13F-HR filed by MILLENNIUM MANAGEMENT LLC
MILLENNIUM MANAGEMENT LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 3,289 holding rows worth $47,754,732,000.
- Accession
- 0001273087-17-000005
- Filer
- CIK 1273087
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 3,293 entries on the cover page, a total value of $47,754,732,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $47,754,732,000 with VALUE read as thousands by filing date, 13F file number 028-10684. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMILLENNIUM INTERNATIONAL MANAGEMENT LP028-12854
- included managerMILLENNIUM GLOBAL ESTATE GP LLC028-12858
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBANT S A | L44385109 | COM | 19,970 | $666,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 20,313 | $666,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 6,847 | $665,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 36,918 | $665,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 75,510 | $665,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 24,620 | $664,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 17,307 | $663,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 32,258 | $661,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 247,719 | $661,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 72,871 | $661,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 16,597 | $659,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 77,131 | $659,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 94,828 | $659,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 36,123 | $657,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 34,794 | $656,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 70,249 | $656,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 22,558 | $655,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 41,600 | $654,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 52,750 | $654,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 73,634 | $652,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 21,038 | $650,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 13,514 | $650,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 41,108 | $650,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 98,270 | $650,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 60,693 | $649,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 28,345 | $649,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 294,847 | $649,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 7,007 | $648,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 46,931 | $645,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 40,431 | $644,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 21,293 | $644,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 306,543 | $644,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 55,952 | $642,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 75,545 | $641,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 10,648 | $640,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 97,600 | $639,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 10,409 | $637,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 22,456 | $636,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 9,207 | $636,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 157,429 | $634,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 48,643 | $632,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 607,832 | $632,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 11,228 | $631,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 66,046 | $631,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 4,684 | $630,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 299,798 | $630,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 34,123 | $628,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 126,091 | $627,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 30,058 | $627,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 53,353 | $625,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 300,000 | $621,000 | thousands by filing date | call |
| LIVEPERSON, INC. | 538146101 | COM | 82,032 | $619,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 19,420 | $619,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 16,438 | $619,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 20,532 | $619,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 22,784 | $618,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 35,191 | $618,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 318,354 | $618,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 224,403 | $617,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 5,095 | $616,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 146,719 | $616,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 6,010 | $614,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 29,107 | $614,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 350,568 | $613,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 12,924 | $611,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 65,353 | $610,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 469,484 | $610,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 25,367 | $609,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 40,654 | $609,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 366,750 | $609,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 100,000 | $609,000 | thousands by filing date | call |
| FBL FINL GROUP INC | 30239F106 | CL A | 7,790 | $609,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 71,924 | $608,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 35,725 | $607,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 164,090 | $607,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 129,448 | $606,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 15,119 | $604,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 25,385 | $603,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 29,041 | $603,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 145,185 | $603,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 45,858 | $601,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 33,981 | $601,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 174,329 | $601,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 108,417 | $600,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 36,300 | $599,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 5,897 | $598,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 55,223 | $598,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 32,877 | $598,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 53,416 | $598,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 64,610 | $598,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 42,293 | $597,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 519,465 | $597,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 49,234 | $596,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 31,928 | $595,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 19,573 | $595,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 37,808 | $594,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 103,900 | $594,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 83,676 | $594,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 2,553 | $593,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 17,487 | $593,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 105,906 | $592,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 1,587,302 | $591,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 491,832 | $590,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 53,470 | $588,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 23,224 | $587,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 49,867 | $587,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 54,575 | $587,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 124,983 | $587,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 36,543 | $586,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 255,940 | $584,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 34,877 | $583,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 42,633 | $581,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 26,367 | $576,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 755,028 | $576,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 69,144 | $576,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 71,627 | $574,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 123,428 | $574,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 104,530 | $573,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 84,805 | $572,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 7,606 | $568,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 23,724 | $567,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 130,029 | $566,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 11,937 | $566,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 21,097 | $565,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 369,186 | $565,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 34,982 | $565,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 56,098 | $561,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 25,000 | $561,000 | thousands by filing date | call |
| ADVAXIS INC | 007624208 | COM NEW | 78,156 | $560,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 5,997 | $558,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 16,100 | $557,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 20,354 | $556,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 62,091 | $554,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 20,019 | $552,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 23,946 | $550,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 19,024 | $549,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 123,700 | $548,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 26,312 | $547,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 18,878 | $545,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 6,360 | $544,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 7,084 | $543,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 106,909 | $543,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 195,697 | $542,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 16,379 | $541,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 12,901 | $537,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 8,408 | $536,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 24,162 | $535,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 100,000 | $535,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 11,259 | $534,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 24,070 | $534,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 80,293 | $532,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 63,370 | $530,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 841,885 | $529,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 37,548 | $528,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 52,349 | $527,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 20,320 | $526,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 13,930 | $525,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 21,000 | $523,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 15,780 | $522,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 124,173 | $522,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 5,081 | $520,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 