13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 1,190 holding rows worth $6,585,988,000.
- Accession
- 0001279891-16-000023
- Filer
- CIK 1279891
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 1,190 entries on the cover page, a total value of $6,585,988,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,585,988,000 with VALUE read as thousands by filing date, 13F file number 028-10687. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 1,912,000 | $400,516,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 962,842 | $201,691,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,229,100 | $141,321,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 2,213,900 | $139,497,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 2,106,500 | $132,730,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 443,100 | $94,061,000 | thousands by filing date | put |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 52,000,000 | $88,502,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 998,500 | $79,410,000 | thousands by filing date | put |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 75,145,000 | $74,660,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 745,000 | $71,758,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 63,586,000 | $68,997,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 597,100 | $68,654,000 | thousands by filing date | put |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 44,441,000 | $67,060,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 47,360,000 | $66,150,000 | thousands by filing date | principal |
| Verizon Communications Inc | 92343V104 | COM | 1,147,500 | $64,076,000 | thousands by filing date | call |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 665,000 | $62,230,000 | thousands by filing date | put |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 619,700 | $59,689,000 | thousands by filing date | call |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 34,249,000 | $57,328,000 | thousands by filing date | principal |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 894,516 | $53,790,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 48,750,000 | $53,351,000 | thousands by filing date | principal |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 1,079,900 | $52,979,000 | thousands by filing date | put |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 20,748,000 | $52,071,000 | thousands by filing date | principal |
| TAL ED GROUP | 874080AB0 | NOTE 2.500 5/1 | 21,500,000 | $51,414,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 575,000 | $50,577,000 | thousands by filing date | put |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 29,436,000 | $49,089,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 222,200 | $46,545,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 949,900 | $44,892,000 | thousands by filing date | call |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 417,100 | $44,854,000 | thousands by filing date | call |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 672,200 | $44,741,000 | thousands by filing date | put |
| SOLARCITY CORP | 83416T100 | COM | 1,857,000 | $44,438,000 | thousands by filing date | put |
| BLACK HILLS CORP COM | 092113109 | Stock | 700,500 | $44,159,000 | thousands by filing date | put |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 860,300 | $42,206,000 | thousands by filing date | call |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 36,951,000 | $42,111,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAB6 | AMERICAN DEP SHS | 9,750,000 | $41,542,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 32,451,000 | $41,430,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 24,445,000 | $40,849,000 | thousands by filing date | principal |
| HERBALIFE LTD | G4412G101 | COM SHS | 689,500 | $40,356,000 | thousands by filing date | call |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 563,100 | $37,479,000 | thousands by filing date | call |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 23,435,000 | $36,839,000 | thousands by filing date | principal |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 28,175,000 | $35,956,000 | thousands by filing date | principal |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 19,539,000 | $35,141,000 | thousands by filing date | principal |
| MONSANTO CO NEW | 61166W101 | COM | 327,100 | $33,825,000 | thousands by filing date | put |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 21,743,000 | $32,454,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 42,697,000 | $32,317,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435105 | COM | 255,400 | $31,322,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 31,652,000 | $31,312,000 | thousands by filing date | principal |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 5,108,400 | $31,263,000 | thousands by filing date | put |
| MONSANTO CO NEW | 61166W101 | COM | 294,300 | $30,433,000 | thousands by filing date | call |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 26,034,000 | $30,404,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 29,228,000 | $30,389,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 27,014,000 | $30,119,000 | thousands by filing date | principal |
| YAHOO INC | 984332106 | COM | 799,460 | $30,027,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 26,980,000 | $29,764,000 | thousands by filing date | principal |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 25,500,000 | $28,996,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 31,121,000 | $27,324,000 | thousands by filing date | principal |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 24,826,000 | $25,593,000 | thousands by filing date | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 200,000 | $25,294,000 | thousands by filing date | put |
| ALLERGAN PLC | G0177J108 | SHS | 109,400 | $25,281,000 | thousands by filing date | put |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 1,811,490 | $24,880,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 240,347 | $24,854,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 21,000,000 | $23,716,000 | thousands by filing date | principal |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 216,519 | $23,284,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 25,073,000 | $23,170,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 260,700 | $22,931,000 | thousands by filing date | call |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 15,657,000 | $22,900,000 | thousands by filing date | principal |
