13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-13, with 1,164 holding rows worth $7,738,272,000.
- Accession
- 0001279891-17-000003
- Filer
- CIK 1279891
- Filed
- 2017-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 1,164 entries on the cover page, a total value of $7,738,272,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,738,272,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Tesla Motors, Inc | 88160R101 | COM | 2,349,100 | $501,979,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 1,349,500 | $301,653,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 2,764,100 | $279,588,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 2,195,700 | $222,095,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 935,940 | $209,210,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 3,750,000 | $145,012,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,012,700 | $136,562,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 2,059,553 | $127,980,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 30,719,000 | $119,224,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 528,100 | $118,046,000 | thousands by filing date | call |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 109,739,000 | $111,321,000 | thousands by filing date | principal |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 57,000,000 | $99,229,000 | thousands by filing date | principal |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 1,090,200 | $99,186,000 | thousands by filing date | put |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 765,800 | $97,432,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,072,600 | $94,185,000 | thousands by filing date | put |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 76,900,000 | $92,561,000 | thousands by filing date | principal |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 58,100,000 | $91,655,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 41,565,000 | $84,045,000 | thousands by filing date | principal |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 904,200 | $82,264,000 | thousands by filing date | call |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 531,700 | $67,648,000 | thousands by filing date | call |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 71,245,000 | $65,339,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 779,600 | $63,755,000 | thousands by filing date | put |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 34,249,000 | $62,674,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 48,172,000 | $62,489,000 | thousands by filing date | principal |
| TAL ED GROUP | 874080AB0 | NOTE 2.500 5/1 | 23,000,000 | $61,475,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 545,100 | $58,734,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,119,500 | $56,366,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 24,374,000 | $55,818,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 600,000 | $52,686,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 900,000 | $50,427,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 231,800 | $48,680,000 | thousands by filing date | put |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 36,951,000 | $47,193,000 | thousands by filing date | principal |
| HERBALIFE LTD | G4412G101 | COM SHS | 978,200 | $47,090,000 | thousands by filing date | call |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 43,063,000 | $46,951,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 31,325,000 | $44,994,000 | thousands by filing date | principal |
| Amgen Inc. | 031162100 | COM | 302,553 | $44,236,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 32,032,000 | $44,223,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 40,761,000 | $42,476,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 314,510 | $42,411,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 510,900 | $41,781,000 | thousands by filing date | call |
| FOX CORP CLASS B | 90130A200 | COM | 1,500,000 | $40,875,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 20,292,000 | $40,546,000 | thousands by filing date | principal |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 28,650,000 | $39,893,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 42,750,000 | $38,435,000 | thousands by filing date | principal |
| Micron Technology,Inc. | 595112103 | COM | 1,717,100 | $37,638,000 | thousands by filing date | put |
| BLACK HILLS CORP COM | 092113109 | Stock | 600,500 | $36,834,000 | thousands by filing date | put |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 29,405,000 | $35,684,000 | thousands by filing date | principal |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 562,230 | $34,914,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 613,500 | $33,809,000 | thousands by filing date | put |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 29,241,000 | $33,734,000 | thousands by filing date | principal |
| TEXAS CAPITAL BANCSHARES INC | 88224Q115 | WTS | 518,070 | $33,052,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 25,500,000 | $32,509,000 | thousands by filing date | principal |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 15,112,000 | $31,211,000 | thousands by filing date | principal |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 21,743,000 | $30,494,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 219,600 | $29,613,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 27,924,000 | $28,698,000 | thousands by filing date | principal |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 13,900,000 | $28,441,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 30,197,000 | $28,047,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 20,578,000 | $27,605,000 | thousands by filing date | principal |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 24,099,000 | $27,244,000 | thousands by filing date | principal |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 1,271,611 | $27,218,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 25,435,000 | $26,185,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 18,400,000 | $26,068,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 336,100 | $25,590,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 115,600 | $24,702,000 | thousands by filing date | call |
