13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-17, with 1,946 holding rows worth $4,236,768,000.
- Accession
- 0001279891-15-000013
- Filer
- CIK 1279891
- Filed
- 2015-11-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 1,946 entries on the cover page, a total value of $4,236,768,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,236,768,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IAC INTERACTIVECORP | 44919P508 | COM | 15,600 | $1,018,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 5,870 | $1,018,000 | thousands by filing date | put |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 5,316 | $1,018,000 | thousands by filing date | put |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 184,357 | $1,012,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 83,875 | $1,010,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 13,000 | $1,009,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 123,166 | $1,008,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 79,460 | $1,008,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L124 | UNIT 06/25/2016 | 99,011 | $1,004,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 781 | $1,003,000 | thousands by filing date | put |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 109,304 | $999,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 55,218 | $997,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 81,352 | $997,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 373 | $989,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 72,712 | $986,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 269 | $982,000 | thousands by filing date | put |
| SKECHERS U S A INC | 830566105 | CL A | 7,300 | $978,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,203 | $975,000 | thousands by filing date | put |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 80,202 | $974,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 66,786 | $972,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 138,390 | $970,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 4,502 | $969,000 | thousands by filing date | call |
| TECHNIPFMC PLC | 30249U101 | COM | 31,262 | $969,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 163,207 | $969,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 151,732 | $958,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 684 | $956,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 3,328 | $946,000 | thousands by filing date | call |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 177,864 | $939,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 9,900 | $937,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 7,301 | $934,000 | thousands by filing date | put |
| HUB GROUP INC | 443320106 | CL A | 25,597 | $931,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 172,820 | $926,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 142,978 | $925,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 70,134 | $925,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,195 | $915,000 | thousands by filing date | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 5,536 | $912,000 | thousands by filing date | put |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 94,057 | $910,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 156,454 | $907,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 45,238 | $906,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 6,762 | $901,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 47,098 | $900,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 41,150 | $891,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 2,363 | $890,000 | thousands by filing date | put |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 60,933 | $889,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 72,000 | $889,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 69,650 | $881,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 380 | $877,000 | thousands by filing date | put |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 10,787 | $869,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 34,450 | $865,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 526 | $862,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 1,108 | $854,000 | thousands by filing date | call |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 26,383 | $842,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,000 | $840,000 | thousands by filing date | call |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 63,992 | $839,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 2,680 | $838,000 | thousands by filing date | put |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 155,900 | $829,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 36,400 | $819,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 814,000 | $819,000 | thousands by filing date | principal |
| SEADRILL ORD | G7945E105 | COM | 138,087 | $814,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 3,984 | $814,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 835 | $811,000 | thousands by filing date | put |
| ICONIX BRAND GROUP INC | 451055107 | COM | 3,616 | $811,000 | thousands by filing date | put |
| PEPCO HOLDINGS INC | 713291102 | COM | 33,339 | $807,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 13,600 | $802,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,017 | $801,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 16,100 | $801,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 15,050 | $799,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 3,194 | $798,000 | thousands by filing date | put |
| CROWN CASTLE INC COM | 22822V101 | REIT | 618 | $797,000 | thousands by filing date | put |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 37,646 | $791,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,387 | $790,000 | thousands by filing date | call |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 60,146 | $785,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 591 | $781,000 | thousands by filing date | put |
| WELLTOWER INC COM | 95040Q104 | REIT | 11,400 | $772,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 90,195 | $772,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,456 | $760,000 | thousands by filing date | put |
| D R HORTON INC COM | 23331A109 | Stock | 25,900 | $760,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 58,231 | $758,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 45,000 | $756,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 13,266 | $754,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 2,256 | $752,000 | thousands by filing date | put |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 166,390 | $748,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 10,109 | $747,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 59,670 | $747,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 50 | $746,000 | thousands by filing date | call |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 250 | $739,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 5,115 | $737,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 39,800 | $734,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 455 | $730,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 87,910 | $729,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 120,746 | $728,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 14,394 | $728,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 28,000 | $716,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 1,782 | $716,000 | thousands by filing date | put |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 84,098 | $715,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 2,671 | $714,000 | thousands by filing date | put |
