13F-HR filed by MILLENNIUM MANAGEMENT LLC
MILLENNIUM MANAGEMENT LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 4,104 holding rows worth $63,259,391,000.
- Accession
- 0001273087-19-000039
- Filer
- CIK 1273087
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 4,106 entries on the cover page, a total value of $63,259,391,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $63,259,391,000 with VALUE read as thousands by filing date, 13F file number 028-10684. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerWORLDQUANT MILLENNIUM ADVISORS LLC028-18889
- included managerMILLENNIUM INTERNATIONAL MANAGEMENT LP028-12854
- included managerMILLENNIUM GLOBAL ESTATE GP LLC028-12858
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Fluent Co | 34380C102 | COM | 283,777 | $776,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P204 | UNIT 11/02/2022 | 75,620 | $775,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 75,000 | $769,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 37,500 | $768,000 | thousands by filing date | call |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 148,633 | $768,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 3,972 | $768,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 6,700 | $766,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 5,300 | $765,000 | thousands by filing date | put |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 17,375 | $765,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 12,410 | $765,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 20,408 | $763,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 435,783 | $762,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 324,463 | $762,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 33,165 | $761,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 24,950 | $760,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 108,282 | $760,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 40,184 | $759,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 23,781 | $758,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 22,230 | $758,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 16,635 | $758,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,600 | $757,000 | thousands by filing date | call |
| GORMAN RUPP CO COM | 383082104 | Stock | 21,766 | $757,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 10,000 | $755,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 47,490 | $753,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 51,645 | $752,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 20,000 | $749,000 | thousands by filing date | put |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 20,275 | $748,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 154,427 | $747,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 45,066 | $747,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 41,410 | $746,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 7,039 | $743,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 127,080 | $742,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 15,761 | $741,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 13,661 | $739,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 35,868 | $738,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 23,261 | $735,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 15,000 | $734,000 | thousands by filing date | call |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,549 | $730,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 22,074 | $728,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 38,200 | $727,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 30,310 | $727,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 18,195 | $726,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 7,900 | $721,000 | thousands by filing date | call |
| NUTRIEN LTD COM | 67077M108 | Stock | 14,418 | $719,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 7,216 | $717,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 7,042 | $713,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 56,961 | $712,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 25,863 | $709,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 16,969 | $708,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 19,864 | $707,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 21,788 | $706,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 27,363 | $705,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 57,649 | $705,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 7,181 | $704,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 299,013 | $702,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 150,015 | $700,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 7,038 | $698,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 490,161 | $696,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 7,529 | $695,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 22,643 | $693,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 15,744 | $692,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 26,555 | $692,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 31,782 | $690,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 17,558 | $687,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 28,285 | $685,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 32,424 | $684,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 48,894 | $684,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 184,388 | $682,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 14,634 | $681,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 10,000 | $681,000 | thousands by filing date | call |
| CBM BANCORP INC | 1248XT104 | COM | 48,678 | $681,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 21,528 | $680,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 40,000 | $680,000 | thousands by filing date | call |
| WALKER&DUNLOPINC | 93148P102 | STOK | 12,107 | $677,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 208,774 | $674,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 46,936 | $673,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 56,669 | $673,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 333,364 | $666,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 13,747 | $665,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 2,189 | $665,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 2,000 | $665,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 306,581 | $662,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 11,560 | $661,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 3,500 | $660,000 | thousands by filing date | put |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 8,673 | $660,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 10,584 | $658,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 5,086 | $658,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 135,797 | $658,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 25,768 | $655,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 873,952 | $655,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 57,835 | $655,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 37,761 | $654,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 242,105 | $653,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 14,607 | $651,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 54,629 | $650,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 39,472 | $650,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 64,207 | $648,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 34,333 | $648,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 91,395 | $647,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 311,286 | $647,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 12,542 | $646,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 64,611 | $646,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 6,661 | $645,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 58,707 | $645,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 7,851 | $644,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 40,763 | $642,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 12,996 | $641,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 31,565 | $630,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 43,801 | $626,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 63,979 | $625,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 74,399 | $624,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 13,749 | $622,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 12,786 | $621,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 4,134 | $620,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 21,920 | $619,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 136,482 | $618,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 50,338 | $618,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 92,329 | $617,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 10,879 | $617,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 