13F-HR filed by MILLENNIUM MANAGEMENT LLC
MILLENNIUM MANAGEMENT LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-14, with 3,932 holding rows worth $66,819,509,000.
- Accession
- 0001273087-19-000018
- Filer
- CIK 1273087
- Filed
- 2019-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, 3,935 entries on the cover page, a total value of $66,819,509,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $66,819,509,000 with VALUE read as thousands by filing date, 13F file number 028-10684. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerWORLDQUANT MILLENNIUM QUANTITATIVE STRATEGIES LLC028-18889
- included managerMILLENNIUM INTERNATIONAL MANAGEMENT LP028-12854
- included managerMILLENNIUM GLOBAL ESTATE GP LLC028-12858
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEW GOLD INC CDA | 644535106 | COM | 378,705 | $326,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 72,607 | $326,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 22,523 | $325,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 7,400 | $324,000 | thousands by filing date | put |
| BP PLC SPONSORED ADR | 055622104 | ADR | 7,400 | $324,000 | thousands by filing date | call |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 75,235 | $324,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 9,100 | $324,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 96,024 | $324,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 12,437 | $323,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 8,536 | $322,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 49,426 | $322,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 18,700 | $322,000 | thousands by filing date | put |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 161,121 | $322,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 14,744 | $321,000 | thousands by filing date | |
| VISTRA ENERGY CORP | 92840M300 | UNIT 02/02/2024 | 3,246 | $321,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 33,339 | $320,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 34,681 | $320,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 3,988 | $318,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 20,298 | $318,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 6,902 | $317,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 72,163 | $317,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 22,917 | $316,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 4,152 | $315,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,600 | $315,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,600 | $315,000 | thousands by filing date | call |
| SEACOR HOLDINGS INC | 811904101 | COM | 7,458 | $315,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 4,421 | $314,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 12,162 | $313,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 5,000 | $313,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 25,000 | $313,000 | thousands by filing date | put |
| RAYTHEON CO | 755111507 | COM NEW | 1,700 | $310,000 | thousands by filing date | put |
| RAYTHEON CO | 755111507 | COM NEW | 1,700 | $310,000 | thousands by filing date | call |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 18,533 | $307,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,767 | $305,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 12,762 | $305,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 15,967 | $304,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 28,236 | $304,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 12,977 | $304,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 16,911 | $301,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 18,200 | $300,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 8,290 | $299,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 22,282 | $299,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 35,420 | $299,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 152,483 | $299,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 6,154 | $298,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 2,658 | $298,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 19,029 | $298,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 83,739 | $297,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 9,012 | $296,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 8,613 | $296,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 73,173 | $296,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,265 | $294,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 14,400 | $294,000 | thousands by filing date | call |
| WEIS MKTS INC COM | 948849104 | Stock | 7,190 | $293,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 10,000 | $293,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 30,000 | $293,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 12,984 | $293,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 21,899 | $293,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 7,456 | $293,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 9,099 | $293,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 7,213 | $291,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 3,771 | $291,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 5,112 | $290,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 109,313 | $290,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 13,861 | $290,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 14,182 | $290,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 101,973 | $288,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 5,258 | $288,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 17,403 | $287,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 34,925 | $286,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 20,000 | $285,000 | thousands by filing date | call |
| NICOLET BANKSHARES INC | 65406E102 | COM | 4,787 | $285,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 1,379 | $285,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,200 | $283,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 3,200 | $283,000 | thousands by filing date | call |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 22,078 | $283,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 23,628 | $282,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 16,487 | $282,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 13,072 | $281,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 5,600 | $279,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 3,580 | $279,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 38,134 | $279,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 10,948 | $277,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 39,448 | $277,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,383 | $276,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 22,296 | $276,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 13,748 | $276,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 43,805 | $276,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 33,148 | $276,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 16,400 | $274,000 | thousands by filing date | call |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 80,251 | $274,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 52,275 | $274,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,900 | $273,000 | thousands by filing date | put |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,900 | $273,000 | thousands by filing date | call |
| CAVCO INDS INC DEL | 149568107 | COM | 2,321 | $273,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 3,460 | $272,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 36,622 | $272,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 28,091 | $271,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 18,749 | $271,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,000 | $270,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,000 | $270,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 490,784 | $270,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 11,851 | $270,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 13,998 | $269,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 16,178 | $269,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 7,263 | $267,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 9,300 | $267,000 | thousands by filing date | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 9,300 | $267,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 13,478 | $267,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 26,017 | $267,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,509 | $266,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 10,111 | $266,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 36,083 | $265,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 15,468 | $265,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 5,000 | $264,000 | thousands by filing date | call |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 21,978 | $264,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,100 | $263,000 | thousands by filing date | put |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,100 | $263,000 | thousands by filing date | call |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 30,776 | $263,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 5,165 | $262,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 54,976 | $262,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 132,497 | $262,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,882 | $261,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 50,133 | $261,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 4,948 | $261,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 2,723 | $260,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 8,572 | $260,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 26,774 | $260,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 59,838 | $260,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 32,356 | $259,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 58,177 | $259,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 32,071 | $258,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 31,400 | $256,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 8,695 | $256,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 68,688 | $256,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 122,029 | $256,000 | thousands by filing date | |
