13F-HR filed by NORTHERN TRUST CORP
NORTHERN TRUST CORP filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-10, with 4,185 holding rows worth $321,055,856,000.
- Accession
- 0001256484-16-000049
- Filer
- CIK 73124
- Filed
- 2016-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 14,945 entries on the cover page, a total value of $321,055,856,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $321,055,856,000 with VALUE read as thousands by filing date, 13F file number 028-00290. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNORTHERN TRUST CO028-10495
- included managerNorthern Trust Investments, Inc028-10487
- included managerNORTHERN TRUST GLOBAL INVESTMENTS LTD028-10549
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOLUB CAP BDC INC | 38173M102 | COM | 123,660 | $2,296,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 325,930 | $2,295,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 171,019 | $2,295,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 60,373 | $2,292,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 95,474 | $2,281,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 680,261 | $2,279,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 138,738 | $2,274,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 429,373 | $2,271,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 84,476 | $2,270,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 101,019 | $2,261,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 293,854 | $2,260,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 79,795 | $2,255,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,621,000 | $2,238,000 | thousands by filing date | principal |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,564,016 | $2,237,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 862,047 | $2,233,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 116,766 | $2,231,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 204,088 | $2,230,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 194,486 | $2,228,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 3,575,888 | $2,217,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 60,980 | $2,215,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 151,558 | $2,198,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 667,015 | $2,195,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 134,117 | $2,192,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 210,588 | $2,190,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 15,781 | $2,186,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 152,684 | $2,182,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 48,063 | $2,179,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 253,331 | $2,174,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 109,676 | $2,170,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 154,931 | $2,169,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 81,747 | $2,166,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 1,944,452 | $2,165,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 270,598 | $2,163,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 48,608 | $2,161,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 302,812 | $2,150,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 32,499 | $2,144,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 400,825 | $2,142,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 96,534 | $2,141,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 95,776 | $2,139,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 133,936 | $2,137,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 210,923 | $2,132,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 380,511 | $2,132,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 75,448 | $2,131,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 347,283 | $2,105,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 335,106 | $2,101,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 43,398 | $2,100,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 77,930 | $2,092,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 136,972 | $2,086,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 39,711 | $2,086,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 126,776 | $2,065,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 373,998 | $2,058,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 729,057 | $2,056,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 326,589 | $2,054,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,212,818 | $2,050,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 298,801 | $2,046,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 153,721 | $2,042,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 87,153 | $2,042,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 109,958 | $2,037,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 170,734 | $2,036,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 812,001 | $2,030,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 72,299 | $2,029,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 187,393 | $2,029,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 215,741 | $2,028,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 75,265 | $2,021,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 229,642 | $2,012,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 103,285 | $2,008,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 112,694 | $2,006,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 155,610 | $2,005,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 44,232 | $2,005,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 1,436,202 | $1,996,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 353,451 | $1,993,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 234,857 | $1,992,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 145,749 | $1,989,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 47,967 | $1,986,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 237,624 | $1,984,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 239,835 | $1,983,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 239,730 | $1,980,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 88,272 | $1,976,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 300,379 | $1,975,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 215,264 | $1,968,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 135,559 | $1,966,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 239,514 | $1,964,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 849,558 | $1,962,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 287,123 | $1,961,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 75,781 | $1,951,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 134,991 | $1,942,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 152,227 | $1,937,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 82,348 | $1,935,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 306,088 | $1,934,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 81,074 | $1,933,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 166,167 | $1,931,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 130,400 | $1,926,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 306,099 | $1,922,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 23,175 | $1,907,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 654,811 | $1,899,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 228,860 | $1,892,000 | thousands by filing date | |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 62,748 | $1,891,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 181,730 | $1,870,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 248,293 | $1,860,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 139,459 | $1,859,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 446,452 | $1,858,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 75,207 | $1,851,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 212,941 | $1,847,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 177,686 | $1,841,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 320,219 | $1,835,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 222,803 | $1,825,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 98,778 | $1,805,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 190,136 | $1,802,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 157,840 | $1,791,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,580,797 | $1,777,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 112,576 | $1,775,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 84,700 | $1,769,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 324,448 | $1,769,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 110,445 | $1,767,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 829,044 | $1,765,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 45,697 | $1,762,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 218,589 | $1,759,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 196,277 | $1,756,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 108,159 | $1,742,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 180,263 | $1,739,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 32,853 | $1,736,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 60,801 | $1,731,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 84,874 | $1,714,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 193,970 | $1,713,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 101,200 | $1,711,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 461,012 | $1,711,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 103,725 | $1,708,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 112,224 | $1,708,000 | thousands by filing date | |
