SPROTT FOCUS TR INC | 85208J109 | COM | 144,569 | $1,117,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 7,400 | $1,103,000 | thousands by filing date | put |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 6,100 | $1,102,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 43,278 | $1,099,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 288,600 | $1,099,000 | thousands by filing date | put |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 116,973 | $1,096,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 104,773 | $1,090,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 48,600 | $1,086,000 | thousands by filing date | put |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 22,979 | $1,071,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 45,300 | $1,071,000 | thousands by filing date | put |
| Vanguard Growth | 922908736 | COM | 8,052 | $1,068,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 27,945 | $1,064,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 27,393 | $1,063,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 10,000 | $1,063,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 5,941 | $1,059,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 100,000 | $1,055,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 46,309 | $1,047,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 30,389 | $1,040,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 136,659 | $1,037,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 84,178 | $1,036,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 70,275 | $1,036,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 16,600 | $1,035,000 | thousands by filing date | call |
| SSR MINING IN | 784730103 | COM | 97,000 | $1,029,000 | thousands by filing date | put |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 37,200 | $1,026,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 25,000 | $1,013,000 | thousands by filing date | put |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 14,000 | $1,010,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,413 | $1,009,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 100,000 | $1,007,000 | thousands by filing date | call |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 59,994 | $1,007,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 100,300 | $1,005,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 59,961 | $1,004,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 85,998 | $1,001,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 43,885 | $994,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 20,588 | $992,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 10,000 | $992,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 68,200 | $991,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 12,800 | $988,000 | thousands by filing date | call |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 30,377 | $987,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 69,900 | $986,000 | thousands by filing date | put |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 4,300 | $982,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V206 | UNIT 99/99/9999 | 95,000 | $978,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 57,635 | $972,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 39,000 | $970,000 | thousands by filing date | call |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 185,568 | $970,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 67,867 | $969,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 44,264 | $968,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 10,000 | $967,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 115,600 | $965,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 15,355 | $964,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 25,000 | $962,000 | thousands by filing date | put |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 57,773 | $959,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 51,794 | $959,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 98,700 | $957,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 49,800 | $955,000 | thousands by filing date | call |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 30,000 | $954,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 25,000 | $952,000 | thousands by filing date | call |
| KILROY REALTY CORP COM | 49427F108 | REIT | 13,351 | $949,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 9,482 | $946,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 6,900 | $943,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 29,200 | $929,000 | thousands by filing date | put |
| HENNESSY CAP ACQUSTON CORP I | 42588L204 | UNIT 06/15/2024 | 90,000 | $929,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 9,920 | $928,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 8,000 | $928,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 7,866 | $924,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 204,784 | $919,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 26,800 | $907,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 235,258 | $905,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 28,803 | $903,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 67,538 | $898,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 27,900 | $897,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 18,800 | $892,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 10,000 | $888,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 10,400 | $880,000 | thousands by filing date | put |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 140,859 | $878,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 25,000 | $876,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 10,200 | $871,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 7,200 | $864,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 15,534 | $856,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 7,207 | $854,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 15,000 | $854,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 69,744 | $851,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 127,214 | $842,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 21,131 | $840,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,500 | $839,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 50,000 | $838,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 107,500 | $836,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 42,500 | $831,000 | thousands by filing date | put |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 60,911 | $831,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 15,371 | $830,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 12,911 | $828,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 181,994 | $826,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 52,400 | $825,000 | thousands by filing date | put |
| PARTY CITY HOLDCO INC | 702149105 | COM | 60,245 | $816,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 11,900 | $814,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 25,000 | $814,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701107 | COM | 17,200 | $811,000 | thousands by filing date | call |
| WATSCO INC COM | 942622200 | Stock | 5,000 | $805,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 31,760 | $804,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 93,500 | $801,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 63,940 | $797,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 32,958 | $794,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 56,265 | $792,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 20,000 | $783,000 | thousands by filing date | put |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 37,740 | $776,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 90,949 | $772,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 31,800 | $760,000 | thousands by filing date | put |
| UNIVAR INC | 91336L107 | COMMON STOCK | 26,298 | $760,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J203 | UNIT 07/21/2024 | 75,000 | $758,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 200,000 | $756,000 | thousands by filing date | call |
| ALLY FINL INC COM | 02005N100 | Stock | 31,100 | $754,000 | thousands by filing date | put |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 49,469 | $754,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 30,000 | $752,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 16,400 | $750,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 59,704 | $749,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 75,849 | $748,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 72,147 | $746,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 10,148 | $745,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 3,000 | $742,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 58,667 | $742,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 42,900 | $741,000 | thousands by filing date | call |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 53,728 | $737,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 28,300 | $731,000 | thousands by filing date | put |
| UNITED RENTALS INC COM | 911363109 | Stock | 5,214 | $723,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 99,100 | $723,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 536,092 | $718,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 94,100 | $716,000 | thousands by filing date | put |
