13F-HR filed by MILLENNIUM MANAGEMENT LLC
MILLENNIUM MANAGEMENT LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 3,458 holding rows worth $65,632,390,000.
- Accession
- 0001273087-17-000027
- Filer
- CIK 1273087
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 3,461 entries on the cover page, a total value of $65,632,390,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $65,632,390,000 with VALUE read as thousands by filing date, 13F file number 028-10684. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMILLENNIUM INTERNATIONAL MANAGEMENT LP028-12854
- included managerMILLENNIUM GLOBAL ESTATE GP LLC028-12858
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARGAN INC | 04010E109 | COM | 15,184 | $1,021,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 56,405 | $1,021,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 47,750 | $1,019,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 70,847 | $1,012,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 1,084,421 | $1,012,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 20,000 | $1,010,000 | thousands by filing date | call |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 7,978 | $998,000 | thousands by filing date | |
| FORUM MERGER CORP | 34985B103 | COM CL A | 102,326 | $998,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 5,000 | $996,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 5,000 | $996,000 | thousands by filing date | call |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 136,353 | $995,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 29,084 | $993,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 1,790 | $992,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 6,526 | $989,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 218,490 | $988,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 513,670 | $986,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 39,786 | $985,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 87,831 | $985,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 656,787 | $985,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 150,714 | $983,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 95,639 | $981,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 88,048 | $981,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 15,132 | $979,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 124,690 | $978,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 10,434 | $976,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 18,026 | $976,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 32,813 | $975,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 290,000 | $972,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 29,400 | $970,000 | thousands by filing date | put |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 77,114 | $968,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 19,730 | $967,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 9,678 | $966,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 11,287 | $966,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 101,060 | $964,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 140,000 | $963,000 | thousands by filing date | put |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 44,900 | $963,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 44,241 | $962,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 72,038 | $962,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 30,332 | $962,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 29,100 | $959,000 | thousands by filing date | call |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 87,947 | $958,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 28,220 | $957,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 21,942 | $957,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 55,256 | $955,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 65,745 | $953,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 10,000 | $951,000 | thousands by filing date | call |
| VALHI INC NEW | 918905100 | COM | 391,413 | $951,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 87,436 | $949,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 39,227 | $949,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 69,364 | $947,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 170,058 | $944,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 15,462 | $942,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 11,555 | $940,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 552,649 | $940,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 50,000 | $939,000 | thousands by filing date | put |
| TTOO | 89853L104 | Stock | 223,292 | $938,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 15,000 | $934,000 | thousands by filing date | put |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 59,953 | $934,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 427,339 | $932,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 63,999 | $931,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 86,443 | $918,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 97,966 | $918,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 22,000 | $915,000 | thousands by filing date | call |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 23,537 | $914,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 29,271 | $913,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 45,000 | $913,000 | thousands by filing date | call |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 42,192 | $912,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 43,758 | $910,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 249,026 | $909,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 60,353 | $907,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 17,165 | $904,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 18,940 | $904,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 75,000 | $902,000 | thousands by filing date | call |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 37,521 | $901,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 21,158 | $900,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 6,000 | $895,000 | thousands by filing date | put |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 40,011 | $892,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 6,050 | $890,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 10,193 | $889,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 195,516 | $888,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 20,478 | $884,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 14,788 | $883,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 14,061 | $881,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 7,500 | $879,000 | thousands by filing date | put |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 78,072 | $877,000 | thousands by filing date | |
| NIGHTSTAR THERAPEUTICS PLC | 65413A101 | ADR | 45,573 | $875,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 7,400 | $874,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 185,449 | $872,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 9,273 | $870,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 33,083 | $870,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 7,681 | $869,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 30,937 | $869,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 56,248 | $868,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 25,479 | $865,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 40,000 | $864,000 | thousands by filing date | call |
| WALKER&DUNLOPINC | 93148P102 | STOK | 16,473 | $862,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 13,997 | $862,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 56,127 | $860,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 216,781 | $856,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 7,300 | $855,000 | thousands by filing date | call |
