13F-HR filed by MILLENNIUM MANAGEMENT LLC
MILLENNIUM MANAGEMENT LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 4,104 holding rows worth $63,259,391,000.
- Accession
- 0001273087-19-000039
- Filer
- CIK 1273087
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 4,106 entries on the cover page, a total value of $63,259,391,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $63,259,391,000 with VALUE read as thousands by filing date, 13F file number 028-10684. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerWORLDQUANT MILLENNIUM ADVISORS LLC028-18889
- included managerMILLENNIUM INTERNATIONAL MANAGEMENT LP028-12854
- included managerMILLENNIUM GLOBAL ESTATE GP LLC028-12858
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,369 | $336,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 12,232 | $336,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 4,288 | $335,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 17,546 | $334,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 5,364 | $333,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 126,300 | $333,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 20,000 | $332,000 | thousands by filing date | call |
| LTC PPTYS INC COM | 502175102 | REIT | 6,449 | $330,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 9,299 | $330,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,000 | $329,000 | thousands by filing date | put |
| CARVANA CO CL A | 146869102 | Stock | 4,995 | $329,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 36,334 | $329,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 10,316 | $328,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 100,961 | $327,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 4,916 | $326,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 13,123 | $326,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 7,317 | $326,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 35,875 | $326,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 5,017 | $325,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 45,021 | $325,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 6,823 | $324,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 20,576 | $324,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,711 | $323,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 37,392 | $323,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 6,945 | $323,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 113,491 | $323,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 9,786 | $322,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 11,606 | $322,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 11,356 | $320,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 516,881 | $320,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 9,093 | $318,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 100,089 | $318,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 13,913 | $318,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 3,300 | $318,000 | thousands by filing date | call |
| RETAIL VALUE INC | 76133Q102 | COM | 8,590 | $318,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,500 | $317,000 | thousands by filing date | put |
| FERRO CORP | 315405100 | COM | 26,763 | $317,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 7,540 | $315,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 66,064 | $315,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 18,319 | $314,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 2,545 | $314,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 16,599 | $313,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 38,521 | $313,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 20,000 | $313,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 14,018 | $313,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 57,515 | $312,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 13,700 | $312,000 | thousands by filing date | put |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 11,062 | $310,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 12,135 | $309,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 91,669 | $309,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 18,053 | $309,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 19,756 | $308,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 25,829 | $308,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 428,257 | $308,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 11,782 | $307,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 56,504 | $306,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 85,556 | $305,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 92,836 | $305,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 12,801 | $304,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 37,933 | $304,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 53,743 | $303,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 47,094 | $303,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 10,814 | $303,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 152,746 | $303,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 41,638 | $302,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 14,522 | $301,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 152,189 | $301,000 | thousands by filing date | |
| ENVISION SOLAR INTL INC | 29413Q201 | COM | 51,507 | $301,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 18,269 | $300,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 4,034 | $299,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 69,077 | $299,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 76,105 | $298,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,954 | $298,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 8,151 | $298,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 27,489 | $297,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 2,000 | $297,000 | thousands by filing date | put |
| NEURONETICS INC | 64131A105 | COM | 35,808 | $297,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 10,849 | $296,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 22,918 | $296,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 61,446 | $296,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 20,000 | $294,000 | thousands by filing date | call |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 114,300 | $294,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 7,220 | $293,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 13,926 | $293,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 19,042 | $293,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 400,755 | $292,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 1,754 | $291,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 7,708 | $291,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 16,088 | $290,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 177,326 | $290,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,930 | $289,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 26,290 | $288,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 9,579 | $287,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 14,713 | $286,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 60,753 | $283,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 3,477 | $282,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 25,683 | $282,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 260,451 | $281,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 49,839 | $281,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 16,089 | $280,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 125,681 | $279,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 97,975 | $279,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 9,317 | $278,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 11,335 | $277,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 14,159 | $276,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 29,114 | $276,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 45,995 | $275,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 27,894 | $275,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 5,000 | $274,000 | thousands by filing date | put |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,000 | $273,000 | thousands by filing date | call |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 15,604 | $273,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 62,403 | $272,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 58,927 | $272,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 11,721 | $272,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 13,517 | $271,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 4,059 | $270,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 9,546 | $270,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 16,692 | $269,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 21,357 | $269,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 70,224 | $269,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 20,392 | $268,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 99,099 | $268,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 25,296 | $267,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 4,792 | $266,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 13,600 | $266,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 17,150 | $266,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 51,963 | $265,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 19,827 | $264,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,200 | $263,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,200 | $263,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 5,000 | $263,000 | thousands by filing date | put |
