13F-HR/A filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR/A for the quarter ended 2016-06-30, filed 2016-08-25, with 1,190 holding rows worth $6,587,627,000.
- Accession
- 0001279891-16-000025
- Filer
- CIK 1279891
- Filed
- 2016-08-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, amendment of type restatement, 1,190 entries on the cover page, a total value of $6,587,627,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,587,627,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 146,000 | $1,422,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 171,863 | $1,414,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 41,700 | $1,412,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 25,000 | $1,391,000 | thousands by filing date | call |
| ALLEGION PLC | G0176J109 | ORD SHS | 20,000 | $1,388,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 18,190 | $1,385,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 22,544 | $1,376,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 36,100 | $1,373,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 38,800 | $1,366,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 41,600 | $1,364,000 | thousands by filing date | put |
| WESTROCK CO | 96145D105 | COM | 35,000 | $1,360,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 1,500,000 | $1,360,000 | thousands by filing date | principal |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 122,000 | $1,329,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 40,472 | $1,327,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 400,000 | $1,324,000 | thousands by filing date | call |
| TALEN ENERGY CORP | 87422J105 | COM | 97,764 | $1,324,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 24,504 | $1,321,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 35,000 | $1,319,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 13,737 | $1,313,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 39,700 | $1,302,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 50,000 | $1,299,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 50,000 | $1,299,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 10,000 | $1,298,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 10,154 | $1,296,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 227,500 | $1,289,000 | thousands by filing date | put |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 199,229 | $1,289,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 72,300 | $1,260,000 | thousands by filing date | put |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 36,900 | $1,237,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 50,000 | $1,220,000 | thousands by filing date | put |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 111,308 | $1,218,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 94,449 | $1,217,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 24,271 | $1,211,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 73,546 | $1,193,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 89,735 | $1,191,000 | thousands by filing date | |
| GEVO INC | 374396AA7 | NOTE 7.500% 7/0 | 4,000,000 | $1,176,000 | thousands by filing date | principal |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 35,656 | $1,169,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 109,000 | $1,161,000 | thousands by filing date | put |
| HEALTHWAYS INC | 422245100 | COM | 100,600 | $1,161,000 | thousands by filing date | put |
| EAGLE MATLS INC COM | 26969P108 | Stock | 15,000 | $1,157,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 50,000 | $1,156,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 15,000 | $1,155,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 85,000 | $1,143,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 22,000 | $1,133,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 7,800 | $1,129,000 | thousands by filing date | call |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 55,800 | $1,123,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 18,400 | $1,117,000 | thousands by filing date | put |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 116,035 | $1,117,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 99,800 | $1,111,000 | thousands by filing date | put |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 74,795 | $1,109,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 33,791 | $1,101,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 18,321 | $1,101,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 34,200 | $1,091,000 | thousands by filing date | call |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 35,600 | $1,088,000 | thousands by filing date | put |
| VIRGIN AMER INC | 92765X208 | COM VTG | 19,173 | $1,077,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 33,700 | $1,076,000 | thousands by filing date | put |
| WESTLAKE CORPORATION | 960413102 | COM | 25,000 | $1,073,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 7,600 | $1,069,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 68,826 | $1,068,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 130,755 | $1,063,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,886 | $1,057,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 49,303 | $1,052,000 | thousands by filing date | |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 7,167 | $1,042,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 115,197 | $1,040,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 104,773 | $1,036,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 64,851 | $1,033,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 20,579 | $1,022,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 70,000 | $1,022,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 35,400 | $1,020,000 | thousands by filing date | put |
| NORDSTROM INC | 655664100 | COM | 26,600 | $1,012,000 | thousands by filing date | call |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 133,179 | $1,012,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 89,599 | $1,007,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 119,398 | $1,001,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 37,000 | $998,000 | thousands by filing date | put |
| INPHI CORP | 45772F107 | COM | 31,000 | $992,000 | thousands by filing date | put |
| PROOFPOINT INC | 743424103 | COM | 15,700 | $990,000 | thousands by filing date | put |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 161,100 | $985,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 22,500 | $981,000 | thousands by filing date | put |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 50,000 | $980,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 132,531 | $977,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 22,600 | $976,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 14,700 | $974,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 27,552 | $974,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 12,500 | $972,000 | thousands by filing date | call |
| American Express Company | 025816109 | COM | 15,958 | $969,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 40,700 | $957,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 15,163 | $938,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 11,000 | $931,000 | thousands by filing date | put |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 9,223 | $925,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U200 | UNIT 01/01/2023X | 92,008 | $923,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 20,413 | $921,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 9,000 | $915,000 | thousands by filing date | put |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 25,400 | $914,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 17,720 | $913,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,000 | $910,000 | thousands by filing date | put |