| EXXON MOBIL CORP | 30231G102 | COM | 239,400 | $22,441,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 208,500 | $22,422,000 | thousands by filing date | put |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 25,209,000 | $21,870,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 16,000,000 | $21,651,000 | thousands by filing date | principal |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 200,000 | $21,634,000 | thousands by filing date | call |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 21,264,000 | $20,845,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 18,385,000 | $20,380,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 303,300 | $20,096,000 | thousands by filing date | call |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 182,615 | $19,666,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 53,345,000 | $19,660,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 20,164,000 | $19,221,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 12,237,000 | $18,815,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 281,500 | $18,652,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 1,352,900 | $18,615,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 19,212,000 | $18,376,000 | thousands by filing date | principal |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 15,495,000 | $18,151,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 10,135,000 | $18,137,000 | thousands by filing date | principal |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 540,000 | $18,111,000 | thousands by filing date | call |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 15,713,000 | $17,983,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 943,300 | $17,658,000 | thousands by filing date | call |
| POST HLDGS INC | 737446104 | COM | 207,000 | $17,116,000 | thousands by filing date | put |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 18,425,000 | $16,883,000 | thousands by filing date | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 726,300 | $16,599,000 | thousands by filing date | put |
| TEXAS CAPITAL BANCSHARES INC | 88224Q115 | WTS | 517,253 | $16,583,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 15,211,000 | $16,535,000 | thousands by filing date | principal |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 8,750,000 | $16,393,000 | thousands by filing date | principal |
| Microsoft Corp | 594918104 | COM | 320,000 | $16,374,000 | thousands by filing date | put |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 17,400,000 | $16,222,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 15,000,000 | $16,021,000 | thousands by filing date | principal |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 15,000,000 | $15,510,000 | thousands by filing date | principal |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 17,282,000 | $15,441,000 | thousands by filing date | principal |
| ROYAL BK CDA COM | 780087102 | Stock | 250,100 | $14,778,000 | thousands by filing date | call |
| INCONTACT INC | 45336EAB5 | Bond | 12,225,000 | $14,652,000 | thousands by filing date | principal |
| ENDOLOGIX INC | 29266SAB2 | NOTE 3.25011/0 | 11,150,000 | $14,563,000 | thousands by filing date | principal |
| ININ 1.25 6/20 | 45841VAB5 | Bond 30/360P2 U | 15,250,000 | $14,497,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 150,200 | $14,359,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 348,400 | $14,354,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 617,700 | $14,117,000 | thousands by filing date | call |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 335,500 | $14,077,000 | thousands by filing date | call |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 14,985,000 | $14,072,000 | thousands by filing date | principal |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 1,014,300 | $14,007,000 | thousands by filing date | call |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 12,688,000 | $13,985,000 | thousands by filing date | principal |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 13,697,000 | $13,945,000 | thousands by filing date | principal |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 325,100 | $13,641,000 | thousands by filing date | put |
| LGI HOMES INC | 50187TAB2 | NOTE 4.25011/1 | 8,750,000 | $13,604,000 | thousands by filing date | principal |
| RAMBUS INC | 750917AE6 | CNV | 11,300,000 | $13,207,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,008,800 | $13,190,000 | thousands by filing date | put |
| BLACKBERRY LTD | C10268AA5 | DBCV 6.000%11/1 | 12,675,000 | $13,166,000 | thousands by filing date | principal |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 19,500,000 | $13,107,000 | thousands by filing date | principal |
| ACCURAY INC | 004397AF2 | NOTE 3.500% 2/0 | 11,500,000 | $13,005,000 | thousands by filing date | principal |
| TYSON FOODS INC CL A | 902494103 | Stock | 192,500 | $12,857,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,015,300 | $12,772,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 292,700 | $12,665,000 | thousands by filing date | put |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 8,600,000 | $12,521,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 10,500,000 | $12,462,000 | thousands by filing date | principal |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 12,686,000 | $12,435,000 | thousands by filing date | principal |
| WABASH NATL CORP | 929566AH0 | CNV | 9,806,000 | $12,279,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 12,500,000 | $12,213,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 470,700 | $11,984,000 | thousands by filing date | put |
| Vanguard Real Estate | 922908553 | SHS | 134,610 | $11,935,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 556,900 | $11,817,000 | thousands by filing date | put |
| ENERNOC INC | 292764AB3 | DBCV 2.250% 8/1 | 16,280,000 | $11,769,000 | thousands by filing date | principal |
| L BRANDS INC | 501797104 | COM | 175,000 | $11,747,000 | thousands by filing date | put |
