13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 1,217 holding rows worth $6,695,952,000.
- Accession
- 0001279891-16-000029
- Filer
- CIK 1279891
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 1,217 entries on the cover page, a total value of $6,695,952,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,695,952,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,000 | $80,000 | thousands by filing date | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 5,000 | $79,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 631 | $79,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 94 | $77,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 500 | $76,000 | thousands by filing date | put |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 5,472 | $76,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 2,400 | $76,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 9,800 | $73,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 9,136 | $72,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 1,800 | $70,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,300 | $69,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V100 | COM | 3,500 | $68,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 8,300 | $68,000 | thousands by filing date | put |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 2,382 | $67,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 4,814 | $67,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 1,888 | $67,000 | thousands by filing date | |
| SIGNATURE BANK-CW18 | 82669G112 | Wt | 785 | $67,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,000 | $65,000 | thousands by filing date | call |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 1,400 | $65,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 2,310 | $64,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 1,200 | $64,000 | thousands by filing date | call |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 10,200 | $64,000 | thousands by filing date | put |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1,047 | $63,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 944 | $63,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 1,672 | $63,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 1,016 | $62,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 100,000 | $62,000 | thousands by filing date | call |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 1,261 | $61,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 925 | $61,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 10,000 | $61,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 3,816 | $60,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 351 | $58,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,066 | $57,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,000 | $57,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 700 | $56,000 | thousands by filing date | call |
| FLOWERS FOODS INC COM | 343498101 | Stock | 3,700 | $55,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 4,000 | $55,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 10,900 | $55,000 | thousands by filing date | put |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 2,628 | $54,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 5,400 | $54,000 | thousands by filing date | put |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 1,600 | $53,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 467 | $52,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 1,325 | $52,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 11,800 | $52,000 | thousands by filing date | put |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 5,100 | $52,000 | thousands by filing date | put |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 1,833 | $51,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 656 | $51,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J118 | *W EXP 07/28/202 | 128,812 | $51,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,500 | $50,000 | thousands by filing date | put |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 3,413 | $50,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 3,400 | $50,000 | thousands by filing date | put |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 1,140 | $50,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 1,200 | $50,000 | thousands by filing date | put |
| BAKER HUGHES INC | 057224107 | COM | 1,000 | $50,000 | thousands by filing date | put |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 5,036 | $50,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 55,000 | $50,000 | thousands by filing date | principal |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 887 | $49,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 4,804 | $49,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 600 | $47,000 | thousands by filing date | call |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 2,891 | $47,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 74,530 | $46,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 55,300 | $46,000 | thousands by filing date | put |
| MEDICINES CO | 584688105 | COM | 1,200 | $45,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 4,200 | $44,000 | thousands by filing date | call |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 3,023 | $44,000 | thousands by filing date | |
| JM GLOBAL HLDG CO | 46590H200 | UNIT 99/99/9999 | 4,481 | $44,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 3,129 | $43,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 51,000 | $43,000 | thousands by filing date | principal |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 5,000 | $43,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 1,000 | $42,000 | thousands by filing date | put |
| CARMAX INC COM | 143130102 | Stock | 800 | $42,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 900 | $42,000 | thousands by filing date | put |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 4,000 | $42,000 | thousands by filing date | put |
| S&W SEED COMPANY COM | 785135104 | COM | 8,300 | $42,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,400 | $41,000 | thousands by filing date | call |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 12,000 | $41,000 | thousands by filing date | put |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 100 | $40,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,050 | $40,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,000 | $39,000 | thousands by filing date | put |
| CHART INDS INC | 16115Q308 | COM | 1,200 | $39,000 | thousands by filing date | put |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 13,354 | $39,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 215,771 | $39,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 600 | $38,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 1,000 | $38,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 4,000 | $37,000 | thousands by filing date | call |
| QUIDEL CORP | 74838J101 | COM | 1,700 | $37,000 | thousands by filing date | put |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 1,525 | $36,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 2,438 | $36,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 1,227 | $36,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 3,321 | $35,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 800 | $34,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 2,565 | $34,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 1,500 | $33,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 2,800 | $32,000 | thousands by filing date | call |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 1,720 | $32,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,125 | $32,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 3,700 | $32,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 3,100 | $31,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,098 | $31,000 | thousands by filing date | |
| ASSOCIATED BANC CORP | 045487113 | WTS | 13,505 | $31,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 400 | $30,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 3,000 | $30,000 | thousands by filing date | put |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 5,000 | $30,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 10,400 | $30,000 | thousands by filing date | put |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 35,671 | $29,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 2,243 | $28,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 2,653 | $27,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 11,200 | $27,000 | thousands by filing date | put |
