13F-HR filed by NORTHERN TRUST CORP
NORTHERN TRUST CORP filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-12, with 4,248 holding rows worth $346,809,175,000.
- Accession
- 0001256484-17-000009
- Filer
- CIK 73124
- Filed
- 2017-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 15,578 entries on the cover page, a total value of $346,809,175,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $346,809,175,000 with VALUE read as thousands by filing date, 13F file number 028-00290. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNORTHERN TRUST CO028-10495
- included managerNorthern Trust Investments, Inc028-10487
- included managerNORTHERN TRUST GLOBAL INVESTMENTS LTD028-10549
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 774,710 | $561,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 301,017 | $559,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 44,656 | $558,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 32,484 | $555,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 12,500 | $550,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 59,256 | $548,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 54,097 | $546,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 15,808 | $542,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 33,135 | $540,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 664,121 | $539,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 11,067 | $538,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 4,704 | $535,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 69,271 | $534,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 31,850 | $532,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 33,098 | $527,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 15,894 | $526,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 294,126 | $526,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 99,268 | $526,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 26,106 | $525,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 30,363 | $524,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 32,832 | $524,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 9,022 | $520,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 419 | $519,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 40,867 | $519,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 16,042 | $518,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 14,470 | $517,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 18,443 | $517,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 62,236 | $517,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 13,684 | $514,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 53,881 | $514,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 35,105 | $513,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 116,295 | $512,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 52,910 | $511,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 77,910 | $510,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 45,766 | $508,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 136,241 | $508,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 7,363 | $505,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 56,517 | $503,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 91,086 | $502,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 73,773 | $500,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 36,308 | $500,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 7,500 | $497,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 9,946 | $492,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 46,351 | $492,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 122,787 | $491,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 21,301 | $491,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 41,583 | $488,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 425,000 | $481,000 | thousands by filing date | principal |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 28,243 | $480,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 87,174 | $479,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 148,876 | $477,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 21,266 | $476,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 4,018 | $475,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 22,131 | $474,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 21,147 | $473,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 542,935 | $473,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 41,227 | $472,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 39,617 | $471,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 43,969 | $470,000 | thousands by filing date | |
| JARDEN CORP | 471109AL2 | NOTE 1.500 6/1 | 298,000 | $470,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 13,480 | $469,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 85,998 | $468,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 79,938 | $464,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 31,194 | $457,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 3,686 | $456,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 10,819 | $453,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 15,111 | $448,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 6,500 | $445,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 53,355 | $443,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 91,397 | $438,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 112,199 | $437,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 25,578 | $437,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 75,978 | $437,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 52,753 | $435,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 18,729 | $431,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 34,156 | $427,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 27,954 | $426,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 21,373 | $425,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 109,110 | $425,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 13,848 | $423,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 64,433 | $422,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 25,442 | $421,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 17,020 | $420,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 32,882 | $420,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 373,000 | $418,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 13,053 | $417,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 301,609 | $415,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 12,131 | $412,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 24,567 | $410,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 14,697 | $409,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 198,268 | $408,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 26,505 | $407,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 39,691 | $407,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 7,195 | $405,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 6,973 | $404,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 19,400 | $404,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 46,886 | $401,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 280,433 | $398,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 5,634 | $396,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 45,710 | $391,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 488,476 | $390,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 56,243 | $390,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 21,810 | $389,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 19,449 | $389,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 18,400 | $388,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 203,990 | $388,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 153,133 | $385,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 22,664 | $384,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 20,616 | $382,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 144,936 | $382,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 21,741 | $374,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 13,342 | $371,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 69,080 | $370,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 235,635 | $366,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 821,390 | $365,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 51,006 | $364,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 181,913 | $364,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 235,492 | $363,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 13,037 | $362,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 86,583 | $362,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 315,127 | $362,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 16,281 | $361,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 17,085 | $360,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 20,590 | $359,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 65,413 | $357,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 34,793 | $355,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 10,200 | $353,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,244 | $350,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 34,611 | $349,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 22,638 | $347,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 5,492 | $346,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 10,137 | $346,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 138,303 | $344,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 4,000 | $343,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 31,248 | $342,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 31,808 | $341,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 25,346 | $340,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 27,390 | $337,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 12,453 | $336,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 35,290 | $336,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 104,061 | $333,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 118,272 | $333,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 51,805 | $330,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 48,761 | $329,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 40,376 | $329,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 7,037 | $325,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 18,211 | $325,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 53,790 | $323,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 16,243 | $322,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 21,585 | $322,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 64,952 | $322,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 20,809 | $322,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 29,418 | $320,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 29,119 | $320,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 68,353 | $316,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 19,623 | $316,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 43,699 | $314,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 13,886 | $313,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 74,199 | $307,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 19,935 | $306,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 5,948 | $305,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 7,437 | $304,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 13,346 | $304,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 18,908 | $303,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 82,113 | $303,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 24,431 | $299,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 57,706 | $299,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 14,380 | $299,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 10,500 | $298,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 53,342 | $295,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 33,761 | $295,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 4,499 | $294,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 170,501 | $294,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 162,882 | $293,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 16,987 | $291,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 13,817 | $290,000 | thousands by filing date | |