| AMSURG CORP | 03232P405 | COM | 150,000 | $11,631,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 281,800 | $11,610,000 | thousands by filing date | call |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 12,833,000 | $11,608,000 | thousands by filing date | principal |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 250,000 | $11,535,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,024,200 | $11,440,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 100,000 | $11,428,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 12,365,000 | $11,138,000 | thousands by filing date | principal |
| BALL CORP | 058498106 | COM | 154,050 | $11,136,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 115,323 | $11,107,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 12,048,000 | $11,095,000 | thousands by filing date | principal |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 10,850,000 | $11,054,000 | thousands by filing date | principal |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 12,964,000 | $11,052,000 | thousands by filing date | principal |
| HERBALIFE LTD | G4412G101 | COM SHS | 188,573 | $11,037,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 184,600 | $10,908,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 581,650 | $10,888,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,161,600 | $10,849,000 | thousands by filing date | put |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 10,000,000 | $10,799,000 | thousands by filing date | principal |
| UNDER ARMOUR INC | 904311107 | CL A | 266,800 | $10,706,000 | thousands by filing date | put |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 32,500,000 | $10,698,000 | thousands by filing date | principal |
| NEVRO CORP | 64157FAA1 | BOND | 10,000,000 | $10,568,000 | thousands by filing date | principal |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 8,972,000 | $10,432,000 | thousands by filing date | principal |
| CLOROX CO DEL | 189054109 | COM | 75,000 | $10,379,000 | thousands by filing date | put |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 10,858,000 | $10,357,000 | thousands by filing date | principal |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 10,956,000 | $10,262,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 11,199,000 | $10,226,000 | thousands by filing date | principal |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 9,901,000 | $10,030,000 | thousands by filing date | principal |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 5,900,000 | $10,028,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 79,200 | $9,988,000 | thousands by filing date | call |
| ACCURAY INC | 004397AB1 | CNV | 9,975,000 | $9,950,000 | thousands by filing date | principal |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 627,853 | $9,913,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 11,834,000 | $9,902,000 | thousands by filing date | principal |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 8,688,000 | $9,883,000 | thousands by filing date | principal |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 10,370,000 | $9,810,000 | thousands by filing date | principal |
| Danaher Corporation | 235851102 | COM | 96,512 | $9,747,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 11,783,000 | $9,495,000 | thousands by filing date | principal |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 8,421,000 | $9,443,000 | thousands by filing date | principal |
| YAHOO INC | 984332106 | COM | 250,700 | $9,416,000 | thousands by filing date | call |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 299,200 | $9,209,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 175,200 | $9,087,000 | thousands by filing date | put |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 250,000 | $9,070,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 140,532 | $8,854,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 118,276 | $8,746,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 136,700 | $8,681,000 | thousands by filing date | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 200,000 | $8,586,000 | thousands by filing date | call |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 412,309 | $8,492,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 150,000 | $8,373,000 | thousands by filing date | call |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 89,000 | $8,328,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 162,200 | $8,299,000 | thousands by filing date | call |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 8,967,000 | $8,263,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 73,943 | $8,223,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 158,400 | $8,163,000 | thousands by filing date | call |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 585,600 | $8,087,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 55,200 | $7,992,000 | thousands by filing date | put |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 268,000 | $7,927,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 422,300 | $7,905,000 | thousands by filing date | put |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 8,133,000 | $7,727,000 | thousands by filing date | principal |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 6,897,000 | $7,659,000 | thousands by filing date | principal |
| WPX ENERGY INC | 98212B103 | COM | 822,000 | $7,652,000 | thousands by filing date | put |
| ST JUDE MED INC | 790849103 | COM | 97,275 | $7,587,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 261,100 | $7,490,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 236,576 | $7,447,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 68,395 | $7,388,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 234,384 | $7,223,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 122,200 | $7,152,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 11,695,000 | $7,147,000 | thousands by filing date | principal |
| TYCO INTL PLC | G91442106 | SHS | 167,698 | $7,143,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 10,000,000 | $7,135,000 | thousands by filing date | principal |
| TRINITY BIOTECH INVT LTD | 89643QAB4 | NOTE 4.000% 4/0 | 7,850,000 | $7,135,000 | thousands by filing date | principal |
