13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-13, with 1,164 holding rows worth $7,738,272,000.
- Accession
- 0001279891-17-000003
- Filer
- CIK 1279891
- Filed
- 2017-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 1,164 entries on the cover page, a total value of $7,738,272,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,738,272,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENERAL MILLS INC COM | 370334104 | Stock | 18,900 | $1,167,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354107 | COM | 89,400 | $1,165,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 138,195 | $1,138,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 15,600 | $1,136,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 92,500 | $1,134,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 35,876 | $1,133,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 50,000 | $1,122,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 150,900 | $1,116,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 97,300 | $1,114,000 | thousands by filing date | put |
| HCA Healthcare Inc | 40412C101 | COM | 15,000 | $1,110,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 114,100 | $1,106,000 | thousands by filing date | put |
| KEYCORP COM | 493267108 | Stock | 60,401 | $1,103,000 | thousands by filing date | |
| AMYRIS INC | 03236MAC5 | NOTE 6.500 5/1 | 2,000,000 | $1,096,000 | thousands by filing date | principal |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 53,300 | $1,087,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 55,500 | $1,087,000 | thousands by filing date | put |
| IDEX CORP COM | 45167R104 | Stock | 12,000 | $1,080,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 66,250 | $1,079,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 1,405 | $1,073,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 142,900 | $1,071,000 | thousands by filing date | put |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 132,437 | $1,064,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 104,773 | $1,064,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 29,500 | $1,056,000 | thousands by filing date | put |
| ROYAL BK CDA COM | 780087102 | Stock | 15,550 | $1,052,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 82,000 | $1,050,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 12,500 | $1,049,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 119,000 | $1,049,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 12,500 | $1,035,000 | thousands by filing date | call |
| INOTEK PHARMACEUTICALS CORP | 45780VAB8 | NOTE 5.750% 8/0 | 1,000,000 | $1,033,000 | thousands by filing date | principal |
| MasterCard, Inc | 57636Q104 | COM | 10,000 | $1,032,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 10,000 | $1,030,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 84,500 | $1,029,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 8,202 | $1,025,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 25,000 | $1,012,000 | thousands by filing date | call |
| INCYTE CORP COM | 45337C102 | Stock | 10,000 | $1,002,000 | thousands by filing date | put |
| PRAXAIR INC | 74005P104 | COM | 8,500 | $996,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 109,000 | $990,000 | thousands by filing date | put |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 65,700 | $974,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 797,000 | $972,000 | thousands by filing date | put |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 78,710 | $968,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 24,392 | $963,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 22,600 | $961,000 | thousands by filing date | put |
| ZIFF DAVIS INC | 48123V102 | COM | 11,660 | $953,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 18,900 | $951,000 | thousands by filing date | call |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 71,028 | $942,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 63,583 | $937,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 10,100 | $936,000 | thousands by filing date | put |
| AMYRIS INC | 03236M101 | COM | 1,282,051 | $936,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 15,937 | $933,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U200 | UNIT 01/01/2023X | 92,008 | $932,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 99,700 | $926,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 11,000 | $924,000 | thousands by filing date | put |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 101,211 | $923,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 48,000 | $913,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 138,000 | $912,000 | thousands by filing date | put |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 9,920 | $911,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 10,538 | $903,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 74,800 | $899,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 115,400 | $881,000 | thousands by filing date | call |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 71,229 | $876,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 900,000 | $870,000 | thousands by filing date | principal |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 61,454 | $868,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 33,890 | $864,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 54,003 | $862,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 75,200 | $861,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 76,589 | $856,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 3,000 | $850,000 | thousands by filing date | put |
| HENNESSY CAP ACQUISITION COR | 42588J100 | COM | 84,311 | $849,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,000 | $840,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 33,000 | $839,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 8,000 | $833,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 15,542 | $829,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 12,200 | $826,000 | thousands by filing date | put |
| APOLLO GROUP INC | 037604105 | CL A | 83,245 | $824,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 9,000 | $823,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 111,939 | $823,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 66,280 | $812,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 95,300 | $809,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 25,000 | $807,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 5,972 | $800,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 54,380 | $795,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 18,586 | $795,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 57,700 | $794,000 | thousands by filing date | put |
| GAS NAT INC | 367204104 | COM | 63,318 | $794,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 11,800 | $791,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 215,500 | $790,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 20,590 | $785,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 13,000 | $782,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 6,600 | $781,000 | thousands by filing date | call |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 64,054 | $778,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 42,900 | $776,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 6,700 | $775,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 117,307 | $775,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 200,000 | $770,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 90,000 | $765,000 | thousands by filing date | put |