| Anglogold Ashanti Plc | 035128206 | Common | 1,728 | $713,000 | thousands by filing date | put |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 52,676 | $711,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 97,131 | $708,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 55,000 | $705,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 46,065 | $701,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 51,869 | $701,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 51,512 | $701,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 32,056 | $691,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 418,033 | $681,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 50,005 | $681,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 8,866 | $677,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 3,450 | $673,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 2,150 | $667,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 4,756 | $656,000 | thousands by filing date | put |
| UNITED RENTALS INC COM | 911363109 | Stock | 162 | $656,000 | thousands by filing date | put |
| SanDisk Corporation | 80004C101 | COM | 341 | $651,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 5,274 | $648,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 253,658 | $646,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 24,914 | $644,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 6,933 | $642,000 | thousands by filing date | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 5,247 | $641,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 398,508 | $641,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 44,948 | $638,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 281,400 | $638,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 13,409 | $632,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 47,899 | $631,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 930 | $630,000 | thousands by filing date | put |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 42,257 | $619,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 43,011 | $618,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 359,571 | $618,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 7,786 | $617,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 50,021 | $616,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 15,960 | $615,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 49,034 | $615,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 563 | $611,000 | thousands by filing date | call |
| SUNEDISON INC | 86732Y109 | COM | 8,323 | $611,000 | thousands by filing date | call |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 16,501 | $610,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 5,511 | $609,000 | thousands by filing date | put |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 9,920 | $609,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 76,167 | $607,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 877 | $607,000 | thousands by filing date | put |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 34,914 | $601,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 92,287 | $598,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 19,078 | $590,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 14,673 | $588,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 49,336 | $585,000 | thousands by filing date | |
| REMY INTL INC NEW | 75971M108 | COM | 20,000 | $585,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,229 | $581,000 | thousands by filing date | put |
| WHOLE FOODS MKT INC | 966837106 | COM | 921 | $581,000 | thousands by filing date | put |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 40,253 | $576,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,799 | $568,000 | thousands by filing date | call |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 28,481 | $564,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 400 | $563,000 | thousands by filing date | put |
| SFX ENTMT INC | 784178303 | COM | 1,152,605 | $562,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 40,813 | $561,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 22,880 | $559,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 17,980 | $558,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 10,013 | $544,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 858 | $544,000 | thousands by filing date | put |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 590 | $540,000 | thousands by filing date | put |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 83,006 | $527,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 2,000 | $523,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 105,768 | $522,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 10,771 | $518,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 12,550 | $514,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 26,800 | $514,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 16,300 | $513,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 61,214 | $511,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,200 | $510,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 188 | $510,000 | thousands by filing date | put |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,182 | $510,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 392 | $509,000 | thousands by filing date | put |
| Hubbell Inc Class B | 443510201 | COM | 6,000 | $509,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 538 | $509,000 | thousands by filing date | put |
| Western Midstream Partners | 95825r103 | COM | 519 | $508,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 18,295 | $506,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,500 | $506,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 206,368 | $503,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,715 | $502,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 179 | $501,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 8,730 | $496,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,046 | $492,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 47,586 | $489,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 450 | $488,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 35,854 | $485,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,279 | $481,000 | thousands by filing date | put |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 38,511 | $481,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 3,235 | $478,000 | thousands by filing date | put |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 30,134 | $477,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 45,600 | $476,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 1,711 | $472,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 99,412 | $472,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 23,715 | $468,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 4,099 | $468,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 20,043 | $467,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 6,900 | $462,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 3,381 | $461,000 | thousands by filing date | put |
| TRANSALTA CORP | 89346D107 | COM | 73,000 | $452,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 6,200 | $451,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 611 | $451,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 1,755 | $450,000 | thousands by filing date | put |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 7,426 | $450,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 9,310 | $446,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 15,000 | $445,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 2,472 | $444,000 | thousands by filing date | put |