| NEVRO CORP | 64157FAA1 | BOND | 22,625,000 | $24,192,000 | thousands by filing date | principal |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 21,000,000 | $24,181,000 | thousands by filing date | principal |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 201,200 | $23,838,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 16,416,000 | $23,743,000 | thousands by filing date | principal |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 21,267,000 | $22,995,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 301,400 | $22,948,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 206,300 | $22,228,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,508,000 | $22,227,000 | thousands by filing date | put |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 17,250,000 | $22,096,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 14,365,000 | $21,922,000 | thousands by filing date | principal |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 15,250,000 | $21,453,000 | thousands by filing date | principal |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 15,495,000 | $20,961,000 | thousands by filing date | principal |
| AFLAC INC COM | 001055102 | Stock | 300,000 | $20,880,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 18,665,000 | $20,616,000 | thousands by filing date | principal |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 1,683,557 | $19,781,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,728,400 | $19,600,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 943,300 | $19,535,000 | thousands by filing date | call |
| YAHOO INC | 984332106 | COM | 500,000 | $19,335,000 | thousands by filing date | call |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 14,903,000 | $19,324,000 | thousands by filing date | principal |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 435,100 | $19,174,000 | thousands by filing date | put |
| SCMP 3.25 12/21 | 864909AA4 | Bond 30/360P2 U | 18,000,000 | $19,132,000 | thousands by filing date | principal |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 299,000 | $18,923,000 | thousands by filing date | put |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 20,500,000 | $18,878,000 | thousands by filing date | principal |
| Microsoft Corp | 594918104 | COM | 303,500 | $18,859,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 458,000 | $18,732,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 528,500 | $18,502,000 | thousands by filing date | call |
| ENDOLOGIX INC | 29266SAB2 | NOTE 3.25011/0 | 20,905,000 | $18,254,000 | thousands by filing date | principal |
| T-Mobile US,Inc. | 872590104 | COM | 317,200 | $18,242,000 | thousands by filing date | put |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 8,609,000 | $18,037,000 | thousands by filing date | principal |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,760,900 | $17,978,000 | thousands by filing date | put |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 15,439,000 | $17,789,000 | thousands by filing date | principal |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 17,400,000 | $17,291,000 | thousands by filing date | principal |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 16,197,000 | $17,104,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 17,358,000 | $17,073,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 21,416,000 | $16,369,000 | thousands by filing date | principal |
| Merck & Co.,Inc. | 58933Y105 | COM | 276,100 | $16,254,000 | thousands by filing date | put |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 15,713,000 | $16,250,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 405,200 | $16,208,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 617,300 | $15,747,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 8,750,000 | $15,714,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 613,300 | $15,645,000 | thousands by filing date | put |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 14,234,000 | $14,850,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 712,681 | $14,759,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 252,263 | $14,434,000 | thousands by filing date | |
| RAMBUS INC | 750917AE6 | CNV | 11,587,000 | $14,326,000 | thousands by filing date | principal |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 120,386 | $14,318,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 13,734,000 | $14,228,000 | thousands by filing date | principal |
| Aceto Corp | 004446AD2 | CONV BOND | 14,335,000 | $13,880,000 | thousands by filing date | principal |
| Chevron Corporation | 166764100 | COM | 117,700 | $13,853,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,277,400 | $13,821,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 591,400 | $13,750,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 16,700,000 | $13,528,000 | thousands by filing date | principal |
| FORTIVE CORP COM | 34959J108 | Stock | 250,000 | $13,407,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 12,686,000 | $12,803,000 | thousands by filing date | principal |
| LGI HOMES INC | 50187TAB2 | NOTE 4.25011/1 | 8,750,000 | $12,535,000 | thousands by filing date | principal |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 8,688,000 | $12,492,000 | thousands by filing date | principal |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 10,850,000 | $12,360,000 | thousands by filing date | principal |
| ACCURAY INC | 004397AF2 | NOTE 3.500% 2/0 | 11,500,000 | $12,272,000 | thousands by filing date | principal |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 246,853 | $12,174,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 523,400 | $12,169,000 | thousands by filing date | call |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 12,365,000 | $12,110,000 | thousands by filing date | principal |
| TYSON FOODS INC CL A | 902494103 | Stock | 196,100 | $12,095,000 | thousands by filing date | put |
