13F-HR filed by NORTHERN TRUST CORP
NORTHERN TRUST CORP filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-12, with 4,248 holding rows worth $346,809,175,000.
- Accession
- 0001256484-17-000009
- Filer
- CIK 73124
- Filed
- 2017-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 15,578 entries on the cover page, a total value of $346,809,175,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $346,809,175,000 with VALUE read as thousands by filing date, 13F file number 028-00290. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNORTHERN TRUST CO028-10495
- included managerNorthern Trust Investments, Inc028-10487
- included managerNORTHERN TRUST GLOBAL INVESTMENTS LTD028-10549
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 149,086 | $2,356,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 48,578 | $2,352,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 164,608 | $2,341,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 62,684 | $2,341,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 4,385,361 | $2,337,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 45,807 | $2,334,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 355,901 | $2,331,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 233,260 | $2,321,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 138,309 | $2,311,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 96,453 | $2,309,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 202,750 | $2,301,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 284,541 | $2,290,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 47,912 | $2,290,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 70,789 | $2,289,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 202,891 | $2,286,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 184,242 | $2,284,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 190,648 | $2,284,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 73,187 | $2,276,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 323,722 | $2,256,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 33,077 | $2,252,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 44,490 | $2,252,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 55,533 | $2,243,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 229,960 | $2,242,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 88,191 | $2,240,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 811,994 | $2,240,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 298,947 | $2,234,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 114,652 | $2,230,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 420,017 | $2,226,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 334,490 | $2,224,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 253,208 | $2,217,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 105,501 | $2,215,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 113,939 | $2,213,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 508,482 | $2,212,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 15,671 | $2,204,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 123,021 | $2,203,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 218,846 | $2,202,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 50,676 | $2,202,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 199,162 | $2,196,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 17,979 | $2,187,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 36,168 | $2,186,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 61,532 | $2,185,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 152,582 | $2,178,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 64,075 | $2,163,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 379,160 | $2,157,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,582,000 | $2,154,000 | thousands by filing date | principal |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 82,813 | $2,150,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 231,600 | $2,149,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 34,124 | $2,143,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 345,390 | $2,142,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 350,258 | $2,137,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 82,084 | $2,126,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 54,037 | $2,125,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 370,004 | $2,124,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 81,891 | $2,122,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 166,744 | $2,117,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 23,175 | $2,111,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 100,079 | $2,104,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 118,751 | $2,092,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 65,709 | $2,087,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 151,595 | $2,077,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 165,534 | $2,071,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 193,806 | $2,067,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 90,018 | $2,063,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 86,489 | $2,062,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 394,434 | $2,059,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 810,741 | $2,059,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 59,584 | $2,049,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 1,204,152 | $2,047,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 32,650 | $2,042,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 109,642 | $2,039,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 40,722 | $2,036,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 155,885 | $2,034,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 213,120 | $2,033,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 161,121 | $2,030,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 541,186 | $2,029,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 141,324 | $2,028,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,866,892 | $2,025,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 153,939 | $2,024,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 539,448 | $2,023,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 122,696 | $2,011,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 62,663 | $2,001,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 171,416 | $1,997,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 333,268 | $1,996,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 49,867 | $1,996,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 63,881 | $1,992,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 232,926 | $1,992,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 89,490 | $1,986,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 363,999 | $1,984,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 101,962 | $1,978,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 105,221 | $1,975,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 1,807,067 | $1,968,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 116,210 | $1,967,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 195,511 | $1,962,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 170,836 | $1,958,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 631,551 | $1,946,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 90,307 | $1,942,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 61,496 | $1,940,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 101,786 | $1,934,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 94,065 | $1,929,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 36,223 | $1,927,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 174,006 | $1,922,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 384,155 | $1,921,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 202,749 | $1,916,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 102,288 | $1,910,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 111,631 | $1,909,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 458,123 | $1,901,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 672,745 | $1,891,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 233,451 | $1,891,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 325,114 | $1,889,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 141,447 | $1,888,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 257,415 | $1,885,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 151,546 | $1,879,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 87,013 | $1,875,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 120,390 | $1,870,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 57,253 | $1,869,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 63,141 | $1,868,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 189,174 | $1,862,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 