13F-HR filed by MILLENNIUM MANAGEMENT LLC
MILLENNIUM MANAGEMENT LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-14, with 3,932 holding rows worth $66,819,509,000.
- Accession
- 0001273087-19-000018
- Filer
- CIK 1273087
- Filed
- 2019-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, 3,935 entries on the cover page, a total value of $66,819,509,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $66,819,509,000 with VALUE read as thousands by filing date, 13F file number 028-10684. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerWORLDQUANT MILLENNIUM QUANTITATIVE STRATEGIES LLC028-18889
- included managerMILLENNIUM INTERNATIONAL MANAGEMENT LP028-12854
- included managerMILLENNIUM GLOBAL ESTATE GP LLC028-12858
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 44,294 | $797,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 28,781 | $796,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 50,157 | $795,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 8,708 | $795,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 219,262 | $794,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 48,940 | $792,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 10,000 | $790,000 | thousands by filing date | put |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 9,968 | $788,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 110,973 | $788,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 3,975 | $782,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 55,198 | $782,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 28,757 | $782,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 26,929 | $780,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P204 | UNIT 11/02/2022 | 76,320 | $780,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 51,709 | $777,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 23,985 | $777,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 180,425 | $776,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 54,014 | $775,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 389,078 | $774,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 100,138 | $771,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 27,643 | $763,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 30,000 | $761,000 | thousands by filing date | call |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 25,442 | $760,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 87,601 | $760,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 31,518 | $757,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 26,184 | $756,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 24,325 | $756,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 600,000 | $756,000 | thousands by filing date | call |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 75,000 | $755,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 38,110 | $751,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 49,912 | $749,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 51,432 | $748,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 98,228 | $744,000 | thousands by filing date | |
| Hometown Bankshares Corp | 43787n108 | com | 51,922 | $743,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 26,948 | $741,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 446,076 | $740,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 53,861 | $737,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 17,899 | $735,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 22,077 | $734,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 232,865 | $734,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 74,513 | $733,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 30,167 | $729,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 21,410 | $728,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 17,926 | $727,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 20,980 | $726,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 18,727 | $726,000 | thousands by filing date | |
| CBM BANCORP INC | 1248XT104 | COM | 56,027 | $726,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 56,613 | $724,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 31,511 | $721,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 17,992 | $721,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 41,471 | $719,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 47,781 | $719,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 17,958 | $717,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 16,896 | $717,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 7,000 | $717,000 | thousands by filing date | put |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 73,099 | $714,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 43,380 | $712,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 17,299 | $711,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 14,220 | $711,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 4,443 | $710,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 33,451 | $709,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 11,279 | $706,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 32,700 | $704,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 25,000 | $702,000 | thousands by filing date | call |
| TEXAS | 882610108 | COMMON STOCK | 907 | $702,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 10,000 | $701,000 | thousands by filing date | call |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 22,554 | $699,000 | thousands by filing date | |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 58,153 | $698,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 177,816 | $697,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 347,631 | $695,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 16,759 | $694,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 241,300 | $693,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 85,422 | $693,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 49,812 | $692,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 13,200 | $691,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 21,833 | $689,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 59,482 | $689,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 101,101 | $687,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 14,600 | $683,000 | thousands by filing date | call |
| X FINL SPONSORED ADS | 98372W103 | ADR | 121,910 | $683,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 12,500 | $682,000 | thousands by filing date | call |
| SEASPAN CORP | Y75638109 | SHS | 78,299 | $681,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 129,314 | $679,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 20,000 | $678,000 | thousands by filing date | call |
| STELLUS CAP INVT CORP | 858568108 | COM | 47,712 | $675,000 | thousands by filing date | |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 52,389 | $675,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 68,716 | $674,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 10,731 | $673,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 30,476 | $672,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 63,664 | $672,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 25,700 | $671,000 | thousands by filing date | put |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 558,378 | $670,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 10,000 | $669,000 | thousands by filing date | call |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 24,387 | $668,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 17,932 | $668,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 33,294 | $667,000 | thousands by filing date | |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 51,928 | $666,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 50,519 | $664,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 77,752 | $664,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 297,714 | $664,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 5,548 | $662,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 48,172 | $662,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 19,466 | $662,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 202,606 | $656,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 56,751 | $654,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 14,929 | $650,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 40,390 | $647,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 95,704 | $646,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 80,269 | $645,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 129,780 | $645,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 4,678 | $644,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 18,825 | $644,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 75,211 | $644,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,199 | $642,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 