| D R HORTON INC COM | 23331A109 | Stock | 5,000 | $263,000 | thousands by filing date | call |
| TRIMAS CORP | 896215209 | COM NEW | 8,591 | $263,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 24,527 | $263,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 194,092 | $263,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 18,312 | $262,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 47,000 | $261,000 | thousands by filing date | put |
| HYSTER-YALE INC | 449172105 | CL A | 4,767 | $260,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 184,549 | $260,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 6,200 | $259,000 | thousands by filing date | put |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 26,393 | $259,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 7,158 | $258,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 6,568 | $258,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 10,855 | $258,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 906,800 | $257,000 | thousands by filing date | put |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 20,885 | $257,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 32,868 | $257,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 5,640 | $256,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,400 | $255,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,400 | $255,000 | thousands by filing date | call |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 12,965 | $255,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 958 | $254,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 27,055 | $254,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 57,663 | $254,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,032 | $252,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 19,869 | $252,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 44,370 | $251,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 174,751 | $251,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 16,700 | $250,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 60,146 | $250,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 16,800 | $250,000 | thousands by filing date | call |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 48,003 | $249,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 6,798 | $248,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,100 | $248,000 | thousands by filing date | put |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 5,813 | $248,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 19,711 | $248,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 21,647 | $248,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,000 | $247,000 | thousands by filing date | put |
| Southern Company | 842587107 | COM | 4,000 | $247,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 30,426 | $247,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 5,853 | $247,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 11,138 | $246,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 5,000 | $246,000 | thousands by filing date | call |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 11,771 | $246,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 10,000 | $246,000 | thousands by filing date | put |
| PARK NATL CORP COM | 700658107 | Stock | 2,592 | $245,000 | thousands by filing date | |
| JERASH HLDGS US INC | 47632P101 | CMN | 32,716 | $245,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 32,710 | $244,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 388,530 | $244,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 6,708 | $243,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 14,005 | $243,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 10,964 | $243,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 15,689 | $243,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 3,201 | $241,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 18,508 | $241,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 50,801 | $241,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 4,181 | $240,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 10,000 | $240,000 | thousands by filing date | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 10,000 | $240,000 | thousands by filing date | call |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 47,093 | $240,000 | thousands by filing date | |
| WEIDAI LTD | 94861A108 | SPONS ADS | 39,468 | $240,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 6,786 | $239,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 12,036 | $239,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 77,557 | $238,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 4,768 | $238,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 89,932 | $238,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 5,000 | $238,000 | thousands by filing date | put |
| SCANSOURCE INC | 806037107 | COM | 7,797 | $238,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F110 | *W EXP 06/12/202 | 23,410 | $238,000 | thousands by filing date | call |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 213,798 | $237,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,900 | $236,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 20,741 | $236,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 26,037 | $236,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 4,422 | $236,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 11,462 | $235,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 5,527 | $235,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 5,367 | $235,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 4,464 | $235,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 6,016 | $235,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 8,286 | $234,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,600 | $233,000 | thousands by filing date | call |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 13,157 | $233,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 39,974 | $233,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 52,688 | $233,000 | thousands by filing date | |
| LINX S A | 53619W101 | SPONSORED ADS | 30,237 | $233,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 3,400 | $232,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 16,415 | $232,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 18,935 | $232,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 22,764 | $232,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 7,057 | $231,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 18,023 | $231,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 30,795 | $230,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 3,479 | $229,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 14,838 | $229,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 189,215 | $228,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,600 | $227,000 | thousands by filing date | call |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 5,339 | $227,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 102,957 | $227,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 10,000 | $226,000 | thousands by filing date | put |
| LIVENT CORP | 53814L108 | COM | 33,852 | $226,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 21,533 | $226,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 10,265 | $225,000 | thousands by filing date | |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 19,721 | $225,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 7,283 | $223,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 18,100 | $222,000 | thousands by filing date | call |
