13F-HR filed by MILLENNIUM MANAGEMENT LLC
MILLENNIUM MANAGEMENT LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 3,458 holding rows worth $65,632,390,000.
- Accession
- 0001273087-17-000027
- Filer
- CIK 1273087
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 3,461 entries on the cover page, a total value of $65,632,390,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $65,632,390,000 with VALUE read as thousands by filing date, 13F file number 028-10684. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMILLENNIUM INTERNATIONAL MANAGEMENT LP028-12854
- included managerMILLENNIUM GLOBAL ESTATE GP LLC028-12858
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 5,553 | $351,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 13,916 | $350,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 100,000 | $350,000 | thousands by filing date | call |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 37,425 | $349,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 69,066 | $349,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 13,783 | $348,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 69,661 | $347,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 5,079 | $346,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 15,054 | $346,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 31,885 | $346,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,075 | $345,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 4,480 | $345,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 33,621 | $343,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 48,896 | $343,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 4,271 | $342,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 7,898 | $340,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 13,426 | $340,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 28,464 | $339,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 13,015 | $338,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 3,696 | $336,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 47,082 | $336,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 262,143 | $336,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 21,019 | $335,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 24,591 | $332,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 19,045 | $331,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 10,000 | $330,000 | thousands by filing date | call |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 23,435 | $329,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 56,222 | $327,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 10,515 | $326,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 46,307 | $326,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 218,429 | $325,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 21,084 | $325,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 13,600 | $324,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 5,965 | $322,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 23,035 | $322,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 8,612 | $322,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 6,220 | $322,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 7,389 | $319,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 17,996 | $319,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 30,013 | $317,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 23,562 | $316,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 78,100 | $316,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 97,372 | $315,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 41,877 | $314,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 13,609 | $314,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 29,296 | $313,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 13,952 | $312,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 19,281 | $311,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 20,385 | $311,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 145,134 | $311,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 21,138 | $310,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 35,666 | $309,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 11,023 | $309,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 11,718 | $306,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 27,912 | $306,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 32,153 | $305,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 57,505 | $304,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 4,495 | $303,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 21,302 | $302,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 17,485 | $301,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 8,401 | $300,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 6,329 | $297,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 10,565 | $297,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 25,756 | $297,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 824,365 | $297,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 23,364 | $295,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 102,316 | $295,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 68,100 | $294,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 12,499 | $294,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 32,696 | $294,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 11,995 | $294,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 57,300 | $293,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 29,569 | $293,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 4,831 | $292,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 32,751 | $291,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 17,454 | $291,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 1,615 | $289,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 5,734 | $289,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 17,306 | $289,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 12,566 | $288,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 3,298 | $288,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 9,896 | $288,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 7,975 | $287,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 3,129 | $285,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 22,268 | $285,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 18,958 | $284,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 15,901 | $284,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 33,563 | $284,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,338 | $284,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 7,949 | $284,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 18,872 | $282,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 18,247 | $280,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 3,384 | $280,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 11,049 | $279,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 11,359 | $278,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 10,399 | $278,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 29,484 | $275,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,945 | $272,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 45,143 | $272,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 8,009 | $272,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 16,720 | $271,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 71,276 | $271,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 2,647 | $270,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 11,014 | $270,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 10,244 | $270,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 24,185 | $269,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 400 | $269,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 48,200 | $268,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 7,701 | $268,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 35,202 | $268,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 5,840 | $267,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 20,187 | $266,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 19,381 | $265,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 220,485 | $265,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 33,400 | $264,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 43,290 | $263,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 11,709 | $262,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 49,928 | $262,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 15,267 | $262,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 5,087 | $261,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 11,221 | $261,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 6,387 | $259,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 46,702 | $258,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,911 | $257,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 13,076 | $257,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 41,217 | $256,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 21,700 | $255,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 62,300 | $255,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 73,551 | $254,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 99,426 | $254,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 4,437 | $253,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,472 | $253,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 8,214 | $253,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 20,962 | $253,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 7,876 | $251,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,331 | $250,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 26,505 | $250,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 342,343 | $250,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 39,700 | $249,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 73,045 | $249,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 17,331 | $248,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 26,152 | $248,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 55,473 | $247,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 70,599 | $247,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 10,182 | $247,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 1,523 | $246,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 19,868 | $246,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 7,471 | $245,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 22,863 | $245,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 