17,396 | $518,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 739,663 | $517,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 10,866 | $515,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 15,984 | $511,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 93,556 | $511,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 9,923 | $510,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 124,378 | $507,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 7,171 | $505,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 27,351 | $504,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 82,500 | $503,000 | thousands by filing date | call |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 16,707 | $503,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 19,611 | $500,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 93,353 | $499,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 27,514 | $499,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 6,534 | $494,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 7,597 | $493,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 232,025 | $492,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 22,205 | $491,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 11,150 | $489,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $488,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 21,279 | $488,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 11,852 | $487,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 11,201 | $485,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 6,069 | $482,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 7,086 | $481,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 20,871 | $481,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 11,430 | $480,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 31,173 | $479,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 16,527 | $479,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 33,142 | $477,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 11,764 | $476,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 3,946 | $475,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 3,562 | $474,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 163,436 | $474,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 6,771 | $472,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 14,678 | $472,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 89,431 | $472,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 93,559 | $471,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 17,960 | $470,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 4,414 | $470,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 50,000 | $468,000 | thousands by filing date | call |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 42,613 | $467,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 18,302 | $467,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 18,558 | $467,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 10,661 | $466,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 178,380 | $464,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 87,250 | $463,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 18,755 | $463,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 36,023 | $462,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 7,433 | $460,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 12,530 | $459,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 26,407 | $458,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 51,755 | $456,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 31,909 | $456,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 25,885 | $456,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 10,500 | $456,000 | thousands by filing date | put |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 13,586 | $455,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 10,656 | $454,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,500 | $453,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 28,847 | $453,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 64,340 | $452,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 3,661 | $449,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 16,036 | $449,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 10,723 | $449,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 26,546 | $449,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 19,164 | $447,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 12,096 | $445,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 3,500 | $444,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 20,261 | $442,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 96,987 | $442,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 13,668 | $441,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 32,356 | $440,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 29,875 | $439,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 12,577 | $439,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 43,520 | $438,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 70,462 | $437,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 18,583 | $436,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 10,917 | $436,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 36,282 | $435,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 12,662 | $435,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 6,091 | $434,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 5,000 | $431,000 | thousands by filing date | call |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 23,103 | $431,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 46,061 | $430,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 10,739 | $429,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 9,388 | $429,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 16,400 | $429,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 20,439 | $429,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 60,292 | $429,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 72,237 | $428,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 13,430 | $427,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 20,000 | $427,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 25,039 | $426,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 7,103 | $424,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 56,594 | $424,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 8,000 | $422,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 57,008 | $422,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 123,324 | $421,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 19,600 | $416,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 50,190 | $416,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 89,460 | $415,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 85,000 | $413,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 19,722 | $412,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 40,728 | $412,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 26,368 | $411,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 100,000 | $410,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 6,652 | $409,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 12,256 | $409,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 11,001 | $409,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 3,560 | $408,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 57,812 | $408,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 8,560 | $407,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 10,000 | $406,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 9,132 | $403,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 5,555 | $403,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 26,385 | $400,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 6,340 | $399,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 29,170 | $397,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 5,000 | $394,000 | thousands by filing date | call |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 765 | $392,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 19,759 | $392,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 9,145 | $391,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 53,581 | $391,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 26,021 | $391,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 65,549 | $389,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 14,430 | $387,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 2,500 | $386,000 | thousands by filing date | put |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 16,114 | $386,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 17,631 | $385,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 18,938 | $384,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 27,595 | $383,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 13,239 | $381,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 15,379 | $381,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 14,430 | $380,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 4,800 | $379,000 | thousands by filing date | call |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 24,213 | $376,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 22,308 | $376,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 26,335 | $374,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 78,492 | $374,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 4,230 | $373,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 13,125 | $373,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 19,520 | $373,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 6,910 | $372,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 10,782 | $372,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 26,452 | $370,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 13,459 | $370,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 45,853 | $370,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 5,077 | $369,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 12,719 | $368,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 64,206 | $368,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 4,965 | $367,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 24,675 | $367,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 182,797 | $367,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 6,486 | $363,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 99,735 | $363,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 75,672 | $363,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 29,429 | $363,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 7,295 | $362,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 9,396 | $361,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 7,316 | $361,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 36,034 | $358,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 43,454 | $354,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 37,513 | $353,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 20,869 | $353,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 20,501 | $352,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 10,100 | $351,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,831 | $351,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 26,263 | $349,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 131,821 | $349,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 11,738 | $347,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 37,620 | $347,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 49,080 | $347,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 36,670 | $344,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 151,992 | $344,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 10,305 | $341,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 41,124 | $341,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 10,444 | $341,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 29,119 | $339,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 24,689 | $339,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 2,225 | $338,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 22,153 | $336,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 319,868 | $336,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 45,358 | $336,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 7,974 | $335,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 10,460 | $335,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 24,525 | $335,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 31,648 | $335,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 21,886 | $334,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 6,300 | $334,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 4,029 | $333,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 5,305 | $333,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 7,500 | $333,000 | thousands by filing date | put |