| AR CAP ACQUISITION CORP | 00191R208 | UNIT 10/06/2019 | 44,625 | $443,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 9,130 | $442,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 31,332 | $441,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 31,087 | $441,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 3,140 | $437,000 | thousands by filing date | call |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 26,541 | $437,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 17,902 | $436,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 1,300 | $431,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 150 | $428,000 | thousands by filing date | call |
| EASTGROUP PPTYS INC | 277276101 | COM | 7,882 | $427,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 3,435 | $424,000 | thousands by filing date | put |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 41,003 | $421,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 2,500 | $418,000 | thousands by filing date | call |
| ABERDEEN INDIA FD INC | 454089103 | COM | 17,129 | $417,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 209 | $415,000 | thousands by filing date | put |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 4,578 | $413,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 53,467 | $412,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 468,000 | $411,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 390 | $410,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 43,871 | $407,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 12,078 | $407,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,600 | $406,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 25,497 | $404,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 26,937 | $401,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357116 | UNIT 99/99/9999 | 40,600 | $401,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 12,725 | $400,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 17,723 | $398,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 175 | $397,000 | thousands by filing date | put |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 31,218 | $397,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 29,636 | $396,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 150 | $395,000 | thousands by filing date | put |
| ALCOA INC | 013817101 | COM | 5,000 | $395,000 | thousands by filing date | call |
| F5 INC COM | 315616102 | Stock | 3,400 | $393,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 29,532 | $393,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 504 | $393,000 | thousands by filing date | put |
| MEREDITH CORP | 589433101 | COM | 9,205 | $391,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,165 | $388,000 | thousands by filing date | put |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 86 | $388,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 63,800 | $387,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 63,688 | $386,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 11,240 | $384,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 918 | $382,000 | thousands by filing date | put |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,460 | $378,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 3,498 | $378,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 19,550 | $377,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP | 97650W157 | *W EXP 12/19/201 | 12,308 | $377,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 6,434 | $376,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 60,000 | $375,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 24,205 | $372,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 56,995 | $371,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 25,000 | $370,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 55,200 | $370,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 132 | $368,000 | thousands by filing date | call |
| Duke Energy Corporation | 26441C204 | COM | 400 | $367,000 | thousands by filing date | put |
| ASSOCIATED BANC-CORP | 045487105 | COM | 20,433 | $367,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 25,000 | $367,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 100 | $365,000 | thousands by filing date | put |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 35,180 | $365,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 13,302 | $365,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 141 | $364,000 | thousands by filing date | put |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 25,980 | $363,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 58,690 | $359,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 27,369 | $358,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 39,600 | $356,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 1,405 | $354,000 | thousands by filing date | put |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 42,345 | $354,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 223 | $353,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 17,825 | $352,000 | thousands by filing date | put |
| AGRIUM INC | 008916108 | COM | 142 | $351,000 | thousands by filing date | put |
| PROFIRE ENERGY INC | 74316X101 | COM | 364,008 | $349,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,640 | $347,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 803 | $347,000 | thousands by filing date | put |
| Costco Wholesale Corporation | 22160K105 | COM | 2,400 | $346,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 449 | $346,000 | thousands by filing date | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 65,715 | $346,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 794 | $344,000 | thousands by filing date | call |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 7,237 | $342,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 32,055 | $338,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 7,605 | $337,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 14,040 | $337,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 760 | $336,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,774 | $336,000 | thousands by filing date | call |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 561 | $336,000 | thousands by filing date | put |
| KILROY REALTY CORP COM | 49427F108 | REIT | 5,125 | $333,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 595 | $333,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 820 | $333,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 1,056 | $331,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 1,689 | $331,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 6,500 | $329,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 231 | $326,000 | thousands by filing date | put |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 17,518 | $326,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 2,528 | $326,000 | thousands by filing date | put |
| WHITING PETE CORP NEW | 966387102 | COM | 1,125 | $326,000 | thousands by filing date | put |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 120 | $326,000 | thousands by filing date | call |
