13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-17, with 1,946 holding rows worth $4,236,768,000.
- Accession
- 0001279891-15-000013
- Filer
- CIK 1279891
- Filed
- 2015-11-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 1,946 entries on the cover page, a total value of $4,236,768,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,236,768,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 64,000,000 | $130,381,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 61,063,000 | $90,318,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 33,790,000 | $82,871,000 | thousands by filing date | principal |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 55,424,000 | $80,288,000 | thousands by filing date | principal |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 650,176 | $77,306,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 88,845,000 | $62,771,000 | thousands by filing date | principal |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 66,945,000 | $59,164,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 43,731,000 | $55,329,000 | thousands by filing date | principal |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 32,626,000 | $53,862,000 | thousands by filing date | principal |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 15,353,000 | $49,910,000 | thousands by filing date | principal |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 527,869 | $48,001,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 45,754,000 | $47,566,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 30,683,000 | $47,245,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 51,677,000 | $47,017,000 | thousands by filing date | principal |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 1,477,297 | $46,065,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 29,570,000 | $44,944,000 | thousands by filing date | principal |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 44,132,000 | $41,653,000 | thousands by filing date | principal |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 24,185,000 | $39,294,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 35,652,000 | $39,094,000 | thousands by filing date | principal |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 36,951,000 | $37,757,000 | thousands by filing date | principal |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 21,393,000 | $37,296,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 21,545,000 | $35,921,000 | thousands by filing date | principal |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 37,716 | $35,683,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 21,709,000 | $34,904,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 27,435,000 | $33,111,000 | thousands by filing date | principal |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 14,974,000 | $32,494,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAB6 | AMERICAN DEP SHS | 9,750,000 | $31,862,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 24,445,000 | $31,664,000 | thousands by filing date | principal |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 23,435,000 | $31,399,000 | thousands by filing date | principal |
| SUNE 2 10/01/18 | 86732YAC3 | Bond 30/360P2 U | 40,797,000 | $31,309,000 | thousands by filing date | principal |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 24,978,000 | $29,999,000 | thousands by filing date | principal |
| UTI WORLDWIDE INC (UTIW) 68.97 | 90349LAB0 | CONV | 39,920,000 | $29,293,000 | thousands by filing date | principal |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 20,668,000 | $28,768,000 | thousands by filing date | principal |
| SUNEDISON INC | 86732Y109 | COM | 23,905 | $28,417,000 | thousands by filing date | put |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 21,264,000 | $26,933,000 | thousands by filing date | principal |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 751,021 | $26,899,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 387,244 | $26,744,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 30,546,000 | $26,655,000 | thousands by filing date | principal |
| TAL ED GROUP | 874080AB0 | NOTE 2.500 5/1 | 20,000,000 | $26,470,000 | thousands by filing date | principal |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 15,430,000 | $25,137,000 | thousands by filing date | principal |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 11,871 | $24,935,000 | thousands by filing date | put |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 32,934,000 | $24,701,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 21,000,000 | $24,239,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 122,299 | $23,436,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 5,513 | $23,230,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 418,995 | $22,835,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 32,891,000 | $22,244,000 | thousands by filing date | principal |
| Micron Technology,Inc. | 595112103 | COM | 20,344 | $21,379,000 | thousands by filing date | put |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 142,247 | $21,136,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 15,400,000 | $20,926,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 13,520 | $20,789,000 | thousands by filing date | put |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 199,729 | $20,311,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 12,600,000 | $19,576,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 17,850,000 | $19,445,000 | thousands by filing date | principal |
| TEXAS CAPITAL BANCSHARES INC | 88224Q115 | WTS | 511,516 | $19,302,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 20,100,000 | $19,112,000 | thousands by filing date | principal |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 20,315,000 | $18,928,000 | thousands by filing date | principal |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 225,888 | $18,753,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 13,743 | $18,650,000 | thousands by filing date | put |
| CYS INVTS INC | 12673A108 | COM | 2,565,821 | $18,627,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 17,111,000 | $18,538,000 | thousands by filing date | principal |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 15,000,000 | $18,508,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 3,672 | $18,390,000 | thousands by filing date | put |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 890,811 | $17,851,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 16,264,000 | $17,130,000 | thousands by filing date | principal |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 23,000,000 | $16,640,000 | thousands by filing date | principal |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 10,550,000 | $16,523,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 16,378 | $16,347,000 | thousands by filing date | put |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 9,505,000 | $16,141,000 | thousands by filing date | principal |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 17,304,000 | $16,061,000 | thousands by filing date | principal |