278,994 | $1,858,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 309,293 | $1,856,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 340,832 | $1,854,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 718,332 | $1,853,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 209,549 | $1,853,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 198,688 | $1,851,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 252,739 | $1,840,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 89,248 | $1,832,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 113,404 | $1,832,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 78,309 | $1,832,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 107,728 | $1,818,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 114,467 | $1,817,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 494,728 | $1,816,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 247,935 | $1,810,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 454,402 | $1,808,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 407,025 | $1,803,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 145,952 | $1,802,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 41,929 | $1,801,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 132,606 | $1,801,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 195,427 | $1,794,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 702,988 | $1,792,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 70,564 | $1,791,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 97,163 | $1,779,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 42,490 | $1,776,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 1,032,094 | $1,775,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 99,049 | $1,764,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 36,144 | $1,761,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 53,227 | $1,748,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 156,929 | $1,740,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 191,804 | $1,733,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 75,955 | $1,728,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 62,983 | $1,725,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 97,812 | $1,725,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 111,126 | $1,722,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 538,401 | $1,718,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 441,539 | $1,717,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 601,853 | $1,715,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 82,265 | $1,714,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 94,608 | $1,712,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 191,173 | $1,711,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 233,971 | $1,711,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 32,766 | $1,709,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 76,465 | $1,709,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 27,555 | $1,705,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 224,926 | $1,701,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 58,916 | $1,699,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 36,712 | $1,699,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 135,591 | $1,699,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 364,436 | $1,698,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 352,224 | $1,691,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 397,646 | $1,690,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 59,000 | $1,688,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 52,026 | $1,687,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 88,877 | $1,653,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 889,977 | $1,646,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 59,633 | $1,644,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 34,870 | $1,635,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 116,149 | $1,632,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 92,170 | $1,629,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 76,396 | $1,626,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 445,310 | $1,625,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 19,480 | $1,622,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 110,969 | $1,618,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 177,433 | $1,617,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 53,909 | $1,615,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 417,362 | $1,611,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 401,232 | $1,605,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 113,496 | $1,604,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 99,180 | $1,604,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 114,571 | $1,597,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 289,954 | $1,597,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 70,377 | $1,594,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 104,188 | $1,593,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 23,310 | $1,585,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 86,598 | $1,563,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 132,483 | $1,563,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 173,961 | $1,559,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 165,738 | $1,558,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 263,909 | $1,557,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 120,502 | $1,554,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 117,310 | $1,552,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 60,808 | $1,550,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 17,956 | $1,548,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 184,052 | $1,547,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 121,289 | $1,546,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 169,029 | $1,545,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 68,802 | $1,544,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 98,939 | $1,543,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 136,951 | $1,540,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 445,532 | $1,537,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 67,067 | $1,536,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 89,646 | $1,529,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 140,262 | $1,525,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 104,063 | $1,520,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 109,361 | $1,509,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 98,807 | $1,498,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 383,538 | $1,496,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 109,470 | $1,495,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 1,422,505 | $1,494,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 12,639 | $1,481,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 166,662 | $1,474,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 354,427 | $1,471,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 859,321 | $1,470,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 140,084 | $1,466,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 27,108 | $1,464,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 9,550 | $1,462,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 188,695 | $1,456,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 54,728 | $1,453,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 95,631 | $1,447,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 575,011 | $1,444,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 184,811 | $1,440,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 196,817 | $1,439,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 71,437 | $1,436,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 40,122 | $1,433,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 145,916 | $1,429,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 113,107 | $1,417,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 48,541 | $1,411,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 293,782 | $1,404,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 378,577 | $1,401,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 105,349 | $1,395,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 138,702 | $1,394,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 10,046 | $1,393,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 47,010 | $1,391,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 340,126 | $1,378,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 347,311 | $1,372,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 97,426 | $1,368,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 170,075 | $1,363,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 149,779 | $1,351,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 518,065 | $1,348,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 72,208 | $1,347,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 80,516 | $1,344,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 22,000 | $1,330,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 202,335 | $1,325,000 | thousands by filing date | |