| Call - STI $33.70 Exp 12/31/2018 | 867914129 | Warrants | 33,783 | $760,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 25,296 | $752,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 50,000 | $742,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 11,500 | $740,000 | thousands by filing date | put |
| MASTEC INC COM | 576323109 | Stock | 19,200 | $734,000 | thousands by filing date | call |
| Gulfport Energy | 402635304 | COM | 33,900 | $733,000 | thousands by filing date | put |
| ALLERGAN PLC | G0177J108 | SHS | 3,480 | $730,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 20,900 | $727,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 70,845 | $716,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 10,000 | $712,000 | thousands by filing date | put |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 30,100 | $709,000 | thousands by filing date | put |
| BROADCOM LTD | Y09827109 | SHS | 4,000 | $707,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212101 | CL A | 7,800 | $704,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 68,800 | $702,000 | thousands by filing date | call |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 10,000 | $701,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 97,915 | $687,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 54,854 | $686,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 15,000 | $685,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 44,068 | $675,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 11,659 | $671,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,358 | $668,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 71,200 | $665,000 | thousands by filing date | put |
| AVANTAX INC | 095229100 | COMMON STOCK | 44,600 | $657,000 | thousands by filing date | put |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 8,936 | $655,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 8,503 | $647,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 8,699 | $646,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 55,414 | $643,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 10,000 | $639,000 | thousands by filing date | put |
| GP INVTS ACQUISITION COR | G40357124 | SHS | 64,138 | $635,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 41,800 | $632,000 | thousands by filing date | put |
| GREENBRIER COS INC | 393657101 | COM | 15,200 | $631,000 | thousands by filing date | put |
| DYCOM INDS INC COM | 267475101 | Stock | 7,733 | $620,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 31,080 | $616,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 70,000 | $611,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 70,000 | $611,000 | thousands by filing date | put |
| BOINGO WIRELESS INC | 09739C102 | COM | 50,000 | $609,000 | thousands by filing date | call |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 39,100 | $604,000 | thousands by filing date | put |
| DUKE REALTY CORP | 264411505 | COM NEW | 22,687 | $602,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,100 | $599,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 11,900 | $593,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 7,500 | $591,000 | thousands by filing date | put |
| Vanguard Growth | 922908736 | COM | 5,301 | $590,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 5,791 | $587,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 14,239 | $587,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 12,210 | $585,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 11,000 | $583,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 78,800 | $568,000 | thousands by filing date | put |
| ALCOA CORP COM | 013872106 | Stock | 20,199 | $567,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 27,600 | $563,000 | thousands by filing date | call |
| INNOVIVA INC | 45781M101 | COM | 52,500 | $561,000 | thousands by filing date | call |
| ST JUDE MED INC | 790849103 | COM | 7,000 | $561,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 3,000 | $558,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 10,000 | $555,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 4,700 | $553,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 25,000 | $543,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 25,000 | $543,000 | thousands by filing date | put |
| ENDOLOGIX INC | 29266S106 | COM | 95,000 | $543,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 7,200 | $537,000 | thousands by filing date | call |
| PROFIRE ENERGY INC | 74316X101 | COM | 387,069 | $534,000 | thousands by filing date | |
| SIGNATURE BANK-CW18 | 82669G112 | Wt | 4,447 | $533,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 25,182 | $532,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,300 | $528,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 7,000 | $524,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 35,194 | $524,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 213,065 | $523,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 46,144 | $522,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 50,000 | $520,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 68,000 | $519,000 | thousands by filing date | put |
| IAC INTERACTIVECORP | 44919P508 | COM | 7,967 | $516,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 180,500 | $516,000 | thousands by filing date | put |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,300 | $512,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 33,907 | $512,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 20,400 | $511,000 | thousands by filing date | put |
| UNIVAR INC | 91336L107 | COMMON STOCK | 18,000 | $510,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 31,854 | $509,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 86,380 | $509,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 18,600 | $508,000 | thousands by filing date | put |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 30,000 | $507,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 16,000 | $504,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 37,129 | $503,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 39,968 | $501,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 44,055 | $501,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 8,250 | $498,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 41,340 | $496,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,400 | $489,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,946 | $484,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 10,000 | $484,000 | thousands by filing date | put |
| PACE HLDGS CORP | G6865N129 | UNIT 99/99/9999 | 45,088 | $484,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 12,200 | $480,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 381,100 | $480,000 | thousands by filing date | put |
| SKECHERS U S A INC | 830566105 | CL A | 19,500 | $479,000 | thousands by filing date | put |
| VWO | 922042858 | SHS | 13,338 | $477,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 84,523 | $476,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 50,900 | $475,000 | thousands by filing date | put |
| MasterCard, Inc | 57636Q104 | COM | 4,600 | $474,000 | thousands by filing date | put |
| Schlumberger Limited | 806857108 | COM | 5,600 | $470,000 | thousands by filing date | put |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 93,500 | $469,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 487,773 | $468,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 9,500 | $467,000 | thousands by filing date | call |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 18,508 | $465,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 8,477 | $465,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 15,400 | $463,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 22,121 | $462,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 27,840 | $461,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 6,678 | $460,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 9,500 | $459,000 | thousands by filing date | call |
