13F-HR filed by NORTHERN TRUST CORP
NORTHERN TRUST CORP filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-09, with 4,247 holding rows worth $384,382,697,000.
- Accession
- 0001256484-18-000012
- Filer
- CIK 73124
- Filed
- 2018-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 15,500 entries on the cover page, a total value of $384,382,697,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $384,382,697,000 with VALUE read as thousands by filing date, 13F file number 028-00290. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- included managerNORTHERN TRUST CO028-10495
- included managerNorthern Trust Investments, Inc028-10487
- included managerNORTHERN TRUST GLOBAL INVESTMENTS LTD028-10549
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PAR TECHNOLOGY CORP | 698884103 | COM | 46,612 | $656,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 58,743 | $648,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 37,439 | $646,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 67,273 | $645,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 36,081 | $644,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 221,372 | $642,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 145,031 | $641,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 131,811 | $634,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 248,995 | $623,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 33,098 | $620,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 75,377 | $617,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 24,121 | $615,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 201,694 | $615,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 236,980 | $614,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 763,863 | $611,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 23,369 | $609,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 62,217 | $607,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 714,275 | $600,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 27,864 | $598,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 47,985 | $595,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 24,900 | $594,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 357,400 | $590,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 88,760 | $587,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 99,838 | $579,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 27,320 | $577,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 428,400 | $574,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 82,231 | $571,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 17,513 | $571,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 25,867 | $570,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 83,688 | $569,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 59,384 | $568,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 41,534 | $567,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 59,555 | $563,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 46,275 | $560,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 4,018 | $559,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 30,460 | $555,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 15,198 | $553,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 7,988 | $552,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 48,878 | $550,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 33,549 | $546,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 230,992 | $542,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 419 | $541,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 8,780 | $541,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 58,530 | $539,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 10,732 | $537,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 11,179 | $535,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 79,092 | $533,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 51,169 | $532,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 12,806 | $531,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 111,322 | $530,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 4,388 | $529,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 5,707 | $527,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 60,935 | $524,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 33,583 | $521,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 107,408 | $521,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 136,856 | $521,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 11,071 | $520,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 39,943 | $520,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 63,717 | $519,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 57,123 | $516,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 15,766 | $513,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 191,062 | $509,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 25,340 | $507,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 46,539 | $505,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 6,777 | $502,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 656,322 | $502,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 15,947 | $501,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 218,848 | $499,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 12,302 | $495,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 35,463 | $494,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 8,588 | $494,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 73,724 | $492,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 139,536 | $489,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 425,000 | $488,000 | thousands by filing date | principal |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 231,098 | $488,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 18,258 | $487,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 9,065 | $485,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 47,561 | $483,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 33,140 | $481,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 14,543 | $481,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 18,364 | $481,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 36,530 | $480,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 9,243 | $479,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 130,364 | $479,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 16,396 | $478,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 41,789 | $477,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 139,992 | $476,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 62,042 | $472,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 136,869 | $469,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 11,864 | $466,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 56,712 | $465,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 4,856 | $465,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 133,018 | $465,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 27,289 | $464,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 15,941 | $462,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 41,703 | $459,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 61,257 | $456,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 267,381 | $455,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 63,121 | $454,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 34,553 | $451,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 14,366 | $449,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 8,975 | $446,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 88,970 | $445,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 334,334 | $445,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 67,602 | $444,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 33,762 | $440,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 12,717 | $437,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 47,987 | $437,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 11,763 | $435,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 299,830 | $435,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 17,982 | $432,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 5,247 | $430,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 149,087 | $430,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 45,810 | $429,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 109,024 | $425,000 | thousands by filing date | |
| OMINTO INC | 68217C208 | COM NEW | 148,107 | $425,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 117,718 | $424,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 12,556 | $420,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 83,747 | $415,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 11,750 | $413,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 3,072 | $409,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 6,392 | $408,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 33,009 | $404,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 18,651 | $401,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 45,710 | $399,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 50,182 | $399,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 72,542 | $399,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 41,422 | $398,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 14,527 | $398,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 315,367 | $395,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 7,648 | $394,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 53,863 | $392,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 4,072 | $391,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 96,200 | $391,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 21,527 | $391,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 19,175 | $389,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 11,767 | $388,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 26,791 | $386,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 219,997 | $384,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 27,718 | $383,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 79,256 | $376,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 15,195 | $375,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 64,598 | $370,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 20,616 | $369,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 16,828 | $368,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 4,662 | $365,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 38,699 | $365,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 60,673 | $363,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 333,277 | $363,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 48,151 | $361,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 35,512 | $360,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 2,000 | $359,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 159,267 | $359,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 24,872 | $358,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 49,133 | $356,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 54,307 | $353,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 167,990 | $353,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 44,143 | $352,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 17,500 | $351,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 61,424 | $350,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,020 | $348,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 8,581 | $346,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 78,953 | $345,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 173,931 | $345,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 20,109 | $345,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 20,896 | $344,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 46,889 | $344,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 89,381 | $344,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 100,214 | $344,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 17,938 | $343,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 46,839 | $342,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 116,970 | $342,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 48,114 | $339,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 16,690 | $338,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 27,183 | $338,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 21,901 | $337,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 110,290 | $336,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 18,705 | $332,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 78,540 | $330,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 97,890 | $330,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 20,905 | $329,000 | thousands by filing date | |