| ADVANCEPIERRE FOODS HLDGS IN | 00782L107 | COM | 61,816 | $1,704,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 223,220 | $1,703,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 35,273 | $1,700,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 76,306 | $1,696,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 96,994 | $1,692,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 190,439 | $1,688,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 134,334 | $1,688,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 169,388 | $1,687,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 59,961 | $1,679,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 310,396 | $1,679,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 325,418 | $1,679,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 220,650 | $1,679,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 184,956 | $1,674,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 273,456 | $1,674,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 87,474 | $1,672,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 189,829 | $1,662,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 1,546,652 | $1,655,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 168,926 | $1,652,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 59,525 | $1,651,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 139,855 | $1,650,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 538,894 | $1,649,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 354,726 | $1,635,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 61,879 | $1,632,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 94,143 | $1,631,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 188,443 | $1,628,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 122,875 | $1,622,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 82,115 | $1,620,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 155,157 | $1,615,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 142,890 | $1,614,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 210,715 | $1,614,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 466,143 | $1,613,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 171,343 | $1,609,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 66,086 | $1,607,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 116,136 | $1,607,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 263,207 | $1,603,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 54,971 | $1,602,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 427,722 | $1,600,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 125,261 | $1,598,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 181,318 | $1,598,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 72,840 | $1,593,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 357,821 | $1,589,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 149,023 | $1,589,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 107,326 | $1,588,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 68,624 | $1,585,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 30,239 | $1,584,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 385,258 | $1,583,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 91,839 | $1,578,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 144,543 | $1,578,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 167,226 | $1,578,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 333,258 | $1,576,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 311,951 | $1,566,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 25,667 | $1,562,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 57,113 | $1,557,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 1,149,936 | $1,553,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 112,094 | $1,550,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 71,069 | $1,548,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 276,919 | $1,543,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 258,872 | $1,543,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 284,669 | $1,543,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 89,445 | $1,541,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 221,313 | $1,529,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 136,932 | $1,525,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 85,605 | $1,523,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 169,083 | $1,522,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 254,141 | $1,510,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 287,714 | $1,510,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 87,918 | $1,507,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 53,124 | $1,503,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 62,380 | $1,500,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 118,782 | $1,482,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 41,844 | $1,477,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 363,612 | $1,477,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 74,744 | $1,476,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 258,964 | $1,476,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 55,469 | $1,475,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 160,424 | $1,474,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 43,229 | $1,472,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 111,516 | $1,472,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 124,688 | $1,469,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 673,096 | $1,467,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 80,420 | $1,465,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 375,832 | $1,462,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 162,992 | $1,455,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 75,696 | $1,450,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 194,679 | $1,447,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 539,528 | $1,446,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 210,345 | $1,445,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 101,690 | $1,441,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 208,288 | $1,441,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 22,358 | $1,439,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 835,051 | $1,437,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 109,944 | $1,435,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 235,505 | $1,422,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 51,540 | $1,421,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 355,830 | $1,420,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 182,122 | $1,417,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 428,404 | $1,414,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 513,837 | $1,413,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 132,499 | $1,413,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 149,038 | $1,410,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 182,640 | $1,406,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 96,952 | $1,405,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 57,589 | $1,405,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 312,732 | $1,404,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 30,067 | $1,404,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 32,572 | $1,403,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 71,632 | $1,401,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 138,038 | $1,398,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 56,002 | $1,395,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 63,185 | $1,394,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 102,513 | $1,390,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 177,849 | $1,383,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 10,077 | $1,382,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 24,217 | $1,380,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 54,270 | $1,380,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 