13F-HR filed by MILLENNIUM MANAGEMENT LLC
MILLENNIUM MANAGEMENT LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 3,840 holding rows worth $81,589,989,000.
- Accession
- 0001273087-18-000033
- Filer
- CIK 1273087
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 3,843 entries on the cover page, a total value of $81,589,989,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $81,589,989,000 with VALUE read as thousands by filing date, 13F file number 028-10684. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerWORLDQUANT MILLENNIUM QUANTITATIVE STRATEGIES LLC028-18889
- included managerMILLENNIUM INTERNATIONAL MANAGEMENT LP028-12854
- included managerMILLENNIUM GLOBAL ESTATE GP LLC028-12858
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 6,775 | $284,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 8,049 | $284,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 3,000 | $283,000 | thousands by filing date | call |
| Proshares VIX Short-Term | 74347W171 | Equity | 12,881 | $283,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 12,067 | $282,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 9,493 | $282,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 15,271 | $282,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 7,739 | $280,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 9,333 | $280,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 9,239 | $279,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 24,156 | $279,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 36,006 | $279,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 7,221 | $278,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 77,881 | $278,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 705 | $276,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 31,564 | $276,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 107,526 | $276,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 4,970 | $275,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 17,726 | $275,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 19,821 | $274,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,115 | $273,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 13,784 | $273,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 51,239 | $273,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 3,303 | $272,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 3,109 | $271,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 14,909 | $271,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 20,561 | $270,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 65,096 | $270,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 4,742 | $269,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 4,965 | $268,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 10,018 | $267,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 91,057 | $267,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 4,219 | $265,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 23,973 | $265,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 12,307 | $264,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 32,508 | $264,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 8,468 | $263,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 28,541 | $263,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 6,300 | $263,000 | thousands by filing date | call |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 14,523 | $263,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 46,322 | $262,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 4,030 | $260,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 17,201 | $259,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 22,360 | $258,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 33,582 | $258,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 261,600 | $258,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 94,310 | $256,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 7,793 | $255,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 16,361 | $255,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 19,917 | $254,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 10,607 | $254,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 25,000 | $254,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 35,237 | $253,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 34,165 | $253,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 12,701 | $252,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 25,097 | $251,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 38,437 | $251,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 48,445 | $251,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 3,596 | $250,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 130,351 | $250,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 2,521 | $250,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 9,270 | $249,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 41,374 | $249,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,656 | $248,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 6,589 | $248,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 33,756 | $247,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 11,665 | $246,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 24,733 | $246,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 16,398 | $244,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 30,055 | $244,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 14,577 | $243,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 3,543 | $242,000 | thousands by filing date | |
| COMMAND CENTER INC | 200497204 | COM NEW | 42,756 | $242,000 | thousands by filing date | |
| CENTRAL FEDERAL CORP | 15346Q400 | COM NEW PAR | 15,522 | $241,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 5,322 | $240,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 8,121 | $239,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 4,644 | $237,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 28,000 | $236,000 | thousands by filing date | call |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 11,300 | $234,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 1,943 | $234,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 29,277 | $234,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 33,592 | $231,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 14,075 | $231,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 217,783 | $231,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 83,702 | $230,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 22,346 | $230,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 9,953 | $228,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 11,194 | $228,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 30,194 | $228,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 79,892 | $228,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 12,287 | $227,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,380 | $226,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 4,353 | $225,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,700 | $225,000 | thousands by filing date | call |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 66,630 | $225,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 10,861 | $225,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 9,303 | $224,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 21,456 | $224,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 18,246 | $223,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 276,883 | $223,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 3,515 | $222,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 52,799 | $221,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 18,357 | $220,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 24,910 | $219,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 6,378 | $219,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 5,930 | $219,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 794,857 | $219,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 18,638 | $218,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 5,000 | $218,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 15,902 | $217,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 800 | $216,000 | thousands by filing date | put |
| ISHARES TR | 464288372 | COM | 5,117 | $216,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 52,237 | $215,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 13,237 | $214,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 10,128 | $212,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 8,147 | $212,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 8,300 | $212,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 3,351 | $211,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 32,762 | $211,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 57,145 | $211,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 27,980 | $211,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 9,167 | $210,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 17,174 | $209,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 5,323 | $209,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 8,957 | $208,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 18,801 | $208,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 6,117 | $207,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 7,211 | $207,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 1,949 | $206,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 925 | $206,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 18,449 | $206,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 11,048 | $206,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 9,318 | $205,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 4,715 | $204,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 4,211 | $204,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 26,859 | $204,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 16,800 | $203,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 7,635 | $202,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 24,947 | $202,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 8,053 | $201,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 6,982 | $201,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 18,525 | $200,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 14,202 | $199,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 26,507 | $198,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 28,000 | $197,000 | thousands by filing date | call |
| OCLARO INC | 67555N206 | COM | 21,984 | $197,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 10,264 | $195,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 11,315 | $195,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,675 | $195,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 17,511 | $194,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 10,940 | $192,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 614,659 | $191,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 21,690 | $189,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 47,906 | $189,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 11,012 | $186,000 | thousands by filing date | |