| JARDEN CORP | 471109AL2 | NOTE 1.500 6/1 | 298,000 | $328,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,728 | $325,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 37,635 | $322,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 6,695 | $321,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 31,127 | $321,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 15,962 | $320,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 47,737 | $319,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 11,867 | $317,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 109,316 | $317,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 25,011 | $316,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 11,709 | $314,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 11,465 | $311,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 28,364 | $310,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 19,663 | $308,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 21,104 | $308,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 73,987 | $308,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 16,780 | $307,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 144,541 | $307,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 29,534 | $304,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 13,984 | $304,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 1,797 | $302,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 8,763 | $302,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 34,245 | $300,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 81,318 | $300,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 60,080 | $300,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 47,029 | $299,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 37,690 | $299,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 3,428 | $299,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 10,390 | $299,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 4,773 | $298,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 108,949 | $296,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 5,948 | $295,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 33,409 | $293,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 9,435 | $293,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 23,726 | $292,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 20,345 | $289,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 29,376 | $289,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 346,478 | $289,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 18,669 | $288,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 7,303 | $287,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 8,662 | $286,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 104,643 | $285,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 94,992 | $284,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 27,840 | $283,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 256,000 | $283,000 | thousands by filing date | principal |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 140,138 | $282,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 93,737 | $282,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 32,561 | $282,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 161,872 | $280,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 27,859 | $279,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 7,735 | $278,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 1,209 | $278,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 22,668 | $277,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,146 | $276,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 31,372 | $275,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 12,682 | $275,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 10,364 | $273,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 32,494 | $273,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 70,949 | $273,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 43,881 | $273,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 38,144 | $270,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 21,412 | $267,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 5,019 | $265,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 8,064 | $263,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 26,083 | $263,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 115,546 | $260,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 68,895 | $260,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 9,562 | $259,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,980 | $259,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 3,395 | $259,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 10,295 | $259,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 169,936 | $258,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 30,379 | $256,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 13,260 | $256,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 36,989 | $256,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 276,975 | $256,000 | thousands by filing date | principal |
| KEMPHARM INC COM NEW | 488445107 | Stock | 32,431 | $256,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 43,851 | $255,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 216,468 | $255,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 12,157 | $253,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 394,247 | $253,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 12,300 | $252,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 84,974 | $252,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 41,935 | $252,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 125,271 | $251,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 45,411 | $250,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 31,469 | $250,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 14,817 | $249,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 26,575 | $249,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 11,264 | $248,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 12,678 | $248,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 76,446 | $247,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 4,743 | $246,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 30,242 | $243,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 1,885 | $243,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 64,470 | $243,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 9,390 | $242,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 32,420 | $240,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 4,638 | $238,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 55,902 | $235,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 5,058 | $234,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 6,462 | $234,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 54,975 | $234,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 12,030 | $233,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 3,762 | $233,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 33,474 | $233,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 31,701 | $232,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 14,883 | $231,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 274,766 | $231,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 6,691 | $231,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 63,191 | $230,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 126,894 | $229,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 7,915 | $228,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 39,955 | $227,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,655 | $225,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 5,715 | $225,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 11,314 | $224,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 53,984 | $224,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,106 | $223,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 22,790 | $223,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 74,281 | $223,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,670 | $221,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 23,180 | $219,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 3,749 | $219,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 16,886 | $219,000 | thousands by filing date | |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 40,638 | $218,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 70,947 | $217,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 42,092 | $217,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 38,966 | $217,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 72,097 | $216,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 6,073 | $215,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 14,447 | $215,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 53,491 | $214,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 7,542 | $213,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 2,595 | $213,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 124,541 | $213,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 33,735 | $210,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 9,428 | $208,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 18,908 | $208,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,753 | $207,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 33,995 | $207,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 11,600 | $206,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 13,717 | $205,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 10,042 | $204,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 7,684 | $204,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 38,644 | $204,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 53,309 | $204,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 74,452 | $204,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 43,034 | $204,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 