| VMEM4.25 10/19 | 92763AAB7 | Bond 30/360P2 U | 2,000,000 | $906,000 | thousands by filing date | principal |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 50,000 | $892,000 | thousands by filing date | put |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 75,000 | $891,000 | thousands by filing date | put |
| SHERWIN WILLIAMS CO | 824348106 | COM | 3,000 | $881,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 10,000 | $880,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 77,600 | $875,000 | thousands by filing date | put |
| MYR GROUP INC | 55405W104 | COM | 36,000 | $866,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 19,100 | $861,000 | thousands by filing date | call |
| CASH AMER INTL INC | 14754D100 | COM | 20,014 | $852,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 13,851 | $845,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 29,749 | $830,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J100 | COM | 84,311 | $826,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 690 | $822,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 51,000 | $822,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 14,100 | $812,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 9,580 | $811,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 9,920 | $807,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 112,845 | $807,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 25,000 | $800,000 | thousands by filing date | put |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 50,349 | $799,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 8,000 | $789,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 66,000 | $784,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 119,200 | $783,000 | thousands by filing date | put |
| APOLLO GROUP INC | 037604105 | CL A | 85,245 | $777,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 35,897 | $769,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 11,400 | $743,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 19,000 | $743,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 18,200 | $743,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 2,041,612 | $739,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 10,000 | $732,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 213,065 | $730,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 17,700 | $728,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 14,800 | $725,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 169,000 | $723,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 18,900 | $717,000 | thousands by filing date | call |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 51,257 | $715,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 90,900 | $703,000 | thousands by filing date | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 34,400 | $701,000 | thousands by filing date | put |
| FINISAR CORP | 31787A507 | COM NEW | 40,000 | $700,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 67,200 | $696,000 | thousands by filing date | put |
| COMERICAINC | 200340107 | COM | 16,876 | $694,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 50,000 | $688,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 18,283 | $683,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 58,100 | $675,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 76,400 | $674,000 | thousands by filing date | put |
| SOLARCITY CORP | 83416T100 | COM | 28,200 | $674,000 | thousands by filing date | call |
| IAC INTERACTIVECORP | 44919P508 | COM | 11,967 | $673,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 23,500 | $669,000 | thousands by filing date | call |
| NEOPHOTONICS CORP | 64051T100 | COM | 70,000 | $667,000 | thousands by filing date | |
| AMYRIS INC | 03236MAC5 | NOTE 6.500 5/1 | 2,000,000 | $663,000 | thousands by filing date | principal |
| XURA INC COM | 98420V107 | COM | 27,019 | $660,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 21,293 | $657,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 5,118 | $655,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 8,800 | $652,000 | thousands by filing date | put |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 15,322 | $650,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 5,000 | $650,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357116 | UNIT 99/99/9999 | 64,138 | $647,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 204,500 | $642,000 | thousands by filing date | put |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 31,000 | $642,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 37,200 | $641,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 15,800 | $634,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,246 | $630,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 20,000 | $625,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 51,200 | $625,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 4,100 | $623,000 | thousands by filing date | call |
| KIRBY CORP | 497266106 | COM | 10,000 | $623,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 4,000 | $621,000 | thousands by filing date | put |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 7,939 | $618,000 | thousands by filing date | |
| AR CAP ACQUISITION CORP | 00191R208 | UNIT 10/06/2019 | 61,894 | $615,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 143,352 | $613,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 125,000 | $610,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 47,800 | $609,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 121,200 | $609,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 25,000 | $605,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 30,100 | $605,000 | thousands by filing date | put |
| XENOPORT INC | 98411C100 | COM | 85,400 | $601,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 13,000 | $600,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 15,000 | $597,000 | thousands by filing date | put |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 37,400 | $595,000 | thousands by filing date | put |
| AMYRIS INC | 03236M101 | COM | 1,321,456 | $595,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 25,000 | $594,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 69,164 | $592,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 56,100 | $590,000 | thousands by filing date | put |
| FUNCTIONX INC NEW COM NEW | 36077T108 | Stock | 2,048,780 | $583,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 5,906 | $582,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 17,400 | $579,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 10,000 | $571,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 5,600 | $569,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 15,000 | $569,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,470 | $565,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 9,550 | $564,000 | thousands by filing date | |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 130,248 | $551,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 153,800 | $547,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 21,000 | $545,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 24,200 | $542,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 104,000 | $539,000 | thousands by filing date | put |
| Barington/Hilco Acquisition Corp. | 06759V200 | UNIT | 52,929 | $538,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 25,000 | $533,000 | thousands by filing date | call |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 33,538 | $530,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 8,148 | $527,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 33,743 | $514,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 37,516 | $514,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 13,100 | $513,000 | thousands by filing date | call |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 59,874 | $512,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 38,000 | $508,000 | thousands by filing date | |