| ALLERGAN PLC | G0177J108 | SHS | 57,400 | $12,054,000 | thousands by filing date | call |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 301,700 | $12,040,000 | thousands by filing date | call |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 12,698,000 | $12,027,000 | thousands by filing date | principal |
| Merck & Co.,Inc. | 58933Y105 | COM | 204,038 | $12,011,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 12,851,000 | $11,985,000 | thousands by filing date | principal |
| BELDEN INC COM | 077454106 | Stock | 159,400 | $11,918,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 49,700 | $11,900,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 205,000 | $11,875,000 | thousands by filing date | call |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 10,000,000 | $11,686,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 562,400 | $11,647,000 | thousands by filing date | put |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 13,148,000 | $11,646,000 | thousands by filing date | principal |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 318,200 | $11,140,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 228,000 | $10,975,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 274,300 | $10,972,000 | thousands by filing date | call |
| ARCONIC INC | 03965L100 | COM | 591,500 | $10,966,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 752,400 | $10,962,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 994,600 | $10,950,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 175,200 | $10,650,000 | thousands by filing date | put |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 10,876,000 | $10,604,000 | thousands by filing date | principal |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 180,000 | $10,391,000 | thousands by filing date | put |
| WABASH NATL CORP | 929566AH0 | CNV | 6,986,000 | $10,030,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 153,200 | $10,005,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907AK4 | NOTE 4.750 2/1 | 10,010,000 | $10,003,000 | thousands by filing date | principal |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 13,370,000 | $9,950,000 | thousands by filing date | principal |
| Berkshire Hathaway Inc | 084670702 | COM | 60,200 | $9,811,000 | thousands by filing date | put |
| COMERICAINC | 200340107 | COM | 141,700 | $9,651,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 110,500 | $9,640,000 | thousands by filing date | put |
| iShares TIPS Bond ETF | 464287176 | SHS | 81,300 | $9,200,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 9,534,000 | $9,158,000 | thousands by filing date | principal |
| JPMorgan Chase & Co | 46625H100 | COM | 105,000 | $9,060,000 | thousands by filing date | put |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 187,742 | $8,979,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 99,400 | $8,971,000 | thousands by filing date | put |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 7,011,000 | $8,851,000 | thousands by filing date | principal |
| ZIONS BANCORPORATION | 989701107 | COM | 203,900 | $8,775,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 100,200 | $8,595,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 161,000 | $8,542,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 8,451,000 | $8,431,000 | thousands by filing date | principal |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 801,378 | $8,374,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 246,800 | $8,146,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 136,300 | $8,023,000 | thousands by filing date | call |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 6,018,000 | $7,961,000 | thousands by filing date | principal |
| HARMONIC INC | 413160AB8 | NOTE 4.000%12/0 | 7,065,000 | $7,921,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 11,195,000 | $7,891,000 | thousands by filing date | principal |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 5,421,000 | $7,817,000 | thousands by filing date | principal |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 231,839 | $7,768,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 7,938,000 | $7,594,000 | thousands by filing date | principal |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 187,800 | $7,495,000 | thousands by filing date | put |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 166,513 | $7,371,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 150,000 | $7,273,000 | thousands by filing date | put |
| VALARIS ORD | 920355104 | COM | 70,196 | $7,273,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 129,039 | $7,174,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 208,948 | $7,158,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 86,987 | $7,113,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 383,300 | $7,106,000 | thousands by filing date | put |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 300,672 | $7,071,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 222,400 | $6,976,000 | thousands by filing date | put |
| ServiceNow,Inc. | 81762P102 | COM | 92,600 | $6,883,000 | thousands by filing date | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,359,900 | $6,785,000 | thousands by filing date | put |
| GARMIN LTD SHS | H2906T109 | Stock | 137,100 | $6,647,000 | thousands by filing date | call |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 12,052,000 | $6,557,000 | thousands by filing date | principal |
| Global Eagle Entertainment | 37951DAB8 | CONV BOND | 8,250,000 | $6,539,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222104 | COM | 233,800 | $6,511,000 | thousands by filing date | put |
| GCAP 4.1250 18 | 36268WAB6 | Bond 30/360P2 U | 6,690,000 | $6,496,000 | thousands by filing date | principal |
| JOY GLOBAL INC | 481165108 | COM | 230,951 | $6,466,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 269,505 | $6,387,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 52,900 | $6,319,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 63,933 | $6,266,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 52,767 | $6,185,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 21,584,000 | $6,177,000 | thousands by filing date | principal |