| Mid-Southern Bancorp | 59548Q107 | COM | 20,435 | $254,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 88,332 | $254,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 19,568 | $253,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 27,840 | $253,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,200 | $251,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,200 | $251,000 | thousands by filing date | call |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 5,089 | $251,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 12,598 | $250,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 15,707 | $250,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 18,496 | $249,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,984 | $248,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 6,726 | $246,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 28,079 | $246,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 15,742 | $244,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 4,589 | $242,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 43,608 | $242,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 6,593 | $242,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 3,196 | $241,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 19,051 | $241,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 62,761 | $241,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 2,636 | $240,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 55,759 | $239,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 11,465 | $238,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 20,700 | $238,000 | thousands by filing date | |
| 1895 BANCORP OF WIS INC COM | 28252W105 | Stock | 24,399 | $238,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 18,556 | $237,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 2,260 | $237,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 9,426 | $237,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 35,167 | $237,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,216 | $236,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,500 | $235,000 | thousands by filing date | put |
| ALLSTATE CORP COM | 020002101 | Stock | 2,500 | $235,000 | thousands by filing date | call |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 8,562 | $234,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 7,057 | $234,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 4,300 | $234,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 17,706 | $233,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 13,326 | $233,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,900 | $231,000 | thousands by filing date | call |
| ARVINAS INC | 04335A105 | COM | 15,626 | $231,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 21,168 | $230,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 22,700 | $230,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 10,019 | $230,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 83,557 | $229,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 10,143 | $228,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 18,262 | $228,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 180,916 | $228,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 3,324 | $227,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 12,316 | $226,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 4,162 | $225,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 8,177 | $224,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 12,076 | $224,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 451,212 | $222,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 20,963 | $221,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 8,868 | $221,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 16,223 | $218,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 18,996 | $218,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 9,749 | $217,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 16,867 | $217,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 78,237 | $217,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 9,069 | $216,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 19,100 | $216,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 7,565 | $216,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 5,769 | $216,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 88,411 | $216,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 40,341 | $215,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 17,307 | $215,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 210,306 | $215,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 107,750 | $214,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 3,875 | $213,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 113,258 | $213,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 63,299 | $213,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,700 | $211,000 | thousands by filing date | put |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,700 | $211,000 | thousands by filing date | call |
| CSS INDS INC | 125906107 | COMMON STOCK | 35,267 | $211,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 10,801 | $211,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 31,250 | $211,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 1,980 | $210,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 29,946 | $210,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 82,107 | $210,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 12,522 | $208,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 8,684 | $208,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 25,686 | $208,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,162 | $207,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 7,386 | $207,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 16,653 | $206,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 20,124 | $206,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 16,900 | $205,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 10,923 | $205,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 11,016 | $205,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 8,037 | $204,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 5,125 | $204,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 7,625 | $204,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 5,911 | $204,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 14,383 | $203,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 8,888 | $202,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,289 | $202,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 4,622 | $201,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 322,448 | $201,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 58,461 | $201,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 75,553 | $199,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 45,542 | $199,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 127,843 | $199,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 12,546 | $198,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 10,471 | $198,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 16,376 | $198,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 37,478 | $197,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 20,471 | $196,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 70,207 | $196,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 18,300 | $195,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 48,507 | $195,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 24,415 | $194,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 92,126 | $194,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 14,238 | $190,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 13,162 | $190,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 27,331 | $190,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 10,982 | $188,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 14,806 | $186,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 12,844 | $185,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 18,907 | $183,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 10,551 | $182,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 22,958 | $181,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 163,421 | $181,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 11,275 | $181,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 24,628 | $180,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 83,940 | $180,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 16,715 | $179,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 20,700 | $178,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 33,174 | $177,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 12,159 | $176,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 18,407 | $175,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 11,046 | $175,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 16,107 | $173,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 11,679 | $172,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 81,999 | $172,000 | thousands by filing date | |