| DRAPER OAKWOOD TECHNOLOGY | 26146L202 | UNIT 09/30/2024 | 70,000 | $715,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 31,384 | $711,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 48,445 | $708,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 42,000 | $708,000 | thousands by filing date | call |
| VEREIT INC | 92339V100 | COM | 85,098 | $705,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 4,000 | $700,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 99,212 | $699,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 8,567 | $696,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 9,700 | $694,000 | thousands by filing date | put |
| Abbott Laboratories | 002824100 | COM | 13,000 | $693,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 36,700 | $693,000 | thousands by filing date | call |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 59,625 | $691,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 11,680 | $689,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 20,151 | $689,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 15,000 | $688,000 | thousands by filing date | call |
| RALPH LAUREN CORP | 751212101 | CL A | 7,800 | $688,000 | thousands by filing date | put |
| TANGER INC | 875465106 | COM | 28,205 | $688,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 50,000 | $677,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 10,000 | $674,000 | thousands by filing date | put |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 128,597 | $667,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G109 | COM | 67,500 | $661,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 9,600 | $657,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 14,900 | $656,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 5,525 | $653,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5,800 | $646,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 10,000 | $643,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 6,100 | $642,000 | thousands by filing date | put |
| SEALED AIR CORP NEW | 81211K100 | COM | 15,000 | $640,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 7,735 | $637,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 13,425 | $632,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 73,798 | $632,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 3,965 | $630,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 32,617 | $627,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 28,570 | $626,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 8,100 | $623,000 | thousands by filing date | put |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 20,417 | $620,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 52,633 | $620,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 25,000 | $613,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 10,000 | $608,000 | thousands by filing date | put |
| CISION LTD | G1992S117 | *W EXP 06/22/202 | 206,504 | $608,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 17,829 | $604,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 45,895 | $603,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 13,200 | $598,000 | thousands by filing date | call |
| BANK MUTUAL CORP | 063750103 | COM | 58,777 | $596,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 11,100 | $594,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 50,000 | $589,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 49,675 | $585,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 43,856 | $581,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,850 | $579,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 53,700 | $577,000 | thousands by filing date | call |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 26,751 | $575,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 22,200 | $574,000 | thousands by filing date | call |
| KALA BIO INC COM | 483119103 | Stock | 25,000 | $571,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 36,100 | $569,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 8,000 | $563,000 | thousands by filing date | put |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 25,063 | $563,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 10,000 | $562,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 9,500 | $560,000 | thousands by filing date | put |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 48,138 | $556,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 62,300 | $550,000 | thousands by filing date | put |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 25,542 | $550,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 41,217 | $544,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 16,400 | $544,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 51,000 | $543,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 7,000 | $542,000 | thousands by filing date | call |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 36,405 | $539,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 6,247 | $537,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,720 | $533,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 266,668 | $530,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 6,774 | $528,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 16,600 | $528,000 | thousands by filing date | call |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,445 | $525,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 7,474 | $525,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 37,344 | $524,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,203 | $524,000 | thousands by filing date | |
| SIGNATURE BANK-CW18 | 82669G112 | Wt | 4,809 | $524,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 6,100 | $523,000 | thousands by filing date | call |
| L BRANDS INC | 501797104 | COM | 12,587 | $523,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 5,094 | $521,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 43,760 | $519,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 42,982 | $518,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 136,000 | $518,000 | thousands by filing date | call |
| HCA Healthcare Inc | 40412C101 | COM | 6,500 | $517,000 | thousands by filing date | call |
| MERCADOLIBREINC | 58733R102 | STOK | 2,000 | $517,000 | thousands by filing date | call |
| CIT GROUP INC COM NEW | 125581801 | Stock | 10,500 | $515,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 13,374 | $514,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 14,115 | $507,000 | thousands by filing date | |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 30,000 | $506,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 50,000 | $506,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 18,454 | $504,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 50,000 | $501,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 21,600 | $482,000 | thousands by filing date | call |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 34,026 | $480,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 192,665 | $479,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 26,700 | $478,000 | thousands by filing date | call |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 17,800 | $477,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 8,500 | $475,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 12,406 | $472,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 34,040 | $467,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 32,121 | $466,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 64,663 | $466,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 57,078 | $465,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 11,008 | $460,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 30,673 | $457,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 4,252 | $456,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 28,265 | $454,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 10,000 | $443,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 7,400 | $442,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 49,500 | $439,000 | thousands by filing date | put |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 34,232 | $439,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 37,639 | $434,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 46,839 | $430,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 26,816 | $429,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 4,853 | $428,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 100,000 | $424,000 | thousands by filing date | call |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 30,054 | $415,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 3,200 | $413,000 | thousands by filing date | put |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 36,507 | $411,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 121,000 | $410,000 | thousands by filing date | put |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 39,708 | $408,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 43,000 | $408,000 | thousands by filing date | put |