| CSX Corporation | 126408103 | COM | 170,000 | $6,108,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 176,000 | $6,108,000 | thousands by filing date | put |
| MTGE INVT CORP COM | 55378A105 | REIT | 384,880 | $6,042,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 50,000 | $6,013,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 75,392 | $5,959,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 5,129 | $5,948,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 144,482 | $5,936,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 63,149 | $5,873,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 705,400 | $5,861,000 | thousands by filing date | put |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 114,274 | $5,824,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 819,900 | $5,755,000 | thousands by filing date | put |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 302,100 | $5,748,000 | thousands by filing date | call |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 457,257 | $5,711,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 91,800 | $5,704,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 55,000 | $5,702,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 131,026 | $5,693,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 62,500 | $5,641,000 | thousands by filing date | call |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 44,262 | $5,631,000 | thousands by filing date | |
| Egalet Corporation | 28226BAB0 | Note 5.50% 4/1/20 | 6,500,000 | $5,577,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 266,400 | $5,573,000 | thousands by filing date | put |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 346,864 | $5,494,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 31,500 | $5,438,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 94,549 | $5,427,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150112 | *W EXP 12/05/201 | 302,053 | $5,367,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 359,200 | $5,355,000 | thousands by filing date | put |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 47,191 | $5,286,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 70,000 | $5,259,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 289,200 | $5,234,000 | thousands by filing date | put |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 5,000,000 | $5,157,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 88,700 | $5,138,000 | thousands by filing date | put |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 223,446 | $5,128,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 550,100 | $5,071,000 | thousands by filing date | put |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 128,600 | $5,069,000 | thousands by filing date | put |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 348,446 | $5,059,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 47,901 | $5,024,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 593,900 | $5,024,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 40,000 | $5,002,000 | thousands by filing date | put |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 390,256 | $4,960,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 60,786 | $4,874,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 94,521 | $4,871,000 | thousands by filing date | |
| TSL 3.5 06/19 | 89628EAC8 | Bond30E/360P2 U | 4,975,000 | $4,769,000 | thousands by filing date | principal |
| INTEROIL CORP | 460951106 | COM | 100,000 | $4,758,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 79,900 | $4,748,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 43,300 | $4,746,000 | thousands by filing date | put |
| MENTOR GRAPHICS CORP | 587200106 | COM | 128,558 | $4,742,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 162,700 | $4,726,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 45,000 | $4,682,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 113,800 | $4,654,000 | thousands by filing date | call |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 68,829 | $4,635,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 65,000 | $4,629,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 112,300 | $4,625,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 31,905 | $4,555,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 3,105 | $4,552,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365AAD3 | NOTE 7.500%11/1 | 5,408,000 | $4,537,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 191,953 | $4,503,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 60,700 | $4,464,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 67,400 | $4,454,000 | thousands by filing date | put |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 806,416 | $4,443,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 141,597 | $4,441,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 92,700 | $4,433,000 | thousands by filing date | put |
| WESTLAKE CORPORATION | 960413102 | COM | 79,096 | $4,428,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 75,240 | $4,409,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 91,040 | $4,383,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 59,734 | $4,353,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 69,339 | $4,323,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 136,700 | $4,319,000 | thousands by filing date | put |
| iShares MSCI Japan ETF | 46434G822 | SHS | 88,158 | $4,307,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 137,421 | $4,284,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 335,200 | $4,169,000 | thousands by filing date | put |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 3,871,000 | $4,153,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 217,500 | $4,089,000 | thousands by filing date | put |
| HUBBELL INC COM | 443510607 | Stock | 35,000 | $4,084,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 81,100 | $4,083,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 3,500,000 | $4,057,000 | thousands by filing date | principal |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 304,600 | $4,051,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 67,800 | $4,029,000 | thousands by filing date | put |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 9,241,000 | $4,020,000 | thousands by filing date | principal |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 104,200 | $3,972,000 | thousands by filing date | put |
