13F-HR filed by MILLENNIUM MANAGEMENT LLC
MILLENNIUM MANAGEMENT LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 3,289 holding rows worth $47,754,732,000.
- Accession
- 0001273087-17-000005
- Filer
- CIK 1273087
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 3,293 entries on the cover page, a total value of $47,754,732,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $47,754,732,000 with VALUE read as thousands by filing date, 13F file number 028-10684. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMILLENNIUM INTERNATIONAL MANAGEMENT LP028-12854
- included managerMILLENNIUM GLOBAL ESTATE GP LLC028-12858
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| S & T BANCORP INC COM | 783859101 | Stock | 6,257 | $244,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 22,114 | $243,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 3,928 | $243,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 3,761 | $242,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 21,756 | $242,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 11,913 | $241,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 51,956 | $241,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 3,977 | $240,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 5,796 | $240,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 13,270 | $238,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 86,676 | $238,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 4,338 | $238,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 18,837 | $237,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 3,535 | $236,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 10,572 | $236,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 10,696 | $235,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 6,997 | $235,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 31,029 | $235,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 8,172 | $234,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K141 | DAILY JR GOLD MI | 6,663 | $234,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 12,857 | $233,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 18,402 | $232,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 3,194 | $232,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 21,970 | $231,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 65,668 | $231,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 32,310 | $231,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 10,739 | $230,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 57,768 | $230,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 2,252 | $229,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 78,740 | $229,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 8,993 | $229,000 | thousands by filing date | |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 938,220 | $229,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 2,525 | $228,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 23,394 | $228,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 9,469 | $228,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 50,000 | $226,000 | thousands by filing date | call |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 3,743 | $225,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 14,552 | $225,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 5,243 | $225,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 3,610 | $224,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 12,855 | $224,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,628 | $224,000 | thousands by filing date | |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 36,472 | $224,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 23,149 | $222,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 22,584 | $222,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 28,617 | $219,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 11,445 | $217,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 35,583 | $216,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 11,986 | $216,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 8,800 | $216,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 20,362 | $214,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 9,398 | $214,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 13,126 | $214,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 9,234 | $213,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 4,466 | $213,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 65,731 | $213,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 4,867 | $212,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 8,535 | $212,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 16,030 | $211,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 10,730 | $211,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,236 | $211,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 30,785 | $211,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 492 | $210,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 17,715 | $210,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 4,375 | $209,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 83,458 | $209,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 10,177 | $209,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 22,030 | $207,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 3,344 | $206,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 7,700 | $206,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 9,200 | $206,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 3,836 | $205,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 5,000 | $204,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,639 | $203,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 47,136 | $203,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 17,409 | $203,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 25,135 | $202,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 10,378 | $202,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 47,600 | $202,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 6,493 | $201,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 17,003 | $201,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 7,470 | $200,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 28,900 | $199,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 17,016 | $199,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 16,349 | $199,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 32,947 | $198,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 101,614 | $197,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 21,436 | $195,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 234,588 | $195,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 21,735 | $194,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 22,309 | $194,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 16,678 | $191,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 22,487 | $191,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760137 | SHS NEW | 166,364 | $191,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 72,603 | $190,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 17,910 | $189,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 10,420 | $188,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 15,000 | $187,000 | thousands by filing date | put |
| ACTUA CORPORATION | 005094107 | COM | 13,379 | $187,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 74,748 | $186,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 12,475 | $184,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 27,123 | $184,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 450,504 | $184,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 24,996 | $183,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 27,427 | $182,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 55,160 | $178,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 38,112 | $178,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 26,165 | $177,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 12,844 | $177,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 50,451 | $177,000 | thousands by filing date | |
| ONCOBIOLOGICS INC | 68235M105 | COM | 58,912 | $177,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 17,262 | $176,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 113,572 | $176,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 10,902 | $174,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 22,183 | $174,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 14,333 | $173,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 53,088 | $173,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 13,532 | $172,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 10,499 | $170,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 10,932 | $169,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 12,367 | $168,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 20,131 | $168,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 96,182 | $168,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 61,432 | $166,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 13,570 | $164,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 17,087 | $164,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 11,743 | $161,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 12,184 | $161,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 24,681 | $161,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 22,033 | $160,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 19,157 | $160,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 13,516 | $158,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 30,835 | $158,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 18,600 | $157,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 20,858 | $157,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 10,308 | $155,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 65,656 | $154,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 27,812 | $152,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 16,372 | $152,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 39,728 | $151,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 11,805 | $151,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 70,693 | $148,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 35,746 | $148,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 13,160 | $147,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 10,405 | $147,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 44,797 | $146,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 14,800 | $145,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 130,537 | $145,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 10,214 | $144,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 21,194 | $144,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 46,200 | $143,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 11,000 | $143,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 16,277 | $139,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 52,001 | $139,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 79,122 | $138,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 10,768 | $137,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 53,900 | $136,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 17,884 | $134,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 45,558 | $133,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 173,924 | $132,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 12,400 | $131,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 42,226 | $131,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 23,087 | $130,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 114,849 | $129,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 10,195 | $128,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 18,627 | $128,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 13,443 | $126,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 19,225 | $126,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 49,358 | $124,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 38,864 | $124,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 10,229 | $122,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 10,237 | $121,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 84,414 | $120,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 40,853 | $118,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 16,527 | $114,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 23,600 | $114,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 15,674 | $114,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 39,140 | $113,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 61,719 | $111,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 38,300 | $109,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 15,092 | $107,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 25,556 | $107,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 45,859 | $105,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 21,832 | $105,000 | thousands by filing date | |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 13,169 | $105,000 | thousands by filing date | |
| MABVAX THERAPEUTICS HLDGS INC COM NEW | 55414P504 | COM | 30,688 | $104,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 26,939 | $103,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 23,449 | $103,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 34,036 | $102,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 15,578 | $102,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 24,483 | $101,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 47,197 | $101,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 13,028 | $100,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 70,221 | $100,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 14,862 | $100,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 13,813 | $99,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 67,291 | $98,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 18,900 | $97,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 10,556 | $95,000 | thousands by filing date | |
| TapImmune Inc | 876033408 | COM | 24,611 | $95,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 17,030 | $94,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 23,018 | $94,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A105 | COM | 15,281 | $93,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 19,000 | $92,000 | thousands by filing date | call |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 13,496 | $91,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 43,550 | $91,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 18,095 | $91,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 40,084 | $90,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 28,967 | $88,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 10,066 | $86,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 11,077 | $85,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 83,369 | $84,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 35,869 | $82,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 11,521 | $81,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 14,300 | $81,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 14,491 | $80,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 13,776 | $79,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 26,647 | $79,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 33,266 | $77,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 149,813 | $76,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 23,277 | $74,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 14,328 | $73,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 49,000 | $73,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 12,479 | $72,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 16,041 | $71,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 13,000 | $71,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 15,112 | $70,000 | thousands by filing date | |
| ALLIANCE MMA INC | 018626101 | COM | 19,157 | $70,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 21,885 | $69,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 12,218 | $68,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 27,565 | $68,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 17,763 | $67,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 21,006 | $67,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 11,192 | $67,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 23,200 | $65,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 47,398 | $64,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 55,135 | $63,000 | thousands by filing date | |
| HARVEST NAT RES | 41754v202 | COM | 10,205 | $63,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 15,152 | $62,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 35,445 | $61,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 16,934 | $61,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 17,400 | $57,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 28,778 | $56,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 25,600 | $54,000 | thousands by filing date | call |
| MARIN SOFTWARE INC | 56804T106 | COM | 22,768 | $54,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 12,339 | $54,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 23,234 | $53,000 | thousands by filing date | |
| ONVIA INC | 68338T403 | COM | 12,000 | $53,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 13,486 | $52,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 18,379 | $52,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 11,727 | $50,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 72,168 | $49,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 16,019 | $49,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 110,100 | $49,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 11,456 | $48,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 107,999 | $48,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 19,204 | $47,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 14,500 | $47,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 56,019 | $46,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 18,678 | $46,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 11,420 | $46,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 69,842 | $45,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 12,847 | $39,000 | thousands by filing date | |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 16,639 | $39,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 34,451 | $37,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 11,513 | $37,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225111 | W EXP 03/28/201 | 640,800 | $35,000 | thousands by filing date | |
| ONCOBIOLOGICS INC | 68235M121 | *W EXP 05/18/201 | 42,224 | $33,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T129 | *W EXP 04/13/201 | 1,600,000 | $32,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 16,356 | $29,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 10,800 | $28,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 15,823 | $28,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 150,000 | $27,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 16,474 | $26,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 18,062 | $25,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 23,583 | $25,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 22,976 | $22,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 69,521 | $17,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 29,245 | $16,000 | thousands by filing date | |
| ACER THERAPEUTICS INC COM | 68372T301 | Stock | 15,830 | $15,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 10,546 | $14,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 10,210 | $14,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 12,807 | $14,000 | thousands by filing date | |
| OPGEN INC | 68373L117 | *W EXP 05/05/202 | 76,821 | $12,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 16,357 | $11,000 | thousands by filing date | |
| CEL SCI CORP | 150837177 | *W EXP 10/11/201 | 500,000 | $10,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 10,300 | $8,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P131 | W EXP 06/11/201 | 222,222 | $6,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 150,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001273087-17-000005 | this filing | 2017-02-14 | acceptance time not in the bulk data set |