| DEUTSCHE BK AG | D1T769565 | RIGHT 04/06/2017 | 561,346 | $1,325,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 145,105 | $1,318,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 480,238 | $1,316,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 48,671 | $1,316,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 235,719 | $1,310,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 144,219 | $1,305,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 109,734 | $1,303,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 20,557 | $1,301,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 104,362 | $1,300,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 13,518 | $1,294,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 86,222 | $1,289,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 37,386 | $1,286,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 349,739 | $1,281,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 32,318 | $1,276,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 213,558 | $1,271,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 480,283 | $1,268,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 268,629 | $1,267,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 54,847 | $1,261,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 28,907 | $1,257,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 12,917 | $1,249,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 62,094 | $1,246,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 470,777 | $1,242,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 373,657 | $1,218,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 172,742 | $1,217,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 80,891 | $1,213,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 526,946 | $1,212,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 401,914 | $1,211,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 53,883 | $1,204,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 166,499 | $1,199,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 47,447 | $1,197,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 839,000 | $1,195,000 | thousands by filing date | principal |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 53,408 | $1,194,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 246,784 | $1,194,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 232,063 | $1,184,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 334,416 | $1,181,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 61,173 | $1,180,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 115,243 | $1,175,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 176,942 | $1,166,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 60,526 | $1,156,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 366,387 | $1,155,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 776,899 | $1,150,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 151,795 | $1,146,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 37,033 | $1,143,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 362,124 | $1,141,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 166,848 | $1,140,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 79,899 | $1,139,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 70,082 | $1,139,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 194,164 | $1,128,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 257,973 | $1,127,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT | 891160MJ9 | NOTE 3.625% 9/1 | 1,150,000 | $1,126,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 87,244 | $1,121,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 948,677 | $1,119,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 42,263 | $1,116,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 26,600 | $1,113,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 264,317 | $1,113,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 91,306 | $1,112,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 111,095 | $1,111,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 111,875 | $1,110,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 18,380 | $1,108,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 231,129 | $1,107,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 124,966 | $1,107,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 60,055 | $1,106,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 84,602 | $1,103,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 110,591 | $1,100,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 57,825 | $1,099,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 7,929 | $1,098,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 69,920 | $1,097,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 72,408 | $1,089,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 62,805 | $1,078,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 76,295 | $1,075,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 386,098 | $1,070,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 176,783 | $1,069,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 102,547 | $1,066,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 38,322 | $1,065,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 62,617 | $1,064,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 126,738 | $1,062,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 227,751 | $1,062,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 51,028 | $1,055,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 35,395 | $1,052,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 19,409 | $1,050,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 123,032 | $1,050,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 160,530 | $1,048,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 89,192 | $1,045,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 261,014 | $1,044,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 67,453 | $1,044,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 1,681,713 | $1,043,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 36,172 | $1,035,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 72,228 | $1,033,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 378,802 | $1,031,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 78,513 | $1,028,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 85,420 | $1,025,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 7,430 | $1,024,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 67,965 | $1,023,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 79,666 | $1,020,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 396,048 | $1,018,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 781,931 | $1,017,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 69,486 | $1,008,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 23,620 | $1,004,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 138,508 | $1,003,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 17,043 | $1,003,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 180,385 | $993,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 173,977 | $992,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 583,002 | $991,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 74,211 | $987,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 1,035,107 | $981,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 83,593 | $981,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 29,852 | $972,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 50,803 | $965,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 218,123 | $964,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 139,216 | $964,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 27,493 | $961,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 60,564 | $944,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 41,709 | $943,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 112,878 | $930,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 134,728 | $930,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 219,723 | $929,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 54,492 | $929,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 223,693 | $928,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 136,224 | $926,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 117,114 | $925,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 175,898 | $925,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 118,434 | $918,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 