| MERCADOLIBREINC | 58733R102 | STOK | 25,400 | $3,965,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 16,500 | $3,950,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 134,806 | $3,916,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 36,897 | $3,899,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 419,198 | $3,865,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 49,900 | $3,844,000 | thousands by filing date | put |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 3,179 | $3,776,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 43,300 | $3,747,000 | thousands by filing date | put |
| TERRAVIA HLDGS INC | 83415TAB7 | NOTE 6.000% 2/0 | 5,645,000 | $3,713,000 | thousands by filing date | principal |
| STILLWATER MINING CO | 86074Q102 | COM | 230,400 | $3,711,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 146,800 | $3,706,000 | thousands by filing date | call |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 249,700 | $3,703,000 | thousands by filing date | put |
| UTS CF CORP | G20307123 | UNIT | 353,500 | $3,701,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 46,000 | $3,697,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914103 | COM | 67,100 | $3,680,000 | thousands by filing date | put |
| SILVER STD RES INC | 82823L106 | COM | 411,900 | $3,674,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,083,800 | $3,663,000 | thousands by filing date | put |
| Prologis,Inc. | 74340W103 | COM | 69,380 | $3,662,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 242,600 | $3,655,000 | thousands by filing date | put |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 42,653 | $3,619,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 55,500 | $3,595,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 67,900 | $3,587,000 | thousands by filing date | call |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 221,357 | $3,519,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 30,100 | $3,486,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914103 | COM | 63,329 | $3,473,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 100,000 | $3,465,000 | thousands by filing date | put |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 238,200 | $3,458,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 215,900 | $3,432,000 | thousands by filing date | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 9,000 | $3,395,000 | thousands by filing date | call |
| PACKAGING CORP AMER COM | 695156109 | Stock | 40,000 | $3,392,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 47,800 | $3,377,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 92,300 | $3,345,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 3,585,000 | $3,282,000 | thousands by filing date | principal |
| LULULEMON ATHLETICA INC | 550021109 | COM | 50,200 | $3,262,000 | thousands by filing date | put |
| WHOLE FOODS MKT INC | 966837106 | COM | 106,000 | $3,260,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 29,900 | $3,248,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 393,000 | $3,238,000 | thousands by filing date | put |
| PRICELINE GRP INC | 741503403 | COM NEW | 2,200 | $3,225,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 153,800 | $3,217,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 281,800 | $3,195,000 | thousands by filing date | call |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 50,000 | $3,165,000 | thousands by filing date | call |
| LAYNE CHRISTENSEN CO | 521050AD6 | NOTE 8.000 5/0 | 2,750,000 | $3,142,000 | thousands by filing date | principal |
| CASCADE BANCORP | 147154207 | COM | 384,538 | $3,122,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 214,011 | $3,118,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 133,336 | $3,114,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 62,800 | $3,112,000 | thousands by filing date | put |
| MAGNA INTL INC COM | 559222401 | Stock | 71,700 | $3,111,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 50,000 | $3,111,000 | thousands by filing date | put |
| CENOVUS ENERGY INC | 15135U109 | COM | 204,808 | $3,098,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 414,100 | $3,060,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 84,240 | $3,055,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 124,700 | $3,043,000 | thousands by filing date | put |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 22,500 | $3,024,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 308,900 | $3,002,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 66,418 | $3,001,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 150,700 | $2,991,000 | thousands by filing date | put |
| PRIVATEBANCORP INC | 742962103 | COM | 54,600 | $2,958,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C120 | UNIT 99/99/9999 | 289,563 | $2,933,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 365,148 | $2,928,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 33,800 | $2,924,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 60,564 | $2,915,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 1,108,000 | $2,912,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 229,800 | $2,895,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 260,289 | $2,873,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 37,500 | $2,872,000 | thousands by filing date | put |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 214,941 | $2,854,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 176,313 | $2,762,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 40,000 | $2,738,000 | thousands by filing date | put |