| DDR CORP | 23317H102 | COM | 29,932 | $457,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 17,044 | $456,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 34,349 | $456,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 4,500 | $454,000 | thousands by filing date | call |
| WALKER&DUNLOPINC | 93148P102 | STOK | 14,500 | $452,000 | thousands by filing date | call |
| CIT GROUP INC COM NEW | 125581801 | Stock | 10,500 | $448,000 | thousands by filing date | put |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 66,116 | $448,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 7,640 | $444,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 12,791 | $443,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 6,648 | $440,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 37,702 | $438,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 9,103 | $435,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 4,200 | $434,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 3,500 | $433,000 | thousands by filing date | put |
| VEREIT INC | 92339V100 | COM | 51,259 | $433,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 20,000 | $432,000 | thousands by filing date | call |
| TESARO INC | 881569107 | COM | 3,200 | $430,000 | thousands by filing date | put |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 5,158 | $428,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 30,335 | $425,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 35,799 | $424,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 19,600 | $421,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 5,100 | $418,000 | thousands by filing date | put |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 31,976 | $416,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 4,600 | $415,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 7,300 | $413,000 | thousands by filing date | put |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 33,990 | $412,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,500 | $411,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 27,434 | $409,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 45,400 | $409,000 | thousands by filing date | put |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 28,490 | $407,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 38,733 | $400,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 25,000 | $399,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 7,464 | $398,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 7,000 | $396,000 | thousands by filing date | put |
| MFS CALIF MUN FD | 59318C106 | COM | 35,176 | $396,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 40,800 | $391,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 13,200 | $383,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 8,000 | $379,000 | thousands by filing date | call |
| INVESCO LTD SHS | G491BT108 | Stock | 12,500 | $379,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 12,500 | $379,000 | thousands by filing date | put |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 34,822 | $378,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,000 | $377,000 | thousands by filing date | put |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,057 | $365,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 50,000 | $365,000 | thousands by filing date | put |
| AMETEK INC COM | 031100100 | Stock | 7,500 | $364,000 | thousands by filing date | |
| Barington/Hilco Acquisition Corp. | 06759V200 | UNIT | 34,175 | $363,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 12,000 | $362,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,000 | $360,000 | thousands by filing date | put |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 25,922 | $360,000 | thousands by filing date | |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 44,668 | $356,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 10,780 | $353,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 26,400 | $351,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 6,800 | $350,000 | thousands by filing date | put |
| GOLDCORP INC NEW | 380956409 | COM | 25,600 | $348,000 | thousands by filing date | put |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 39,989 | $345,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 17,620 | $345,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 37,600 | $342,000 | thousands by filing date | call |
| COMERICA INC-CW18 | 200340115 | WTS | 8,827 | $342,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 5,000 | $339,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,224 | $339,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 9,000 | $336,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,643 | $335,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,460 | $333,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 23,583 | $332,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 17,480 | $331,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,800 | $327,000 | thousands by filing date | put |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 25,960 | $327,000 | thousands by filing date | |
| ASSOCIATED BANC CORP | 045487113 | WTS | 56,664 | $327,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 4,462 | $321,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 3,300 | $321,000 | thousands by filing date | call |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 34,100 | $317,000 | thousands by filing date | put |
| HORIZON PHARMA PLC | G4617B105 | SHS | 19,600 | $317,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 33,850 | $314,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,023 | $313,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 100,000 | $311,000 | thousands by filing date | call |
| Intuit Inc. | 461202103 | COM | 2,700 | $309,000 | thousands by filing date | call |
| DTE ENERGY CO COM | 233331107 | Stock | 3,131 | $308,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,000 | $306,000 | thousands by filing date | call |
| Proshares Short S&P | 74347B425 | COM | 8,400 | $306,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 4,553 | $299,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 10,186 | $295,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,421 | $294,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,400 | $294,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 21,570 | $293,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 27,500 | $292,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 10,000 | $288,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 51,500 | $287,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 25,000 | $286,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 21,300 | $280,000 | thousands by filing date | call |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,100 | $280,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 5,500 | $279,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,400 | $276,000 | thousands by filing date | put |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 18,800 | $272,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 8,300 | $269,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 18,646 | $269,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 15,700 | $259,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,183 | $258,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 11,448 | $256,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,600 | $255,000 | thousands by filing date | put |
