13F-HR filed by NORTHERN TRUST CORP
NORTHERN TRUST CORP filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-14, with 4,217 holding rows worth $348,322,759,000.
- Accession
- 0001256484-20-000011
- Filer
- CIK 73124
- Filed
- 2020-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 16,460 entries on the cover page, a total value of $348,322,759,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $348,322,759,000 with VALUE read as thousands by filing date, 13F file number 028-00290. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filerInteractive Financial Advisors028-12638
- reports for this filerMitsubishi UFJ Trust & Banking Corp028-13564
- reports for this filerMAR VISTA INVESTMENT PARTNERS LLC028-13243
- reports for this filerAXIOM INTERNATIONAL INVESTORS LLC /DE028-05615
- reports for this filerSEGALL BRYANT & HAMILL, LLC028-03381
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerCAUSEWAY CAPITAL MANAGEMENT LLC028-11728
- reports for this filerWELLINGTON MANAGEMENT GROUP LLP028-04557
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerAshmore Group plc028-14260
- reports for this filerMaple-Brown Abbott Ltd028-17488
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerWestwood Global Investments, LLC028-11863
- reports for this filerVICTORY CAPITAL MANAGEMENT INC028-06354
- reports for this filerARK Investment Management LLC028-17768
- reports for this filerAristotle Capital Management, LLC028-02634
- included managerNORTHERN TRUST CO028-10495
- included managerNorthern Trust Investments, Inc028-10487
- included managerNORTHERN TRUST GLOBAL INVESTMENTS LTD028-10549
- included managerBelvedere Advisors LLC028-18905
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 74,946 | $419,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 34,477 | $419,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 6,705 | $413,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 129,718 | $413,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 66,505 | $410,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 5,720 | $409,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 14,500 | $408,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 45,872 | $406,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 179,237 | $404,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 4,771 | $403,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 28,200 | $403,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 95,373 | $400,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 3,722 | $396,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 7,730 | $396,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 103,760 | $396,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 16,100 | $393,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 6,250 | $392,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 10,891 | $389,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 19,022 | $388,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 48,732 | $387,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 62,695 | $384,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 113,376 | $383,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 35,698 | $382,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 28,923 | $379,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 67,008 | $376,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 10,119 | $375,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 241,937 | $375,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 300 | $375,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 355,127 | $370,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 30,298 | $369,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 89,952 | $367,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 3,801 | $366,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 14,098 | $364,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 108,155 | $361,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 9,849 | $355,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,717 | $352,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 113,156 | $352,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 9,918 | $352,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 158,792 | $350,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 774,756 | $348,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 276,166 | $348,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 43,535 | $346,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 34,339 | $344,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 191,514 | $344,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 42,638 | $341,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 97,635 | $340,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,750 | $340,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 21,631 | $337,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 102,340 | $335,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 64,094 | $334,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 10,826 | $331,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 350,612 | $327,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 268,541 | $327,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 17,969 | $326,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 21,667 | $325,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 104,763 | $325,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 359,909 | $324,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 86,829 | $323,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 77,384 | $321,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 33,411 | $317,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 24,493 | $313,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 18,788 | $313,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 165,463 | $312,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 12,325 | $310,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 49,506 | $310,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 42,273 | $310,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 180,209 | $310,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 5,900 | $308,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 81,384 | $307,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 28,484 | $306,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 162,660 | $305,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 800,155 | $305,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 213,540 | $305,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 87,465 | $304,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 200,747 | $302,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 660,548 | $302,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 224,304 | $301,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 315,667 | $299,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 20,680 | $299,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 201,835 | $299,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,585 | $297,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 18,384 | $291,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 414,189 | $290,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 47,180 | $290,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 165,538 | $289,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 33,100 | $286,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 23,269 | $286,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,597 | $286,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 15,843 | $286,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 37,722 | $284,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 81,293 | $283,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 33,247 | $282,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 13,042 | $280,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 41,026 | $277,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 149,400 | $276,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 483,938 | $276,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 2,220 | $275,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 35,539 | $275,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 12,154 | $273,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 29,739 | $272,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 27,651 | $272,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 261,408 | $272,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 1,424,852 | $271,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 250,719 | $271,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 17,500 | $270,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 34,993 | $268,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 5,948 | $267,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 88,645 | $266,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 106,503 | $265,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 3,135 | $264,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 38,501 | $262,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 5,270 | $260,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,887 | $260,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 7,396 | $260,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 2,140,066 | $259,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 136,663 | $259,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 986,168 | $259,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 7,861 | $256,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 4,993 | $256,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 16,303 | $256,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 74,710 | $256,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 3,179 | $255,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 5,268 | $255,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 23,796 | $255,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 10,624 | $254,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 54,967 | $253,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 136,056 | $253,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 77,730 | $252,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 33,631 | $252,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 22,354 | $251,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 241,049 | $251,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 581,310 | $250,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 38,052 | $249,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 72,329 | $249,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 71,070 | $247,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 18,588 | $240,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 2,679 | $240,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 100,531 | $240,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 25,418 | $238,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 6,090 | $238,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 351,539 | $238,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 5,617 | $237,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 15,282 | $237,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 787 | $234,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 45,484 | $233,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 135,787 | $233,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 81,692 | $232,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 205,286 | $230,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 9,564 | $229,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 22,453 | $229,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 61,756 | $229,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 31,334 | $228,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 13,876 | $225,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 78,876 | $225,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 152,323 | $225,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,350 | $224,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 3,320 | $223,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 142,465 | $222,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 22,020 | $220,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 27,469 | $220,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 29,830 | $219,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 75,471 | $218,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,233 | $217,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 11,312 | $215,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 22,850 | $213,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,331 | $212,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 70,153 | $212,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 55,631 | $212,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 11,535 | $211,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 50,264 | $211,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 18,674 | $210,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 22,569 | $210,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 116,219 | $210,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 7,356 | $209,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 69,849 | $209,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 281,411 | $209,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 2,133 | $208,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 83,993 | $208,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 60,204 | $206,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 59,048 | $204,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 91,078 | $204,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 27,347 | $203,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 18,708 | $202,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 115,860 | $202,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 117,055 | $202,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 52,280 | $200,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 82,813 | $199,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 42,611 | $198,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 75,432 | $197,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 18,500 | $197,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 30,697 | $197,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 211,408 | $197,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 20,831 | $194,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 21,985 | $192,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 48,725 | $191,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 185,152 | $191,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 14,300 | $188,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 71,266 | $186,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 204,321 | $186,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 34,961 | $185,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 235,157 | $181,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 30,367 | $181,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 27,536 | $181,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 300,048 | $180,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 42,055 | $180,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 105,601 | $180,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 43,202 | $178,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 73,858 | $177,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 33,725 | $176,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 200,280 | $176,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 986,922 | $175,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 87,630 | $172,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 27,465 | $171,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 14,179 | $171,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 79,669 | $171,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 95,189 | $170,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 188,774 | $170,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 357,491 | $168,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 23,417 | $167,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 11,204 | $167,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 24,877 | $167,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 57,642 | $164,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 27,186 | $164,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 20,213 | $162,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 28,389 | $160,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 11,053 | $160,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 41,287 | $160,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 614,627 | $160,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 57,553 | $159,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 195,399 | $158,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 20,491 | $156,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 16,886 | $155,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 26,939 | $155,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 162,568 | $154,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 40,206 | $153,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 39,818 | $152,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 85,546 | $152,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 48,936 | $152,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 77,668 | $151,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 26,168 | $151,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 88,838 | $151,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 45,985 | $150,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 12,916 | $149,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 10,334 | $149,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 52,271 | $149,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 729,101 | $149,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 34,123 | $148,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 36,158 | $148,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 11,985 | $147,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 38,172 | $147,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 62,513 | $146,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 173,903 | $146,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 27,835 | $145,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 25,985 | $143,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 92,374 | $143,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 59,992 | $141,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 14,439 | $141,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 11,532 | $140,000 | thousands by filing date | |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 55,036 | $140,000 | thousands by filing date | |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 15,150 | $140,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 21,592 | $138,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 32,015 | $137,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 83,547 | $137,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 22,961 | $137,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 66,154 | $132,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 94,319 | $132,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 41,996 | $131,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 10,064 | $130,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 14,568 | $130,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 299,188 | $129,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 22,237 | $128,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 11,462 | $127,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 5,746 | $125,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 303,498 | $125,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 222,722 | $125,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 14,352 | $124,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 14,116 | $124,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 12,324 | $123,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 15,864 | $123,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 13,224 | $122,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 84,419 | $122,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 124,597 | $121,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 214,095 | $121,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 161,176 | $120,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 48,423 | $120,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 20,521 | $120,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 19,970 | $119,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 68,689 | $118,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 14,919 | $118,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 5,040 | $117,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 149,333 | $117,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 70,390 | $116,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 25,917 | $115,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 35,275 | $114,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 10,482 | $113,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 47,333 | $113,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 11,674 | $111,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 31,166 | $111,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 52,125 | $110,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 147,309 | $110,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 12,912 | $109,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 105,942 | $108,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 17,075 | $108,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 66,906 | $107,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 20,761 | $106,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 6,591 | $106,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 23,231 | $105,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 47,304 | $104,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 30,856 | $104,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 32,908 | $104,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 113,273 | $104,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 131,771 | $103,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 16,122 | $103,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 25,111 | $103,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 13,371 | $101,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 27,052 | $100,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 177,228 | $100,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 79,631 | $100,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 66,758 | $99,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 178,700 | $99,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 55,987 | $98,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 29,941 | $98,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 88,401 | $97,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 26,703 | $96,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 30,812 | $95,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 79,279 | $95,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 28,127 | $95,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 115,302 | $94,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 43,176 | $94,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 47,127 | $93,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 31,769 | $92,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 28,144 | $92,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 132,913 | $92,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 143,296 | $92,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 131,655 | $92,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 14,208 | $91,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 34,693 | $91,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 108,211 | $91,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 24,748 | $90,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 24,869 | $90,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 119,612 | $90,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 218,268 | $90,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 18,601 | $89,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 30,704 | $89,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 67,669 | $89,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 29,864 | $89,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 78,258 | $89,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 21,393 | $88,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 3,102 | $88,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 136,077 | $88,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 19,716 | $88,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 10,563 | $87,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 46,578 | $87,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 391,520 | $87,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 53,722 | $86,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 24,700 | $86,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 16,930 | $86,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 54,265 | $86,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 199,368 | $83,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 39,869 | $83,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 21,135 | $83,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 5,945 | $82,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 23,588 | $80,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 139,346 | $80,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 383,523 | $80,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 23,554 | $79,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 225,360 | $79,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 54,639 | $78,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 49,087 | $78,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 10,284 | $78,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 41,198 | $78,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 16,694 | $77,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 71,947 | $77,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 34,143 | $75,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 10,000 | $75,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 23,527 | $75,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 16,963 | $75,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 10,199 | $75,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 298,877 | $75,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 40,038 | $75,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 37,576 | $74,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 26,318 | $74,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 33,708 | $73,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 28,421 | $72,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 54,365 | $72,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 28,581 | $71,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 12,759 | $71,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 39,347 | $71,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 34,425 | $71,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 25,722 | $69,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 64,811 | $69,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 10,225 | $68,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 41,490 | $68,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 39,209 | $68,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 21,508 | $68,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 15,775 | $68,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 229,913 | $68,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 36,829 | $68,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 10,776 | $67,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 16,750 | $66,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 186,851 | $66,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 13,104 | $66,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 12,851 | $65,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 52,685 | $65,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 37,473 | $65,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 69,793 | $65,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 13,699 | $65,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 32,131 | $65,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 56,983 | $65,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 15,748 | $65,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 51,066 | $64,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 62,700 | $64,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 29,021 | $63,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 12,985 | $63,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 75,833 | $63,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 88,406 | $62,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 29,724 | $62,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 117,055 | $62,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 69,254 | $62,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 16,415 | $62,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 74,144 | $62,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 317,043 | $62,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 78,651 | $61,000 | thousands by filing date | |
| X FINL SPONSORED ADS | 98372W103 | ADR | 57,500 | $60,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 128,427 | $59,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 20,238 | $59,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 66,670 | $59,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 24,548 | $59,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 25,700 | $59,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 43,025 | $59,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 34,582 | $58,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 34,260 | $57,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 26,910 | $57,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 13,525 | $57,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 24,984 | $56,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 15,625 | $56,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 136,960 | $56,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 50,982 | $55,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 22,374 | $55,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 16,663 | $55,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 16,480 | $54,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 20,551 | $54,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 18,791 | $54,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 23,473 | $54,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 92,866 | $53,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 38,800 | $53,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 10,838 | $53,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 61,394 | $52,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 66,199 | $52,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 41,542 | $52,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 31,307 | $52,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 25,659 | $52,000 | thousands by filing date | |
| TRANS WORLD ENTMT CORP | 89336Q209 | COM | 15,721 | $52,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 20,988 | $51,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 28,121 | $49,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 12,966 | $49,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 109,426 | $49,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 51,832 | $48,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 27,727 | $48,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 82,604 | $48,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 50,616 | $48,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 65,964 | $48,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 24,848 | $48,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 23,643 | $47,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 24,338 | $47,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 78,052 | $47,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 37,539 | $47,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 93,597 | $46,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 11,299 | $45,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 32,585 | $44,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 46,212 | $44,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 93,725 | $44,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 32,457 | $44,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 113,007 | $44,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 14,995 | $43,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 39,573 | $43,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 12,993 | $42,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 243,527 | $42,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 10,312 | $42,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 113,000 | $42,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 58,657 | $42,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 54,258 | $42,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 29,457 | $41,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 32,977 | $41,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 32,644 | $41,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 172,916 | $41,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 11,053 | $40,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 13,584 | $40,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 110,872 | $40,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 66,305 | $40,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 11,172 | $39,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 23,483 | $39,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 27,522 | $39,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 33,997 | $39,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 4,992 | $38,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 21,694 | $38,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 146,683 | $38,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 28,472 | $38,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 37,849 | $38,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 44,704 | $37,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001256484-20-000011 | this filing | 2020-05-14 | acceptance time not in the bulk data set |