| SILVERCREST METALS INC | 828363101 | COM | 42,664 | $222,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 7,856 | $221,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 2,534 | $221,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 2,964 | $219,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 14,525 | $219,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 20,000 | $219,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 4,000 | $217,000 | thousands by filing date | call |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,619 | $217,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 8,719 | $217,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 24,082 | $217,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,119 | $216,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 6,347 | $216,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 24,891 | $216,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 38,320 | $216,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 7,634 | $215,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 199,699 | $215,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 166,728 | $215,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 6,900 | $214,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 2,295 | $213,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 14,406 | $213,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 20,112 | $213,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 199,121 | $211,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,487 | $210,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 56,885 | $210,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 7,958 | $210,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 14,947 | $210,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 8,916 | $210,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 42,923 | $209,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 13,296 | $209,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 33,264 | $209,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 27,916 | $209,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 11,172 | $208,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 7,000 | $208,000 | thousands by filing date | call |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 13,362 | $208,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,200 | $207,000 | thousands by filing date | put |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,200 | $207,000 | thousands by filing date | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,100 | $207,000 | thousands by filing date | put |
| EQUILLIUM INC | 29446K106 | COM | 54,502 | $207,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 11,679 | $206,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 8,027 | $205,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 9,196 | $205,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 25,290 | $205,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 7,734 | $205,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 30,000 | $205,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284208 | CL B | 27,386 | $204,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 69,305 | $204,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 5,843 | $203,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 5,000 | $203,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 1,600 | $202,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 1,600 | $202,000 | thousands by filing date | call |
| BECTON DICKINSON & CO | 075887109 | COM | 800 | $202,000 | thousands by filing date | call |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 18,492 | $201,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 8,821 | $201,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 9,198 | $200,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 9,399 | $200,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 42,509 | $200,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 12,977 | $200,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 13,359 | $199,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 12,976 | $199,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 65,317 | $199,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 14,327 | $198,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 12,439 | $197,000 | thousands by filing date | |
| Mid-Southern Bancorp | 59548Q107 | COM | 15,026 | $197,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 33,549 | $196,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 40,866 | $195,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 14,773 | $195,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 25,632 | $195,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 13,613 | $194,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 18,775 | $194,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 23,494 | $193,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 10,000 | $192,000 | thousands by filing date | call |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 45,689 | $191,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 14,884 | $191,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 48,634 | $190,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 13,851 | $188,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 41,522 | $188,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 155,019 | $187,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 25,255 | $186,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 16,195 | $184,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 66,618 | $183,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 31,867 | $183,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 40,730 | $181,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 218,484 | $181,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 10,465 | $179,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 96,042 | $179,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 22,689 | $177,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 23,336 | $176,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 280,533 | $176,000 | thousands by filing date | |
| FIRST SEACOAST BANCORP | 33631P102 | COM | 18,862 | $176,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 92,089 | $175,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 41,708 | $175,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 148,138 | $175,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 16,662 | $174,000 | thousands by filing date | |
| 1895 BANCORP OF WIS INC COM | 28252W105 | Stock | 18,209 | $174,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 32,052 | $173,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 16,673 | $173,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 37,643 | $172,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 17,300 | $172,000 | thousands by filing date | call |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 25,569 | $171,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 11,500 | $171,000 | thousands by filing date | put |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 50,933 | $170,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 13,924 | $170,000 | thousands by filing date | |
| SCWORX CORP COM | 78396V109 | Stock | 70,766 | $169,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 84,984 | $167,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 18,591 | $167,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 18,758 | $165,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 72,564 | $165,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 43,093 | $164,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 10,384 | $164,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 14,879 | $164,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 24,551 | $164,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 14,219 | $164,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 11,410 | $163,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 25,319 | $161,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 11,195 | $161,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 62,620 | $161,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 21,406 | $161,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 20,861 | $161,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 11,218 | $160,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 25,574 | $159,000 | thousands by filing date | |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 26,437 | $158,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 10,078 | $157,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 41,704 | $157,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 13,106 | $156,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 29,992 | $155,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 28,387 | $155,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 29,649 | $155,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 14,417 | $154,000 | thousands by filing date | |
| PECK CO HLDGS INC | 705163103 | COM NEW | 32,161 | $153,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 15,620 | $152,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 300,436 | $152,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 75,500 | $152,000 | thousands by filing date | call |