| PACE HLDGS CORP | G6865N129 | UNIT 99/99/9999 | 49,988 | $499,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,700 | $492,000 | thousands by filing date | call |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 20,600 | $492,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 27,800 | $489,000 | thousands by filing date | put |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 10,601 | $489,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 25,600 | $489,000 | thousands by filing date | put |
| WEBMD HEALTH CORP | 94770V102 | COM | 8,400 | $488,000 | thousands by filing date | put |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,946 | $486,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 18,299 | $484,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 97,900 | $483,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 11,035 | $481,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 17,007 | $481,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 82,400 | $477,000 | thousands by filing date | put |
| 51JOB INC | 316827104 | SPONSORED ADS | 16,217 | $475,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 30,000 | $474,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 140,200 | $473,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 10,800 | $466,000 | thousands by filing date | put |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 26,000 | $464,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 7,000 | $463,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 35,249 | $461,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,800 | $460,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 12,597 | $458,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 130,400 | $452,000 | thousands by filing date | put |
| JUST ENERGY GROUP INC | 48213W101 | COM | 74,000 | $448,000 | thousands by filing date | put |
| COMERICA INC-CW18 | 200340115 | WTS | 32,584 | $448,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 14,200 | $442,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657101 | COM | 15,200 | $442,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 24,667 | $440,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 5,000 | $440,000 | thousands by filing date | put |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 31,161 | $440,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 9,703 | $433,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,400 | $431,000 | thousands by filing date | call |
| MANNKIND CORP | 56400P201 | COM | 372,400 | $431,000 | thousands by filing date | put |
| LENDINGCLUB CORP | 52603A109 | COM | 100,000 | $430,000 | thousands by filing date | put |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 6,241 | $429,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 6,486 | $429,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 7,200 | $429,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 6,200 | $427,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 3,000 | $427,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 21,351 | $427,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,100 | $426,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 7,500 | $425,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 3,000 | $422,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 9,200 | $417,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 50,000 | $417,000 | thousands by filing date | put |
| SCIQUEST INC NEW | 80908T101 | COM | 23,654 | $417,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 9,278 | $417,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 11,600 | $415,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 12,102 | $414,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 21,570 | $412,000 | thousands by filing date | |
| E HOUSE CHINA HOLDINGS LIMITED | G2942TAA1 | DEBT 2.750%12/1 | 410,000 | $406,000 | thousands by filing date | principal |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 20,100 | $404,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,000 | $402,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 171,800 | $398,000 | thousands by filing date | put |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 23,027 | $389,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 9,000 | $388,000 | thousands by filing date | call |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 70,564 | $386,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 36,842 | $383,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 345,282 | $383,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 60,000 | $379,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 56,000 | $378,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 7,916 | $376,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 4,500 | $375,000 | thousands by filing date | call |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 56,100 | $372,000 | thousands by filing date | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 22,581 | $371,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 3,500 | $370,000 | thousands by filing date | call |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 59,812 | $369,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 25,000 | $368,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 7,500 | $367,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 8,178 | $367,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 10,000 | $366,000 | thousands by filing date | put |
| 51JOB INC | 316827104 | SPONSORED ADS | 12,500 | $366,000 | thousands by filing date | put |
| SUN CMNTYS INC COM | 866674104 | REIT | 4,753 | $364,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 3,163 | $359,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 26,200 | $359,000 | thousands by filing date | put |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 10,623 | $359,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 27,975 | $357,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 56,400 | $356,000 | thousands by filing date | put |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 120,000 | $352,000 | thousands by filing date | principal |
| T-Mobile US,Inc. | 872590104 | COM | 8,100 | $350,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 12,000 | $344,000 | thousands by filing date | put |
| STORE CAP CORP | 862121100 | COM | 11,687 | $344,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 37,302 | $344,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 5,100 | $342,000 | thousands by filing date | put |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 5,141 | $342,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 4,700 | $339,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 11,800 | $334,000 | thousands by filing date | put |
| NORDSTROM INC | 655664100 | COM | 8,736 | $332,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 10,000 | $331,000 | thousands by filing date | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 16,216 | $330,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 30,182 | $328,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 7,700 | $326,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 10,144 | $319,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 21,932 | $319,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 8,000 | $317,000 | thousands by filing date | call |
| ZIFF DAVIS INC | 48123V102 | COM | 5,000 | $315,000 | thousands by filing date | put |
| FERRARI N V | N3167Y103 | COM | 7,640 | $312,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 250 | $312,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 8,000 | $310,000 | thousands by filing date | call |
