13F-HR filed by NORTHERN TRUST CORP
NORTHERN TRUST CORP filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 4,077 holding rows worth $283,935,159,000.
- Accession
- 0001256484-13-000010
- Filer
- CIK 73124
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 12,274 entries on the cover page, a total value of $283,935,159,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $283,935,159,000 with VALUE read as thousands by filing date, 13F file number 028-00290. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNORTHERN TRUST CO028-10495
- included managerNorthern Trust Investments, Inc028-10487
- included managerNORTHERN TRUST GLOBAL INVESTMENTS LTD028-10549
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 11,259 | $19,000 | thousands by filing date | |
| COVER-ALL TECHNOLOGIES INC | 222892101 | COM | 14,898 | $19,000 | thousands by filing date | |
| TENGASCO INC | 88033R205 | COM NEW | 41,972 | $18,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 16,458 | $18,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 34,029 | $17,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 68,611 | $17,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 12,788 | $17,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P205 | COM NEW | 34,210 | $17,000 | thousands by filing date | |
| ERBA DIAGNOSTICS | 29490B101 | COM | 11,792 | $17,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 17,638 | $16,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 12,006 | $15,000 | thousands by filing date | |
| POSTROCK ENERGY CORP | 737525105 | COM | 11,757 | $15,000 | thousands by filing date | |
| OVERLAND STORAGE INC | 690310206 | COM NEW | 14,363 | $14,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q205 | COM | 12,774 | $14,000 | thousands by filing date | |
| HAUPPAUGE DIGITAL INC | 419131107 | COM | 29,313 | $12,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 28,009 | $12,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 34,487 | $12,000 | thousands by filing date | |
| TIMBERLINE RESOURCES CORP | 887133106 | COM | 59,931 | $12,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 98,888 | $11,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 13,037 | $10,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 21,133 | $10,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 47,500 | $10,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 30,494 | $9,000 | thousands by filing date | |
| ZOOM TECHNOLOGIES INC | 98976E301 | COM | 38,179 | $9,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G102 | COM | 15,677 | $9,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 11,402 | $9,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R204 | COM | 40,919 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 20,230 | $6,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 25,140 | $6,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 19,125 | $6,000 | thousands by filing date | |
| LIME ENERGY CO | 53261U205 | COM NEW | 12,134 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 35,144 | $5,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 41,645 | $5,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 21,210 | $5,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 27,175 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 11,831 | $4,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 13,340 | $4,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 17,115 | $4,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 32,490 | $3,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 17,030 | $3,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 11,000 | $3,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 21,532 | $3,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 25,760 | $3,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 28,230 | $3,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 22,000 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 19,375 | $3,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 22,499 | $3,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 14,960 | $3,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 33,850 | $3,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 23,406 | $3,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 22,500 | $3,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 24,842 | $3,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 20,850 | $3,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 22,900 | $3,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 20,672 | $3,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 16,550 | $2,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 18,000 | $2,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 18,200 | $2,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 12,200 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 14,065 | $2,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 17,331 | $2,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 24,100 | $2,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 17,970 | $2,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 15,628 | $2,000 | thousands by filing date | |
| NUVEEN CA INVT QUALITY MUN F | 67062A101 | COM | 13,900 | $2,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 10,970 | $2,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 17,710 | $2,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 14,800 | $1,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 10,300 | $1,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 12,610 | $1,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 20,625 | $1,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 19,506 | $1,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 10,000 | $1,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 10,000 | $1,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 12,406 | $1,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 13,000 | $1,000 | thousands by filing date | |
| LGL GROUP INC WTS EXP 08/06/18 | 50186A116 | NOTE 1.250% 5/1 | 18,330 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001256484-13-000010 | this filing | 2013-11-13 | acceptance time not in the bulk data set |