| HATTERAS FINL CORP | 41902R103 | COM | 1,049,957 | $15,906,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 16,071,000 | $14,688,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 15,211,000 | $14,296,000 | thousands by filing date | principal |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 15,000,000 | $13,912,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 6,939 | $13,883,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 146,311 | $13,669,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 28,858 | $13,174,000 | thousands by filing date | put |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 18,574,000 | $12,983,000 | thousands by filing date | principal |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 13,250,000 | $12,891,000 | thousands by filing date | principal |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 14,577,000 | $12,717,000 | thousands by filing date | principal |
| ACCURAY INC | 004397AF2 | NOTE 3.500% 2/0 | 11,500,000 | $12,671,000 | thousands by filing date | principal |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 10,850,000 | $12,147,000 | thousands by filing date | principal |
| American Tower Corporation | 03027X100 | COM | 134,237 | $11,810,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 11,000,000 | $11,713,000 | thousands by filing date | principal |
| ENERNOC INC | 292764AB3 | DBCV 2.250% 8/1 | 16,280,000 | $11,291,000 | thousands by filing date | principal |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 14,991,000 | $10,953,000 | thousands by filing date | principal |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 9,580,000 | $10,866,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 13,165,000 | $10,687,000 | thousands by filing date | principal |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 690,360 | $10,679,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 203,653 | $10,604,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,132 | $10,593,000 | thousands by filing date | put |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 12,634,000 | $10,585,000 | thousands by filing date | principal |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 11,800,000 | $10,579,000 | thousands by filing date | principal |
| ACCURAY INC | 004397AB1 | CNV | 10,000,000 | $10,081,000 | thousands by filing date | principal |
| STONE ENERGY CORP | 861642AN6 | NOTE | 11,951,000 | $9,869,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 10,414,000 | $9,645,000 | thousands by filing date | principal |
| TIME WARNER CABLE INC | 88732J207 | COM | 52,786 | $9,468,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 20,023 | $9,417,000 | thousands by filing date | call |
| APC 7.5 PFD | 032511404 | Preferred Stock | 253,640 | $9,401,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,259 | $9,260,000 | thousands by filing date | put |
| RAMBUS INC | 750917AE6 | CNV | 7,800,000 | $9,132,000 | thousands by filing date | principal |
| BROADCOM CORP | 111320107 | CL A | 176,816 | $9,093,000 | thousands by filing date | |
| SQNM 5 1/1/18 | 817337AC2 | Bond 30/360P2 U | 10,665,000 | $9,068,000 | thousands by filing date | principal |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 162,500 | $9,017,000 | thousands by filing date | |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 10,082,000 | $8,905,000 | thousands by filing date | principal |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 3,873 | $8,893,000 | thousands by filing date | put |
| ALCOA INC | 013817101 | COM | 914,190 | $8,831,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 348,050 | $8,777,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 8,438,000 | $8,776,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 7,505 | $8,746,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 9,469 | $8,701,000 | thousands by filing date | put |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 448,769 | $8,558,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 150,209 | $8,534,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 59,934 | $8,326,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 75,000 | $8,301,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 35,560 | $8,168,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 163,478 | $8,110,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 8,786,000 | $7,903,000 | thousands by filing date | principal |
| YAHOO INC | 984332106 | COM | 269,620 | $7,794,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 62,321 | $7,643,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 108,723 | $7,573,000 | thousands by filing date | |
| TSL 3.5 06/19 | 89628EAC8 | Bond30E/360P2 U | 8,475,000 | $7,532,000 | thousands by filing date | principal |
| Walt Disney Co | 254687106 | COM | 73,201 | $7,481,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 11,911 | $7,371,000 | thousands by filing date | put |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 30,246 | $7,344,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 9,580,000 | $7,342,000 | thousands by filing date | principal |
| QTM 4.5 11/17 | 747906AJ4 | Bond 30/360P2 U | 8,910,000 | $7,325,000 | thousands by filing date | principal |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 235,579 | $7,298,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 113,274 | $7,165,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 92,219 | $7,144,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 80,852 | $7,119,000 | thousands by filing date | |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 371,941 | $7,102,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 135,805 | $7,067,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 130,462 | $6,945,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 524,551 | $6,908,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 110,832 | $6,674,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 132,459 | $6,633,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 73,317 | $6,607,000 | thousands by filing date | |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 6,910,000 | $6,551,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 66,684 | $6,467,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 36,346 | $6,315,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 364,099 | $6,309,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 46,880 | $6,259,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 58,600 | $6,230,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 437,555 | $6,147,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 80,290 | $6,001,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 13,538 | $5,935,000 | thousands by filing date | put |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 162,070 | $5,928,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 136,016 | $5,918,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 10,000,000 | $5,917,000 | thousands by filing date | principal |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 80,862 | $5,864,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 837,372 | $5,819,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 698,020 | $5,795,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 5,056,000 | $5,773,000 | thousands by filing date | principal |
