13F-HR filed by NORTHERN TRUST CORP
NORTHERN TRUST CORP filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-09, with 4,247 holding rows worth $384,382,697,000.
- Accession
- 0001256484-18-000012
- Filer
- CIK 73124
- Filed
- 2018-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 15,500 entries on the cover page, a total value of $384,382,697,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $384,382,697,000 with VALUE read as thousands by filing date, 13F file number 028-00290. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- included managerNORTHERN TRUST CO028-10495
- included managerNorthern Trust Investments, Inc028-10487
- included managerNORTHERN TRUST GLOBAL INVESTMENTS LTD028-10549
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 69,296 | $2,434,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 140,100 | $2,424,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 355,208 | $2,422,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 424,926 | $2,422,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 1,009,947 | $2,414,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 93,041 | $2,405,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 161,149 | $2,402,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 90,100 | $2,397,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 346,454 | $2,380,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 71,857 | $2,380,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 81,217 | $2,376,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 103,332 | $2,362,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 58,394 | $2,358,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 447,653 | $2,355,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 125,438 | $2,355,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 181,090 | $2,351,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 87,846 | $2,344,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 288,925 | $2,343,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 172,820 | $2,342,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 147,520 | $2,341,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 283,705 | $2,338,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 301,482 | $2,336,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 31,550 | $2,325,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 587,085 | $2,319,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 741,565 | $2,314,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 75,916 | $2,308,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 79,276 | $2,307,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 13,237 | $2,301,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 227,355 | $2,301,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 70,862 | $2,300,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 265,617 | $2,298,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 105,667 | $2,297,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 387,077 | $2,295,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 848,958 | $2,292,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 143,847 | $2,289,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 24,360 | $2,288,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,171,451 | $2,272,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 67,968 | $2,264,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 53,139 | $2,248,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 69,400 | $2,240,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 49,429 | $2,236,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 343,421 | $2,232,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 142,371 | $2,228,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 509,075 | $2,225,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 1,215,690 | $2,225,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 105,059 | $2,222,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 43,727 | $2,221,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 108,106 | $2,217,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 461,240 | $2,214,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 266,300 | $2,211,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 832,715 | $2,199,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 204,584 | $2,199,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 467,642 | $2,193,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 1,043,413 | $2,191,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 257,749 | $2,191,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 39,090 | $2,189,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 234,149 | $2,189,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 148,181 | $2,185,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 213,041 | $2,184,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 238,349 | $2,181,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 338,601 | $2,177,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 304,308 | $2,176,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 49,814 | $2,167,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 54,188 | $2,155,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 181,803 | $2,155,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 293,045 | $2,154,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 326,339 | $2,151,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 53,838 | $2,144,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 696,357 | $2,138,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 224,684 | $2,134,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 70,568 | $2,123,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 336,457 | $2,120,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 324,526 | $2,112,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 193,332 | $2,107,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 133,004 | $2,106,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 40,020 | $2,105,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 69,327 | $2,103,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 237,053 | $2,098,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 279,343 | $2,092,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 66,443 | $2,083,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 421,462 | $2,082,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 106,064 | $2,074,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 221,081 | $2,065,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 130,518 | $2,062,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 313,198 | $2,054,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 49,036 | $2,052,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 130,109 | $2,052,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 71,893 | $2,049,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 143,731 | $2,046,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 1,718,638 | $2,045,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 65,054 | $2,038,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 231,568 | $2,037,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 33,418 | $2,036,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 278,858 | $2,022,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 223,924 | $2,015,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 456,993 | $2,015,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 1,876,852 | $2,012,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 79,165 | $2,011,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 158,603 | $2,006,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 53,692 | $2,000,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 192,837 | $1,996,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 266,171 | $1,986,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 64,530 | $1,982,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 69,310 | $1,979,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 92,686 | $1,979,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 67,901 | $1,969,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 1,501,890 | $1,968,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 80,710 | $1,965,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 12,729 | $1,954,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 151,389 | $1,953,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 200,213 | $1,952,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 557,247 | $1,951,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 88,695 | $1,951,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 71,008 | $1,949,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 73,066 | $1,939,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 111,199 | $1,936,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 286,843 | $1,934,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 143,954 | $1,929,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 73,083 | $1,928,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 96,562 | $1,912,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 316,325 | $1,911,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 438,873 | $1,910,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 63,152 | $1,908,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 41,276 | $1,908,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 121,313 | $1,906,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 102,394 | $1,905,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 172,668 | $1,901,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 112,185 | $1,895,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 39,365 | $1,894,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 126,216 | $1,894,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 89,341 | $1,891,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 302,211 | $1,889,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 371,594 | $1,877,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 138,144 | $1,877,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 129,788 | $1,869,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 470,669 | $1,869,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 160,352 | $1,868,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 50,688 | $1,865,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 56,573 | $1,858,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 255,590 | $1,854,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 407,136 | $1,853,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 60,341 | $1,852,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 76,623 | $1,851,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 26,539 | $1,844,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 323,491 | $1,844,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 68,052 | $1,839,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 72,826 | $1,839,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 1,055,726 | $1,830,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 454,343 | $1,827,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 62,037 | $1,815,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 241,022 | $1,811,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 182,905 | $1,805,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 55,021 | $1,803,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 90,548 | $1,802,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 94,522 | $1,796,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 112,354 | $1,796,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 201,558 | $1,794,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 148,938 | $1,789,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 331,043 | $1,788,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 99,144 | $1,786,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 121,589 | $1,784,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 855,052 | $1,779,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 68,250 | $1,775,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 15,798 | $1,773,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 187,452 | $1,771,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 24,624 | $1,766,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 182,203 | $1,766,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 64,086 | $1,763,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 29,046 | $1,762,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 388,048 | $1,762,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 111,669 | $1,761,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 465,848 | $1,760,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 254,649 | $1,757,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 105,031 | $1,754,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 341,248 | $1,754,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 521,883 | $1,753,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 127,304 | $1,748,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 46,685 | $1,748,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 74,152 | $1,747,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 64,161 | $1,740,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 118,210 | $1,732,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 294,617 | $1,729,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 92,794 | $1,725,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 215,362 | $1,723,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 232,289 | $1,705,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 121,357 | $1,701,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 84,732 | $1,698,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 613,747 | $1,694,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 89,844 | $1,692,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 149,414 | $1,689,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 250,212 | $1,688,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 82,221 | $1,686,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 58,711 | $1,679,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 77,719 | $1,671,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 140,966 | $1,671,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 148,306 | $1,661,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 38,783 | $1,655,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 178,963 | $1,648,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 142,783 | $1,639,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 147,946 | $1,639,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 188,232 | $1,638,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 71,852 | $1,638,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 24,928 | $1,625,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 118,571 | $1,625,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 47,328 | $1,623,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 264,513 | $1,621,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 138,256 | $1,618,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 89,051 | $1,615,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 394,461 | $1,609,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 26,584 | $1,607,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 52,309 | $1,607,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 30,478 | $1,605,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 38,093 | $1,604,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 221,517 | $1,597,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 95,057 | $1,597,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 194,186 | $1,597,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 15,392 | $1,597,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 322,454 | $1,596,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 321,393 | $1,595,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 34,300 | $1,594,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 68,830 | $1,594,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 250,278 | $1,590,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 25,578 | $1,585,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 87,907 | $1,583,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 79,072 | $1,583,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 407,190 | $1,576,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 82,864 | $1,575,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 375,632 | $1,570,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 99,666 | $1,569,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 32,805 | $1,567,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 171,147 | $1,566,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 257,943 | $1,563,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 125,636 | $1,561,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 742,190 | $1,552,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 10,271 | $1,549,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 124,819 | $1,548,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 135,041 | $1,546,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 91,834 | $1,538,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 40,928 | $1,523,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 274,082 | $1,522,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 137,794 | $1,515,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 84,907 | $1,514,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 169,655 | $1,513,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 271,058 | $1,506,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 60,809 | $1,504,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 180,565 | $1,502,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 155,276 | $1,501,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 1,041,415 | $1,500,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 70,306 | $1,489,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 78,253 | $1,488,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 155,498 | $1,485,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 47,846 | $1,480,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 95,377 | $1,479,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 113,849 | $1,479,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 144,308 | $1,478,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 37,367 | $1,467,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 96,568 | $1,463,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 361,962 | $1,462,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 80,837 | $1,459,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 167,342 | $1,455,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 76,588 | $1,455,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 249,509 | $1,452,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 1,057,622 | $1,449,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 98,548 | $1,437,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 154,857 | $1,437,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 40,249 | $1,435,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 133,289 | $1,433,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 140,093 | $1,428,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 162,515 | $1,422,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 473,964 | $1,422,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 52,857 | $1,403,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 37,013 | $1,400,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 171,654 | $1,399,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 72,469 | $1,392,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 86,638 | $1,385,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 12,475 | $1,375,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 47,026 | $1,374,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 84,511 | $1,372,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 85,148 | $1,371,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 79,719 | $1,371,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 154,627 | $1,364,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 305,666 | $1,361,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 18,468 | $1,360,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 207,424 | $1,348,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 214,828 | $1,347,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 839,000 | $1,347,000 | thousands by filing date | principal |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 131,710 | $1,346,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 193,562 | $1,345,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 318,868 | $1,340,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 29,166 | $1,338,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 1,958,682 | $1,337,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 272,870 | $1,334,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 157,099 | $1,330,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 123,060 | $1,320,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 250,249 | $1,309,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 335,923 | $1,290,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 131,793 | $1,289,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 41,374 | $1,287,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 26,172 | $1,285,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 159,477 | $1,284,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 404,555 | $1,282,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 483,561 | $1,262,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 93,095 | $1,259,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 235,219 | $1,258,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 8,650 | $1,255,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 441,690 | $1,255,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 88,770 | $1,250,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 96,463 | $1,245,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 35,140 | $1,245,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 68,764 | $1,244,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 449,761 | $1,241,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 188,896 | $1,238,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 1,197,285 | $1,233,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 166,112 | $1,229,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 111,989 | $1,227,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 162,524 | $1,227,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 45,013 | $1,224,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 408,776 | $1,223,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 118,076 | $1,222,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 314,706 | $1,218,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 171,510 | $1,218,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 62,389 | $1,212,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 45,123 | $1,211,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,029,641 | $1,208,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 84,773 | $1,205,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 171,264 | $1,201,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 966,547 | $1,199,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 169,368 | $1,199,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 306,943 | $1,194,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 