13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 1,217 holding rows worth $6,695,952,000.
- Accession
- 0001279891-16-000029
- Filer
- CIK 1279891
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 1,217 entries on the cover page, a total value of $6,695,952,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,695,952,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUNPOWER CORP | 867652406 | COM | 148,000 | $1,320,000 | thousands by filing date | put |
| ECOLAB INC COM | 278865100 | Stock | 10,839 | $1,319,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 10,000 | $1,317,000 | thousands by filing date | put |
| PROOFPOINT INC | 743424103 | COM | 17,600 | $1,317,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 109,000 | $1,289,000 | thousands by filing date | put |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 87,536 | $1,273,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 123,300 | $1,272,000 | thousands by filing date | put |
| WESTLAKE CORPORATION | 960413102 | COM | 23,258 | $1,244,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 34,200 | $1,241,000 | thousands by filing date | call |
| WABTEC COM | 929740108 | Stock | 15,000 | $1,224,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 10,692 | $1,211,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 55,000 | $1,210,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 97,983 | $1,209,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 143,910 | $1,205,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 32,500 | $1,197,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075F106 | COM | 959,500 | $1,189,000 | thousands by filing date | put |
| PATHEON N V | N6865W105 | SHS | 40,000 | $1,185,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 70,000 | $1,180,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 134,194 | $1,180,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 18,400 | $1,178,000 | thousands by filing date | put |
| INNOVIVA INC | 45781M101 | COM | 106,800 | $1,173,000 | thousands by filing date | put |
| TPI Composites Inc | 87266J104 | Common Stock | 55,000 | $1,169,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 95,781 | $1,165,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 12,900 | $1,162,000 | thousands by filing date | put |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 50,100 | $1,159,000 | thousands by filing date | call |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 24,504 | $1,155,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 83,100 | $1,155,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 29,300 | $1,150,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 30,300 | $1,143,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 99,700 | $1,142,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 25,400 | $1,139,000 | thousands by filing date | put |
| IMPAX LABORATORIES INC | 45256B101 | COM | 48,100 | $1,139,000 | thousands by filing date | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 44,103 | $1,137,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 127,307 | $1,135,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 15,000 | $1,134,000 | thousands by filing date | put |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 508,000 | $1,134,000 | thousands by filing date | principal |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 71,000 | $1,128,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,800 | $1,126,000 | thousands by filing date | call |
| ELFBEAUTYINC | 26856L103 | STOK | 40,000 | $1,124,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 30,000 | $1,122,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 35,000 | $1,113,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 50,000 | $1,112,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 25,000 | $1,110,000 | thousands by filing date | call |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 20,700 | $1,102,000 | thousands by filing date | |
| ADVANCEPIERRE FOODS HLDGS IN | 00782L107 | COM | 40,000 | $1,102,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 18,321 | $1,099,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,886 | $1,096,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 129,500 | $1,096,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 29,500 | $1,092,000 | thousands by filing date | put |
| Schlumberger Limited | 806857108 | COM | 13,625 | $1,071,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 118,700 | $1,071,000 | thousands by filing date | put |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 104,773 | $1,069,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 870 | $1,068,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2,500 | $1,058,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 20,000 | $1,049,000 | thousands by filing date | put |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 35,000 | $1,045,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 11,000 | $1,039,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 31,400 | $1,030,000 | thousands by filing date | call |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 1,000,000 | $1,030,000 | thousands by filing date | principal |
| MYLAN NV | N59465109 | SHS EURO | 27,000 | $1,029,000 | thousands by filing date | put |
| SPECTRANETICS CORP | 84760C107 | COM | 40,904 | $1,026,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 82,000 | $1,025,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 15,958 | $1,021,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 6,200 | $1,020,000 | thousands by filing date | put |
| MasterCard, Inc | 57636Q104 | COM | 10,000 | $1,017,000 | thousands by filing date | call |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 43,200 | $999,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 12,338 | $995,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 60,000 | $988,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 12,500 | $983,000 | thousands by filing date | call |
| QUANTA SVCS INC | 74762E102 | COM | 35,000 | $979,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 12,262 | $978,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 119,000 | $967,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 16,312 | $967,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 19,100 | $963,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 50,800 | $961,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 6,000 | $953,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 456,800 | $950,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 50,000 | $941,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 32,500 | $941,000 | thousands by filing date | put |