| BANK OF AMERICA CORP | 060505153 | CMN | 232,812 | $27,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 10,000 | $27,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 500 | $26,000 | thousands by filing date | call |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 213 | $25,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L201 | UNIT 07/29/2020 | 2,500 | $25,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 1,750 | $24,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 300 | $24,000 | thousands by filing date | call |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 1,696 | $23,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 200 | $22,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 10,000 | $22,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 300 | $22,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 8,510 | $22,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 9,487 | $22,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,100 | $21,000 | thousands by filing date | put |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,501 | $21,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 25,600 | $21,000 | thousands by filing date | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,800 | $20,000 | thousands by filing date | call |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 1,471 | $20,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247123 | *W EXP 01/01/202 | 53,000 | $20,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 277 | $19,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 200 | $19,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 700 | $19,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 1,350 | $19,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 300 | $18,000 | thousands by filing date | put |
| RLJ LODGING TR COM | 74965L101 | REIT | 871 | $18,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 11,000 | $18,000 | thousands by filing date | put |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 1,100 | $18,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 1,785 | $17,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 3,100 | $17,000 | thousands by filing date | call |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 5,000 | $17,000 | thousands by filing date | put |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 300 | $16,000 | thousands by filing date | put |
| PHOTRONICS INC | 719405102 | COM | 1,600 | $16,000 | thousands by filing date | put |
| JUST ENERGY GROUP INC | 48213W101 | COM | 3,200 | $16,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 400 | $15,000 | thousands by filing date | call |
| UNITED RENTALS INC COM | 911363109 | Stock | 200 | $15,000 | thousands by filing date | put |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 400 | $15,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 5,100 | $15,000 | thousands by filing date | call |
| ENBRIDGE INC COM | 29250N105 | Stock | 320 | $14,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 2,000 | $14,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 1,101 | $14,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195116 | *W EXP 09/16/202 | 35,300 | $14,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 100 | $13,000 | thousands by filing date | put |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 874 | $13,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 7,450 | $12,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P203 | UNIT 06/27/2019 | 1,200 | $12,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 100 | $11,000 | thousands by filing date | put |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 800 | $11,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 671 | $11,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 4,500 | $11,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 800 | $11,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 800 | $11,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 2,600 | $11,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 200 | $10,000 | thousands by filing date | put |
| KINDRED HEALTHCARE INC | 494580103 | COM | 1,000 | $10,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | put |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 6,500 | $10,000 | thousands by filing date | put |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 1,000 | $10,000 | thousands by filing date | call |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 81 | $9,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 108 | $9,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 500 | $9,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 914 | $9,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 5,657 | $9,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 798 | $8,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 700 | $8,000 | thousands by filing date | put |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 300 | $8,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 596,730 | $8,000 | thousands by filing date | |
| BOULEVARD ACQUISITION | 10157Q110 | *W EXP 09/25/202 | 14,400 | $8,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 6,715 | $7,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 512 | $7,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 2,000 | $7,000 | thousands by filing date | put |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 416 | $6,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 100 | $6,000 | thousands by filing date | call |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 238 | $6,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 417 | $5,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 200 | $5,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 156 | $4,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 200 | $4,000 | thousands by filing date | call |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 275 | $4,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 200 | $4,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 45 | $3,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 26 | $3,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 215 | $3,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 248 | $3,000 | thousands by filing date | |
| PACE HLDGS CORP | G6865N111 | W EXP 99/99/999 | 8,132 | $3,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 199 | $2,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 459 | $2,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 562 | $2,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 5,000 | $2,000 | thousands by filing date | put |
| SCHULMAN (A.) INC | 808194104 | COM | 92 | $2,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 500 | $2,000 | thousands by filing date | put |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 182 | $2,000 | thousands by filing date | |
| AR CAP ACQUISITION CORP | 00191R117 | *W EXP 10/06/201 | 39,687 | $2,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 200 | $1,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,000 | $1,000 | thousands by filing date | put |
| TRAVELZOO | 89421Q205 | CMN | 100 | $1,000 | thousands by filing date | put |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 117 | $1,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP | 97650W157 | *W EXP 12/19/201 | 58 | $1,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 226 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NW Biotherapeutics | 66737P600 | USD | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VIVUS INC | 928551100 | COM | 478 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUFFOLK BANCORP | 864739107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 6,708 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHWEST BIOTHERAPEUTICS IN | 66737P113 | *W EXP 99/99/999 | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II ULTRA VIX SHORT | 74347W254 | CEF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARINGTON HILCO ACQUISITION | 06759V127 | *W EXP 02/11/202 | 6,916 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-16-000029 | this filing | 2016-11-14 | acceptance time not in the bulk data set |