| DITECH HLDG CORP | 25501G105 | COM | 43,571 | $186,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 16,063 | $184,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 13,269 | $184,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 21,873 | $183,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 11,800 | $182,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 74,372 | $180,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 46,563 | $180,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 11,649 | $179,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 41,285 | $178,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 73,495 | $176,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 21,981 | $173,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 50,842 | $172,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 58,090 | $170,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 10,138 | $169,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 91,629 | $168,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 175,443 | $165,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 22,589 | $164,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 17,600 | $163,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 11,653 | $163,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 60,980 | $162,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 12,396 | $161,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 18,763 | $160,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 23,797 | $160,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 11,333 | $159,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 32,725 | $159,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 100,000 | $157,000 | thousands by filing date | call |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 12,554 | $156,000 | thousands by filing date | |
| AMERI HLDGS INC | 02362F104 | COM | 119,397 | $155,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 13,465 | $154,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 15,486 | $153,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 74,331 | $152,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 84,050 | $150,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 14,091 | $149,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 15,701 | $149,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 11,754 | $148,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 11,500 | $147,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 114,015 | $146,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 45,075 | $146,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 10,025 | $145,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 35,136 | $145,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 62,874 | $143,000 | thousands by filing date | |
| AVINGER INC | 053734208 | COM NEW | 108,471 | $143,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 116,199 | $143,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 13,314 | $141,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 10,155 | $141,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 14,281 | $139,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 16,518 | $137,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 17,727 | $134,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 24,599 | $134,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 10,500 | $133,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 35,810 | $133,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 14,400 | $133,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 56,886 | $133,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 14,928 | $132,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 17,776 | $128,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 10,834 | $126,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 13,474 | $126,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 45,094 | $123,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 12,922 | $121,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 10,107 | $120,000 | thousands by filing date | |
| FOUR SEASONS ED CAYMAN INC SPON ADS | 35101A101 | ADR | 30,043 | $120,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 28,463 | $120,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 21,739 | $119,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 36,033 | $119,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 10,200 | $118,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 11,270 | $116,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 48,902 | $115,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 40,582 | $115,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 131,607 | $114,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 24,529 | $112,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 10,320 | $112,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 14,753 | $112,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 12,576 | $110,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 23,927 | $106,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 49,557 | $105,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 10,798 | $103,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 19,752 | $103,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 14,295 | $101,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 71,613 | $101,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 31,416 | $101,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748206 | COM NEW | 231,048 | $100,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 52,305 | $99,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 70,289 | $98,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 11,309 | $97,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 11,470 | $96,000 | thousands by filing date | |
| HEXINDAI INC | 428295109 | ADR | 11,874 | $94,000 | thousands by filing date | |
| 3PEA INTL INC | 88579C109 | COM | 25,481 | $94,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 17,877 | $93,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 59,520 | $92,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 35,456 | $92,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 15,433 | $91,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 47,730 | $88,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 12,960 | $85,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 11,851 | $85,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 19,367 | $85,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 51,905 | $85,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 23,890 | $85,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 13,997 | $84,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 10,621 | $83,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 12,816 | $83,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 437,103 | $83,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 235,261 | $82,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 10,915 | $80,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 12,496 | $80,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 21,054 | $80,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 28,529 | $80,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 31,583 | $79,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 10,884 | $77,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 11,147 | $77,000 | thousands by filing date | |
| ASV HLDGS INC | 00215L104 | COM | 15,476 | $77,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 18,966 | $76,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 34,498 | $76,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 10,210 | $75,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 10,075 | $72,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 42,371 | $72,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 26,837 | $72,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 25,829 | $70,000 | thousands by filing date | |
| DOLPHIN ENTMT INC COM NEW | 25686H100 | Stock | 31,587 | $70,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 13,789 | $70,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 27,296 | $70,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 11,635 | $69,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 74,816 | $69,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 14,226 | $68,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 10,694 | $68,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 17,555 | $68,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 13,528 | $67,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 16,348 | $67,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 24,555 | $66,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 82,765 | $66,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 13,779 | $65,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 13,108 | $65,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 12,642 | $65,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 37,735 | $65,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 44,781 | $64,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 41,210 | $64,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 24,892 | $61,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 14,550 | $61,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 36,300 | $60,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 35,880 | $59,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255708 | COM PAR | 44,314 | $59,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 21,548 | $57,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 37,248 | $57,000 | thousands by filing date | |
| PAYMENT DATA SYS INC | 70438S202 | COM NEW | 30,853 | $57,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 14,031 | $56,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 14,317 | $56,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 24,975 | $56,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 26,276 | $56,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 16,994 | $55,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 22,695 | $53,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 23,980 | $53,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 15,885 | $52,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 63,780 | $52,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 16,966 | $50,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 29,276 | $49,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 35,109 | $38,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 11,881 | $37,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 10,601 | $37,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 24,973 | $35,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 15,228 | $34,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 10,741 | $34,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 12,378 | $34,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 24,545 | $32,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 24,357 | $32,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 12,582 | $31,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 24,847 | $30,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 150,000 | $30,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 23,140 | $28,000 | thousands by filing date | |
| U S GOLD CORP | 90291C102 | COM PAR NEW | 26,738 | $28,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 17,106 | $26,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 32,230 | $26,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC | 85855A302 | COM | 16,932 | $24,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 20,208 | $24,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 14,553 | $23,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 12,504 | $21,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO LTD COM CL A | G4418R101 | Stock | 15,756 | $21,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 12,351 | $20,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 21,342 | $17,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 17,548 | $17,000 | thousands by filing date | |
| NOVUME SOLUTIONS INC | 67012D106 | COM | 12,151 | $15,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 44,270 | $14,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 13,580 | $13,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 16,213 | $12,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 17,700 | $11,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 14,848 | $11,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750201 | COM NEW | 23,356 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001273087-18-000033 | this filing | 2018-11-14 | acceptance time not in the bulk data set |