50,044 | $616,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 29,841 | $616,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 2,068 | $614,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,300 | $611,000 | thousands by filing date | call |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 35,715 | $610,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 13,566 | $610,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 37,398 | $610,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 64,763 | $610,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 154,733 | $608,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 122,806 | $607,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 11,608 | $607,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 35,578 | $605,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 33,412 | $605,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 211,000 | $604,000 | thousands by filing date | call |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 15,060 | $603,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 123,820 | $603,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 16,756 | $602,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 51,648 | $599,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 53,825 | $597,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 18,574 | $596,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 12,479 | $596,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 152,553 | $596,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 2,000 | $594,000 | thousands by filing date | call |
| GLOBE LIFE INC | 37959E102 | COM | 6,198 | $593,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 44,688 | $593,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 30,151 | $593,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 61,149 | $593,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 91,780 | $592,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 4,608 | $590,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 34,469 | $589,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 211,929 | $589,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 5,580 | $588,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 37,964 | $588,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 76,076 | $588,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 3,850 | $586,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 9,635 | $583,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 5,330 | $583,000 | thousands by filing date | |
| MRI INTERVENTIONS INC | 55347P209 | COM NEW | 115,284 | $583,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 4,522 | $582,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 10,000 | $582,000 | thousands by filing date | call |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 243,243 | $581,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 5,402 | $580,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 66,369 | $580,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 50,000 | $579,000 | thousands by filing date | call |
| RIVERVIEW BANCORP INC | 769397100 | COM | 78,371 | $578,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 410,085 | $578,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 15,907 | $577,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 24,000 | $576,000 | thousands by filing date | call |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 51,685 | $576,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 35,002 | $575,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 48,333 | $575,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 71,152 | $574,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 191,560 | $574,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 24,189 | $574,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 33,443 | $573,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 6,203 | $572,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 179,594 | $572,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 2,390 | $571,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 35,053 | $571,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 5,673 | $570,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 243,512 | $569,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 227,546 | $568,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 29,011 | $567,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 20,994 | $567,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 6,478 | $567,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 9,500 | $566,000 | thousands by filing date | put |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 250,000 | $565,000 | thousands by filing date | call |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 48,363 | $563,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 26,425 | $562,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 6,205 | $561,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 56,305 | $560,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 17,293 | $559,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 62,048 | $558,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 8,918 | $552,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 11,365 | $551,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 8,923 | $548,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 24,016 | $547,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 598,662 | $547,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 6,240 | $546,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 21,424 | $546,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 928,288 | $545,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 10,183 | $545,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 5,800 | $544,000 | thousands by filing date | call |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 356,066 | $543,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 2,000 | $543,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 19,510 | $543,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 39,944 | $541,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 248,620 | $537,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 13,804 | $536,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 72,664 | $534,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 3,000 | $533,000 | thousands by filing date | put |
| AGNT INC | 30212W100 | COM | 63,567 | $532,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 10,000 | $532,000 | thousands by filing date | put |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 42,618 | $532,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 57,077 | $532,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 3,051 | $530,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 40,829 | $530,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 10,000 | $530,000 | thousands by filing date | call |
| KRATON CORPORATION | 50077C106 | COM | 16,435 | $530,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 32,785 | $530,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 75,747 | $530,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 48,322 | $529,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 21,239 | $529,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 27,066 | $528,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 158,583 | $528,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 30,723 | $527,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 20,226 | $526,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 100,000 | $525,000 | thousands by filing date | call |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 35,038 | $525,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 42,918 | $524,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,969 | $523,000 | thousands by filing date | |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 48,843 | $522,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 8,252 | $521,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 24,500 | $520,000 | thousands by filing date | call |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 20,000 | $520,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 6,387 | $518,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 5,000 | $518,000 | thousands by filing date | call |