| ORCHID IS CAP INC | 68571X103 | COM | 589,820 | $5,455,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 73,546 | $5,431,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 571,413 | $5,308,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 7,155 | $5,274,000 | thousands by filing date | put |
| PARTNERRE LTD | G6852T105 | COM | 37,864 | $5,258,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 62,300 | $5,213,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 122,557 | $5,176,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 189,150 | $5,095,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 133,850 | $5,082,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 6,650,000 | $5,029,000 | thousands by filing date | principal |
| McDonalds Corporation | 580135101 | COM | 51,028 | $5,027,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 402,699 | $5,025,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 251,228 | $5,002,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 118,825 | $4,979,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 1,152,605 | $4,978,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC | 74365AAB7 | NOTE 4.500% 9/1 | 6,977,000 | $4,944,000 | thousands by filing date | principal |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 402,827 | $4,930,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 65,200 | $4,847,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 161,481 | $4,847,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 4,491 | $4,845,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 1,200 | $4,739,000 | thousands by filing date | put |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 370,755 | $4,738,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 6,310,000 | $4,714,000 | thousands by filing date | principal |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 341,355 | $4,707,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 6,395,000 | $4,661,000 | thousands by filing date | principal |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 270,808 | $4,655,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 665,026 | $4,628,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 375,000 | $4,620,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 6,250,000 | $4,585,000 | thousands by filing date | principal |
| FEDEX CORP COM | 31428X106 | Stock | 31,713 | $4,566,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 394 | $4,561,000 | thousands by filing date | call |
| RINGCENTRAL INC | 76680R206 | CL A | 250,000 | $4,537,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 196,882 | $4,461,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 322,757 | $4,441,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 96,427 | $4,414,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 6,069,000 | $4,372,000 | thousands by filing date | principal |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 5,794 | $4,322,000 | thousands by filing date | put |
| ROYCE VALUE TRUST | 780910105 | COM | 375,265 | $4,315,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 95,664 | $4,277,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 15,602 | $4,265,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 233,540 | $4,241,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 28,469 | $4,217,000 | thousands by filing date | put |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 1,534,000 | $4,208,000 | thousands by filing date | principal |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 110,950 | $4,192,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,920 | $4,190,000 | thousands by filing date | put |
| OREXIGEN THERAPEUTICS INC | 686164AB0 | NOTE 2.750%12/0 | 6,000,000 | $4,186,000 | thousands by filing date | principal |
| MAGNA INTL INC COM | 559222401 | Stock | 87,138 | $4,183,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 35,972 | $4,154,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 13,722 | $4,117,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 31,047 | $4,093,000 | thousands by filing date | call |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 155,571 | $4,085,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 102,555 | $4,069,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 53,983 | $4,047,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 226,118 | $3,970,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 55,180 | $3,969,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 267,513 | $3,943,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 6,937,000 | $3,923,000 | thousands by filing date | principal |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 4,275,000 | $3,906,000 | thousands by filing date | principal |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 527,098 | $3,889,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 392,070 | $3,877,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 313,184 | $3,839,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAF6 | NOTE 1.750% 8/1 | 4,500,000 | $3,812,000 | thousands by filing date | principal |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 176,926 | $3,802,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 79,172 | $3,791,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 61,408 | $3,744,000 | thousands by filing date | |
| GOODRICH | 382410AG3 | NOTE5 | 18,430,000 | $3,725,000 | thousands by filing date | principal |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 4,412 | $3,703,000 | thousands by filing date | put |
| TERRAVIA HLDGS INC | 83415TAB7 | NOTE 6.000% 2/0 | 5,915,000 | $3,698,000 | thousands by filing date | principal |
| METRO BANCORP INC | 59161R101 | COM | 125,700 | $3,694,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 5,528 | $3,675,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 4,683 | $3,657,000 | thousands by filing date | put |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 189,452 | $3,650,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 2,900 | $3,586,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 2,398 | $3,551,000 | thousands by filing date | put |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 4,000,000 | $3,538,000 | thousands by filing date | principal |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 45,928 | $3,500,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 514,819 | $3,449,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 300,706 | $3,434,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 55,248 | $3,422,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 56,795 | $3,413,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 3,834 | $3,403,000 | thousands by filing date | put |