| INTERDIGITAL INC COM | 45867G101 | Stock | 5,520 | $307,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 6,800 | $307,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 10,500 | $304,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 43,200 | $304,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,000 | $302,000 | thousands by filing date | put |
| Intuit Inc. | 461202103 | COM | 2,700 | $301,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 10,600 | $300,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 71,787 | $300,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,800 | $299,000 | thousands by filing date | put |
| GOPRO INC | 38268T103 | CL A | 27,500 | $297,000 | thousands by filing date | put |
| ICONIX BRAND GROUP INC | 451055107 | COM | 44,000 | $297,000 | thousands by filing date | put |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 47,500 | $296,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 8,672 | $294,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 19,092 | $293,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,400 | $291,000 | thousands by filing date | put |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,143 | $291,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 3,300 | $291,000 | thousands by filing date | put |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 20,163 | $290,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 18,800 | $289,000 | thousands by filing date | put |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 18,800 | $289,000 | thousands by filing date | call |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,460 | $286,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 31,100 | $276,000 | thousands by filing date | put |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 15,000 | $276,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 7,500 | $271,000 | thousands by filing date | put |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,100 | $268,000 | thousands by filing date | put |
| GREENBRIER COS INC | 393657101 | COM | 9,211 | $268,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 28,900 | $267,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 14,807 | $262,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 20,814 | $261,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 10,000 | $257,000 | thousands by filing date | put |
| NEWELL BRANDS INC COM | 651229106 | Stock | 5,285 | $256,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 14,300 | $255,000 | thousands by filing date | put |
| HESS CORP | 42809H107 | COM | 4,200 | $252,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 5,800 | $250,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 2,363 | $250,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 17,397 | $248,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 363,656 | $247,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 24,124 | $242,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,700 | $240,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 5,310 | $240,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,600 | $238,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 21,300 | $237,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 32,900 | $236,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 6,200 | $235,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 19,244 | $235,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 15,503 | $234,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 11,000 | $233,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 50,000 | $233,000 | thousands by filing date | put |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 5,054 | $233,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 16,900 | $232,000 | thousands by filing date | put |
| MTS SYSTEMS CORP | 553777103 | COM | 5,300 | $232,000 | thousands by filing date | put |
| CIGNA CORPORATION | 125509109 | COM | 1,800 | $230,000 | thousands by filing date | put |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 18,947 | $228,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 5,800 | $226,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 10,000 | $226,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 15,000 | $226,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 31,600 | $225,000 | thousands by filing date | put |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 7,500 | $224,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 6,331 | $223,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 20,000 | $223,000 | thousands by filing date | put |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 24,576 | $221,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 6,600 | $221,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 68,100 | $220,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,700 | $219,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 16,150 | $219,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 20,000 | $216,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,900 | $215,000 | thousands by filing date | call |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 66,995 | $213,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,500 | $211,000 | thousands by filing date | put |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,500 | $206,000 | thousands by filing date | put |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 12,966 | $206,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 5,086 | $202,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 14,700 | $201,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 3,346 | $201,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 26,800 | $195,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 2,600 | $194,000 | thousands by filing date | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 6,440 | $194,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 2,800 | $193,000 | thousands by filing date | call |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 9,000 | $193,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 2,100 | $192,000 | thousands by filing date | put |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 15,000 | $192,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 1,500 | $191,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 12,425 | $190,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 7,350 | $187,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 24,800 | $186,000 | thousands by filing date | put |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 10,247 | $185,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 35,800 | $184,000 | thousands by filing date | call |
| FTAI AVIATION LTD | 34960P101 | COM | 20,000 | $183,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 12,315 | $181,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 32,600 | $180,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 1,000 | $179,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 5,700 | $178,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 12,000 | $177,000 | thousands by filing date | put |
| ASSOCIATED BANC-CORP | 045487105 | COM | 10,201 | $174,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 150,000 | $174,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 24,000 | $174,000 | thousands by filing date | call |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 12,595 | $173,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 4,344 | $172,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 7,300 | $170,000 | thousands by filing date | call |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 11,435 | $169,000 | thousands by filing date | |