| BARCLAYS PLC | 06738EAA3 | NOTE 8.250%12/3 | 275,000 | $289,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 6,448 | $288,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 16,680 | $287,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 62,045 | $285,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 30,690 | $283,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 45,068 | $283,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 4,848 | $283,000 | thousands by filing date | |
| PENDRELL CORP | 70686R302 | CL A NEW ADDED | 43,547 | $283,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 18,430 | $282,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 32,344 | $281,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 32,231 | $280,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 23,787 | $280,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 210,000 | $279,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 6,431 | $276,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,055 | $275,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 21,624 | $275,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 70,947 | $274,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 12,462 | $274,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 254,199 | $274,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 39,754 | $274,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 415,847 | $272,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 156,668 | $271,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 7,735 | $270,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 11,527 | $269,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 9,935 | $269,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 32,316 | $269,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 32,924 | $268,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 23,204 | $268,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 6,955 | $267,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 40,945 | $266,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 139,247 | $265,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 235,624 | $264,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 4,912 | $262,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 30,335 | $261,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 10,233 | $260,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 16,156 | $258,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 8,708 | $258,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 22,353 | $258,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 35,111 | $258,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 256,000 | $258,000 | thousands by filing date | principal |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,900 | $257,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 14,060 | $257,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 41,685 | $256,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 34,457 | $256,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 16,033 | $255,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 50,893 | $254,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 49,459 | $252,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 30,224 | $252,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 8,630 | $252,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 19,000 | $252,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 143,512 | $252,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 161,765 | $251,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 41,269 | $251,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 27,627 | $250,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 38,800 | $249,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 24,870 | $247,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 95,011 | $247,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 136,231 | $246,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 9,960 | $244,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 16,898 | $244,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 3,571 | $242,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 10,364 | $240,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 128,684 | $238,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,809 | $236,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 50,075 | $236,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 35,256 | $236,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 55,340 | $236,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 132,506 | $236,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 11,630 | $234,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 9,435 | $234,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 194,330 | $234,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 48,009 | $233,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 97,278 | $233,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 36,253 | $232,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 21,778 | $232,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 40,122 | $232,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 8,191 | $230,000 | thousands by filing date | |
| HARVEST NAT RES | 41754v202 | COM | 34,507 | $229,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 27,161 | $229,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 52,632 | $226,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 20,699 | $224,000 | thousands by filing date | |
| ING GROEP N V | 456837AF0 | DBCV 6.500%12/2 | 225,000 | $224,000 | thousands by filing date | principal |
| YUME INC | 98872B104 | COM | 54,518 | $223,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 54,716 | $222,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 29,018 | $222,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 21,155 | $222,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 50,241 | $222,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 47,436 | $221,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 25,510 | $221,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 1,885 | $220,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 11,951 | $220,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 27,617 | $220,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 4,587 | $219,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 3,403 | $218,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 111,328 | $217,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 7,327 | $216,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 8,095 | $216,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 81,945 | $213,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 9,324 | $211,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 16,866 | $211,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 79,165 | $211,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 52,550 | $210,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,011 | $209,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 16,492 | $209,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,450 | $209,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 35,740 | $209,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 10,127 | $208,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 10,169 | $208,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 9,820 | $207,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 40,929 | $207,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 8,000 | $206,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 48,422 | $206,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 82,655 | $205,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 16,908 | $205,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 21,073 | $204,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 114,030 | $202,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 9,302 | $201,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 68,859 | $201,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 103,208 | $201,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 28,497 | $201,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 24,689 | $200,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 4,422 | $200,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 12,627 | $200,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 11,170 | $198,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 41,586 | $197,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 23,366 | $197,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 54,398 | $197,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 14,809 | $196,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 46,869 | $195,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 13,530 | $194,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 40,867 | $192,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 91,651 | $191,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 24,310 | $191,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 64,071 | $191,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 135,678 | $190,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 29,829 | $189,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 156,278 | $189,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 19,871 | $188,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 30,289 | $188,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 27,659 | $188,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 13,864 | $188,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 12,361 | $187,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 12,678 | $187,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 36,296 | $187,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 30,913 | $186,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 86,130 | $186,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 15,296 | $184,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 17,727 | $183,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 22,969 | $183,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 88,225 | $181,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 36,522 | $180,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 16,000 | $179,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 63,681 | $178,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 25,726 | $178,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 419,722 | $178,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 50,722 | $175,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 21,189 | $175,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 19,098 | $173,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 48,025 | $171,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 15,077 | $170,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 15,643 | $167,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 36,840 | $166,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 32,281 | $166,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 71,921 | $165,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 119,849 | $164,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 42,071 | $164,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 107,582 | $164,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 18,539 | $163,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 38,725 | $163,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 14,003 | $163,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 153,128 | $162,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 11,227 | $161,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 106,388 | $161,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 32,579 | $160,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 103,000 | $160,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 21,326 | $160,000 | thousands by filing date | |