| SMART SAND INC | 83191H107 | COM | 183,376 | $518,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 18,020 | $516,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 19,888 | $516,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 26,761 | $514,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 29,936 | $514,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 12,697 | $513,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 39,400 | $512,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 55,448 | $511,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 418,619 | $510,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 19,264 | $509,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 27,734 | $508,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,304 | $508,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 24,614 | $508,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 79,174 | $507,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 50,000 | $504,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 28,237 | $503,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 66,142 | $502,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 56,536 | $502,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 7,477 | $502,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 21,523 | $501,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 754 | $500,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 13,900 | $499,000 | thousands by filing date | call |
| Vanguard Energy ETF | 92204A306 | SHS | 6,394 | $498,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950137 | RIGHT 02/20/2020 | 2,075,200 | $498,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 34,658 | $497,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,400 | $494,000 | thousands by filing date | put |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 25,691 | $494,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 118,888 | $494,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,000 | $493,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 3,000 | $493,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 137,218 | $493,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 23,889 | $493,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,400 | $492,000 | thousands by filing date | put |
| Eli Lilly and Company | 532457108 | COM | 4,400 | $492,000 | thousands by filing date | call |
| PAR TECHNOLOGY CORP | 698884103 | COM | 20,725 | $492,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 98,223 | $491,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,500 | $490,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,500 | $490,000 | thousands by filing date | call |
| ISHARES TR | 46429B408 | CMN | 14,661 | $490,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 6,621 | $489,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 45,411 | $488,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 400 | $487,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 400 | $487,000 | thousands by filing date | call |
| COMSTOCK RES INC COM | 205768302 | Stock | 62,529 | $487,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 11,589 | $487,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 19,476 | $486,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 80,154 | $485,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 13,954 | $484,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 13,274 | $483,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 7,100 | $483,000 | thousands by filing date | put |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 21,031 | $483,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 58,189 | $483,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 9,084 | $483,000 | thousands by filing date | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 92,016 | $481,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 5,000 | $480,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 38,500 | $480,000 | thousands by filing date | put |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 323,852 | $479,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 10,000 | $479,000 | thousands by filing date | call |
| PRA Group Inc | 69354N106 | COM | 14,205 | $479,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 6,003 | $476,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 47,941 | $474,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 29,512 | $474,000 | thousands by filing date | |
| TAIWAN LIPOSOME CO LTD | 874038102 | SPONSORED | 92,915 | $474,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 32,960 | $473,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 41,708 | $473,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 24,000 | $470,000 | thousands by filing date | put |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 14,077 | $470,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 251,792 | $470,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 89,256 | $469,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 555,800 | $469,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 59,819 | $469,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 65,467 | $469,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 63,273 | $466,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 189,384 | $465,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 7,913 | $461,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 16,669 | $461,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 9,865 | $460,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 263,025 | $460,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 2,706 | $459,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 2,861 | $458,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 23,371 | $458,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 40,452 | $457,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 20,288 | $457,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 7,895 | $457,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 12,668 | $456,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 14,860 | $455,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 9,652 | $454,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 10,419 | $453,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 16,116 | $453,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 16,633 | $451,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 12,022 | $451,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 21,455 | $450,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 187,155 | $449,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 3,000 | $448,000 | thousands by filing date | put |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 16,298 | $448,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 397,262 | $448,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 8,310 | $448,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 20,758 | $447,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 294 | $447,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 30,812 | $446,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 95,089 | $446,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 22,048 | $445,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 29,275 | $444,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 18,639 | $441,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 10,000 | $439,000 | thousands by filing date | call |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 15,970 | $436,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 3,992 | $434,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 8,470 | $432,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 25,287 | $432,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 10,500 | $431,000 | thousands by filing date | call |
| CSW INDUSTRIALS INC | 126402106 | COM | 6,244 | $431,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,200 | $430,000 | thousands by filing date | put |
| PHILLIPS 66 COM | 718546104 | Stock | 4,200 | $430,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 28,632 | $430,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 31,771 | $430,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 259,299 | $430,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 21,959 | $429,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 4,888 | $428,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 13,016 | $428,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 53,764 | $428,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 83,364 | $428,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 25,782 | $427,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 66,400 | $424,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 6,675 | $423,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 27,975 | $423,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 19,855 | $423,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 102,229 | $422,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 55,200 | $422,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 5,000 | $420,000 | thousands by filing date | call |