| BELDEN INC COM | 077454106 | Stock | 5,000 | $402,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 3,800 | $401,000 | thousands by filing date | put |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 20,948 | $398,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 85,800 | $392,000 | thousands by filing date | call |
| NEWMONT CORP | 651639106 | COM | 10,202 | $382,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 24,315 | $382,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 38,000 | $382,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 74,063 | $379,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 100,000 | $378,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 7,800 | $377,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 2,300 | $376,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 15,528 | $376,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 43,900 | $376,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 20,000 | $374,000 | thousands by filing date | put |
| Abbott Laboratories | 002824100 | COM | 7,000 | $373,000 | thousands by filing date | put |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 23,701 | $372,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 24,994 | $365,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 25,000 | $362,000 | thousands by filing date | call |
| AVON PRODS INC | 054303102 | COM | 155,435 | $362,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 25,115 | $360,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 69,301 | $358,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 50,000 | $355,000 | thousands by filing date | put |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 32,604 | $354,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 6,546 | $352,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,840 | $349,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 40,500 | $347,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 5,636 | $346,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 21,469 | $345,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 7,300 | $342,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 50,100 | $340,000 | thousands by filing date | put |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 132,900 | $338,000 | thousands by filing date | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 8,800 | $336,000 | thousands by filing date | call |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 25,948 | $334,000 | thousands by filing date | |
| ASSOCIATED BANC CORP | 045487113 | WTS | 67,573 | $333,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A202 | UNIT 99/99/9999 | 31,000 | $332,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 29,749 | $331,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 45,400 | $331,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 2,038 | $329,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 28,648 | $328,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 10,000 | $325,000 | thousands by filing date | call |
| CMB.TECH NV SHS | B38564108 | Stock | 40,000 | $324,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,460 | $323,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 100,940 | $323,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 32,200 | $322,000 | thousands by filing date | put |
| RPM INTL INC COM | 749685103 | Stock | 6,270 | $321,000 | thousands by filing date | |
| CF CORP | G20307115 | *W EXP 05/25/202 | 152,603 | $321,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 10,000 | $320,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 24,478 | $311,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 22,146 | $309,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 8,033 | $305,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 27,031 | $305,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 4,899 | $303,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,718 | $301,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q102 | CL A | 30,000 | $300,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,811 | $298,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 17,721 | $297,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 33,000 | $297,000 | thousands by filing date | put |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 9,900 | $294,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 5,225 | $294,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 20,700 | $291,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 7,877 | $289,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 5,400 | $286,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 93,800 | $286,000 | thousands by filing date | put |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 20,982 | $283,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 23,259 | $283,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,419 | $282,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 17,470 | $276,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 33,490 | $276,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 15,000 | $275,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,515 | $271,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,621 | $270,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 16,512 | $267,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 27,104 | $265,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 4,100 | $263,000 | thousands by filing date | put |
| SUN BANCORP INC | 86663B201 | COM NEW | 10,607 | $263,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 15,928 | $261,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 16,500 | $259,000 | thousands by filing date | put |
| DYNEX CAP INC | 26817Q506 | COM NEW | 35,699 | $259,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 37,700 | $258,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 103,400 | $256,000 | thousands by filing date | put |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 19,886 | $253,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,700 | $251,000 | thousands by filing date | put |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 21,007 | $250,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 11,136 | $248,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 9,574 | $247,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 27,684 | $247,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 25,000 | $245,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J104 | CL A | 25,000 | $244,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 11,035 | $240,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 21,300 | $238,000 | thousands by filing date | call |
| THL CR SR LN FD | 87244R103 | COM | 13,428 | $235,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 14,400 | $231,000 | thousands by filing date | call |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 17,683 | $228,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 14,792 | $228,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 25,000 | $227,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 29,055 | $226,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 14,785 | $225,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 12,261 | $224,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 32,615 | $223,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,890 | $222,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 2,591 | $221,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 24,938 | $221,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 20,000 | $220,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 10,000 | $218,000 | thousands by filing date | put |
| CELGENE CORP | 151020104 | COM | 1,500 | $218,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 9,600 | $215,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 14,377 | $214,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 24,273 | $213,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 104,569 | $213,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 15,328 | $204,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 20,100 | $203,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 8,210 | $202,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 7,515 | $202,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 153 | $200,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 13,236 | $200,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 14,676 | $199,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867109 | COM CL A | 20,000 | $199,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 7,590 | $196,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 29,121 | $194,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 5,471 | $194,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 40,344 | $194,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 3,000 | $192,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 12,837 | $192,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 11,502 | $192,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,300 | $187,000 | thousands by filing date | put |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 14,399 | $187,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 23,738 | $186,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,400 | $185,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-17-000013 | this filing | 2017-11-14 | acceptance time not in the bulk data set |