| RUDOLPH TECHNOLOGIES INC | 781268AB3 | Bond | 6,130,000 | $7,074,000 | thousands by filing date | principal |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 750,000 | $7,072,000 | thousands by filing date | call |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 7,000,000 | $7,062,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 133,200 | $7,044,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 10,000 | $7,035,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907AK4 | NOTE 4.750 2/1 | 10,000,000 | $6,962,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 138,000 | $6,931,000 | thousands by filing date | put |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 272,762 | $6,919,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 75,900 | $6,879,000 | thousands by filing date | put |
| E M C CORP MASS | 268648102 | COM | 252,400 | $6,857,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 72,600 | $6,805,000 | thousands by filing date | call |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 211,511 | $6,755,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 65,000 | $6,665,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 183,833 | $6,566,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 735,700 | $6,533,000 | thousands by filing date | put |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 50,000 | $6,507,000 | thousands by filing date | call |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 65,774 | $6,399,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 275,806 | $6,393,000 | thousands by filing date | |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 7,150,000 | $6,371,000 | thousands by filing date | principal |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 517,800 | $6,337,000 | thousands by filing date | call |
| COMERICAINC | 200340107 | COM | 153,200 | $6,301,000 | thousands by filing date | put |
| SQNM 5 1/1/18 | 817337AC2 | Bond 30/360P2 U | 10,665,000 | $6,191,000 | thousands by filing date | principal |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 170,680 | $6,187,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,202,300 | $6,179,000 | thousands by filing date | put |
| ServiceNow,Inc. | 81762P102 | COM | 92,600 | $6,148,000 | thousands by filing date | put |
| Global Eagle Entertainment | 37951DAB8 | CONV BOND | 8,250,000 | $6,100,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 196,800 | $6,063,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 176,000 | $6,022,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,283,200 | $5,979,000 | thousands by filing date | put |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 4,000,000 | $5,953,000 | thousands by filing date | principal |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 195,800 | $5,828,000 | thousands by filing date | put |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 75,644 | $5,808,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 615,200 | $5,801,000 | thousands by filing date | put |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 457,669 | $5,798,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 70,336 | $5,794,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 298,818 | $5,728,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 50,000 | $5,714,000 | thousands by filing date | put |
| KLA CORP | 482480100 | COM | 76,468 | $5,601,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 180,800 | $5,565,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 178,000 | $5,548,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 740,705 | $5,547,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 530,118 | $5,523,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 366,500 | $5,493,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 150,000 | $5,476,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 70,808 | $5,468,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 69,000 | $5,433,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 97,300 | $5,433,000 | thousands by filing date | put |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 150,700 | $5,426,000 | thousands by filing date | put |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 5,400,000 | $5,416,000 | thousands by filing date | principal |
| DOLLAR GEN CORP COM | 256677105 | Stock | 57,600 | $5,414,000 | thousands by filing date | call |
| ALCOA INC | 013817101 | COM | 579,807 | $5,374,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 475,000 | $5,358,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354107 | COM | 426,100 | $5,304,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 380,100 | $5,294,000 | thousands by filing date | call |
| NextEra Energy,Inc. | 65339F101 | COM | 40,000 | $5,216,000 | thousands by filing date | put |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 77,800 | $5,155,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 20,660 | $5,127,000 | thousands by filing date | |
| TSL 3.5 06/19 | 89628EAC8 | Bond30E/360P2 U | 5,975,000 | $5,121,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 53,300 | $5,095,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 299,400 | $5,047,000 | thousands by filing date | put |
| LEXMARK INTL NEW | 529771107 | CL A | 133,492 | $5,039,000 | thousands by filing date | |
| Egalet Corporation | 28226BAB0 | Note 5.50% 4/1/20 | 6,500,000 | $5,031,000 | thousands by filing date | principal |
| PROTALIX BIOTHERAPEUTICS INC | 74365AAB7 | NOTE 4.500% 9/1 | 6,977,000 | $5,019,000 | thousands by filing date | principal |
| DOLLAR TREE INC COM | 256746108 | Stock | 52,500 | $4,947,000 | thousands by filing date | call |
| REALTY INCOME CORP COM | 756109104 | REIT | 70,900 | $4,917,000 | thousands by filing date | put |
| GCAP 4.1250 18 | 36268WAB6 | Bond 30/360P2 U | 5,255,000 | $4,844,000 | thousands by filing date | principal |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 322,580 | $4,835,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 369,900 | $4,805,000 | thousands by filing date | put |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 113,601 | $4,766,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 59,800 | $4,709,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 75,000 | $4,660,000 | thousands by filing date | put |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 121,200 | $4,612,000 | thousands by filing date | put |