116,240 | $1,369,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 68,715 | $1,367,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 101,164 | $1,365,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 75,572 | $1,365,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 71,849 | $1,359,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 381,412 | $1,358,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 150,860 | $1,353,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 27,306 | $1,352,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 137,876 | $1,348,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 176,959 | $1,347,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 195,598 | $1,344,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 56,587 | $1,341,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 59,290 | $1,335,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 144,882 | $1,333,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 76,640 | $1,332,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 174,007 | $1,331,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 710,796 | $1,329,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 159,036 | $1,326,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 83,382 | $1,322,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 55,494 | $1,319,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 225,831 | $1,317,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 417,262 | $1,314,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 361,088 | $1,310,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 31,019 | $1,308,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 178,074 | $1,289,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 114,578 | $1,284,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 75,396 | $1,283,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 72,283 | $1,282,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 81,660 | $1,273,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 105,537 | $1,267,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 209,685 | $1,267,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 48,632 | $1,261,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 10,065 | $1,256,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 176,687 | $1,253,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 375,717 | $1,243,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 527,139 | $1,238,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 218,287 | $1,232,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 89,523 | $1,230,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 153,681 | $1,226,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 230,082 | $1,217,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 981,908 | $1,210,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 28,163 | $1,206,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 39,102 | $1,203,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 770,632 | $1,202,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 152,397 | $1,201,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 146,833 | $1,193,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 175,683 | $1,192,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 88,351 | $1,191,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 239,670 | $1,189,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 65,619 | $1,187,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 844,753 | $1,183,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 381,662 | $1,179,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 200,132 | $1,177,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 64,518 | $1,174,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 431,275 | $1,168,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 87,806 | $1,162,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 685,713 | $1,159,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 43,734 | $1,153,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 42,431 | $1,140,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 118,233 | $1,123,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 251,595 | $1,122,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 133,300 | $1,118,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 100,093 | $1,117,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 97,723 | $1,113,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 108,410 | $1,110,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 373,467 | $1,109,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 366,485 | $1,107,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 60,439 | $1,106,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 388,703 | $1,104,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 11,105 | $1,104,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 36,000 | $1,104,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 139,100 | $1,102,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 149,468 | $1,101,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 11,749 | $1,100,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 64,552 | $1,097,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 115,781 | $1,096,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 95,764 | $1,096,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 843,000 | $1,079,000 | thousands by filing date | principal |
| TORONTO DOMINION BK ONT | 891160MJ9 | NOTE 3.625% 9/1 | 1,075,000 | $1,078,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 203,387 | $1,070,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 12,812 | $1,069,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 273,003 | $1,064,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 398,356 | $1,064,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 95,836 | $1,063,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 57,965 | $1,062,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 80,080 | $1,056,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 82,832 | $1,056,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102103 | COM | 456,376 | $1,055,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 116,858 | $1,053,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 110,514 | $1,052,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 53,346 | $1,047,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 115,124 | $1,047,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 257,030 | $1,043,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 77,302 | $1,033,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 243,261 | $1,032,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 64,715 | $1,020,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 51,231 | $1,016,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 59,819 | $1,013,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 363,120 | $1,006,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 7,527 | $1,000,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 26,586 | $999,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 25,555 | $999,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 141,199 | $986,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 133,767 | $984,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 138,658 | $981,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 77,135 | $979,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 146,142 | $966,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 4,015 | $960,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 79,948 | $958,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 108,182 | $958,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 14,673 | $949,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 22,038 | $946,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 26,672 | $946,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 82,978 | $946,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 73,918 | $945,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 161,465 | $943,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 277,028 | $936,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 36,911 | $935,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 125,037 | $928,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 115,821 | $925,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 108,986 | $924,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 140,498 | $924,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 45,989 | $921,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 18,344 | $920,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 213,487 | $916,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 288,556 | $915,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 120,219 | $911,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 221,258 | $910,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 