69,360 | $201,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 32,791 | $197,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 90,022 | $196,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 30,080 | $196,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 26,285 | $195,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 21,302 | $193,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 13,316 | $193,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 12,208 | $192,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 91,481 | $192,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 16,377 | $191,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 58,117 | $190,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 14,205 | $190,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 96,774 | $189,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 52,258 | $189,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 59,010 | $188,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 26,329 | $187,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 13,661 | $181,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 18,266 | $181,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 66,678 | $181,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 54,601 | $180,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 73,944 | $180,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 12,519 | $179,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 35,205 | $179,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 22,152 | $177,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 154,257 | $177,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 99,044 | $176,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 1,069,146 | $173,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 39,660 | $170,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 42,331 | $170,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 25,400 | $169,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 64,852 | $169,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 16,426 | $169,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 37,061 | $169,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 38,847 | $169,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 32,232 | $166,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 17,000 | $166,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 75,436 | $166,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 22,592 | $165,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 24,700 | $164,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 58,999 | $164,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 11,041 | $164,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 13,538 | $163,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 104,230 | $162,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 86,007 | $162,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 20,035 | $160,000 | thousands by filing date | |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 10,564 | $160,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 53,964 | $159,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 23,723 | $159,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 20,511 | $155,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 12,613 | $155,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 93,974 | $155,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 103,000 | $152,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 13,150 | $148,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 170,848 | $147,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 11,207 | $147,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 18,126 | $147,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 14,470 | $145,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 17,031 | $145,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 94,047 | $143,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 12,168 | $142,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 35,581 | $142,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 35,408 | $142,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 37,185 | $140,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 10,007 | $140,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 11,633 | $140,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 36,548 | $140,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 67,281 | $139,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 50,344 | $139,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 22,129 | $138,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 23,452 | $138,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 21,375 | $138,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 187,492 | $135,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 55,270 | $135,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 31,506 | $135,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 29,143 | $134,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 44,559 | $134,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 64,573 | $134,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 50,479 | $133,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 43,813 | $133,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 11,669 | $133,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 44,647 | $132,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 10,825 | $132,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 34,171 | $132,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 65,359 | $131,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 90,712 | $131,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 36,225 | $131,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 101,041 | $131,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 14,123 | $130,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 82,307 | $130,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 66,803 | $130,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 15,799 | $128,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 154,248 | $128,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 15,201 | $126,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 30,952 | $126,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 12,768 | $123,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 33,782 | $122,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 10,787 | $121,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 19,690 | $121,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 20,000 | $121,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 12,318 | $121,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 11,860 | $121,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 118,822 | $121,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 57,030 | $120,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 36,794 | $120,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 24,339 | $120,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 24,701 | $120,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 134,052 | $119,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 12,879 | $118,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 38,463 | $118,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 67,013 | $118,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 24,405 | $118,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 40,321 | $117,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 77,213 | $117,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 88,676 | $115,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 107,310 | $115,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 111,977 | $115,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 39,196 | $114,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 40,510 | $114,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 22,862 | $114,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 10,464 | $113,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 19,461 | $113,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 49,006 | $113,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 50,982 | $112,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 19,098 | $112,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 27,819 | $112,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 12,113 | $112,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 54,313 | $111,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 15,517 | $110,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 15,156 | $110,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 54,908 | $110,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 23,793 | $109,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 53,372 | $109,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 25,028 | $109,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 24,753 | $108,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 34,223 | $108,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 13,703 | $106,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 26,737 | $105,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 41,008 | $105,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 10,000 | $104,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 50,922 | $104,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 64,443 | $103,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 37,452 | $102,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 50,541 | $102,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 13,871 | $101,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 48,095 | $101,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 28,768 | $100,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 22,396 | $100,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 26,604 | $99,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 15,850 | $99,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 30,557 | $99,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 279,536 | $99,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 55,131 | $99,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 12,007 | $98,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 27,105 | $96,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 30,380 | $94,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 13,514 | $93,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 75,114 | $92,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 44,064 | $92,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 10,876 | $92,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 43,950 | $92,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 32,878 | $91,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 11,407 | $91,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 21,476 | $91,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 28,112 | $90,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 27,796 | $90,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 46,893 | $90,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 30,701 | $90,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 34,397 | $89,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 69,261 | $89,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 244,756 | $88,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001256484-18-000012 | this filing | 2018-05-09 | acceptance time not in the bulk data set |