66,860 | $917,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 33,704 | $917,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 43,786 | $910,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 9,320 | $909,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 113,714 | $903,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 264,449 | $901,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 172,034 | $894,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 191,801 | $891,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 22,995 | $890,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 212,035 | $890,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 7,473 | $889,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 18,733 | $884,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 56,317 | $884,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 72,294 | $884,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 674,109 | $883,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 3,149 | $881,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 112,536 | $878,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 41,827 | $877,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 152,150 | $874,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 263,787 | $870,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 7,991 | $868,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 9,566 | $868,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 73,656 | $866,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 78,384 | $866,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 114,486 | $853,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 989,156 | $849,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 67,967 | $846,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 34,000 | $844,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 16,443 | $844,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 108,034 | $844,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 71,828 | $843,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 256,672 | $842,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 693,452 | $839,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 294,245 | $838,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 175,475 | $837,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 37,490 | $835,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 34,002 | $825,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 316,976 | $820,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 24,369 | $818,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 48,685 | $818,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 67,861 | $816,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 239,920 | $816,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 15,916 | $814,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 286,135 | $813,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 31,701 | $812,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 117,919 | $809,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 56,817 | $808,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 94,849 | $808,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 58,451 | $804,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 42,242 | $800,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 46,132 | $799,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 77,070 | $795,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 419,000 | $789,000 | thousands by filing date | principal |
| MOCON INC | 607494101 | COM | 36,045 | $789,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 34,108 | $786,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 291,199 | $783,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 145,799 | $783,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 76,650 | $778,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 62,124 | $777,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 17,865 | $777,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 30,704 | $774,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 122,485 | $772,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 7,582 | $757,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 26,532 | $745,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 199,050 | $740,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 33,292 | $732,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 885,208 | $732,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 39,469 | $730,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 21,699 | $721,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 7,200 | $721,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 18,715 | $716,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 6,986 | $716,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 36,949 | $715,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 50,680 | $715,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 103,040 | $712,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 81,157 | $711,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 108,290 | $710,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 559,000 | $700,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 11,800 | $697,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 329,000 | $697,000 | thousands by filing date | principal |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 419,069 | $691,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 30,621 | $689,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 172,200 | $689,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 176,402 | $688,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 72,183 | $686,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 220,044 | $684,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 50,071 | $682,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 92,449 | $680,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 205,367 | $678,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 652,000 | $676,000 | thousands by filing date | principal |
| THE BANK OF NOVA4 5 25F DUE 12/16/25 | 064159HB5 | FOREIGN BONDS (US $) | 650,000 | $668,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 61,561 | $660,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 573,816 | $660,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 351,545 | $657,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 4,843 | $655,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 48,556 | $654,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 21,084 | $653,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 134,232 | $651,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 74,618 | $649,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 36,927 | $648,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 119,205 | $648,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 131,572 | $645,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 181,156 | $643,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 1,017,951 | $642,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 31,058 | $639,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 20,074 | $638,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 96,697 | $624,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 12,161 | $621,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 6,250 | $614,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 513 | $613,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 23,459 | $609,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC | 539439AG4 | SDCV 7.500%12/3 | 575,000 | $608,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 70,145 | $600,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 117,588 | $597,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 7,932 | $597,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 220,245 | $595,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 9,365 | $589,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 335,000 | $585,000 | thousands by filing date | principal |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 35,789 | $580,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 155,223 | $578,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 12,020 | $576,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 38,456 | $573,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 29,874 | $570,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 24,331 | $568,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 30,142 | $567,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 39,477 | $566,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 48,839 | $564,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 84,863 | $561,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001256484-17-000009 | this filing | 2017-05-12 | acceptance time not in the bulk data set |