100,000 | $245,000 | thousands by filing date | put |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 4,693 | $244,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 38,472 | $244,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 4,212 | $244,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 25,865 | $243,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 12,907 | $243,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 98,956 | $242,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 9,394 | $241,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 19,025 | $241,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 15,800 | $240,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 9,755 | $240,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 56,422 | $240,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 21,510 | $239,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 33,069 | $238,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 5,056 | $238,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 4,122 | $237,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 7,995 | $237,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 8,091 | $236,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 4,005 | $236,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1,722 | $235,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,205 | $234,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 6,959 | $233,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 5,158 | $233,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 25,467 | $233,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 217,168 | $232,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 2,750 | $231,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 6,916 | $230,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,816 | $230,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 10,398 | $230,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 7,943 | $230,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 9,021 | $229,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 17,792 | $228,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 29,667 | $228,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 10,670 | $227,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 23,705 | $227,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 37,751 | $227,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 7,491 | $226,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 8,800 | $225,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 17,191 | $224,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 19,359 | $224,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 28,496 | $224,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 8,388 | $223,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 21,228 | $223,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 5,347 | $222,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 17,451 | $221,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 14,951 | $221,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 10,001 | $220,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 6,127 | $219,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 50,922 | $219,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 18,621 | $219,000 | thousands by filing date | |
| ICC HOLDINGS INC | 44931Q104 | COM | 12,142 | $219,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 16,236 | $219,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 40,106 | $218,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 330,000 | $218,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 8,753 | $217,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 4,035 | $217,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 355,071 | $217,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 105,545 | $217,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 84,590 | $217,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 67,352 | $215,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 9,540 | $214,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 12,086 | $213,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 77,401 | $212,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 40,521 | $212,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 42,138 | $212,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 19,585 | $212,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,649 | $211,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 3,640 | $211,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 17,490 | $211,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 5,043 | $211,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 14,665 | $211,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 3,500 | $210,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 6,005 | $210,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 4,095 | $210,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 16,487 | $210,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 5,076 | $209,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 13,220 | $209,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 17,500 | $209,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 44,189 | $209,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 10,550 | $208,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 12,391 | $208,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 16,719 | $208,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 15,764 | $208,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 16,413 | $207,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 8,299 | $207,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 6,963 | $206,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 7,177 | $205,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 14,475 | $205,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 7,162 | $204,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 5,453 | $203,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 8,161 | $203,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 17,511 | $203,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 54,228 | $203,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 12,427 | $202,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 9,448 | $201,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 27,313 | $201,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 16,800 | $200,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 30,454 | $200,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 30,133 | $200,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 14,400 | $199,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 12,761 | $198,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 22,248 | $198,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 36,057 | $198,000 | thousands by filing date | |
| Enterprise Federal Bancorp | 26952G107 | Common | 12,455 | $197,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 80,000 | $196,000 | thousands by filing date | call |
| BANK OF AMERICA CORP | 060505153 | CMN | 250,000 | $195,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 37,648 | $194,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 23,074 | $192,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 14,050 | $192,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 13,061 | $192,000 | thousands by filing date | |
| HV BANCORP | 40441H105 | COM | 12,861 | $192,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H101 | COM | 82,561 | $192,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 18,700 | $191,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 15,210 | $191,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 12,417 | $189,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 12,821 | $189,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 27,343 | $189,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 12,676 | $188,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 81,918 | $186,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 15,900 | $184,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 54,853 | $183,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 41,999 | $183,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 500,000 | $180,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 69,426 | $178,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 57,848 | $176,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 38,698 | $176,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 13,496 | $176,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 50,000 | $176,000 | thousands by filing date | call |
| ZYMEWORKS INC | 98985W102 | COM | 21,967 | $175,000 | thousands by filing date | |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 120,131 | $173,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 29,133 | $173,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 28,392 | $172,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 64,530 | $171,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 11,661 | $170,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 111,804 | $169,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 12,586 | $169,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 44,094 | $168,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 11,510 | $167,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 12,485 | $167,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 150,463 | $167,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 30,409 | $166,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 12,422 | $166,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 13,000 | $165,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 42,344 | $165,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 13,026 | $165,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 45,111 | $165,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 11,815 | $165,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 47,807 | $164,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 11,438 | $163,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 10,505 | $163,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 129,559 | $163,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 15,046 | $161,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 15,709 | $159,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 27,559 | $158,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 70,002 | $158,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 22,540 | $158,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,200 | $157,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 11,334 | $156,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 28,700 | $156,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 25,128 | $155,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 69,434 | $153,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 29,100 | $152,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 27,979 | $149,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 72,624 | $149,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 16,776 | $149,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 109,556 | $148,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 13,165 | $147,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 45,000 | $147,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 10,789 | $146,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 72,804 | $146,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 239,597 | $142,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 20,310 | $142,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 14,748 | $139,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 34,800 | $138,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 47,631 | $138,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 29,081 | $138,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 51,272 | $137,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 15,647 | $136,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 29,178 | $133,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 15,497 | $133,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 14,800 | $133,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 52,901 | $132,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 69,640 | $129,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X204 | COM NEW | 51,477 | $129,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 12,700 | $127,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 22,121 | $126,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 20,046 | $124,000 | thousands by filing date | |
| Yogaworks, Inc. | 986005106 | com | 44,835 | $124,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 36,002 | $123,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 41,191 | $122,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 15,580 | $122,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 13,800 | $121,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 26,933 | $119,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 17,764 | $118,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 22,214 | $115,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 40,495 | $113,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 19,796 | $110,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 114,821 | $109,000 | thousands by filing date | |
| GAFISA S A | 362607400 | UNSPONSORED ADR | 12,531 | $108,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 11,495 | $106,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 12,400 | $105,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 22,801 | $105,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 18,226 | $104,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C309 | COM | 36,178 | $103,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 23,659 | $101,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 20,070 | $101,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 11,462 | $100,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 40,528 | $98,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 24,583 | $98,000 | thousands by filing date | |
| REVEN HSG REIT INC | 761378207 | COM NEW | 20,736 | $97,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 27,859 | $96,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 18,322 | $96,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 23,000 | $95,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 15,138 | $95,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 10,648 | $94,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 245,418 | $93,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 11,417 | $90,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 25,480 | $90,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 41,244 | $89,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 18,530 | $89,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 36,942 | $89,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 22,339 | $89,000 | thousands by filing date | |
| YUMA ENERGY INC NEW | 98872F105 | COM | 91,149 | $87,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 13,565 | $83,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 150,000 | $83,000 | thousands by filing date | |
| PRECIPIO INC | 74019L107 | COM | 38,092 | $82,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 22,017 | $81,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 13,021 | $80,000 | thousands by filing date | |
| MYND ANALYTICS INC | 62857N202 | COM NEW | 21,087 | $80,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279501 | COM NEW | 57,575 | $77,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 47,523 | $75,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 27,023 | $75,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 11,723 | $74,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 77,904 | $74,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 11,960 | $68,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 12,900 | $68,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 17,300 | $66,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748206 | COM NEW | 39,534 | $66,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 12,161 | $65,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 34,876 | $65,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 19,983 | $63,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 60,187 | $63,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 84,958 | $62,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 24,996 | $61,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 11,818 | $61,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 33,075 | $60,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 19,078 | $59,000 | thousands by filing date | |
| COBALT INTL ENERGY | 19075F304 | COM | 41,104 | $59,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 161,600 | $58,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 18,415 | $57,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 38,912 | $55,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 29,073 | $55,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 18,000 | $54,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 11,589 | $54,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 21,400 | $54,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 40,158 | $54,000 | thousands by filing date | |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 35,030 | $54,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L104 | COM | 18,203 | $54,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 10,158 | $53,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 10,668 | $52,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 43,627 | $52,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 27,188 | $51,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES IN | 18449C500 | COM PAR NEW | 29,697 | $51,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 11,455 | $50,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 18,546 | $50,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 28,909 | $49,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 10,998 | $48,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 43,444 | $43,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 28,297 | $43,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C201 | COM | 214,673 | $43,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 30,492 | $42,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 13,923 | $42,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 14,515 | $41,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q403 | COM PAR | 14,151 | $41,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 11,786 | $38,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 79,751 | $38,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 11,791 | $37,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 12,600 | $35,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 23,919 | $35,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 16,294 | $35,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 15,119 | $34,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 15,116 | $33,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 180,032 | $32,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 47,890 | $29,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 21,809 | $29,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 14,065 | $28,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 22,656 | $28,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 17,700 | $27,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 13,390 | $26,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 59,417 | $25,000 | thousands by filing date | |
| MERIDIAN WASTE SOLUTIONS INC | 58985L209 | COM | 20,195 | $25,000 | thousands by filing date | |
| WESTWATER RES INC | 961684107 | COM | 16,558 | $24,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 68,237 | $24,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 31,864 | $22,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 21,326 | $22,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A105 | COM | 17,665 | $21,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 16,166 | $20,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 54,096 | $20,000 | thousands by filing date | |
| INPIXON COM | 45790J107 | Stock | 59,003 | $20,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 22,624 | $19,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 12,894 | $18,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 24,100 | $16,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 33,475 | $16,000 | thousands by filing date | |
| CEL SCI CORP | 150837177 | *W EXP 10/11/201 | 500,000 | $16,000 | thousands by filing date | |
| DIGILITI MONEY GROUP INC | 25381F102 | COM | 12,122 | $13,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 14,319 | $12,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 13,137 | $11,000 | thousands by filing date | |
| OPGEN INC | 68373L117 | *W EXP 05/05/202 | 76,821 | $5,000 | thousands by filing date | |
| ONCOBIOLOGICS INC | 68235M121 | *W EXP 05/18/201 | 38,363 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001273087-17-000027 | this filing | 2017-11-14 | acceptance time not in the bulk data set |