| HARMAN INTL INDS INC | 413086109 | COM | 35,000 | $3,359,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,719 | $3,331,000 | thousands by filing date | put |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 674,464 | $3,322,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 15,987 | $3,314,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 338,027 | $3,289,000 | thousands by filing date | |
| ARCH COAL INC | 039380308 | Common Stock | 16,838 | $3,279,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 508,173 | $3,262,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 50,000 | $3,239,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 98,622 | $3,232,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,704 | $3,194,000 | thousands by filing date | put |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 12,800 | $3,185,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 209,203 | $3,167,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 500,183 | $3,161,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 55,877 | $3,154,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 259,049 | $3,150,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 3,850 | $3,144,000 | thousands by filing date | put |
| CON-WAY INC | 205944101 | COM | 66,200 | $3,141,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 60,000 | $3,072,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 3,725 | $3,059,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 11,807 | $3,020,000 | thousands by filing date | put |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 539,083 | $3,008,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 100,000 | $3,007,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 490,746 | $2,959,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 68,155 | $2,944,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 186,001 | $2,897,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 225,000 | $2,877,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 145,731 | $2,859,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 369,306 | $2,858,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 57,344 | $2,832,000 | thousands by filing date | |
| E HOUSE CHINA HOLDINGS LIMIT | G2952TAA1 | DEBT 2.750%12/1 | 3,000,000 | $2,817,000 | thousands by filing date | principal |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 4,206 | $2,805,000 | thousands by filing date | put |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 50,000 | $2,799,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 43,269 | $2,733,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 378,769 | $2,727,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 45,000 | $2,707,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 73,056 | $2,692,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 153,506 | $2,674,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 194,180 | $2,668,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 6,789 | $2,652,000 | thousands by filing date | call |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 489,042 | $2,642,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 38,240 | $2,641,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 737,143 | $2,620,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150112 | *W EXP 12/05/201 | 266,991 | $2,611,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 47,856 | $2,584,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 10,961 | $2,584,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 39,752 | $2,577,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 89,877 | $2,567,000 | thousands by filing date | |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 3,380,000 | $2,562,000 | thousands by filing date | principal |
| HUMANA INC COM | 444859102 | Stock | 14,269 | $2,554,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 29,903 | $2,551,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 3,723 | $2,528,000 | thousands by filing date | put |
| ELECTRUM SPL ACQUISITION COR | G3105C120 | UNIT 99/99/9999 | 255,484 | $2,524,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 1,282,051 | $2,523,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,873 | $2,515,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 52,711 | $2,485,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 90,100 | $2,468,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 51,200 | $2,467,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 15,433 | $2,459,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 177,190 | $2,457,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 237,080 | $2,456,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 3,550 | $2,448,000 | thousands by filing date | put |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 367,619 | $2,426,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 27,600 | $2,420,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 222,124 | $2,414,000 | thousands by filing date | |
| SOUFUN HLDGS LTD | 836034AB4 | NOTE 2.000%12/1 | 2,500,000 | $2,396,000 | thousands by filing date | principal |
| GOGO INC | 38046C109 | COM | 156,151 | $2,385,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 741,635 | $2,380,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 3,927 | $2,378,000 | thousands by filing date | put |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 256,097 | $2,371,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 20,000 | $2,369,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 337,690 | $2,360,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 125,600 | $2,348,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 46,774 | $2,344,000 | thousands by filing date | |
| GEVO INC | 374396AA7 | NOTE 7.500% 7/0 | 4,000,000 | $2,333,000 | thousands by filing date | principal |
| XYLEM INC COM | 98419M100 | Stock | 70,672 | $2,321,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 2,684 | $2,304,000 | thousands by filing date | put |
| OM GROUP INC | 670872100 | COM | 69,449 | $2,284,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 6,149 | $2,283,000 | thousands by filing date | call |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 10,139 | $2,266,000 | thousands by filing date | call |
| Duke Energy Corporation | 26441C204 | COM | 31,372 | $2,256,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 2,049,000 | $2,249,000 | thousands by filing date | principal |
| LAYNE CHRISTENSEN CO | 521050AB0 | NOTE 4.250%11/1 | 3,000,000 | $2,246,000 | thousands by filing date | principal |