57,360 | $1,193,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 32,245 | $1,187,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 55,717 | $1,182,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 129,626 | $1,178,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 421,522 | $1,175,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 58,780 | $1,174,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 31,741 | $1,171,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 29,208 | $1,169,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 73,527 | $1,154,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 214,626 | $1,148,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 262,825 | $1,144,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 313,248 | $1,144,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 75,112 | $1,142,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 154,076 | $1,142,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 303,173 | $1,140,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 36,617 | $1,139,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 312,458 | $1,138,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 23,248 | $1,125,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 227,308 | $1,125,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 27,318 | $1,119,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 15,269 | $1,118,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 235,893 | $1,111,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 30,234 | $1,109,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 35,345 | $1,101,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 94,707 | $1,096,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 127,108 | $1,092,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 112,990 | $1,089,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 36,985 | $1,089,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 17,828 | $1,077,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 60,000 | $1,070,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 28,431 | $1,068,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 322,441 | $1,064,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 250,997 | $1,062,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 75,153 | $1,056,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 38,608 | $1,047,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 295,348 | $1,033,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 39,917 | $1,032,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 9,111 | $1,028,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 303,000 | $1,022,000 | thousands by filing date | principal |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 88,570 | $1,021,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 48,182 | $1,020,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 38,249 | $1,009,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 25,441 | $1,006,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 141,919 | $1,001,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 449,734 | $989,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 24,991 | $989,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 38,027 | $988,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 28,439 | $987,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 130,896 | $984,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 135,654 | $980,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 42,979 | $980,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 15,111 | $976,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 7,991 | $972,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 38,595 | $972,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,519,435 | $965,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 116,217 | $965,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 6,024 | $956,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 131,257 | $956,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 579,697 | $950,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 178,529 | $948,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 266,973 | $947,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 41,050 | $947,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 66,359 | $945,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 835,095 | $943,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 1,442,210 | $942,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 8,359 | $933,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 46,206 | $932,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 252,974 | $926,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 663,000 | $926,000 | thousands by filing date | principal |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 24,490 | $920,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 168,403 | $916,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 116,331 | $913,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 101,638 | $905,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 12,995 | $902,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 9,061 | $902,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 11,133 | $896,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 45,736 | $896,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 52,477 | $894,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 76,661 | $893,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 43,612 | $889,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 98,670 | $885,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 51,751 | $885,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 5,257 | $884,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 551,313 | $882,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 33,190 | $879,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 41,251 | $879,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 86,615 | $879,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 111,218 | $878,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 345,477 | $878,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 106,516 | $875,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 107,025 | $872,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 217,980 | $870,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 283,140 | $866,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 24,812 | $862,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 19,672 | $854,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 27,508 | $851,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 51,650 | $851,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 407,669 | $850,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 9,250 | $844,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 468,265 | $843,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 57,363 | $840,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 24,182 | $839,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 54,625 | $839,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 39,246 | $838,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 118,430 | $837,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 335,000 | $833,000 | thousands by filing date | principal |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 792,677 | $833,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 69,875 | $825,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 54,176 | $816,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 22,557 | $812,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 80,393 | $812,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 60,571 | $810,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 18,177 | $808,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 156,102 | $804,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 153,254 | $800,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 12,350 | $794,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 15,892 | $790,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 467,727 | $790,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 97,427 | $787,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 19,308 | $784,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 29,021 | $784,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 134,222 | $783,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 85,674 | $783,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 538,985 | $782,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 528,509 | $777,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 20,129 | $775,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 28,529 | $769,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 62,851 | $766,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 106,704 | $764,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 117,615 | $752,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 75,528 | $751,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 61,918 | $748,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 56,876 | $746,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 204,953 | $746,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 90,405 | $742,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 32,580 | $741,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 559,000 | $736,000 | thousands by filing date | |
| Arsanis Inc | 042873109 | COM | 32,097 | $735,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 15,880 | $726,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 145,030 | $724,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 20,400 | $723,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 157,113 | $718,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 61,644 | $717,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 5,551 | $716,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 90,014 | $714,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 11,248 | $710,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 90,079 | $708,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 27,297 | $696,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 175,892 | $694,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 91,773 | $689,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 11,328 | $687,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 20,125 | $687,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 36,636 | $685,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 246,330 | $683,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 757,045 | $680,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 449,590 | $679,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 159,867 | $679,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 4,866 | $677,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 57,449 | $675,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 606,371 | $673,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 519 | $669,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 24,015 | $669,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 8,614 | $668,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 62,054 | $667,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 37,980 | $667,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 373,000 | $667,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 8,194 | $663,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 25,556 | $659,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 58,331 | $659,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 34,284 | $658,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 35,155 | $657,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001256484-18-000012 | this filing | 2018-05-09 | acceptance time not in the bulk data set |