| SIMULATIONS PLUS INC | 829214105 | COM | 12,093 | $419,000 | thousands by filing date | |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 212,032 | $419,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 5,259 | $418,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 11,410 | $418,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 7,545 | $416,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 68,899 | $416,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 3,192 | $416,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M201 | UNIT 99/99/9999 | 41,623 | $416,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793203 | COM | 29,718 | $415,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 10,300 | $414,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 60,444 | $414,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 7,372 | $412,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 14,655 | $412,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 22,748 | $412,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 15,415 | $411,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 21,756 | $411,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 3,511 | $410,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 52,852 | $410,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 5,549 | $410,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 23,704 | $410,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 9,196 | $408,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 10,879 | $407,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 84,344 | $406,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 132,540 | $406,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 14,292 | $405,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 5,724 | $404,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 37,171 | $404,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 101,945 | $404,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 19,551 | $403,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 75,846 | $402,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 37,800 | $402,000 | thousands by filing date | call |
| J JILL INC | 46620W102 | COM | 211,208 | $401,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 23,531 | $400,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 212,880 | $400,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 27,612 | $399,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 37,399 | $399,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 23,509 | $398,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 25,983 | $397,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 34,769 | $396,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 160,521 | $396,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 6,190 | $395,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 210,516 | $395,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 9,246 | $394,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 3,339 | $394,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 150,000 | $394,000 | thousands by filing date | call |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 7,156 | $392,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 15,926 | $392,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 127,178 | $392,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 11,801 | $391,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 11,678 | $391,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 26,647 | $390,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 4,254 | $390,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 271,013 | $390,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 2,145 | $388,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 6,821 | $388,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 10,249 | $388,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 45,423 | $387,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 95,306 | $386,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 5,200 | $385,000 | thousands by filing date | put |
| FORTIVE CORP | 34959J207 | PREFERRED | 427 | $385,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 5,039 | $384,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 80,729 | $384,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 7,602 | $383,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 67,788 | $383,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 41,903 | $382,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 20,438 | $381,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 112,946 | $381,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 30,974 | $380,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 48,393 | $380,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 9,435 | $379,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 12,184 | $377,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 23,592 | $376,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 107,778 | $376,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 18,300 | $375,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 35,830 | $374,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,500 | $374,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 3,500 | $374,000 | thousands by filing date | call |
| CANTEL MEDICAL CORP | 138098108 | COM | 5,000 | $374,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 6,700 | $373,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 6,700 | $373,000 | thousands by filing date | call |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 3,400 | $372,000 | thousands by filing date | call |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 39,385 | $372,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 59,130 | $371,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3,600 | $369,000 | thousands by filing date | call |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 11,494 | $368,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 24,444 | $368,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 56,624 | $366,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 5,300 | $365,000 | thousands by filing date | call |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 24,561 | $365,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 24,667 | $364,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 15,142 | $364,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 40,609 | $363,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 279,455 | $363,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 241 | $361,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 16,951 | $361,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 164,489 | $361,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 5,222 | $360,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 29,390 | $358,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 57,703 | $357,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 39,926 | $355,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 67,762 | $355,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 22,905 | $355,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 33,874 | $355,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 25,784 | $353,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 12,141 | $353,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 8,973 | $352,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 13,351 | $352,000 | thousands by filing date | |
| LAIX INC | 50736W105 | ADS | 81,921 | $352,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 32,925 | $351,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 2,481 | $350,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,701 | $350,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 85,380 | $350,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 100,077 | $350,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 6,625 | $348,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 19,681 | $348,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 6,100 | $347,000 | thousands by filing date | call |
| RESTORBIO INC | 76133L103 | COM | 39,164 | $346,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 6,600 | $345,000 | thousands by filing date | put |
| AFLAC INC COM | 001055102 | Stock | 6,600 | $345,000 | thousands by filing date | call |
| LINDSAY CORPORATION | 535555106 | COM | 3,718 | $345,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 18,180 | $345,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 20,888 | $345,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 4,893 | $344,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 207,895 | $343,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 17,337 | $342,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 28,646 | $340,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 460,091 | $340,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 4,288 | $339,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 15,317 | $339,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 5,000 | $338,000 | thousands by filing date | put |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 116,846 | $338,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 17,526 | $337,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 5,621 | $337,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 11,634 | $337,000 | thousands by filing date | |
| WANDA SPORTS GROUP CO LTD | 93368R101 | SPONSORED ADS | 83,333 | $337,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001273087-19-000039 | this filing | 2019-11-14 | acceptance time not in the bulk data set |