| PHAXIAM THERAPEUTICS S A | 29604W108 | SPONSORED ADR | 22,682 | $172,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 53,198 | $171,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 13,047 | $171,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 15,707 | $171,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 176,179 | $171,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 14,672 | $170,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 65,940 | $166,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 70,317 | $165,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 11,241 | $165,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 52,567 | $165,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 11,893 | $164,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 14,201 | $163,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 17,386 | $163,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 45,372 | $162,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 70,625 | $159,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 11,046 | $157,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 17,102 | $155,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 11,100 | $154,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 170,832 | $154,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 11,682 | $152,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 49,592 | $151,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 10,365 | $151,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 16,599 | $151,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 79,806 | $150,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 25,980 | $149,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 19,565 | $147,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 11,236 | $146,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 14,869 | $146,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 30,004 | $144,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 33,548 | $143,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 11,403 | $141,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 10,896 | $140,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 13,676 | $139,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 11,602 | $139,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 105,999 | $139,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 39,048 | $139,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 33,450 | $138,000 | thousands by filing date | |
| COMMAND CENTER INC | 200497204 | COM NEW | 35,050 | $138,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 60,269 | $137,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 11,655 | $137,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 11,380 | $135,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 10,532 | $135,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 12,316 | $133,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 16,530 | $128,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 14,127 | $127,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 12,869 | $127,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 30,007 | $127,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 20,902 | $125,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 11,201 | $123,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 11,812 | $123,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 24,807 | $123,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 11,436 | $120,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 13,700 | $119,000 | thousands by filing date | put |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 21,406 | $119,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 10,763 | $118,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 13,407 | $118,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 14,518 | $117,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 13,391 | $116,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 11,560 | $116,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 21,093 | $116,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 19,226 | $114,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 17,556 | $114,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 116,549 | $113,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 46,216 | $113,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 13,229 | $112,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 10,727 | $112,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 20,710 | $112,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 13,574 | $107,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 12,896 | $107,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 10,882 | $104,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 11,223 | $104,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 69,683 | $104,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 45,809 | $103,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 26,705 | $103,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 11,800 | $99,000 | thousands by filing date | call |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 40,432 | $98,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 19,103 | $97,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 24,276 | $97,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 20,604 | $96,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 46,215 | $94,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 76,104 | $94,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 14,199 | $93,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 64,728 | $93,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 14,403 | $91,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 39,053 | $90,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 28,637 | $88,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 19,153 | $88,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 27,797 | $88,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 34,133 | $87,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 11,098 | $86,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 28,301 | $85,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 33,810 | $85,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 15,518 | $84,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 14,100 | $84,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 45,933 | $84,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 12,068 | $84,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 21,879 | $83,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 21,657 | $82,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 13,495 | $82,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 17,820 | $81,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 12,921 | $81,000 | thousands by filing date | |
| VALERITAS HLDGS INC | 91914N202 | COM NEW | 247,694 | $81,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 10,912 | $80,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 16,401 | $78,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 40,258 | $77,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 32,344 | $77,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 18,830 | $76,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 53,766 | $76,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 11,799 | $75,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 19,602 | $74,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 10,503 | $73,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 13,089 | $73,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 13,707 | $72,000 | thousands by filing date | |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 43,384 | $72,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 19,972 | $70,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 162,356 | $69,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 28,960 | $69,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 39,066 | $67,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 10,214 | $65,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 15,012 | $62,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 10,635 | $59,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 37,048 | $59,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 10,714 | $51,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 17,571 | $51,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 57,740 | $49,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 35,302 | $48,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 14,933 | $48,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 16,025 | $47,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 134,444 | $47,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 44,437 | $46,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 15,353 | $46,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 12,423 | $45,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 12,081 | $45,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 45,625 | $43,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 10,556 | $42,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 20,560 | $40,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 29,204 | $36,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 14,377 | $35,000 | thousands by filing date | |
| DOLPHIN ENTMT INC COM NEW | 25686H100 | Stock | 20,943 | $35,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 46,693 | $33,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 13,122 | $32,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 19,574 | $31,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 10,791 | $28,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 36,264 | $27,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 12,162 | $24,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 33,773 | $22,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 39,288 | $20,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 11,001 | $19,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 31,444 | $19,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 39,667 | $18,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 15,803 | $17,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 41,401 | $17,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 64,663 | $17,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 18,109 | $15,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 16,666 | $15,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 150,000 | $14,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 16,786 | $13,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 17,700 | $11,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 19,487 | $9,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F110 | *W EXP 06/12/202 | 16,666 | $9,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 13,930 | $3,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 11,043 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001273087-19-000018 | this filing | 2019-05-14 | acceptance time not in the bulk data set |