| Q | 74876Y101 | Stock | 70,090 | $4,578,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 62,292 | $4,550,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 281,900 | $4,544,000 | thousands by filing date | call |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 40,800 | $4,537,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 60,000 | $4,533,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 368,100 | $4,505,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 21,200 | $4,500,000 | thousands by filing date | call |
| INTEROIL CORP | 460951106 | COM | 100,000 | $4,500,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 42,700 | $4,476,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 69,910 | $4,439,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 4,500,000 | $4,408,000 | thousands by filing date | principal |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 128,600 | $4,355,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 170,500 | $4,340,000 | thousands by filing date | call |
| STERICYCLE INC | 858912108 | COM | 41,400 | $4,310,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 136,700 | $4,303,000 | thousands by filing date | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 100,100 | $4,297,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222104 | COM | 217,500 | $4,289,000 | thousands by filing date | put |
| ROYCE VALUE TRUST | 780910105 | COM | 364,311 | $4,287,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 45,000 | $4,282,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 769,900 | $4,272,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 67,200 | $4,252,000 | thousands by filing date | call |
| LINKEDIN CORP | 53578A108 | COM | 22,427 | $4,244,000 | thousands by filing date | |
| TRINA SOLAR LTD | 89628EAE4 | DEBT 4.000%10/1 | 5,000,000 | $4,239,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 33,200 | $4,187,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 45,600 | $4,133,000 | thousands by filing date | call |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 3,581,000 | $4,119,000 | thousands by filing date | principal |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 100,000 | $4,104,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 5,700 | $4,079,000 | thousands by filing date | call |
| CIENA CORP COM NEW | 171779309 | Stock | 216,700 | $4,063,000 | thousands by filing date | call |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 55,600 | $4,061,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 246,200 | $4,049,000 | thousands by filing date | put |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 139,500 | $4,000,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 109,500 | $3,989,000 | thousands by filing date | call |
| UTS CF CORP | G20307123 | UNIT | 400,000 | $3,968,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 92,900 | $3,938,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 835,599 | $3,927,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 556,148 | $3,904,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 85,000 | $3,864,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 64,252 | $3,861,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 4,800 | $3,810,000 | thousands by filing date | call |
| LINKEDIN CORP | 53578A108 | COM | 20,000 | $3,785,000 | thousands by filing date | put |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 7,121,000 | $3,773,000 | thousands by filing date | principal |
| CIENA CORP COM NEW | 171779309 | Stock | 201,000 | $3,768,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 25,200 | $3,744,000 | thousands by filing date | put |
| CARMAX INC COM | 143130102 | Stock | 76,200 | $3,736,000 | thousands by filing date | call |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 130,000 | $3,728,000 | thousands by filing date | |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 11,311,000 | $3,701,000 | thousands by filing date | principal |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 749,100 | $3,700,000 | thousands by filing date | put |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 6,250,000 | $3,659,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 5,000 | $3,578,000 | thousands by filing date | put |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 647,637 | $3,555,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 75,000 | $3,549,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 228,500 | $3,539,000 | thousands by filing date | put |
| HUMANA INC COM | 444859102 | Stock | 19,669 | $3,538,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 152,344 | $3,481,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 675,707 | $3,442,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 142,437 | $3,408,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 22,900 | $3,402,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 75,000 | $3,396,000 | thousands by filing date | put |
| ALERE INC | 01449J105 | COM | 80,997 | $3,375,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 70,000 | $3,367,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 56,000 | $3,365,000 | thousands by filing date | put |
| LENDINGTREE INC | 52603B107 | COM | 38,000 | $3,356,000 | thousands by filing date | call |
| STERICYCLE INC | 858912108 | COM | 32,100 | $3,342,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 195,200 | $3,300,000 | thousands by filing date | put |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 46,632 | $3,289,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 162,892 | $3,280,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 107,748 | $3,251,000 | thousands by filing date | |
| TERRAVIA HLDGS INC | 83415TAB7 | NOTE 6.000% 2/0 | 5,915,000 | $3,250,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 40,760 | $3,193,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 150,000 | $3,183,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 40,000 | $3,176,000 | thousands by filing date | put |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 120,700 | $3,167,000 | thousands by filing date | call |
| WORKDAY INC CL A | 98138H101 | Stock | 42,400 | $3,166,000 | thousands by filing date | put |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 2,501,000 | $3,166,000 | thousands by filing date | principal |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 112,300 | $3,157,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 235,900 | $3,130,000 | thousands by filing date | put |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 50,000 | $3,130,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 55,500 | $3,124,000 | thousands by filing date | put |