| VERITEX HLDGS INC | 923451108 | COM | 12,441 | $332,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 11,595 | $330,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 8,291 | $330,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 25,379 | $325,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 4,413 | $325,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 25,054 | $324,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 17,125 | $321,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 36,867 | $321,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 47,236 | $320,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 6,920 | $320,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 278,644 | $320,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 8,946 | $320,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 8,304 | $319,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 3,805 | $316,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 62,495 | $316,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 57,296 | $315,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 74,835 | $314,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 202,281 | $314,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 17,481 | $313,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 3,250 | $312,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,971 | $311,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 414 | $310,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 56,242 | $310,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 18,134 | $310,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 50,838 | $310,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,074 | $307,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 605 | $307,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 59,419 | $305,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 10,560 | $305,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 3,985 | $303,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 17,303 | $303,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 17,885 | $303,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 18,469 | $303,000 | thousands by filing date | |
| TESSERA HLDG CORP COM | 88166T101 | Stock | 6,862 | $303,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 8,335 | $302,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 12,919 | $302,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 32,448 | $302,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 15,981 | $301,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 18,680 | $301,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 6,137 | $300,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 8,572 | $300,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 21,100 | $299,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 72,287 | $298,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 2,730 | $297,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 24,186 | $297,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 9,600 | $297,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 18,442 | $297,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 5,644 | $297,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 45,171 | $297,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 3,801 | $296,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 46,202 | $295,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 20,195 | $295,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 12,510 | $295,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 4,353 | $294,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 12,163 | $294,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 13,589 | $294,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 25,182 | $294,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 7,087 | $293,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 28,656 | $293,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 14,198 | $293,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 32,342 | $292,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 2,584 | $291,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 14,067 | $291,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 170,978 | $291,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 4,442 | $290,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 16,803 | $290,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 6,550 | $289,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 14,472 | $289,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 4,745 | $288,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 4,641 | $287,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 20,886 | $287,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,748 | $286,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 12,568 | $286,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 12,455 | $286,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 24,665 | $285,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 750,000 | $285,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 20,344 | $283,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 19,871 | $283,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 323,380 | $283,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 4,759 | $280,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 25,363 | $280,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 4,617 | $279,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 31,497 | $279,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 13,366 | $279,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 29,979 | $279,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 29,783 | $278,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 22,694 | $277,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 70,942 | $277,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 32,203 | $276,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 49,811 | $276,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 9,093 | $274,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 10,000 | $273,000 | thousands by filing date | put |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 24,557 | $273,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 6,239 | $272,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 7,200 | $271,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 9,786 | $271,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 61,944 | $271,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 22,812 | $271,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 180,902 | $271,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 21,582 | $270,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 15,700 | $270,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 10,740 | $269,000 | thousands by filing date | |
| TROVAGENE INC | 897238119 | W EXP 99/99/999 | 489,900 | $269,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,084 | $268,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 23,201 | $268,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 173,993 | $268,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 9,172 | $267,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 6,337 | $267,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 38,165 | $266,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 13,906 | $266,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 23,579 | $264,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 8,430 | $264,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 13,866 | $262,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 2,857 | $261,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 32,168 | $261,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 2,752 | $260,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 25,000 | $260,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 19,770 | $260,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 19,158 | $259,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 5,653 | $258,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 6,000 | $257,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 10,433 | $257,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 18,255 | $256,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 81,656 | $256,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 17,255 | $256,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 181,238 | $256,000 | thousands by filing date | |
| Cardconnect Corp | 14141X108 | COM | 20,127 | $256,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 4,545 | $255,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 7,517 | $254,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 28,002 | $254,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 4,234 | $253,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 73,200 | $253,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 42,867 | $253,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 3,995 | $252,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 18,357 | $252,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 18,307 | $251,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 11,575 | $251,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 19,438 | $250,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 20,000 | $250,000 | thousands by filing date | put |
| CBRE GROUP INC CL A | 12504L109 | Stock | 7,893 | $249,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 2,315 | $249,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 12,500 | $249,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 6,330 | $247,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 5,137 | $247,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 380,248 | $247,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,899 | $246,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 11,843 | $245,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001273087-17-000005 | this filing | 2017-02-14 | acceptance time not in the bulk data set |