| Renovaro Inc | 29350E104 | Common Stock | 27,585 | $151,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 25,732 | $151,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 80,822 | $150,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 41,263 | $149,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 172,897 | $149,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 20,000 | $149,000 | thousands by filing date | call |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 10,367 | $148,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 10,880 | $148,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 17,498 | $148,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 20,700 | $148,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 10,844 | $148,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 13,465 | $146,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 13,734 | $146,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 21,302 | $145,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 70,919 | $145,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 21,324 | $145,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 11,682 | $143,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 40,857 | $143,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 65,362 | $143,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 71,437 | $143,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 15,907 | $140,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 54,705 | $139,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 15,590 | $139,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 10,000 | $138,000 | thousands by filing date | call |
| BIOCARDIA INC | 09060U507 | COM | 41,978 | $138,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 11,642 | $136,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 26,199 | $136,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 86,713 | $135,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 15,939 | $135,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 46,155 | $135,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 64,120 | $134,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 63,765 | $133,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 41,935 | $132,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 12,056 | $132,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 22,024 | $131,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 186,573 | $131,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 64,406 | $130,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 45,535 | $130,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 36,767 | $130,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 19,043 | $129,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 10,938 | $128,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 10,794 | $127,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 11,351 | $127,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 36,970 | $126,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 16,219 | $126,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 15,319 | $125,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 13,557 | $124,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 11,937 | $124,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 16,810 | $124,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 171,211 | $124,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 88,541 | $124,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 93,023 | $124,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 31,802 | $123,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 78,785 | $123,000 | thousands by filing date | |
| ESTRE AMBIENTAL INC | G3206V100 | SHS | 256,725 | $123,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 32,002 | $122,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 11,081 | $122,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 19,848 | $122,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 138,088 | $122,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 24,046 | $122,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 11,496 | $121,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 15,833 | $121,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 24,641 | $121,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 12,625 | $120,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 21,952 | $120,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 11,937 | $120,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 24,691 | $118,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 16,853 | $118,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 25,103 | $117,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 101,398 | $117,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 13,925 | $117,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 15,642 | $116,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 18,957 | $115,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 22,858 | $115,000 | thousands by filing date | |
| RUHNN HLDG LTD | 781314109 | ADS | 15,923 | $115,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 12,776 | $114,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 17,100 | $114,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 33,712 | $114,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 16,413 | $113,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 13,506 | $113,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 87,352 | $112,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 17,374 | $111,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 87,905 | $111,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 11,199 | $110,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 17,065 | $110,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 53,638 | $109,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 30,927 | $106,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 224,385 | $106,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 10,451 | $105,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 15,586 | $105,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 50,061 | $105,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 13,376 | $104,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 16,767 | $104,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 19,966 | $103,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 59,239 | $103,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 59,167 | $103,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 23,421 | $102,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 11,834 | $102,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 33,208 | $101,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 34,372 | $101,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 31,925 | $100,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 31,975 | $100,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 12,508 | $100,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 384,095 | $100,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 10,761 | $100,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 15,519 | $96,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 78,490 | $96,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 16,883 | $95,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 24,180 | $95,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 29,288 | $95,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 14,748 | $94,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 11,249 | $94,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 123,054 | $94,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 21,093 | $94,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 16,076 | $93,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 17,461 | $91,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 10,345 | $87,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 48,649 | $87,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 11,565 | $87,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 17,327 | $86,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 10,853 | $84,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 18,827 | $82,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 18,264 | $82,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 38,313 | $81,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 10,160 | $80,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 15,859 | $79,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 19,168 | $79,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 15,335 | $78,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 144,880 | $78,000 | thousands by filing date | |
| PHAXIAM THERAPEUTICS S A | 29604W108 | SPONSORED ADR | 17,582 | $78,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 18,483 | $77,000 | thousands by filing date | |
| VALERITAS HOLDINGS INC | 91914N301 | COM | 54,493 | $77,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 71,644 | $76,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001273087-19-000039 | this filing | 2019-11-14 | acceptance time not in the bulk data set |