| ROYCE VALUE TRUST | 780910105 | COM | 18,885 | $252,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 10,500 | $249,000 | thousands by filing date | call |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 16,000 | $247,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 2,686 | $245,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,700 | $241,000 | thousands by filing date | put |
| MACERICH CO | 554382101 | COM | 3,409 | $241,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,500 | $240,000 | thousands by filing date | put |
| CIGNA CORPORATION | 125509109 | COM | 1,800 | $240,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 6,200 | $238,000 | thousands by filing date | put |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 14,368 | $237,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 372,400 | $237,000 | thousands by filing date | put |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 12,153 | $236,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 19,700 | $236,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 5,285 | $235,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 69,100 | $235,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 4,535 | $227,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP | 97650W157 | *W EXP 12/19/201 | 4,678 | $226,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 35,005 | $222,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 364,256 | $218,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,000 | $216,000 | thousands by filing date | call |
| AVANTAX INC | 095229100 | COMMON STOCK | 14,702 | $216,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 5,200 | $214,000 | thousands by filing date | put |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 51,900 | $211,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 25,000 | $210,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 4,200 | $209,000 | thousands by filing date | put |
| HUMANA INC COM | 444859102 | Stock | 1,000 | $204,000 | thousands by filing date | put |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 58,186 | $203,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 23,300 | $202,000 | thousands by filing date | put |
| DYNEGY INC NEW DEL | 26817R108 | COM | 23,800 | $201,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 13,300 | $200,000 | thousands by filing date | put |
| BXP INC COM | 101121101 | REIT | 1,591 | $200,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,500 | $199,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 4,800 | $198,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 10,071 | $198,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 3,600 | $197,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 5,000 | $195,000 | thousands by filing date | put |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 5,100 | $195,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 12,781 | $192,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 1,639 | $190,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 3,000 | $189,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 33,700 | $189,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 8,600 | $186,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T203 | UNIT 99/99/9999T | 18,700 | $184,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 4,300 | $182,000 | thousands by filing date | call |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,600 | $182,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 10,247 | $177,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,600 | $176,000 | thousands by filing date | put |
| Eaton Corp. Plc | G29183103 | COM | 2,600 | $174,000 | thousands by filing date | put |
| MCDERMOTT INTL INC | 580037109 | COM | 23,600 | $174,000 | thousands by filing date | call |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 100,000 | $174,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,300 | $173,000 | thousands by filing date | call |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 245,000 | $171,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 4,683 | $170,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 3,240 | $170,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 12,731 | $167,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 8,700 | $167,000 | thousands by filing date | put |
| ROSS STORES INC COM | 778296103 | Stock | 2,500 | $163,000 | thousands by filing date | call |
| EP ENERGY CORP | 268785102 | CL A | 24,900 | $163,000 | thousands by filing date | put |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,300 | $162,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 32,600 | $162,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 50,000 | $161,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 3,508 | $154,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 50,000 | $151,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 12,313 | $151,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 4,500 | $150,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 10,000 | $149,000 | thousands by filing date | put |
| HCA Healthcare Inc | 40412C101 | COM | 2,000 | $148,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 33,500 | $148,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 9,767 | $147,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 4,300 | $146,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 7,300 | $145,000 | thousands by filing date | put |
| SKECHERS U S A INC | 830566105 | CL A | 5,885 | $144,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 66,995 | $144,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,500 | $143,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 7,800 | $143,000 | thousands by filing date | put |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 3,483 | $143,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,000 | $142,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 1,400 | $141,000 | thousands by filing date | put |
| WESTERN REFNG INC | 959319104 | COM | 3,726 | $141,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 11,405 | $140,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 3,728 | $139,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,600 | $139,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 3,900 | $138,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 27,400 | $137,000 | thousands by filing date | put |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 21,300 | $137,000 | thousands by filing date | put |
| Functionx Inc New Com New | 36077T207 | COMMON | 57,223 | $137,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 18,964 | $136,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 10,194 | $136,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,101 | $135,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 9,137 | $134,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 10,235 | $134,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 10,097 | $133,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,700 | $132,000 | thousands by filing date | call |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 10,080 | $132,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 1,800 | $130,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 22,100 | $130,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,500 | $129,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 8,700 | $129,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 5,500 | $129,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 800 | $128,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 2,500 | $128,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 42,600 | $128,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 5,022 | $128,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,800 | $127,000 | thousands by filing date | call |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 9,271 | $124,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,900 | $123,000 | thousands by filing date | call |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 3,100 | $123,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,500 | $121,000 | thousands by filing date | call |
