13F-HR filed by NORTHERN TRUST CORP
NORTHERN TRUST CORP filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-10, with 4,185 holding rows worth $321,055,856,000.
- Accession
- 0001256484-16-000049
- Filer
- CIK 73124
- Filed
- 2016-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 14,945 entries on the cover page, a total value of $321,055,856,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $321,055,856,000 with VALUE read as thousands by filing date, 13F file number 028-00290. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNORTHERN TRUST CO028-10495
- included managerNorthern Trust Investments, Inc028-10487
- included managerNORTHERN TRUST GLOBAL INVESTMENTS LTD028-10549
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LAM RESEARCH CORP | 512807AL2 | NOTE | 329,000 | $523,000 | thousands by filing date | principal |
| ARQ INC | 00770C101 | COM | 69,393 | $521,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L720 | CUR HDG DM IDX | 21,965 | $518,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 12,500 | $517,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 27,548 | $516,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 224,132 | $516,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 44,705 | $515,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 31,856 | $514,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 29,178 | $514,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 15,000 | $511,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 28,719 | $510,000 | thousands by filing date | |
| JARDEN CORP | 471109AL2 | NOTE 1.500 6/1 | 298,000 | $506,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 59,885 | $503,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 37,212 | $498,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 48,941 | $496,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 31,254 | $491,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 26,635 | $490,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 13,072 | $489,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 5,469 | $478,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 14,044 | $477,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 18,809 | $476,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 28,218 | $473,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 92,749 | $473,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 622,058 | $470,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 5,598 | $468,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 15,797 | $468,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 278,214 | $467,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 109,558 | $466,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 50,513 | $465,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 8,114 | $465,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 6,861 | $464,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 462,984 | $457,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 13,714 | $457,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 192,500 | $456,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 66,364 | $453,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 11,894 | $445,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 425,000 | $443,000 | thousands by filing date | principal |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 31,662 | $442,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 4,018 | $439,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 8,748 | $439,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 746,379 | $439,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 28,618 | $439,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 35,032 | $436,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 19,300 | $435,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 25,367 | $434,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 12,124 | $433,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 50,499 | $432,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 28,241 | $431,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 53,420 | $428,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 12,177 | $427,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 20,137 | $425,000 | thousands by filing date | |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 11,047 | $421,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 17,300 | $420,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 27,695 | $417,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 53,751 | $416,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 20,735 | $415,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 26,164 | $414,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 70,954 | $414,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 18,641 | $410,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 25,066 | $403,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 17,803 | $403,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 76,885 | $400,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 32,902 | $394,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 32,821 | $394,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 9,020 | $394,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 5,736 | $387,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 26,676 | $385,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 36,261 | $384,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 73,858 | $383,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 74,441 | $383,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,532 | $381,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 22,599 | $377,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 512,168 | $377,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 27,356 | $376,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 28,928 | $376,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 12,844 | $372,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 63,275 | $366,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 5,830 | $365,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 61,748 | $364,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 92,307 | $363,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 45,710 | $361,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 21,286 | $360,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 13,555 | $359,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 65,201 | $359,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 76,179 | $358,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 49,125 | $354,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 477,950 | $354,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 91,911 | $351,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 9,163 | $349,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 23,163 | $347,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 13,069 | $346,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 34,082 | $345,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 13,342 | $343,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 133,204 | $341,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 33,257 | $341,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 424,009 | $339,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 45,598 | $338,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 38,104 | $336,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 377,000 | $336,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 10,400 | $335,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 16,739 | $331,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 31,119 | $330,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 53,359 | $330,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 122,095 | $330,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 392,572 | $326,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 21,938 | $325,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 32,451 | $325,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 86,482 | $324,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 45,691 | $323,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 1,291,918 | $321,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 174,251 | $320,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 5,745 | $319,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 14,066 | $318,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 79,889 | $318,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 52,711 | $317,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 15,926 | $316,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 14,747 | $314,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 42,772 | $314,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 4,000 | $312,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 20,548 | $311,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 45,436 | $309,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 63,257 | $307,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 14,856 | $306,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 3,975 | $306,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 9,145 | $305,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 7,037 | $299,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 22,779 | $297,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 287,000 | $297,000 | thousands by filing date | principal |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 61,777 | $296,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 103,194 | $295,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 46,819 | $295,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 9,600 | $293,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 14,400 | $293,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 40,451 | $292,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 27,940 | $290,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 18,429 | $288,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 24,838 | $288,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 69,830 | $287,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 80,378 | $287,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 15,603 | $287,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 5,948 | $286,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 37,173 | $284,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 9,669 | $281,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 5,151 | $279,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 41,846 | $279,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 61,099 | $276,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 59,146 | $276,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 4,540 | $275,000 | thousands by filing date | |