| DYCOM INDS INC COM | 267475101 | Stock | 31,000 | $2,243,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 12,655 | $2,238,000 | thousands by filing date | put |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 165,527 | $2,231,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 114,632 | $2,229,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 34,863 | $2,223,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 196,158 | $2,210,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 102,002 | $2,188,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 33,200 | $2,169,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 181,451 | $2,157,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 363,575 | $2,148,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 152 | $2,109,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657101 | COM | 2,156 | $2,107,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 5,896 | $2,107,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 19,194 | $2,095,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 20,000 | $2,090,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 3,672,956 | $2,057,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 28,000 | $2,048,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 1,853,000 | $2,045,000 | thousands by filing date | principal |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 20,000 | $2,036,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 20,000 | $2,012,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 203,242 | $2,010,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 223,392 | $2,003,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 94,500 | $1,990,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 178,144 | $1,972,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 3,914 | $1,955,000 | thousands by filing date | put |
| TERRAPIN 3 ACQUISITION CORP | 88104P203 | UNIT 06/27/2019 | 191,690 | $1,955,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 2,828 | $1,937,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 71,546 | $1,924,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 135,000 | $1,922,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 25,000 | $1,913,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 211,719 | $1,911,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 27,120 | $1,908,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 11,344 | $1,908,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 12,218 | $1,880,000 | thousands by filing date | put |
| SEALED AIR CORP NEW | 81211K100 | COM | 40,000 | $1,875,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 163,000 | $1,874,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 4,940 | $1,860,000 | thousands by filing date | put |
| American Tower Corporation | 03027X100 | COM | 1,207 | $1,856,000 | thousands by filing date | put |
| HOLOGIC INC | 436440101 | COM | 47,350 | $1,852,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 288,636 | $1,841,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 56,441 | $1,832,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 136,326 | $1,802,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 20,000 | $1,784,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 215 | $1,781,000 | thousands by filing date | put |
| LINKEDIN CORP | 53578A108 | COM | 335 | $1,754,000 | thousands by filing date | put |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 1,750,000 | $1,753,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,191 | $1,752,000 | thousands by filing date | put |
| CALAMOS DY COM NPV | 12811V105 | COM | 95,787 | $1,741,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 153,444 | $1,741,000 | thousands by filing date | |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 2,000,000 | $1,720,000 | thousands by filing date | principal |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 124,321 | $1,708,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 3,894 | $1,704,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 146,397 | $1,690,000 | thousands by filing date | |
| VIGGLE INC | 92672V204 | COM NEW | 2,048,780 | $1,679,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 37,849 | $1,675,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 38,897 | $1,649,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 38,000 | $1,648,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 12,170 | $1,643,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 31,926 | $1,638,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 20,000 | $1,636,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 53,972 | $1,626,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 129,314 | $1,620,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 11,100 | $1,609,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 27,054 | $1,600,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 97,920 | $1,592,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 338,874 | $1,589,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 155,113 | $1,580,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 13,776 | $1,567,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 120,550 | $1,563,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 105,722 | $1,561,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 183 | $1,557,000 | thousands by filing date | put |
| MEDIVATION INC | 58501N101 | COM | 36,646 | $1,557,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 1,557,000 | $1,551,000 | thousands by filing date | principal |
| FMC CORP COM NEW | 302491303 | Stock | 45,707 | $1,549,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 68,000 | $1,547,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 2,151 | $1,541,000 | thousands by filing date | call |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 25,006 | $1,533,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 109,998 | $1,515,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 235,981 | $1,498,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 59,400 | $1,495,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 81,911 | $1,494,000 | thousands by filing date | |
| INVACARE CORP | 461203AD3 | SDCV 4.125% 2/0 | 1,500,000 | $1,478,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 45,330 | $1,476,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 106,596 | $1,469,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 15,000 | $1,451,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 179,427 | $1,446,000 | thousands by filing date | |
| SQUARE 1 FINL INC | 85223W101 | CL A | 56,243 | $1,444,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 27,216 | $1,443,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 106,306 | $1,442,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 194,307 | $1,435,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 15,400 | $1,432,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,245 | $1,425,000 | thousands by filing date | call |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 1,500,000 | $1,420,000 | thousands by filing date | principal |