| AVOLON HLDGS LTD | G52237107 | COM | 10,718 | $326,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 17,000 | $324,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 448 | $323,000 | thousands by filing date | put |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 1,199 | $323,000 | thousands by filing date | put |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 63,800 | $318,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 20,000 | $318,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 24,191 | $314,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 2,863 | $314,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 89,426 | $314,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 4,300 | $311,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 33,309 | $309,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 205 | $309,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354107 | COM | 1,141 | $309,000 | thousands by filing date | put |
| NORTHSTAR REIT | 66704R704 | Common Stock | 1,390 | $309,000 | thousands by filing date | put |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,246 | $308,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 109,026 | $307,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 9,650 | $307,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 203 | $305,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,161 | $304,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 572 | $303,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 644 | $303,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 270 | $298,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 798 | $296,000 | thousands by filing date | call |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,500 | $296,000 | thousands by filing date | put |
| SOLAZYME INC | 83415T101 | COM | 3,689 | $293,000 | thousands by filing date | put |
| HUMANA INC COM | 444859102 | Stock | 103 | $291,000 | thousands by filing date | call |
| SILVER STD RES INC | 82823L106 | COM | 5,738 | $291,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 7,830 | $290,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 640 | $287,000 | thousands by filing date | put |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 216 | $287,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 278 | $286,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 1,109 | $286,000 | thousands by filing date | put |
| UNI-PIXEL INC | 904572203 | COM | 415 | $286,000 | thousands by filing date | put |
| ENBRIDGE INC COM | 29250N105 | Stock | 7,700 | $285,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 21,080 | $285,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 554 | $283,000 | thousands by filing date | call |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 10,757 | $283,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 4,894 | $282,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 60,882 | $280,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 555 | $277,000 | thousands by filing date | call |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 18,674 | $277,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 49 | $275,000 | thousands by filing date | call |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 18,843 | $272,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 201 | $271,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 98 | $269,000 | thousands by filing date | put |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,222 | $268,000 | thousands by filing date | put |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 150,800 | $268,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 152 | $267,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,200 | $267,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 9,869 | $266,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 34,109 | $266,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 1,055 | $265,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 260 | $264,000 | thousands by filing date | put |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 18,126 | $264,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 600 | $263,000 | thousands by filing date | call |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 22,157 | $263,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 5,000 | $263,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 2,006 | $260,000 | thousands by filing date | call |
| Call - STI $33.70 Exp 12/31/2018 | 867914129 | Warrants | 31,348 | $258,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 19,581 | $257,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 276 | $254,000 | thousands by filing date | call |
| FIRST SOLAR INC COM | 336433107 | Stock | 325 | $253,000 | thousands by filing date | put |
| DUKE REALTY CORP | 264411505 | COM NEW | 13,309 | $253,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 6,300 | $253,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,955 | $252,000 | thousands by filing date | put |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 7,084 | $251,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 144,900 | $249,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 163 | $249,000 | thousands by filing date | call |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 18,700 | $249,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 242 | $247,000 | thousands by filing date | call |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 313 | $245,000 | thousands by filing date | put |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 17,276 | $245,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 120,000 | $244,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 24,841 | $240,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 7,800 | $238,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 677 | $236,000 | thousands by filing date | call |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 22,106 | $236,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 161 | $235,000 | thousands by filing date | put |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 124 | $235,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 76 | $231,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 1,277 | $231,000 | thousands by filing date | call |
| QUINPARIO ACQUISITION CORP 2 | 74874U200 | UNIT 01/01/2023X | 22,308 | $229,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,482 | $227,000 | thousands by filing date | call |
| INTERDIGITAL INC COM | 45867G101 | Stock | 4,500 | $227,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 10,027 | $227,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 8,598 | $226,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,500 | $224,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 9,942 | $224,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 7,600 | $220,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 10,787 | $219,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 6,695 | $219,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 38,108 | $217,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 47,377 | $217,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 28,200 | $217,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 704 | $216,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 6,859 | $215,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 754 | $214,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 717 | $214,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 625 | $212,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 27,015 | $212,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 1,476 | $211,000 | thousands by filing date | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 8,350 | $211,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 92 | $210,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 314 | $209,000 | thousands by filing date | put |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 16,906 | $209,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,800 | $206,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 217 | $206,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,141 | $206,000 | thousands by filing date | put |
