13F-HR filed by MILLENNIUM MANAGEMENT LLC
MILLENNIUM MANAGEMENT LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 3,840 holding rows worth $81,589,989,000.
- Accession
- 0001273087-18-000033
- Filer
- CIK 1273087
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 3,843 entries on the cover page, a total value of $81,589,989,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $81,589,989,000 with VALUE read as thousands by filing date, 13F file number 028-10684. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerWORLDQUANT MILLENNIUM QUANTITATIVE STRATEGIES LLC028-18889
- included managerMILLENNIUM INTERNATIONAL MANAGEMENT LP028-12854
- included managerMILLENNIUM GLOBAL ESTATE GP LLC028-12858
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 106,870 | $784,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 134,881 | $782,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 7,157 | $781,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 18,781 | $779,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 233,285 | $779,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 26,125 | $774,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 40,000 | $772,000 | thousands by filing date | call |
| STAMPS COM INC | 852857200 | COM NEW | 3,406 | $770,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 11,953 | $769,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 24,336 | $766,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 160,026 | $765,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 10,887 | $765,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 13,407 | $763,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 14,000 | $762,000 | thousands by filing date | call |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 42,066 | $758,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 148,000 | $756,000 | thousands by filing date | call |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 395,803 | $752,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 145,993 | $750,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 72,328 | $749,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 38,424 | $749,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,076 | $748,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 6,066 | $746,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 446,984 | $746,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 24,347 | $745,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 18,587 | $745,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 58,343 | $741,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 19,013 | $741,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 13,078 | $739,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 23,362 | $738,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 24,159 | $735,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 16,897 | $735,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 14,511 | $734,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 2,000 | $734,000 | thousands by filing date | call |
| FTD COS INC | 30281V108 | COM | 278,231 | $732,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 17,893 | $730,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 29,899 | $730,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 38,320 | $730,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 81,310 | $728,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 8,980 | $728,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 84,968 | $726,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 53,933 | $725,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 32,696 | $724,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 63,740 | $720,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 10,000 | $720,000 | thousands by filing date | call |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 45,420 | $719,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 22,745 | $718,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 70,000 | $718,000 | thousands by filing date | call |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 38,401 | $718,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 33,959 | $717,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 31,480 | $715,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 20,447 | $714,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 107,004 | $714,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 6,444 | $713,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 31,939 | $713,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 36,710 | $713,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 133,650 | $712,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 136,742 | $711,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 175,603 | $711,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 168,542 | $710,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 10,000 | $710,000 | thousands by filing date | put |
| NUVASIVE INC | 670704105 | COM | 10,000 | $710,000 | thousands by filing date | call |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 33,972 | $710,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 25,138 | $709,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,488 | $701,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 32,775 | $700,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 39,181 | $694,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 620,016 | $694,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 4,591 | $690,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 23,127 | $690,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 57,113 | $689,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 17,626 | $687,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 19,544 | $685,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 231,555 | $685,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 93,066 | $684,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 36,817 | $683,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 19,020 | $683,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 682,042 | $682,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 60,387 | $679,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 119,166 | $679,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 18,706 | $678,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 112,399 | $676,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 52,854 | $676,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 731 | $674,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 103,629 | $673,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 198,066 | $673,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 21,859 | $666,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 28,178 | $666,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 40,898 | $666,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 16,365 | $665,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 66,366 | $665,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 12,671 | $664,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 14,402 | $664,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 21,809 | $661,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 10,000 | $659,000 | thousands by filing date | call |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 15,829 | $658,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 14,282 | $658,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 164,502 | $658,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 45,635 | $656,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 101,855 | $655,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 27,787 | $655,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 15,000 | $655,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 14,749 | $652,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 33,845 | $647,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 9,107 | $645,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 280,149 | $644,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 22,746 | $644,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 20,000 | $643,000 | thousands by filing date | put |