30,989 | $898,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 186,057 | $897,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 184,510 | $895,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 18,333 | $889,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 60,693 | $887,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 188,782 | $887,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 206,103 | $878,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 35,340 | $877,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 38,214 | $876,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 121,249 | $873,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 32,959 | $872,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 7,000 | $872,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 291,585 | $869,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 457,488 | $860,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 64,033 | $856,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 188,563 | $855,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 68,763 | $854,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 177,932 | $849,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 29,187 | $848,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 71,401 | $847,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 102,709 | $847,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 31,014 | $845,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 43,074 | $845,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 32,227 | $841,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 72,596 | $840,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 89,593 | $837,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 119,146 | $836,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 66,800 | $835,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 104,957 | $827,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 114,206 | $827,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 171,112 | $815,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 182,719 | $815,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 266,154 | $807,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 136,450 | $805,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 204,153 | $803,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 52,951 | $802,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 294,656 | $801,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 16,490 | $801,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 41,903 | $796,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 167,550 | $795,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 64,314 | $787,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 32,048 | $778,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 108,640 | $777,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 151,294 | $770,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 96,637 | $769,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 46,307 | $744,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 21,601 | $742,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 37,480 | $717,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 2,041,633 | $715,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 99,325 | $714,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 33,777 | $711,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 27,490 | $709,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 235,461 | $709,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 122,113 | $708,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 12,162 | $707,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 53,097 | $707,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 58,625 | $705,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 6,579 | $703,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 34,821 | $702,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 42,600 | $698,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 33,724 | $696,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 34,692 | $695,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 50,187 | $691,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 10,330 | $687,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 24,551 | $686,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 95,865 | $686,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 137,777 | $685,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 125,817 | $683,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 604,000 | $683,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 26,221 | $683,000 | thousands by filing date | |
| ENDESA AMERS SA | 29261D104 | SPON ADR ADDED | 49,854 | $683,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 55,099 | $682,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 386,705 | $681,000 | thousands by filing date | |
| THE BANK OF NOVA4 5 25F DUE 12/16/25 | 064159HB5 | FOREIGN BONDS (US $) | 650,000 | $681,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 13,508 | $678,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 115,077 | $676,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 661,000 | $676,000 | thousands by filing date | principal |
| VERSUM MATLS INC | 92532W103 | COM | 29,411 | $668,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 601,808 | $668,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 6,830 | $667,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 75,616 | $667,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 8,192 | $666,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 63,470 | $666,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 419,000 | $663,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 15,561 | $646,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 31,929 | $646,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 50,285 | $645,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 52,936 | $638,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 53,495 | $632,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 513 | $626,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 39,967 | $623,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 339,000 | $620,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 19,585 | $618,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 19,238 | $610,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 41,671 | $603,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 74,443 | $597,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC | 539439AG4 | SDCV 7.500%12/3 | 575,000 | $594,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 34,565 | $593,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 231,846 | $593,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 508,790 | $585,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 81,262 | $584,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 10,036 | $582,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 34,967 | $575,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 19,228 | $574,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 6,250 | $569,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 130,645 | $568,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 15,507 | $567,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 41,356 | $567,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 73,797 | $563,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 84,093 | $563,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 27,184 | $559,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 426 | $558,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 52,845 | $558,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 329,752 | $554,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 4,390 | $552,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 22,219 | $551,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 22,379 | $550,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 25,496 | $549,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 12,773 | $548,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 29,570 | $547,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 22,000 | $545,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 15,808 | $545,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 109,885 | $542,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 37,385 | $542,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 8,935 | $541,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 151,782 | $534,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 51,493 | $527,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 213,123 | $526,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 90,074 | $523,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001256484-16-000049 | this filing | 2016-11-10 | acceptance time not in the bulk data set |