| BARCLAYS PLC | 06738EAA3 | NOTE 8.250%12/3 | 275,000 | $275,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 26,103 | $274,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 7,735 | $273,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 12,600 | $272,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 39,233 | $269,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 90,346 | $269,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 19,607 | $268,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 162,455 | $267,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 8,860 | $266,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 27,700 | $266,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 10,405 | $263,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 16,573 | $261,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 35,012 | $261,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 228,168 | $261,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 30,689 | $261,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 15,935 | $259,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 14,641 | $259,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 43,612 | $257,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,055 | $255,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 18,272 | $255,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 17,252 | $254,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 39,945 | $253,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 47,554 | $252,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 210,000 | $252,000 | thousands by filing date | principal |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 83,768 | $250,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 45,479 | $250,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 22,916 | $249,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 23,888 | $248,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 16,040 | $243,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 116,739 | $241,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 79,859 | $239,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 76,237 | $239,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 41,833 | $238,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,117 | $238,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,124 | $237,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 7,379 | $237,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 29,190 | $236,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 32,916 | $235,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 9,435 | $235,000 | thousands by filing date | |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 29,776 | $235,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,566 | $233,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 32,883 | $233,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,301 | $229,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 97,389 | $229,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 62,707 | $228,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 10,151 | $225,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 99,250 | $225,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 17,527 | $224,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 21,723 | $224,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 21,699 | $223,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 19,809 | $223,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 15,483 | $223,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 24,091 | $223,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 135,456 | $223,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 4,375 | $222,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 2,110 | $222,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 134,134 | $222,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 30,808 | $221,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 10,364 | $221,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 425,754 | $221,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 11,749 | $220,000 | thousands by filing date | |
| ING GROEP N V | 456837AF0 | DBCV 6.500%12/2 | 225,000 | $218,000 | thousands by filing date | principal |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 39,488 | $218,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 5,147 | $217,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 4,341 | $217,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 1,304 | $217,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 21,040 | $215,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 33,733 | $215,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 23,895 | $215,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 38,778 | $215,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,729 | $214,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 9,470 | $214,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 118,765 | $212,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 36,044 | $208,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,585 | $207,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 11,120 | $207,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 74,004 | $207,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 75,852 | $206,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 16,998 | $204,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 29,689 | $203,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 19,745 | $202,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 123,959 | $202,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 21,232 | $201,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 116,899 | $201,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 16,948 | $201,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 77,395 | $199,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 216,130 | $198,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 36,626 | $197,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 173,330 | $196,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 135,360 | $196,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 41,774 | $196,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 241,663 | $196,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 36,463 | $195,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 284,518 | $195,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 18,000 | $195,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 72,364 | $195,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 17,714 | $195,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 17,059 | $194,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 28,497 | $193,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 14,698 | $193,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 33,031 | $193,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 12,426 | $192,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 22,207 | $191,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 28,532 | $191,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 10,493 | $190,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 10,076 | $189,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 11,693 | $189,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 11,385 | $188,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 27,754 | $187,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 14,067 | $186,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 40,624 | $186,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 10,533 | $185,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 34,098 | $183,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 12,790 | $183,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 83,158 | $182,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 79,804 | $182,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 13,961 | $181,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 213,039 | $180,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 116,275 | $179,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 109,828 | $178,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 21,406 | $177,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 10,500 | $177,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 34,636 | $177,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 33,340 | $176,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 44,262 | $175,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 19,320 | $173,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 23,057 | $173,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 58,639 | $173,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 45,467 | $173,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 16,399 | $172,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 33,863 | $172,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 52,359 | $170,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 97,483 | $170,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 27,348 | $170,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 83,030 | $167,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 21,004 | $167,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 22,593 | $167,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 36,884 | $167,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 23,714 | $166,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 14,841 | $163,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 47,086 | $163,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 34,420 | $162,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 84,642 | $162,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 105,478 | $161,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 15,974 | $159,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 40,882 | $158,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 17,742 | $157,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 105,320 | $157,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 40,093 | $156,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 359,821 | $155,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 127,882 | $155,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 10,697 | $155,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 16,400 | $154,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 58,477 | $154,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 23,709 | $152,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 50,437 | $152,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 12,064 | $148,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 14,310 | $147,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 24,238 | $146,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 34,869 | $146,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 14,470 | $145,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 24,171 | $145,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 24,510 | $144,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 85,008 | $144,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 41,484 | $144,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 21,635 | $143,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 18,563 | $142,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 10,150 | $140,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 22,421 | $140,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 127,584 | $139,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 370,581 | $139,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 31,290 | $138,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 25,783 | $138,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 49,406 | $137,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 65,138 | $137,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 23,942 | $137,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 22,859 | $136,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 145,906 | $136,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 27,470 | $136,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 29,781 | $136,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 46,249 | $135,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 