| VALVOLINE INC COM | 92047W101 | Stock | 40,000 | $939,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987MAE9 | CONV | 950,000 | $938,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416T100 | COM | 47,900 | $936,000 | thousands by filing date | call |
| QUINPARIO ACQUISITION CORP 2 | 74874U200 | UNIT 01/01/2023X | 92,008 | $927,000 | thousands by filing date | |
| COMERICA INC-CW18 | 200340115 | WTS | 50,488 | $926,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 42,500 | $922,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 22,600 | $917,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 23,300 | $917,000 | thousands by filing date | call |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 171,053 | $913,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 48,900 | $907,000 | thousands by filing date | put |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 21,054 | $896,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 95,345 | $889,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 11,199 | $886,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,872 | $884,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 73,600 | $875,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 9,000 | $874,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 49,303 | $873,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 52,907 | $867,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 33,200 | $866,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 287,400 | $865,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 22,000 | $864,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 11,800 | $857,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 10,800 | $854,000 | thousands by filing date | call |
| PRAXAIR INC | 74005P104 | COM | 7,000 | $845,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 55,755 | $840,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 9,920 | $839,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 186,500 | $833,000 | thousands by filing date | put |
| CSG SYSTEMS | 126349109 | COM | 20,000 | $826,000 | thousands by filing date | put |
| HENNESSY CAP ACQUISITION COR | 42588J100 | COM | 84,311 | $826,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 16,500 | $820,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 100,249 | $806,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 10,000 | $798,000 | thousands by filing date | call |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 6,500 | $795,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 7,600 | $794,000 | thousands by filing date | call |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 25,000 | $788,000 | thousands by filing date | put |
| G & K SVCS INC | 361268105 | CL A | 8,191 | $782,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 9,696 | $774,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 26,000 | $772,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 18,900 | $767,000 | thousands by filing date | call |
| AMYRIS INC | 03236M101 | COM | 1,311,456 | $760,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 23,186 | $759,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 6,700 | $757,000 | thousands by filing date | call |
| ROYAL BK CDA COM | 780087102 | Stock | 12,200 | $755,000 | thousands by filing date | put |
| IAC INTERACTIVECORP | 44919P508 | COM | 11,967 | $747,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 71,200 | $734,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 11,125 | $733,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 70,300 | $719,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 10,300 | $718,000 | thousands by filing date | put |
| AIRMEDIA GROUP INC | 009411109 | ADR | 213,065 | $718,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 217,200 | $705,000 | thousands by filing date | put |
| KLX INC | 482539103 | COM | 20,000 | $704,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 20,000 | $701,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,346 | $700,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 11,250 | $697,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 200,000 | $696,000 | thousands by filing date | call |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 30,100 | $695,000 | thousands by filing date | put |
| NextEra Energy,Inc. | 65339F101 | COM | 5,668 | $693,000 | thousands by filing date | |
| AMYRIS INC | 03236MAC5 | NOTE 6.500 5/1 | 2,000,000 | $692,000 | thousands by filing date | principal |
| BROADCOM LTD | Y09827109 | SHS | 4,000 | $690,000 | thousands by filing date | put |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 29,700 | $684,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 4,100 | $683,000 | thousands by filing date | call |
| VULCAN MATLS CO COM | 929160109 | Stock | 6,000 | $682,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 25,400 | $682,000 | thousands by filing date | call |
| VERSUM MATLS INC | 92532W103 | COM | 30,000 | $681,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 18,000 | $678,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 85,245 | $677,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 201,300 | $674,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 90,000 | $670,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 13,977 | $668,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 7,500 | $667,000 | thousands by filing date | put |
| RICE ENERGY INC | 762760106 | COM | 25,000 | $652,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 30,000 | $642,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357116 | UNIT 99/99/9999 | 64,138 | $641,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 42,709 | $635,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 12,173 | $632,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 7,900 | $630,000 | thousands by filing date | put |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 36,176 | $626,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 86,380 | $621,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 100,000 | $618,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 3,500 | $616,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 11,500 | $613,000 | thousands by filing date | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 12,500 | $610,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 15,000 | $608,000 | thousands by filing date | put |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 74,700 | $605,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 200,000 | $593,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 200,000 | $593,000 | thousands by filing date | call |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 8,100 | $588,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 10,000 | $587,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 15,100 | $584,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 17,800 | $568,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 7,607 | $568,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 20,000 | $565,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 42,900 | $561,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 33,000 | $550,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 7,200 | $548,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 10,000 | $541,000 | thousands by filing date | put |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 61,100 | $540,000 | thousands by filing date | put |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,946 | $536,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 15,200 | $536,000 | thousands by filing date | put |
| TALEND S A | 874224207 | ADS | 20,000 | $523,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 10,000 | $516,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 7,500 | $515,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 17,500 | $511,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 38,200 | $510,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 13,100 | $509,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 5,000 | $508,000 | thousands by filing date | put |
| PARAMOUNT GROUP INC | 69924R108 | COM | 31,002 | $508,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 12,261 | $508,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 18,579 | $506,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 4,100 | $504,000 | thousands by filing date | put |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 50,000 | $504,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 5,000 | $501,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 27,467 | $499,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,219 | $498,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 13,090 | $498,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 15,000 | $496,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 20,100 | $493,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 23,300 | $490,000 | thousands by filing date | put |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 35,000 | $490,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 395,271 | $490,000 | thousands by filing date | |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 12,200 | $490,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 7,266 | $486,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,700 | $483,000 | thousands by filing date | call |
| ENCORE CAP GROUP INC | 292554102 | COM | 21,500 | $483,000 | thousands by filing date | put |
| ENDO INTL PLC | G30401106 | SHS | 24,000 | $483,000 | thousands by filing date | call |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 17,489 | $482,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 50,900 | $477,000 | thousands by filing date | put |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 107,521 | $473,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 28,785 | $471,000 | thousands by filing date | |
| PACE HLDGS CORP | G6865N129 | UNIT 99/99/9999 | 45,088 | $471,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 70,254 | $465,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 11,300 | $459,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 16,100 | $456,000 | thousands by filing date | call |
| Functionx Inc New Com New | 36077T207 | COMMON | 82,439 | $450,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 4,074 | $450,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 14,000 | $448,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,423 | $448,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,309 | $448,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 19,500 | $446,000 | thousands by filing date | put |
| ENERNOC INC | 292764107 | COMMON STOCK | 82,500 | $446,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 25,000 | $443,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 6,600 | $437,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,500 | $437,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 4,500 | $435,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 11,800 | $431,000 | thousands by filing date | put |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 18,725 | $431,000 | thousands by filing date | |
| AR CAP ACQUISITION CORP | 00191R208 | UNIT 10/06/2019 | 42,694 | $427,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,400 | $424,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,000 | $423,000 | thousands by filing date | put |
| GOLDCORP INC NEW | 380956409 | COM | 25,600 | $422,000 | thousands by filing date | put |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,600 | $421,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 20,000 | $412,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,000 | $412,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 85,921 | $408,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 39,339 | $407,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,500 | $405,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 9,346 | $403,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 37,100 | $402,000 | thousands by filing date | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 22,581 | $397,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 7,640 | $396,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 6,263 | $395,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 35,000 | $391,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 10,600 | $388,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 33,850 | $387,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 9,475 | $386,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 5,100 | $382,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 10,584 | $381,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 12,000 | $380,000 | thousands by filing date | put |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 36,067 | $373,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,000 | $371,000 | thousands by filing date | put |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 50,000 | $368,000 | thousands by filing date | put |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 25,000 | $368,000 | thousands by filing date | call |