| Cardconnect Corp | 14141X108 | COM | 12,090 | $160,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 21,266 | $159,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 12,294 | $158,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 34,455 | $157,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 41,571 | $156,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 25,935 | $156,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 13,542 | $155,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 16,009 | $155,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 104,886 | $155,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 304,248 | $155,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 36,978 | $155,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 37,057 | $153,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 19,623 | $153,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 31,337 | $152,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 14,074 | $151,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 10,171 | $151,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 127,941 | $150,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 52,812 | $150,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 54,623 | $150,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 16,263 | $149,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 23,291 | $149,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 34,471 | $147,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 34,223 | $145,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 21,263 | $144,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 26,443 | $144,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 17,912 | $144,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 102,792 | $144,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 156,568 | $143,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 14,470 | $142,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 12,041 | $141,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 25,192 | $141,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 244,877 | $141,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 34,228 | $140,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 28,786 | $138,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 24,683 | $137,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 39,199 | $137,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 67,912 | $136,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 25,034 | $136,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 26,937 | $135,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 27,826 | $135,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 28,354 | $135,000 | thousands by filing date | |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 32,889 | $135,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 60,509 | $133,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 73,600 | $133,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 12,711 | $132,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 81,611 | $131,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 17,225 | $131,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 109,396 | $129,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 36,957 | $129,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 26,542 | $128,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 31,329 | $128,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 15,517 | $127,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 26,647 | $127,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 22,432 | $127,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 93,344 | $126,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 14,190 | $125,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 15,290 | $125,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 125,221 | $124,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 88,514 | $124,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 16,495 | $123,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 35,220 | $123,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 18,952 | $122,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 24,053 | $122,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 11,528 | $121,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 12,112 | $120,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 40,795 | $120,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 21,555 | $119,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 73,404 | $119,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 138,120 | $118,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 56,008 | $117,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 91,236 | $117,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 34,125 | $116,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 29,538 | $116,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 16,325 | $115,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 41,692 | $115,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 40,594 | $114,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 10,774 | $114,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 11,652 | $113,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 19,616 | $112,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 52,399 | $112,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 40,387 | $111,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 23,168 | $110,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 30,285 | $109,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 52,572 | $108,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 13,427 | $107,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 46,169 | $107,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 95,158 | $107,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 22,278 | $106,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 20,086 | $106,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 90,161 | $105,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 219,947 | $104,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 122,683 | $104,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 47,417 | $104,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 103,231 | $103,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 180,775 | $103,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 63,465 | $103,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 58,454 | $101,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 11,470 | $101,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 15,478 | $100,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 29,852 | $100,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 19,946 | $99,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 18,733 | $99,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 12,362 | $99,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 29,809 | $98,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 20,096 | $98,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 10,464 | $97,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 26,893 | $97,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 40,832 | $96,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 32,549 | $95,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 11,594 | $94,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 18,703 | $94,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 24,943 | $94,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 11,907 | $93,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 12,121 | $93,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 10,609 | $92,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 76,810 | $92,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 32,601 | $92,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 14,472 | $91,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 22,714 | $91,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 23,865 | $91,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 29,214 | $91,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 12,500 | $90,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 45,538 | $90,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 22,350 | $90,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 20,356 | $90,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 26,389 | $90,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 95,040 | $89,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,711 | $89,000 | thousands by filing date | |
| URANIUM RES INC | 916901705 | COM | 47,482 | $89,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 55,353 | $89,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 29,030 | $88,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 22,689 | $88,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 79,312 | $87,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 14,534 | $87,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 25,632 | $87,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 22,423 | $87,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A105 | COM | 14,961 | $87,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 105,086 | $87,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 57,984 | $86,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 157,747 | $85,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 21,632 | $85,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 20,127 | $84,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 10,284 | $83,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 93,132 | $83,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 13,501 | $82,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 154,105 | $82,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 65,439 | $82,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 19,954 | $82,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001256484-17-000009 | this filing | 2017-05-12 | acceptance time not in the bulk data set |