| INNOVIVA INC | 45781M101 | COM | 11,400 | $121,000 | thousands by filing date | put |
| INCYTE CORP COM | 45337C102 | Stock | 1,200 | $120,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 8,900 | $117,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 3,046 | $117,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 3,382 | $117,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 10,213 | $117,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 8,428 | $117,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 9,163 | $117,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 25,154 | $115,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 5,300 | $114,000 | thousands by filing date | call |
| U S SILICA HLDGS INC | 90346E103 | COM | 2,000 | $113,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 6,952 | $113,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 16,200 | $113,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 3,300 | $112,000 | thousands by filing date | put |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 64,900 | $112,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 175,030 | $111,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J118 | *W EXP 07/28/202 | 128,812 | $109,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 600 | $108,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,100 | $107,000 | thousands by filing date | put |
| VENTAS INC COM | 92276F100 | REIT | 1,712 | $107,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 1,484 | $107,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 9,900 | $106,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 3,700 | $105,000 | thousands by filing date | put |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 1,540 | $105,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 6,900 | $104,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 3,800 | $104,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 700 | $102,000 | thousands by filing date | put |
| WHIRLPOOL CORP COM | 963320106 | Stock | 550 | $99,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,252 | $98,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 7,346 | $96,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 1,975 | $96,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 55,300 | $96,000 | thousands by filing date | put |
| HEALTHCARE RLTY TR | 421946104 | COM | 3,150 | $95,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 1,000 | $94,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 800 | $91,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 1,672 | $90,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 10,372 | $90,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 6,779 | $90,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 6,322 | $88,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 14,700 | $88,000 | thousands by filing date | put |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 10,400 | $87,000 | thousands by filing date | put |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 1,375 | $87,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 2,047 | $86,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,000 | $85,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 7,500 | $85,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,800 | $84,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,800 | $84,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 9,650 | $82,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 3,243 | $79,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 15,500 | $79,000 | thousands by filing date | put |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 3,537 | $79,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 944 | $78,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 2,010 | $78,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 1,200 | $77,000 | thousands by filing date | call |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 5,000 | $76,000 | thousands by filing date | put |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 14,183 | $76,000 | thousands by filing date | |
| ADVAXIS INC | 007624117 | *W EXP 10/22/201 | 19,317 | $76,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 2,310 | $75,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 1,837,724 | $75,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 5,277 | $73,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 12,400 | $73,000 | thousands by filing date | put |
| ADVAXIS INC | 007624208 | COM NEW | 10,300 | $73,000 | thousands by filing date | call |
| ARCH COAL INC | 039380407 | COMMON STOCK | 931 | $72,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 2,938 | $71,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 500 | $71,000 | thousands by filing date | put |
| INPHI CORP | 45772F107 | COM | 1,600 | $71,000 | thousands by filing date | call |
| PHOTRONICS INC | 719405102 | COM | 6,300 | $71,000 | thousands by filing date | put |
| Mexico Fund Inc/The | 592835102 | COM | 4,662 | $70,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 20,600 | $69,000 | thousands by filing date | call |
| ENDO INTL PLC | G30401106 | SHS | 4,200 | $69,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 4,861 | $68,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 2,132 | $68,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,000 | $67,000 | thousands by filing date | call |
| BROADCOM LTD | Y09827109 | SHS | 382 | $67,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 17,547 | $67,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 11,000 | $66,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 3,500 | $64,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 1,000 | $64,000 | thousands by filing date | put |
| UNITED RENTALS INC COM | 911363109 | Stock | 600 | $63,000 | thousands by filing date | call |
| KILROY REALTY CORP COM | 49427F108 | REIT | 857 | $62,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 600 | $62,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 9,136 | $62,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 35,671 | $62,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 1,104 | $61,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 1,400 | $60,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 800 | $59,000 | thousands by filing date | put |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 2,500 | $59,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 3,816 | $58,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 10,300 | $57,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,100 | $56,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 4,137 | $56,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 800 | $54,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 800 | $54,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-17-000003 | this filing | 2017-02-13 | acceptance time not in the bulk data set |