12,762 | $134,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 26,805 | $134,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 45,759 | $134,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 211,366 | $133,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 20,761 | $133,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 52,560 | $132,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 23,850 | $131,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 103,000 | $131,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 18,943 | $130,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 14,962 | $130,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 27,557 | $130,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 38,862 | $130,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 25,865 | $129,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 41,750 | $129,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 22,423 | $129,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 14,487 | $128,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 22,475 | $128,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 51,033 | $127,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 25,425 | $127,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 19,735 | $127,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 24,165 | $126,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 24,701 | $126,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 41,856 | $124,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 13,125 | $122,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 17,250 | $122,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 38,625 | $121,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 12,146 | $121,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 83,678 | $121,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 167,705 | $121,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 20,636 | $119,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 10,591 | $119,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 13,835 | $119,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 41,713 | $118,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 28,889 | $117,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 21,858 | $117,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 196,918 | $116,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 12,322 | $115,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 38,643 | $115,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 60,003 | $115,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 27,141 | $114,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 81,785 | $113,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 39,020 | $113,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 10,103 | $113,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 23,346 | $112,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 11,157 | $110,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 11,247 | $110,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 26,498 | $109,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 33,770 | $108,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 24,540 | $108,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 93,567 | $107,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 104,557 | $107,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 24,094 | $106,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 10,770 | $105,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 34,177 | $105,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 125,323 | $105,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 14,202 | $105,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 18,633 | $105,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 12,049 | $103,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 20,562 | $102,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 30,616 | $102,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 29,296 | $102,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 29,859 | $102,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 38,736 | $101,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 40,177 | $101,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 33,086 | $101,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 12,846 | $100,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 21,104 | $100,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 10,893 | $99,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 93,455 | $98,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 55,477 | $98,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 28,879 | $97,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 30,028 | $96,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 141,879 | $96,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 20,020 | $96,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 53,544 | $95,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 22,667 | $95,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 57,190 | $95,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 22,349 | $95,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 15,014 | $95,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 12,293 | $94,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 12,258 | $93,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 11,098 | $93,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 18,713 | $92,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 32,617 | $91,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 102,170 | $91,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 11,513 | $90,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 10,810 | $90,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 17,142 | $90,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 11,666 | $90,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 90,168 | $90,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 48,544 | $90,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 49,412 | $90,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 22,511 | $89,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 34,448 | $88,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 17,335 | $87,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 16,247 | $87,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 316,730 | $87,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 35,233 | $87,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 15,058 | $87,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 152,316 | $86,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 26,172 | $86,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 13,684 | $86,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P100 | COM | 18,241 | $86,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 68,662 | $85,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 36,183 | $85,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 110,818 | $84,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 10,120 | $82,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 14,051 | $81,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 59,900 | $81,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 70,248 | $80,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 17,460 | $79,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 108,667 | $78,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 12,000 | $77,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 123,051 | $77,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 102,420 | $77,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 10,566 | $77,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 12,692 | $76,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 157,085 | $76,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 11,118 | $74,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 21,681 | $74,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 42,328 | $74,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 32,978 | $72,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 13,473 | $71,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 46,348 | $70,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 30,542 | $70,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 19,194 | $69,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 66,683 | $69,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 29,904 | $69,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 15,688 | $69,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 10,887 | $68,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 19,084 | $68,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 15,288 | $68,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 18,771 | $68,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 16,896 | $67,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 47,758 | $67,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 49,030 | $67,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 17,043 | $67,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 201,534 | $66,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 20,127 | $66,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 141,668 | $65,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 44,320 | $64,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 37,637 | $64,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 85,406 | $64,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 20,185 | $64,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 22,583 | $63,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 71,926 | $63,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 106,262 | $62,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 56,323 | $62,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 53,171 | $61,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 35,799 | $61,000 | thousands by filing date | |
| MAGELLAN PETE CORP COM NEW | 559091608 | Stock | 11,049 | $61,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 11,933 | $60,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 37,283 | $59,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 35,332 | $58,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 30,116 | $58,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 43,388 | $57,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 23,043 | $56,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 19,224 | $56,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 15,008 | $56,000 | thousands by filing date | |
| RADIO ONE INC | 75040P108 | CL A | 18,928 | $56,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC COM NEW | 23305L107 | Stock | 48,936 | $56,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 41,411 | $55,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 11,155 | $55,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 33,584 | $54,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 69,408 | $54,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 16,498 | $54,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 44,737 | $53,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 10,016 | $53,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 17,206 | $53,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 91,420 | $51,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 44,513 | $51,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001256484-16-000049 | this filing | 2016-11-10 | acceptance time not in the bulk data set |