11,420 | $641,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 5,111 | $640,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 47,200 | $640,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 17,924 | $639,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 138,018 | $638,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 69,715 | $637,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 40,018 | $635,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 9,789 | $631,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 35,307 | $631,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 32,805 | $631,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 8,152 | $630,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 127,058 | $630,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 158,127 | $629,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 13,304 | $629,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 85,124 | $628,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 64,069 | $627,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 52,638 | $626,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 96,831 | $626,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 36,125 | $624,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 25,047 | $624,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 10,000 | $623,000 | thousands by filing date | call |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 50,000 | $622,000 | thousands by filing date | call |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 5,896 | $620,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 20,000 | $620,000 | thousands by filing date | call |
| CARVANA CO CL A | 146869102 | Stock | 10,658 | $619,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 24,596 | $617,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 31,344 | $617,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 47,663 | $616,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 11,396 | $615,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 112,293 | $615,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 8,780 | $613,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 56,681 | $612,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 2,301 | $608,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 77,114 | $607,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 16,300 | $605,000 | thousands by filing date | put |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 2,092 | $605,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 64,772 | $605,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 227,516 | $603,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 613 | $602,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 8,665 | $602,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 58,738 | $601,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 19,446 | $601,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 20,737 | $599,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 3,645 | $598,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 21,748 | $596,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 63,024 | $596,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 20,000 | $594,000 | thousands by filing date | put |
| AMYRIS INC | 03236M200 | COM NEW | 282,582 | $591,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 96,481 | $591,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 7,727 | $590,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 100,477 | $590,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 45,005 | $589,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 9,406 | $587,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 48,359 | $587,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 20,503 | $587,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 37,571 | $586,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 11,085 | $585,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 48,641 | $585,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 28,704 | $584,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 11,407 | $584,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 10,606 | $584,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 28,563 | $582,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 24,749 | $580,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 7,274 | $578,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 33,378 | $578,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 5,991 | $578,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 29,584 | $577,000 | thousands by filing date | |
| TAIWAN LIPOSOME CO LTD | 874038102 | SPONSORED | 98,715 | $577,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 9,001 | $575,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 5,447 | $575,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 17,583 | $575,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 72,324 | $573,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 39,617 | $570,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 3,022 | $570,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 7,428 | $568,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 14,300 | $568,000 | thousands by filing date | call |
| ORTHOFIX MED INC | 68752M108 | COM | 10,000 | $564,000 | thousands by filing date | call |
| SILICOM LTD | M84116108 | ORD | 14,729 | $563,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 17,650 | $562,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 72,200 | $562,000 | thousands by filing date | put |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 33,311 | $561,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 31,070 | $561,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 34,484 | $558,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 6,626 | $556,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 10,000 | $556,000 | thousands by filing date | put |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,994 | $556,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 20,000 | $555,000 | thousands by filing date | put |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 27,178 | $554,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 123,195 | $554,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 60,147 | $553,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 20,562 | $553,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 20,030 | $552,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 43,047 | $551,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 34,290 | $550,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 35,337 | $548,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 8,334 | $547,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 13,401 | $547,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 137,088 | $547,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 34,801 | $546,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 30,745 | $546,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 62,708 | $544,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 12,220 | $543,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 91,949 | $542,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 9,348 | $541,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 49,979 | $539,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 20,000 | $536,000 | thousands by filing date | call |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 60,838 | $535,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 47,727 | $533,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 2,524 | $532,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 3,369 | $532,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 64,150 | $532,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 27,723 | $531,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 76,574 | $531,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 6,707 | $530,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 12,158 | $530,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 66,652 | $529,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 163,883 | $529,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 28,674 | $526,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 40,378 | $526,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 35,001 | $524,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 7,465 | $522,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 9,047 | $521,000 | thousands by filing date | |
| WEIDAI LTD | 94861A108 | SPONS ADS | 45,068 | $521,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 16,750 | $520,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 13,000 | $519,000 | thousands by filing date | put |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 18,896 | $519,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 30,408 | $517,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 50,146 | $517,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 6,458 | $516,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,700 | $515,000 | thousands by filing date | call |