| ERIN ENERGY CORP COM | 295625107 | Stock | 310,742 | $855,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 32,641 | $854,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 18,795 | $854,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 111,496 | $853,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 62,575 | $852,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 30,548 | $852,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 298,336 | $850,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 112,031 | $847,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 28,325 | $846,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 219,625 | $846,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 45,871 | $845,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 198,641 | $844,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 23,260 | $841,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 20,965 | $839,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 12,790 | $835,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 29,311 | $832,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 61,796 | $832,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 20,391 | $832,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 146,028 | $829,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 60,000 | $828,000 | thousands by filing date | put |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 74,290 | $822,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 136,548 | $819,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 83,000 | $818,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 16,805 | $817,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 56,102 | $816,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 3,660 | $814,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 13,891 | $810,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 9,368 | $810,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 27,217 | $809,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 78,908 | $806,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 225,342 | $800,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 80,768 | $800,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 32,439 | $796,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 25,000 | $795,000 | thousands by filing date | call |
| DIGITALGLOBE INC | 25389M877 | COM | 22,502 | $793,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 6,720 | $792,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 12,635 | $791,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 30,761 | $787,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 101,156 | $785,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 95,536 | $784,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 19,570 | $781,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 24,301 | $779,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 584,048 | $777,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 259,976 | $777,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 105,570 | $776,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 10,517 | $774,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 193,269 | $767,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 34,378 | $766,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 47,568 | $763,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 26,307 | $761,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 18,551 | $761,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 50,820 | $760,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 200,000 | $756,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 6,500 | $755,000 | thousands by filing date | put |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 29,963 | $755,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 46,663 | $753,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 20,000 | $751,000 | thousands by filing date | call |
| ARDELYX INC | 039697107 | COM | 134,009 | $750,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 24,200 | $750,000 | thousands by filing date | call |
| HILL ROM HLDGS INC | 431475102 | COM | 10,000 | $740,000 | thousands by filing date | put |
| HILL ROM HLDGS INC | 431475102 | COM | 10,000 | $740,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F106 | COM | 123,306 | $736,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 30,408 | $736,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 99,895 | $734,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 18,401 | $732,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 13,057 | $731,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 14,840 | $731,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 63,239 | $730,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 6,821 | $728,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 50,000 | $726,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 31,736 | $725,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 179,988 | $724,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 26,017 | $724,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 392,245 | $722,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 92,380 | $721,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 128,556 | $721,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 84,815 | $720,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 14,780 | $712,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 50,000 | $712,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 134,608 | $712,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 156,861 | $712,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 115,543 | $709,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 5,537 | $708,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 14,735 | $707,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 20,240 | $707,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 105,824 | $702,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 191,100 | $699,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 20,592 | $695,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 49,284 | $695,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 21,054 | $691,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 5,964 | $688,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 40,473 | $688,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 300,049 | $687,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 33,752 | $686,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 83,057 | $685,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 5,938 | $682,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 4,591 | $681,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 100,000 | $680,000 | thousands by filing date | call |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 50,427 | $677,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 160,106 | $676,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 73,691 | $674,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 222,774 | $673,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 12,778 | $669,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,655 | $668,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 28,456 | $668,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 33,966 | $667,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 29,435 | $667,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 14,550 | $667,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 19,427 | $667,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 25,000 | $665,000 | thousands by filing date | call |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 38,074 | $664,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 53,215 | $663,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 15,488 | $663,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 19,865 | $660,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 35,000 | $660,000 | thousands by filing date | put |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 6,846 | $659,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 13,711 | $657,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 10,854 | $654,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 57,827 | $653,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 53,736 | $652,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 20,000 | $651,000 | thousands by filing date | put |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 45,740 | $651,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 7,655 | $651,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 14,510 | $651,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 76,630 | $648,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 107,302 | $644,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 145,391 | $643,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 14,168 | $640,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 1,392,198 | $640,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 23,679 | $639,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 143,326 | $639,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 5,703 | $638,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 354,459 | $638,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 451,861 | $637,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 28,132 | $636,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 211,841 | $636,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 61,099 | $635,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 8,559 | $633,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 16,500 | $632,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 13,119 | $631,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 37,520 | $630,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 