| CUMMINS INC COM | 231021106 | Stock | 20,000 | $2,733,000 | thousands by filing date | put |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 48,100 | $2,710,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 41,577 | $2,701,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 25,500 | $2,694,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 289,300 | $2,690,000 | thousands by filing date | put |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 125,900 | $2,662,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 16,000 | $2,655,000 | thousands by filing date | put |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 72,800 | $2,653,000 | thousands by filing date | put |
| WHOLE FOODS MKT INC | 966837106 | COM | 85,983 | $2,644,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 30,500 | $2,638,000 | thousands by filing date | put |
| NextEra Energy,Inc. | 65339F101 | COM | 22,055 | $2,634,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 242,800 | $2,622,000 | thousands by filing date | call |
| V F CORP COM | 918204108 | Stock | 48,600 | $2,592,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701107 | COM | 59,900 | $2,578,000 | thousands by filing date | put |
| ALERE INC | 01449J105 | COM | 64,934 | $2,530,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 47,100 | $2,514,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 23,262 | $2,506,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 113,000 | $2,497,000 | thousands by filing date | call |
| Costco Wholesale Corporation | 22160K105 | COM | 15,600 | $2,497,000 | thousands by filing date | call |
| INTERSIL CORP | 46069S109 | CL A | 111,927 | $2,495,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 46,246 | $2,467,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 225,800 | $2,443,000 | thousands by filing date | call |
| Call - ZION $36.27 Exp 11/14/2018 | 989701131 | Warrants | 282,378 | $2,442,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 21,967 | $2,441,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 54,900 | $2,419,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 35,000 | $2,391,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 30,000 | $2,362,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 32,400 | $2,361,000 | thousands by filing date | put |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 41,777 | $2,354,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 257,000 | $2,343,000 | thousands by filing date | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 100,000 | $2,336,000 | thousands by filing date | put |
| TRINA SOLAR LTD | 89628EAE4 | DEBT 4.000%10/1 | 2,500,000 | $2,321,000 | thousands by filing date | principal |
| American Express Company | 025816109 | COM | 31,258 | $2,315,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 30,000 | $2,308,000 | thousands by filing date | call |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 95,966 | $2,296,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 57,500 | $2,291,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 43,250 | $2,285,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 65,000 | $2,264,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 42,300 | $2,259,000 | thousands by filing date | put |
| KELLANOVA | 487836108 | COM | 30,600 | $2,255,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 36,500 | $2,254,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 26,525 | $2,226,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 315,200 | $2,212,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 35,500 | $2,211,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 52,700 | $2,183,000 | thousands by filing date | put |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 79,600 | $2,174,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 2,821 | $2,115,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 99,500 | $2,115,000 | thousands by filing date | call |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 125,000 | $2,110,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 20,000 | $2,073,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 49,000 | $2,070,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 32,800 | $2,043,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 32,400 | $2,028,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 48,000 | $2,028,000 | thousands by filing date | put |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 112,602 | $2,017,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 199,300 | $2,014,000 | thousands by filing date | put |
| AIR PRODS & CHEMS INC | 009158106 | COM | 14,000 | $2,013,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 55,210 | $2,013,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 391,582 | $2,008,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 99,752 | $1,998,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 27,200 | $1,976,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 44,000 | $1,954,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 18,750 | $1,951,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,600 | $1,949,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 51,800 | $1,936,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 219,900 | $1,932,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 229,500 | $1,930,000 | thousands by filing date | put |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 31,600 | $1,915,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 100,000 | $1,908,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 100,000 | $1,908,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 116,500 | $1,898,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 86,500 | $1,896,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 25,650 | $1,886,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 20,000 | $1,885,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 81,800 | $1,880,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 219,502 | $1,872,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 187,260 | $1,863,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 51,105 | $1,852,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 6,100 | $1,840,000 | thousands by filing date | put |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 19,900 | $1,839,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 25,000 | $1,838,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 266,500 | $1,836,000 | thousands by filing date | put |