| GAP INC COM | 364760108 | Stock | 353 | $206,000 | thousands by filing date | put |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 15,776 | $206,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,132 | $205,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,168 | $205,000 | thousands by filing date | put |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 6,440 | $204,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 2,000 | $204,000 | thousands by filing date | put |
| PACE HLDGS CORP | G6865N129 | UNIT 99/99/9999 | 20,000 | $204,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 5,660 | $202,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 4,711 | $201,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 160,000 | $201,000 | thousands by filing date | principal |
| WEBMD HEALTH CORP | 94770V102 | COM | 5,057 | $201,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 15,207 | $198,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 537 | $197,000 | thousands by filing date | put |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 21,900 | $197,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 380 | $197,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 384 | $196,000 | thousands by filing date | put |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 76 | $196,000 | thousands by filing date | call |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 5,800 | $196,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 59,284 | $196,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,658 | $195,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 12,645 | $195,000 | thousands by filing date | call |
| M & T BK CORP COM | 55261F104 | Stock | 1,564 | $190,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 5,080 | $189,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 150 | $189,000 | thousands by filing date | put |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 21,850 | $189,000 | thousands by filing date | |
| Call - ZION $36.27 Exp 11/14/2018 | 989701131 | Warrants | 104,030 | $189,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 36,292 | $189,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 123 | $188,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 7,550 | $186,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 14,846 | $186,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 12,300 | $186,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 380 | $184,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 2,767 | $184,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 621 | $184,000 | thousands by filing date | put |
| CELGENE CORP | 151020104 | COM | 42 | $183,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 188 | $183,000 | thousands by filing date | put |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 2,972 | $183,000 | thousands by filing date | put |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 9,703 | $182,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 78 | $182,000 | thousands by filing date | call |
| SIGNATURE BANK-CW18 | 82669G112 | Wt | 1,700 | $182,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 27,410 | $181,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 542 | $180,000 | thousands by filing date | put |
| WHIRLPOOL CORP COM | 963320106 | Stock | 41 | $180,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 47 | $180,000 | thousands by filing date | put |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 53,687 | $179,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,332 | $177,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 176 | $177,000 | thousands by filing date | call |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 58,323 | $177,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 2,300 | $176,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 190 | $176,000 | thousands by filing date | put |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 13,459 | $176,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,906 | $175,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,146 | $174,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 6,300 | $174,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 100,400 | $170,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 560 | $169,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 1,193 | $169,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 125 | $169,000 | thousands by filing date | call |
| TWIN DISC INC | 901476101 | COMMON STOCK | 13,639 | $169,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 5,964 | $169,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 14,600 | $164,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 74 | $164,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 1,632 | $163,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 644 | $162,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 262 | $161,000 | thousands by filing date | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 139 | $160,000 | thousands by filing date | put |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 15,624 | $160,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 441 | $160,000 | thousands by filing date | put |
| WHOLE FOODS MKT INC | 966837106 | COM | 5,047 | $159,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 892 | $159,000 | thousands by filing date | put |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 12,512 | $158,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 32,305 | $157,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,900 | $156,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 498 | $156,000 | thousands by filing date | call |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 4,100 | $156,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 500 | $156,000 | thousands by filing date | call |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 3,806 | $156,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,334 | $155,000 | thousands by filing date | put |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 2,379 | $155,000 | thousands by filing date | put |
| ALTERA CORP | 021441100 | COM | 1,019 | $155,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 1,692 | $154,000 | thousands by filing date | put |
| HENNESSY CAPITAL ACQUISITION | 42588J209 | UNIT 99/99/9999 | 15,700 | $154,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,100 | $153,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 186 | $152,000 | thousands by filing date | put |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 155,000 | $152,000 | thousands by filing date | principal |
| BANK OF AMERICA CORP | 060505153 | CMN | 526,169 | $151,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 9,735 | $150,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 59 | $149,000 | thousands by filing date | put |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 11,240 | $149,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 3,713 | $148,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 5,850 | $146,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 1,200 | $146,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 32 | $145,000 | thousands by filing date | put |
| JABIL INC COM | 466313103 | Stock | 6,453 | $144,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 2,100 | $143,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 781 | $143,000 | thousands by filing date | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 9,600 | $142,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-15-000013 | this filing | 2015-11-17 | acceptance time not in the bulk data set |