| TYSON FOODS | 902494301 | COM | 42,011 | $3,102,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 45,599 | $3,027,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 649,243 | $3,025,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 204,328 | $3,019,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 111,500 | $3,017,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 226,845 | $3,010,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 70,978 | $3,008,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 195,775 | $3,005,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 20,700 | $2,997,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 251,200 | $2,979,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 37,300 | $2,966,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 213,700 | $2,940,000 | thousands by filing date | call |
| Vanguard Value ETF | 922908744 | SHS | 34,521 | $2,933,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C120 | UNIT 99/99/9999 | 289,763 | $2,903,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 25,500 | $2,897,000 | thousands by filing date | put |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 108,294 | $2,888,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 80,000 | $2,869,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 370,000 | $2,867,000 | thousands by filing date | put |
| AIR PRODS & CHEMS INC | 009158106 | COM | 20,000 | $2,840,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 100,000 | $2,831,000 | thousands by filing date | call |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 121,246 | $2,812,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 65,460 | $2,800,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 226,536 | $2,793,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 28,300 | $2,768,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 328,900 | $2,759,000 | thousands by filing date | put |
| WHOLE FOODS MKT INC | 966837106 | COM | 86,000 | $2,753,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 1,305,915 | $2,738,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 233,600 | $2,730,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 215,900 | $2,716,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 214,357 | $2,696,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 150,651 | $2,655,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 25,621 | $2,644,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 75,100 | $2,633,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 190,000 | $2,625,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 39,600 | $2,622,000 | thousands by filing date | put |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 299,868 | $2,614,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 63,600 | $2,612,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 4,500,000 | $2,601,000 | thousands by filing date | principal |
| MARKETO INC | 57063L107 | COM | 74,675 | $2,600,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 205,200 | $2,581,000 | thousands by filing date | call |
| CME Group Inc. Class A | 12572Q105 | COM | 26,400 | $2,571,000 | thousands by filing date | call |
| INGERSOLL-RAND PLC | G47791101 | SHS | 40,000 | $2,547,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 108,600 | $2,529,000 | thousands by filing date | put |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 45,100 | $2,529,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 38,007 | $2,507,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 54,200 | $2,500,000 | thousands by filing date | put |
| KELLANOVA | 487836108 | COM | 30,600 | $2,498,000 | thousands by filing date | call |
| FIRSTMERIT CORP | 337915102 | COM | 122,783 | $2,488,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 125,000 | $2,465,000 | thousands by filing date | put |
| RINGCENTRAL INC | 76680R206 | CL A | 125,000 | $2,465,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 145,250 | $2,456,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987MAE9 | CONV | 3,500,000 | $2,445,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 31,100 | $2,436,000 | thousands by filing date | put |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 351,468 | $2,425,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 45,764 | $2,420,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 99,087 | $2,407,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 68,536 | $2,383,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 54,100 | $2,352,000 | thousands by filing date | put |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 100,000 | $2,349,000 | thousands by filing date | put |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 25,000 | $2,339,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 19,050 | $2,336,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 2,449,000 | $2,321,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327R101 | COM | 40,000 | $2,304,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 293,200 | $2,289,000 | thousands by filing date | put |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 65,672 | $2,288,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 397,041 | $2,282,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 201,900 | $2,279,000 | thousands by filing date | put |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 173,493 | $2,277,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150112 | *W EXP 12/05/201 | 272,732 | $2,225,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 518,300 | $2,218,000 | thousands by filing date | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 5,500 | $2,215,000 | thousands by filing date | call |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 15,000 | $2,200,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 20,930 | $2,194,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 51,600 | $2,187,000 | thousands by filing date | call |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 33,000 | $2,185,000 | thousands by filing date | call |
| Gulfport Energy | 402635304 | COM | 69,900 | $2,185,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 85,400 | $2,178,000 | thousands by filing date | put |