| OFS CAPITAL CORP | 67103B100 | COM | 43,789 | $515,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 12,071 | $515,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 78,850 | $515,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 55,162 | $515,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 182,558 | $513,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 50,000 | $511,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,900 | $510,000 | thousands by filing date | put |
| Accenture Plc Class A | G1151C101 | COM | 2,900 | $510,000 | thousands by filing date | call |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 48,600 | $510,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 36,677 | $508,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 7,872 | $506,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,114 | $506,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 18,191 | $506,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 6,186 | $505,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 41,400 | $505,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 11,087 | $505,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 16,300 | $503,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 50,398 | $503,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 95,714 | $503,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 16,000 | $502,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 16,000 | $502,000 | thousands by filing date | call |
| NATUS MEDICAL INC | 639050103 | COM | 19,777 | $502,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 358,511 | $502,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 7,085 | $500,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 25,497 | $500,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 40,671 | $499,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 44,200 | $499,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 39,715 | $499,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 7,669 | $495,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 104,217 | $495,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 51,150 | $494,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 17,760 | $493,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 48,286 | $491,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 8,963 | $491,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 19,547 | $491,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 31,158 | $491,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 13,602 | $491,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 3,984 | $489,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 36,429 | $488,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 30,362 | $487,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 13,525 | $486,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 5,000 | $486,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 55,700 | $485,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 34,402 | $484,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 5,962 | $484,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 27,456 | $484,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 7,818 | $484,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 42,350 | $483,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 30,110 | $482,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 385,788 | $482,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 28,000 | $482,000 | thousands by filing date | call |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 3,250 | $480,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 13,506 | $480,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 3,953 | $478,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,372 | $477,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 73,424 | $477,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 28,800 | $477,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 50,000 | $477,000 | thousands by filing date | put |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 8,589 | $475,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 5,412 | $474,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 115,275 | $474,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 17,137 | $474,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 29,216 | $472,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 76,858 | $469,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 186,796 | $469,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 7,682 | $468,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 220,516 | $467,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 13,540 | $466,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 42,630 | $465,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 128,804 | $465,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 81,587 | $465,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 9,900 | $464,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 9,900 | $464,000 | thousands by filing date | call |
| STEPAN CO | 858586100 | COM | 5,297 | $464,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 57,807 | $464,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 89,564 | $464,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 5,500 | $463,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 298,494 | $463,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 37,841 | $462,000 | thousands by filing date | |
| ESTRE AMBIENTAL INC | G3206V100 | SHS | 284,997 | $462,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 123,665 | $461,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 21,601 | $461,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 22,145 | $458,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 9,438 | $454,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 32,008 | $454,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 147,853 | $454,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 16,576 | $453,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,500 | $450,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 1,500 | $450,000 | thousands by filing date | call |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 69,280 | $450,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 19,122 | $450,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 49,812 | $449,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 23,551 | $447,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 4,061 | $447,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 20,302 | $446,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 15,492 | $446,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 55,660 | $446,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 19,323 | $444,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 59,215 | $444,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 10,700 | $443,000 | thousands by filing date | put |
| D R HORTON INC COM | 23331A109 | Stock | 10,700 | $443,000 | thousands by filing date | call |
| MARINEMAX INC | 567908108 | COM | 23,111 | $443,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 36,317 | $442,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 4,000 | $441,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 14,427 | $441,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 154,889 | $441,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 24,074 | $440,000 | thousands by filing date | |
| MOGU INC SPON ADS | 608012100 | ADR | 32,831 | $440,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,500 | $439,000 | thousands by filing date | call |
| BROOKDALE SR LIVING INC | 112463104 | COM | 66,619 | $438,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 17,368 | $437,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 20,135 | $436,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 5,482 | $435,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 29,713 | $435,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 5,127 | $434,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 6,198 | $433,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 70,800 | $433,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 18,924 | $431,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 14,837 | $431,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 19,543 | $430,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 18,042 | $430,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 63,304 | $430,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 14,194 | $429,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 37,660 | $429,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 11,726 | $427,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 53,500 | $426,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 192,868 | $426,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 41,783 | $425,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 144,879 | $424,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 7,948 | $422,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 11,887 | $420,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 20,537 | $420,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,602 | $420,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 31,634 | $420,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 116,580 | $420,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 87,815 | $418,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 13,381 | $415,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,000 | $414,000 | thousands by filing date | put |