92,450 | $627,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 7,682 | $623,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 9,644 | $623,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 25,571 | $623,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 30,223 | $622,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 162,953 | $619,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 87,657 | $616,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 92,236 | $610,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 79,175 | $608,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 98,162 | $607,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 17,728 | $605,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 10,410 | $603,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 10,133 | $602,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 15,670 | $602,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 58,100 | $601,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 12,533 | $600,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 6,958 | $599,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 13,679 | $597,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 17,140 | $596,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 19,840 | $595,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 12,145 | $594,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 34,912 | $594,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 24,542 | $593,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 28,169 | $590,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 24,300 | $589,000 | thousands by filing date | put |
| KEMPER CORP COM | 488401100 | Stock | 11,093 | $588,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 25,314 | $588,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 1,433,574 | $588,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 6,501 | $585,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 59,654 | $585,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 164,437 | $584,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 15,000 | $584,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 67,450 | $582,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 8,253 | $581,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 31,067 | $577,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 34,310 | $577,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 10,524 | $576,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 57,552 | $576,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 115,065 | $574,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 38,229 | $573,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 110,125 | $573,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 402,552 | $572,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 67,427 | $570,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 75,800 | $569,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 8,597 | $568,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 18,578 | $567,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 3,435 | $565,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 173,595 | $564,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 8,731 | $563,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 44,806 | $563,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 2,716 | $560,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 38,628 | $560,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 24,241 | $558,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 30,806 | $555,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 29,600 | $554,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 4,461 | $554,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 7,830 | $553,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 49,997 | $550,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 11,171 | $547,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 376,951 | $547,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 23,977 | $545,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 5,088 | $545,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 40,099 | $543,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 22,370 | $541,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 17,265 | $541,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 133,354 | $540,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 155,467 | $538,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 15,394 | $536,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 35,935 | $536,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 86,237 | $535,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 8,951 | $535,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 305,935 | $535,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 50,000 | $534,000 | thousands by filing date | call |
| LIVANOVA PLC | G5509L101 | SHS | 7,603 | $533,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 25,025 | $527,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 18,158 | $527,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 12,709 | $527,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 15,300 | $526,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 17,323 | $525,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 7,800 | $525,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 9,503 | $519,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 7,050 | $519,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 198,945 | $519,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 25,000 | $519,000 | thousands by filing date | call |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 10,000 | $519,000 | thousands by filing date | put |
| Vanguard Growth | 922908736 | COM | 3,890 | $516,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 5,733 | $515,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 27,909 | $515,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 14,356 | $515,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 70,544 | $514,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 10,000 | $511,000 | thousands by filing date | call |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 20,728 | $510,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 47,789 | $507,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 55,036 | $506,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 36,365 | $505,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 12,089 | $503,000 | thousands by filing date | |
| PENDRELL CORP | 70686R302 | CL A NEW ADDED | 73,656 | $503,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 17,350 | $501,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 10,222 | $501,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 240,204 | $500,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 103,308 | $499,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 16,153 | $498,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 28,608 | $498,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 397,728 | $497,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 102,252 | $496,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 56,021 | $495,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 3,467 | $494,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 36,931 | $494,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 127,395 | $490,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 60,226 | $488,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 129,844 | $487,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 6,092 | $485,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 53,938 | $484,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 32,353 | $484,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 36,000 | $481,000 | thousands by filing date | call |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 13,374 | $481,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 14,727 | $481,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 29,873 | $480,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 4,066 | $479,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 59,465 | $478,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 288,968 | $477,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 76,265 | $477,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 172,490 | $476,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 7,056 | $475,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 3,418 | $474,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 36,393 | $474,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 22,916 | $473,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 14,448 | $473,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 7,982 | $473,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 30,079 | $471,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 