| Barington/Hilco Acquisition Corp. | 06759V200 | UNIT | 35,360 | $367,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 16,700 | $364,000 | thousands by filing date | call |
| PROS Holdings Inc | 74346Y103 | Common Stock | 16,100 | $364,000 | thousands by filing date | put |
| ENSCO PLC | G3157S106 | SHS CLASS A | 42,300 | $359,000 | thousands by filing date | put |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 25,000 | $358,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 15,100 | $357,000 | thousands by filing date | put |
| ICONIX BRAND GROUP INC | 451055107 | COM | 44,000 | $357,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 10,709 | $356,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 25,815 | $356,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 21,570 | $356,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 14,600 | $354,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 15,000 | $353,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 6,800 | $353,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 14,300 | $350,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 2,000 | $349,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 23,891 | $342,000 | thousands by filing date | |
| Call - STI $33.70 Exp 12/31/2018 | 867914129 | Warrants | 29,818 | $340,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 108,400 | $339,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 6,200 | $329,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 7,974 | $328,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 29,500 | $326,000 | thousands by filing date | put |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 2,000 | $324,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 3,500 | $323,000 | thousands by filing date | put |
| GAP INC COM | 364760108 | Stock | 14,448 | $321,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 3,200 | $320,000 | thousands by filing date | put |
| SPECTRA ENERGY CORP | 847560109 | COM | 7,500 | $320,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 8,000 | $319,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,000 | $319,000 | thousands by filing date | put |
| LENDINGTREE INC | 52603B107 | COM | 3,300 | $319,000 | thousands by filing date | put |
| Proshares Short S&P | 74347B425 | COM | 8,400 | $319,000 | thousands by filing date | call |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,500 | $315,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,460 | $313,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 8,700 | $313,000 | thousands by filing date | put |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 6,648 | $312,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 9,200 | $309,000 | thousands by filing date | call |
| KILROY REALTY CORP COM | 49427F108 | REIT | 4,437 | $307,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 4,600 | $306,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,500 | $305,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 4,803 | $304,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 1,901,498 | $304,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,700 | $303,000 | thousands by filing date | put |
| COACH INC | 189754104 | COM | 8,300 | $303,000 | thousands by filing date | call |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 50,000 | $302,000 | thousands by filing date | put |
| AVG TECHNOLOGIES | N07831105 | SHS | 12,100 | $302,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 21,900 | $300,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 10,000 | $300,000 | thousands by filing date | put |
| COACH INC | 189754104 | COM | 8,200 | $299,000 | thousands by filing date | put |
| TOLL BROTHERS INC COM | 889478103 | Stock | 10,000 | $298,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,700 | $297,000 | thousands by filing date | call |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,000 | $297,000 | thousands by filing date | call |
| Western Midstream Partners | 95825r103 | COM | 7,000 | $297,000 | thousands by filing date | call |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 7,000 | $294,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,300 | $293,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,800 | $291,000 | thousands by filing date | put |
| HUMANA INC COM | 444859102 | Stock | 1,643 | $290,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 6,300 | $289,000 | thousands by filing date | put |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,621 | $288,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 10,500 | $288,000 | thousands by filing date | call |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 4,373 | $287,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,400 | $283,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 45,200 | $283,000 | thousands by filing date | call |
| UDR INC COM | 902653104 | REIT | 7,856 | $282,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 119,100 | $282,000 | thousands by filing date | put |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 12,630 | $281,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 16,692 | $280,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,468 | $279,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 5,285 | $278,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 6,500 | $275,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 77,000 | $274,000 | thousands by filing date | put |
| GREENBRIER COS INC | 393657101 | COM | 7,711 | $272,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 4,200 | $272,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 11,800 | $272,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 15,000 | $270,000 | thousands by filing date | call |
| ENVESTNET INC | 29404K106 | COM | 7,400 | $269,000 | thousands by filing date | put |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 18,516 | $265,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,100 | $261,000 | thousands by filing date | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 26,800 | $261,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 14,300 | $260,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 10,000 | $260,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 10,000 | $258,000 | thousands by filing date | put |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 17,610 | $257,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 12,300 | $257,000 | thousands by filing date | |