| SPECTRANETICS CORP | 84760C107 | COM | 116,400 | $2,177,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 29,000 | $2,141,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 292,800 | $2,128,000 | thousands by filing date | put |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 42,903 | $2,121,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 61,700 | $2,120,000 | thousands by filing date | call |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 58,861 | $2,119,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 125,887 | $2,106,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 34,125 | $2,086,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 20,000 | $2,083,000 | thousands by filing date | put |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 2,433,000 | $2,052,000 | thousands by filing date | principal |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 103,000 | $2,044,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 27,000 | $2,022,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 32,400 | $2,005,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 46,064 | $2,003,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 25,600 | $1,995,000 | thousands by filing date | put |
| TERRAPIN 3 ACQUISITION CORP | 88104P203 | UNIT 06/27/2019 | 195,190 | $1,971,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 30,000 | $1,963,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 30,000 | $1,955,000 | thousands by filing date | call |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 6,900 | $1,878,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 21,200 | $1,864,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 248,000 | $1,857,000 | thousands by filing date | put |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 75,000 | $1,857,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 16,370 | $1,843,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 21,865 | $1,843,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 51,800 | $1,839,000 | thousands by filing date | call |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 3,074,000 | $1,836,000 | thousands by filing date | principal |
| PENNEY J C INC | 708160106 | COM | 205,427 | $1,824,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 110,227 | $1,818,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 15,000 | $1,805,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 145,188 | $1,794,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 57,300 | $1,786,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 30,037 | $1,776,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 50,000 | $1,775,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 5,363 | $1,775,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 40,100 | $1,771,000 | thousands by filing date | call |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 236,600 | $1,748,000 | thousands by filing date | put |
| SAP SE SPON ADR | 803054204 | ADR | 23,200 | $1,740,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 17,200 | $1,739,000 | thousands by filing date | call |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 50,200 | $1,738,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 45,100 | $1,710,000 | thousands by filing date | call |
| AEROVIRONMENT INC COM | 008073108 | Stock | 61,309 | $1,704,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 60,000 | $1,698,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 49,500 | $1,693,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 78,100 | $1,667,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 142,700 | $1,651,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 47,600 | $1,635,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 45,000 | $1,631,000 | thousands by filing date | call |
| OREXIGEN THERAPEUTICS INC | 686164AB0 | NOTE 2.750%12/0 | 6,000,000 | $1,627,000 | thousands by filing date | principal |
| ALCOA INC | 013817101 | COM | 174,200 | $1,614,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 138,600 | $1,611,000 | thousands by filing date | put |
| ENOVIS CORP | 194014106 | COMMON STOCK | 60,000 | $1,587,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 73,860 | $1,580,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 57,500 | $1,575,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 167,940 | $1,563,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 19,500 | $1,548,000 | thousands by filing date | call |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 60,717 | $1,547,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 102,000 | $1,542,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 198,287 | $1,536,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 1,557,000 | $1,536,000 | thousands by filing date | principal |
| Western Midstream Partners | 95825r103 | COM | 40,000 | $1,530,000 | thousands by filing date | put |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 111,520 | $1,520,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 53,500 | $1,514,000 | thousands by filing date | call |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 125,824 | $1,504,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 53,795 | $1,486,000 | thousands by filing date | |
| INVACARE CORP | 461203AD3 | SDCV 4.125% 2/0 | 1,500,000 | $1,483,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327R101 | COM | 25,738 | $1,482,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 36,000 | $1,478,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075F106 | COM | 1,101,500 | $1,476,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 21,400 | $1,475,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 85,000 | $1,474,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 94,822 | $1,471,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 1,752 | $1,458,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 7,600 | $1,438,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 214,000 | $1,435,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 200,100 | $1,432,000 | thousands by filing date | put |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 146,000 | $1,422,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-16-000023 | this filing | 2016-08-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001279891-16-000025 | base | 2016-08-25 | acceptance time not in the bulk data set |