| AGL RES INC | 001204106 | COM | 23,200 | $1,416,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 2,193 | $1,414,000 | thousands by filing date | put |
| AMYRIS INC | 03236MAC5 | NOTE 6.500 5/1 | 2,000,000 | $1,414,000 | thousands by filing date | principal |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 105,238 | $1,410,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 17,805 | $1,404,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 187,206 | $1,394,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 40,588 | $1,393,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,244 | $1,392,000 | thousands by filing date | put |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 136,610 | $1,392,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 50,749 | $1,387,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 173,788 | $1,386,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 75,773 | $1,384,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 95,234 | $1,384,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 130,711 | $1,380,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 437 | $1,367,000 | thousands by filing date | put |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 482,606 | $1,365,000 | thousands by filing date | |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 400,524 | $1,360,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 31,400 | $1,357,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,320 | $1,349,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 309,245 | $1,345,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 23,888 | $1,328,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 45,260 | $1,327,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 922 | $1,323,000 | thousands by filing date | put |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 101,807 | $1,310,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 215,300 | $1,306,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 220,776 | $1,304,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 6,533 | $1,294,000 | thousands by filing date | put |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 29,194 | $1,292,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 102,414 | $1,283,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 48,699 | $1,278,000 | thousands by filing date | |
| COMERICA INC-CW18 | 200340115 | WTS | 101,835 | $1,273,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 59,450 | $1,268,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 1,275 | $1,263,000 | thousands by filing date | put |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 136,613 | $1,244,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 21,062 | $1,242,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 29,311 | $1,242,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 86,162 | $1,239,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 212,818 | $1,232,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 590 | $1,226,000 | thousands by filing date | call |
| VIRTUS TOTAL | 92829A103 | COM | 323,984 | $1,224,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,841 | $1,217,000 | thousands by filing date | call |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 4,664 | $1,215,000 | thousands by filing date | put |
| KEURIG GREEN MTN INC | 49271M100 | COM | 23,239 | $1,211,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 13,521 | $1,210,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 46,900 | $1,208,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 76,750 | $1,205,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 28,000 | $1,197,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 98,900 | $1,197,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 157,263 | $1,190,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 125,066 | $1,189,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,100 | $1,183,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 91,030 | $1,167,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 40,365 | $1,158,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 69,351 | $1,155,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 70,000 | $1,155,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 11,008 | $1,155,000 | thousands by filing date | put |
| DYNEGY INC NEW DEL | 26817R108 | COM | 55,373 | $1,144,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 87,127 | $1,133,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 75,424 | $1,129,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 1,500,000 | $1,128,000 | thousands by filing date | principal |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 80,390 | $1,123,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 940 | $1,119,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 174,403 | $1,109,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 106,804 | $1,101,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,026 | $1,100,000 | thousands by filing date | put |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 62,949 | $1,091,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 6,000 | $1,090,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 291,526 | $1,090,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 36,477 | $1,083,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 99,442 | $1,083,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 74,698 | $1,082,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 39,134 | $1,080,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 40,000 | $1,075,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 110,471 | $1,074,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 76,169 | $1,073,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 662 | $1,067,000 | thousands by filing date | call |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 107,457 | $1,060,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 181,757 | $1,059,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 17,854 | $1,056,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 109,021 | $1,056,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 342,461 | $1,047,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 38,000 | $1,045,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 440 | $1,041,000 | thousands by filing date | put |
| Barington/Hilco Acquisition Corp. | 06759V200 | UNIT | 102,003 | $1,040,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 65,139 | $1,036,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 7,500 | $1,034,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 229,338 | $1,025,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 9,456 | $1,022,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 10,919 | $1,019,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 14,800 | $1,019,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-15-000013 | this filing | 2015-11-17 | acceptance time not in the bulk data set |