| CALIX INC | 13100M509 | COM | 53,727 | $414,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 79,456 | $413,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 32,979 | $412,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 6,131 | $411,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,379 | $410,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 28,046 | $405,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 8,129 | $404,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 107,605 | $404,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 20,000 | $403,000 | thousands by filing date | call |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 62,136 | $403,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 42,871 | $403,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 458 | $402,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 99,030 | $401,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 28,564 | $400,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 11,540 | $400,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 50,369 | $400,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,324 | $399,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 31,541 | $399,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 18,000 | $398,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 56,387 | $398,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 103,376 | $396,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 4,281 | $395,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 92,391 | $395,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 32,444 | $394,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 2,634 | $394,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 12,740 | $392,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 10,887 | $392,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 141,379 | $392,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 20,381 | $391,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 11,529 | $390,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 14,943 | $389,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 24,412 | $384,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 124,264 | $384,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 10,900 | $384,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 12,221 | $383,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 8,767 | $383,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 7,671 | $382,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 6,395 | $381,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 35,400 | $381,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 30,805 | $381,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 15,881 | $378,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 16,623 | $377,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 29,028 | $376,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 103,137 | $375,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 737 | $374,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 5,203 | $373,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 6,659 | $373,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 191,097 | $371,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 70,526 | $371,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,374 | $370,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 51,385 | $370,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,761 | $369,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 63,577 | $369,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 7,999 | $367,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 31,038 | $366,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 39,419 | $366,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 10,000 | $365,000 | thousands by filing date | put |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 10,971 | $365,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 9,564 | $364,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 3,973 | $364,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 28,673 | $363,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 21,200 | $363,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 103,297 | $362,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,500 | $361,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 4,500 | $361,000 | thousands by filing date | call |
| FANG HOLDING-ADR | 30711Y102 | ADR | 267,512 | $361,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,335 | $360,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 597,810 | $360,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 5,512 | $359,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 45,153 | $358,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,991 | $357,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 39,646 | $357,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 20,197 | $356,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 114,917 | $356,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 55,602 | $356,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 7,037 | $355,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,700 | $353,000 | thousands by filing date | call |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 67,155 | $353,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 5,707 | $353,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 9,200 | $352,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 12,420 | $351,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 18,087 | $350,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 2,618 | $349,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 45,439 | $348,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 18,350 | $347,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 22,736 | $347,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 14,667 | $347,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 26,153 | $345,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 14,700 | $345,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 4,728 | $344,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 17,575 | $344,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 485,357 | $344,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 6,272 | $343,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 70,362 | $343,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 56,693 | $341,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 4,816 | $340,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 17,304 | $340,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 5,087 | $339,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 56,379 | $339,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 3,842 | $338,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 28,300 | $338,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 38,453 | $338,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 6,709 | $337,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 137,088 | $336,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 52,245 | $335,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 9,601 | $334,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 52,747 | $334,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 228,497 | $334,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 27,949 | $333,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 22,140 | $333,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 9,334 | $330,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 14,799 | $330,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 14,586 | $330,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 51,348 | $329,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 72,904 | $328,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 49,070 | $328,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 54,856 | $327,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 5,716 | $327,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001273087-19-000018 | this filing | 2019-05-14 | acceptance time not in the bulk data set |