| Call - ZION $36.27 Exp 11/14/2018 | 989701131 | Warrants | 119,851 | $256,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 9,780 | $255,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 7,228 | $254,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 6,200 | $251,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 3,600 | $251,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 12,000 | $250,000 | thousands by filing date | call |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 26,812 | $243,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 3,900 | $239,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,800 | $234,000 | thousands by filing date | put |
| ZIFF DAVIS INC | 48123V102 | COM | 3,500 | $233,000 | thousands by filing date | put |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 8,661 | $232,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 21,300 | $231,000 | thousands by filing date | call |
| MANNKIND CORP | 56400P201 | COM | 372,400 | $230,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 3,600 | $229,000 | thousands by filing date | put |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 3,569 | $229,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 364,256 | $229,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 20,500 | $228,000 | thousands by filing date | put |
| Elevance Health, Inc. | 036752103 | COM | 1,817 | $227,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 5,800 | $227,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 4,200 | $225,000 | thousands by filing date | call |
| COACH INC | 189754104 | COM | 6,100 | $223,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 10,200 | $223,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 66,995 | $223,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 10,292 | $216,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 2,000 | $215,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 50,000 | $213,000 | thousands by filing date | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 6,440 | $211,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,500 | $210,000 | thousands by filing date | put |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 26,500 | $210,000 | thousands by filing date | put |
| MASCO CORP | 574599106 | COM | 6,100 | $209,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 26,200 | $209,000 | thousands by filing date | put |
| TELIGENT INC NEW | 87960W104 | COM | 27,600 | $209,000 | thousands by filing date | put |
| SOLARCITY CORP | 83416T100 | COM | 10,604 | $207,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,100 | $206,000 | thousands by filing date | put |
| HEALTHCARE RLTY TR | 421946104 | COM | 6,043 | $205,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2,654 | $204,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 15,900 | $203,000 | thousands by filing date | put |
| FINISH LINE/THE CL A | 317923100 | COM | 8,800 | $203,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 4,700 | $201,000 | thousands by filing date | put |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 16,378 | $201,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 6,850 | $199,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 17,300 | $198,000 | thousands by filing date | put |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 12,830 | $196,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 8,385 | $192,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 58,000 | $192,000 | thousands by filing date | put |
| MASTEC INC COM | 576323109 | Stock | 6,400 | $190,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 197,000 | $188,000 | thousands by filing date | principal |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 17,547 | $185,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 32,600 | $183,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,400 | $182,000 | thousands by filing date | put |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 11,954 | $182,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 9,000 | $181,000 | thousands by filing date | put |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 4,464 | $180,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,530 | $179,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 10,247 | $178,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 4,200 | $178,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 2,800 | $177,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 4,679 | $177,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,000 | $176,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 4,300 | $174,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 2,550 | $174,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 2,236 | $174,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,824 | $173,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,600 | $170,000 | thousands by filing date | put |
| ENSCO PLC | G3157S106 | SHS CLASS A | 20,025 | $170,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,000 | $169,000 | thousands by filing date | call |
| CIGNA CORPORATION | 125509109 | COM | 1,300 | $169,000 | thousands by filing date | call |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 21,174 | $168,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,000 | $166,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 4,200 | $163,000 | thousands by filing date | put |
| TWIN DISC INC | 901476101 | COMMON STOCK | 13,639 | $163,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 25,400 | $161,000 | thousands by filing date | put |
| PULTE GROUP INC COM | 745867101 | Stock | 7,998 | $160,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,500 | $160,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,574 | $159,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 32,600 | $159,000 | thousands by filing date | put |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 255,000 | $158,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 1,000 | $157,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 11,900 | $156,000 | thousands by filing date | put |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 17,900 | $154,000 | thousands by filing date | call |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 25,000 | $154,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 3,535 | $153,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,600 | $153,000 | thousands by filing date | put |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,000 | $152,000 | thousands by filing date | call |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 16,592 | $152,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,000 | $151,000 | thousands by filing date | call |