88,690 | $471,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 329,100 | $471,000 | thousands by filing date | call |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 10,452 | $469,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 39,680 | $468,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 39,111 | $468,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 34,589 | $467,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 6,214 | $466,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 19,037 | $464,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 2,752 | $460,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 21,505 | $459,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 20,716 | $458,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 19,623 | $457,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 16,012 | $456,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 7,843 | $455,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 178,563 | $455,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 23,997 | $455,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 124,310 | $455,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 12,266 | $453,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 62,830 | $453,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 107,392 | $452,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 33,246 | $451,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 38,445 | $449,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 34,245 | $447,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 19,538 | $447,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 15,800 | $445,000 | thousands by filing date | call |
| AG MTG INVT TR INC | 001228105 | COM | 23,147 | $445,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 5,812 | $444,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 28,163 | $443,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 19,102 | $442,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 8,929 | $437,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 29,858 | $437,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 8,056 | $436,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 37,811 | $435,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 5,000 | $433,000 | thousands by filing date | call |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 63,424 | $433,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 25,192 | $433,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 4,070 | $432,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 43,536 | $432,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 7,922 | $431,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 7,844 | $430,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 33,227 | $429,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 25,248 | $429,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 161,666 | $428,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 76,115 | $427,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 2,103 | $426,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 263,039 | $426,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 4,232 | $425,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 8,236 | $422,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 48,223 | $420,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 8,658 | $420,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 22,371 | $419,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 128,798 | $419,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 92,314 | $419,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 6,792 | $418,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 12,978 | $417,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 27,099 | $416,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 23,700 | $415,000 | thousands by filing date | |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 20,000 | $412,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 26,929 | $411,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 17,114 | $410,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 47,771 | $409,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 44,742 | $409,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 58,083 | $409,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 84,975 | $408,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 24,072 | $405,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 74,818 | $405,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 4,156 | $403,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 3,991 | $402,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 151,237 | $401,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 4,556 | $401,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 16,182 | $400,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 83,023 | $400,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 14,193 | $400,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 89,823 | $399,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 6,973 | $398,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 29,248 | $397,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 41,685 | $396,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 8,517 | $396,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 19,343 | $395,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 17,869 | $395,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 23,422 | $395,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 3,899 | $394,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 64,403 | $394,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 58,392 | $394,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 87,056 | $394,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 7,781 | $393,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 62,572 | $393,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 37,174 | $392,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 5,086 | $391,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 6,807 | $390,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 7,366 | $386,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 11,347 | $385,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 218,036 | $382,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 11,698 | $380,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 83,975 | $377,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 178,494 | $375,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 4,634 | $372,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 86,534 | $372,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 71,181 | $371,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 24,401 | $371,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 73,364 | $370,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 33,340 | $370,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 23,076 | $369,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 3,081 | $366,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 30,454 | $365,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 3,870 | $364,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 21,953 | $364,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 25,993 | $363,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 9,306 | $362,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 46,355 | $362,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 31,925 | $362,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 4,003 | $361,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 10,511 | $361,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 13,367 | $360,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 5,592 | $359,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 30,070 | $359,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 21,714 | $359,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 201,509 | $359,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 39,416 | $358,000 | thousands by filing date | |
| OCEAN RIG UDW INC | G66964118 | SHS NEW | 15,082 | $358,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 3,454 | $357,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 69,633 | $357,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 4,439 | $356,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 7,080 | $356,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 38,909 | $356,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 6,181 | $356,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 10,000 | $355,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 29,500 | $353,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 133,658 | $352,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001273087-17-000027 | this filing | 2017-11-14 | acceptance time not in the bulk data set |