| VERSARTIS INC | 92529L102 | COM | 456,169 | $639,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 43,086 | $636,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 18,869 | $634,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 41,546 | $634,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 35,545 | $633,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 53,202 | $633,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 88,929 | $632,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 18,637 | $631,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,100 | $628,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 26,691 | $628,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 44,646 | $628,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 119,425 | $627,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 17,168 | $625,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 57,324 | $623,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 52,614 | $622,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 9,317 | $621,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,503 | $621,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 143,515 | $619,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 48,046 | $618,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 83,885 | $617,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 36,900 | $616,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 15,942 | $616,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 16,836 | $615,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 62,568 | $615,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 13,912 | $614,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 11,170 | $611,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 89,385 | $610,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 43,658 | $609,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 10,069 | $607,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 18,707 | $606,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 68,029 | $601,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 86,047 | $601,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 34,293 | $600,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 34,641 | $598,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 7,795 | $598,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 5,900 | $597,000 | thousands by filing date | put |
| STATE BANK FINL CORP COM | 856190103 | COM | 19,784 | $597,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 8,000 | $596,000 | thousands by filing date | put |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 3,287 | $596,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 17,976 | $596,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 40,006 | $593,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 12,488 | $590,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 65,789 | $590,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 11,216 | $587,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 21,552 | $587,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 1,151,338 | $587,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 7,143 | $586,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 25,486 | $583,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 66,720 | $583,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 9,843 | $582,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 9,797 | $581,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 54,300 | $581,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 15,307 | $580,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 83,763 | $580,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 9,034 | $579,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 41,688 | $579,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 10,000 | $578,000 | thousands by filing date | call |
| KADANT INC | 48282T104 | COM | 5,328 | $575,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 44,937 | $575,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 25,000 | $574,000 | thousands by filing date | put |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 23,989 | $571,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 19,466 | $570,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 661 | $570,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 59,265 | $569,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 36,509 | $567,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 43,648 | $566,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 16,466 | $566,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 14,340 | $565,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 39,471 | $565,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 29,954 | $565,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 4,706 | $565,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 9,500 | $564,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 12,874 | $563,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 31,401 | $562,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 9,842 | $561,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 70,792 | $561,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 44,713 | $560,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 19,194 | $560,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 50,300 | $559,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 24,420 | $559,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 5,427 | $556,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 25,755 | $556,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 20,000 | $554,000 | thousands by filing date | call |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 3,212 | $553,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 6,784 | $552,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 11,500 | $552,000 | thousands by filing date | call |
| GEOPARK LTD USD SHS | G38327105 | Stock | 27,067 | $552,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 424,216 | $551,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 16,087 | $550,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 12,753 | $550,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 10,294 | $550,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 15,000 | $549,000 | thousands by filing date | call |
| WINMARK CORP | 974250102 | COM | 3,305 | $549,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 20,553 | $548,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 30,716 | $548,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 15,483 | $547,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 49,735 | $547,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 42,694 | $547,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 942 | $546,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 25,300 | $545,000 | thousands by filing date | call |
| CHILDRENS PL INC NEW | 168905107 | COM | 4,240 | $542,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 6,850 | $542,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 15,872 | $541,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 70,520 | $541,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 42,370 | $540,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 16,540 | $540,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 14,273 | $538,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 26,544 | $538,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 233,859 | $538,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 6,486 | $537,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 61,773 | $537,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 11,792 | $533,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 12,753 | $533,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 53,241 | $532,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 5,000 | $530,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 252,492 | $530,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 201,145 | $529,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 23,755 | $527,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 37,639 | $527,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 434,310 | $526,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 8,587 | $524,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 177,788 | $524,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 63,840 | $524,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 4,848 | $523,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 21,006 | $523,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 28,383 | $522,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 33,146 | $521,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 34,944 | $521,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 18,012 | $520,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 4,063 | $519,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 11,744 | $519,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 68,754 | $519,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 61,820 | $518,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 30,441 | $517,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 91,233 | $517,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 162,428 | $517,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 54,737 | $516,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 23,900 | $515,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 7,079 | $511,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 7,709 | $510,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 10,000 | $510,000 | thousands by filing date | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 39,862 | $510,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 36,266 | $508,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 149,274 | $508,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 8,016 | $507,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 134,019 | $507,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 82,886 | $507,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,358 | $506,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 11,163 | $506,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 21,603 | $506,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 6,572 | $503,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 5,546 | $502,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 3,923 | $500,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 8,511 | $500,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 42,005 | $498,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 88,743 | $495,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 72,038 | $494,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 50,000 | $493,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 38,046 | $492,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 588,194 | $492,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 20,897 | $491,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 4,333 | $491,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 67,278 | $491,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 51,336 | $490,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 25,000 | $490,000 | thousands by filing date | put |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 16,760 | $489,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 24,876 | $489,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 66,837 | $488,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 14,201 | $488,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 8,300 | $484,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 42,600 | $481,000 | thousands by filing date | call |
| CTS CORP | 126501105 | COM | 13,996 | $480,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 6,018 | $475,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 69,519 | $475,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 13,922 | $474,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 10,647 | $473,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 5,363 | $471,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 9,058 | $466,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 15,583 | $466,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 125,441 | $464,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 15,602 | $463,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 12,800 | $463,000 | thousands by filing date | call |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 4,676 | $460,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 7,507 | $459,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,709 | $452,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 8,016 | $451,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 100,000 | $450,000 | thousands by filing date | call |
| ABIOMED INC | 003654100 | COM | 1,000 | $450,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 1,200 | $449,000 | thousands by filing date | call |
| DYCOM INDS INC COM | 267475101 | Stock | 5,295 | $448,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 20,137 | $447,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 9,073 | $446,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 19,269 | $444,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 111,004 | $444,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 148,110 | $444,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 25,369 | $443,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 61,144 | $443,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 567,989 | $443,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 41,836 | $441,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 43,057 | $438,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 69,300 | $437,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 30,000 | $437,000 | thousands by filing date | put |
| SCHD | 808524797 | COM | 8,232 | $436,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 9,097 | $434,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 73,589 | $434,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 7,570 | $433,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 5,000 | $432,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 7,184 | $431,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 43,302 | $430,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 7,656 | $429,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 240,871 | $429,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 49,599 | $429,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 20,900 | $428,000 | thousands by filing date | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,449 | $427,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 69,065 | $427,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 9,429 | $424,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,908 | $423,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 73,358 | $423,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 22,152 | $422,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 16,007 | $421,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,127 | $420,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 123,899 | $420,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 32,655 | $419,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 8,232 | $418,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 15,496 | $417,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 24,500 | $417,000 | thousands by filing date | put |
| DONNELLEY R R & SONS CO | 257867200 | COM | 77,163 | $417,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 147,963 | $417,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 4,410 | $416,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 7,582 | $415,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 176,840 | $414,000 | thousands by filing date | |
| Mid-Southern Bancorp | 59548Q107 | COM | 31,957 | $414,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 25,371 | $414,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 11,579 | $413,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 5,000 | $412,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 30,473 | $411,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 43,233 | $411,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 28,278 | $410,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 17,238 | $410,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 22,782 | $407,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 83,023 | $407,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 10,763 | $405,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 10,664 | $403,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 4,673 | $403,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 298,600 | $403,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 14,820 | $403,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 33,389 | $402,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 10,920 | $402,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 155,855 | $402,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 25,753 | $400,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 225,725 | $400,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 198,975 | $398,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 10,749 | $396,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 4,207 | $396,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 16,345 | $394,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 33,951 | $393,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 554,074 | $393,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 4,947 | $390,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 8,061 | $389,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 25,113 | $389,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 74,423 | $388,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 11,439 | $388,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 6,250 | $387,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 33,236 | $387,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 334,460 | $385,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 43,500 | $383,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 75,894 | $383,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 15,444 | $382,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 157,094 | $380,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 18,005 | $378,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 6,905 | $376,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 2,902 | $375,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 20,738 | $375,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 44,442 | $373,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 11,936 | $372,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 62,698 | $372,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 44,116 | $371,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,159 | $370,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 8,999 | $368,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 55,560 | $368,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 39,267 | $367,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 3,789 | $366,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 65,643 | $365,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 50,395 | $365,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,587 | $363,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 16,364 | $363,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 4,882 | $363,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 3,700 | $360,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 10,990 | $360,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 21,583 | $359,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 16,934 | $359,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 7,669 | $357,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 16,873 | $357,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 16,747 | $355,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 25,491 | $354,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 9,875 | $352,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 12,420 | $352,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 17,131 | $350,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 8,824 | $350,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 9,371 | $349,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 86,209 | $349,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 437,703 | $347,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 433,938 | $347,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 18,369 | $347,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 9,500 | $346,000 | thousands by filing date | put |
| IRIDEX CORP | 462684101 | COM | 54,462 | $346,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 13,884 | $346,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 169,674 | $346,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 4,852 | $345,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,500 | $345,000 | thousands by filing date | call |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 17,844 | $345,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 36,137 | $343,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 70,716 | $343,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 122,130 | $342,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 30,287 | $342,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,855 | $341,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 6,547 | $339,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 2,363 | $339,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 121,875 | $339,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 18,997 | $339,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 16,103 | $339,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 50,509 | $338,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 11,951 | $337,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 28,334 | $337,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 53,330 | $336,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 5,092 | $335,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 8,603 | $335,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 16,576 | $335,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 14,430 | $334,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 22,843 | $333,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 123,284 | $333,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 593,287 | $333,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 58,511 | $332,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 10,000 | $330,000 | thousands by filing date | call |
| MIMEDX GROUP INC | 602496101 | COM | 53,292 | $329,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 55,943 | $329,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 85,266 | $328,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 17,123 | $327,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 31,903 | $326,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 20,247 | $325,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 5,831 | $324,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 27,890 | $324,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 22,730 | $323,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 8,041 | $323,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 205,992 | $323,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 155,522 | $322,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 37,370 | $321,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 24,255 | $320,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 4,310 | $318,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 12,079 | $318,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 5,261 | $317,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 22,622 | $317,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 17,876 | $316,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 7,900 | $316,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 51,317 | $316,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 5,863 | $315,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T109 | ORD SHS | 116,960 | $315,000 | thousands by filing date | |
| TapImmune Inc | 876033408 | COM | 34,788 | $315,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 4,525 | $314,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 26,797 | $314,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 3,861 | $313,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 16,677 | $313,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 97,940 | $313,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 16,390 | $312,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 7,798 | $309,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 26,616 | $309,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 14,000 | $308,000 | thousands by filing date | put |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 13,928 | $307,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 88,331 | $306,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 23,585 | $306,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 18,865 | $305,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 11,359 | $302,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 3,952 | $301,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 88,626 | $300,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 5,099 | $299,000 | thousands by filing date | |
| PHAXIAM THERAPEUTICS S A | 29604W108 | SPONSORED ADR | 34,248 | $299,000 | thousands by filing date | |
| PARKER DRILLING CO. | 701081408 | COM | 100,100 | $298,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 4,965 | $297,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 12,132 | $297,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 182,310 | $297,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 10,395 | $296,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 24,384 | $295,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 22,939 | $294,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,786 | $293,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 19,653 | $293,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 30,924 | $292,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 62,465 | $292,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 55,488 | $291,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 5,978 | $287,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 17,800 | $286,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 57,519 | $286,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 63,479 | $286,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 25,637 | $285,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001273087-18-000033 | this filing | 2018-11-14 | acceptance time not in the bulk data set |