| HARMONIC INC | 413160102 | COM | 25,000 | $148,000 | thousands by filing date | put |
| MCDERMOTT INTL INC | 580037109 | COM | 29,700 | $148,000 | thousands by filing date | call |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 9,322 | $145,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 6,200 | $143,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 9,400 | $142,000 | thousands by filing date | put |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 500 | $141,000 | thousands by filing date | call |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 3,018 | $141,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 13,556 | $141,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,700 | $140,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 22,100 | $140,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,354 | $139,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 2,100 | $139,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 3,200 | $135,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,400 | $135,000 | thousands by filing date | put |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 9,999 | $135,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 4,700 | $132,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 2,786 | $131,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 4,294 | $131,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,404 | $129,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 3,300 | $129,000 | thousands by filing date | put |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 123,324 | $128,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 2,504 | $127,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 6,900 | $125,000 | thousands by filing date | call |
| CORESITE RLTY CORP | 21870Q105 | COM | 1,695 | $125,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 362 | $125,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 45,600 | $122,000 | thousands by filing date | put |
| DYNEGY INC NEW DEL | 26817R108 | COM | 9,800 | $121,000 | thousands by filing date | call |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 2,983 | $121,000 | thousands by filing date | |
| ADVAXIS INC | 007624117 | *W EXP 10/22/201 | 17,638 | $121,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 3,900 | $120,000 | thousands by filing date | call |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 786 | $120,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 1,104 | $119,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 6,601 | $117,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,700 | $117,000 | thousands by filing date | put |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,448 | $117,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 1,971 | $117,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,479 | $117,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 32,088 | $117,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 3,872 | $116,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 7,458 | $116,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 1,872 | $116,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 1,362 | $116,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 2,016 | $115,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 5,884 | $115,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 2,503 | $115,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 4,551 | $115,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 1,200 | $115,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,800 | $114,000 | thousands by filing date | call |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 2,951 | $113,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 800 | $112,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,100 | $112,000 | thousands by filing date | put |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 20,200 | $111,000 | thousands by filing date | put |
| CEPHEID | 15670R107 | COM | 2,100 | $110,000 | thousands by filing date | put |
| ADVAXIS INC | 007624208 | COM NEW | 10,300 | $110,000 | thousands by filing date | call |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 5,800 | $110,000 | thousands by filing date | put |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 49,000 | $108,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 7,306 | $108,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 8,916 | $108,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 3,200 | $106,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 4,000 | $105,000 | thousands by filing date | call |
| REGENCY CTRS CORP COM | 758849103 | REIT | 1,343 | $104,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 2,713 | $102,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 3,046 | $101,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 2,100 | $99,000 | thousands by filing date | call |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 6,000 | $99,000 | thousands by filing date | put |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1,000 | $92,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,252 | $92,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 7,000 | $91,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 7,500 | $91,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1,900 | $90,000 | thousands by filing date | put |
| CHICOS FAS INC | 168615102 | COM | 7,618 | $90,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 550 | $89,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 2,753 | $89,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,600 | $84,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 6,379 | $84,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 9,400 | $84,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 40,000 | $83,000 | thousands by filing date | call |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 12,200 | $83,000 | thousands by filing date | put |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 6,345 | $82,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 2,000 | $82,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 17,500 | $81,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-16-000029 | this filing | 2016-11-14 | acceptance time not in the bulk data set |