| DTE ENERGY CO COM | 233331107 | Stock | 18,600 | $1,832,000 | thousands by filing date | put |
| SEACOR HOLDINGS INC | 811904101 | COM | 25,400 | $1,810,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 26,200 | $1,809,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 44,150 | $1,805,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 15,619 | $1,799,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 724,720 | $1,775,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 115,500 | $1,765,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 133,600 | $1,762,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 110,100 | $1,759,000 | thousands by filing date | put |
| G & K SVCS INC | 361268105 | CL A | 18,103 | $1,746,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 70,466 | $1,739,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 18,823 | $1,739,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 78,400 | $1,732,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 15,000 | $1,725,000 | thousands by filing date | put |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 63,000 | $1,723,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 49,500 | $1,718,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 25,000 | $1,708,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 51,500 | $1,672,000 | thousands by filing date | put |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 252,800 | $1,663,000 | thousands by filing date | put |
| WADDELL & REED FINL INC | 930059100 | CL A | 85,000 | $1,658,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 15,000 | $1,644,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 197,827 | $1,643,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 14,000 | $1,621,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 55,900 | $1,601,000 | thousands by filing date | put |
| MONSANTO CO NEW | 61166W101 | COM | 14,903 | $1,567,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 40,600 | $1,561,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 10,000 | $1,556,000 | thousands by filing date | put |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 40,300 | $1,554,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 29,300 | $1,548,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 19,800 | $1,544,000 | thousands by filing date | put |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 350,897 | $1,543,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 11,500 | $1,541,000 | thousands by filing date | put |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 125,083 | $1,532,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 40,054 | $1,526,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 80,000 | $1,518,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 1,500,000 | $1,508,000 | thousands by filing date | principal |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 50,000 | $1,504,000 | thousands by filing date | put |
| INVACARE CORP | 461203AD3 | SDCV 4.125% 2/0 | 1,500,000 | $1,504,000 | thousands by filing date | principal |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 41,000 | $1,494,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 12,700 | $1,485,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 92,900 | $1,479,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 125,600 | $1,472,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 6,146 | $1,471,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 34,200 | $1,459,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 21,400 | $1,447,000 | thousands by filing date | put |
| FLOWSERVE CORP | 34354P105 | COM | 30,000 | $1,441,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 22,500 | $1,437,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 50,100 | $1,426,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 116,600 | $1,414,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 37,000 | $1,411,000 | thousands by filing date | put |
| KENNAMETAL INC | 489170100 | COM | 45,000 | $1,406,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 1,000,000 | $1,404,000 | thousands by filing date | principal |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 10,000 | $1,400,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K554 | DAILY JR GOLD MI | 250,000 | $1,395,000 | thousands by filing date | call |
| WW GRAINGER INC COM | 384802104 | Stock | 6,000 | $1,393,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 108,400 | $1,388,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 76,928 | $1,383,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 25,400 | $1,373,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 18,400 | $1,363,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 25,000 | $1,347,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 19,500 | $1,334,000 | thousands by filing date | call |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 94,449 | $1,331,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 73,300 | $1,326,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 16,795 | $1,325,000 | thousands by filing date | |
| ENERNOC INC | 292764AB3 | DBCV 2.250% 8/1 | 1,690,000 | $1,325,000 | thousands by filing date | principal |
| LEAR CORP COM NEW | 521865204 | Stock | 10,000 | $1,323,000 | thousands by filing date | put |
| ORBITAL ATK INC | 68557N103 | COM | 15,000 | $1,315,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 37,800 | $1,282,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 7,800 | $1,271,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 23,400 | $1,249,000 | thousands by filing date | put |
| BAKER HUGHES INC | 057224107 | COM | 19,100 | $1,240,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 33,800 | $1,225,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 24,000 | $1,219,000 | thousands by filing date | put |
| WELLTOWER INC COM | 95040Q104 | REIT | 18,202 | $1,218,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 20,412 | $1,213,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 80,400 | $1,193,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-17-000003 | this filing | 2017-02-13 | acceptance time not in the bulk data set |