| Call - STI $33.70 Exp 12/31/2018 | 867914129 | Warrants | 17,611 | $169,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 6,150 | $168,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 12,900 | $167,000 | thousands by filing date | put |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 9,400 | $167,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,300 | $166,000 | thousands by filing date | call |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 15,618 | $165,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 4,200 | $164,000 | thousands by filing date | put |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 12,407 | $163,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,950 | $162,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 4,533 | $161,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 2,873 | $160,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,000 | $160,000 | thousands by filing date | call |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 17,800 | $160,000 | thousands by filing date | put |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 3,454 | $159,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 16,000 | $159,000 | thousands by filing date | put |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 25,000 | $158,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 21,700 | $156,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,600 | $155,000 | thousands by filing date | put |
| HCA Healthcare Inc | 40412C101 | COM | 2,000 | $154,000 | thousands by filing date | call |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 3,120 | $154,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 4,300 | $154,000 | thousands by filing date | put |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 30,800 | $154,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 1,000 | $152,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 1,486 | $151,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,400 | $151,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,000 | $151,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 3,700 | $151,000 | thousands by filing date | put |
| SIGNATURE BANK | 82669G104 | COM | 1,196 | $149,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 9,578 | $149,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,622 | $148,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 13,639 | $146,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 10,584 | $145,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 50,700 | $144,000 | thousands by filing date | put |
| SEACOR HOLDINGS INC | 811904101 | COM | 2,500 | $144,000 | thousands by filing date | put |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,600 | $143,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 12,821 | $142,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,500 | $141,000 | thousands by filing date | call |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 17,900 | $141,000 | thousands by filing date | call |
| ADVAXIS INC | 007624117 | *W EXP 10/22/201 | 29,419 | $141,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 2,100 | $140,000 | thousands by filing date | call |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 200,000 | $138,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 41,504 | $138,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 55,300 | $137,000 | thousands by filing date | put |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 500 | $136,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 9,480 | $136,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 6,800 | $136,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,823 | $135,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 10,900 | $135,000 | thousands by filing date | put |
| TESARO INC | 881569107 | COM | 1,600 | $134,000 | thousands by filing date | put |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 32,600 | $131,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 3,300 | $129,000 | thousands by filing date | put |
| SANDERSON FARMS | 800013104 | COM | 1,500 | $129,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,000 | $128,000 | thousands by filing date | call |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 8,253 | $127,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 10,000 | $126,000 | thousands by filing date | put |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 694 | $125,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 100 | $124,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 6,900 | $123,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 1,800 | $119,000 | thousands by filing date | call |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 7,700 | $119,000 | thousands by filing date | put |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 5,000 | $118,000 | thousands by filing date | put |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 28,046 | $118,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 127,367 | $117,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,400 | $116,000 | thousands by filing date | put |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 2,899 | $112,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 2,000 | $111,000 | thousands by filing date | put |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 7,487 | $111,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 10,200 | $111,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 4,000 | $110,000 | thousands by filing date | call |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 7,999 | $110,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 7,751 | $110,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,018 | $109,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1,900 | $108,000 | thousands by filing date | put |
| CELGENE CORP | 151020104 | COM | 1,100 | $108,000 | thousands by filing date | call |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 21,600 | $108,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 25,000 | $107,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 4,800 | $105,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 4,300 | $104,000 | thousands by filing date | call |
| NN INC | 629337106 | COM | 7,406 | $103,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,700 | $101,000 | thousands by filing date | put |
| RELYPSA INC | 759531106 | Common Stock | 5,400 | $99,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 6,000 | $98,000 | thousands by filing date | call |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 5,300 | $97,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 3,046 | $95,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 1,300 | $94,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,361 | $93,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 6,699 | $93,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,252 | $92,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 800 | $90,000 | thousands by filing date | call |
| MCDERMOTT INTL INC | 580037109 | COM | 18,400 | $90,000 | thousands by filing date | call |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 12,437 | $90,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 2,400 | $90,000 | thousands by filing date | put |
| CUMMINS INC COM | 231021106 | Stock | 800 | $89,000 | thousands by filing date | put |
| VERADIGM INC | 01988P108 | COMMON STOCK | 6,900 | $87,000 | thousands by filing date | put |
| Call - ZION $36.27 Exp 11/14/2018 | 989701131 | Warrants | 96,974 | $87,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 10,900 | $86,000 | thousands by filing date | put |
| ADVAXIS INC | 007624208 | COM NEW | 10,300 | $83,000 | thousands by filing date | call |
| KEMET CORP | 488360207 | COM NEW | 28,000 | $82,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 4,535 | $81,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J118 | *W EXP 07/28/202 | 131,312 | $81,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,800 | $80,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 6,000 | $80,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-16-000023 | superseded | 2016-08-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001279891-16-000025 | this filing | 2016-08-25 | acceptance time not in the bulk data set |