13F-HR filed by NORTHERN TRUST CORP
NORTHERN TRUST CORP filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 4,077 holding rows worth $283,935,159,000.
- Accession
- 0001256484-13-000010
- Filer
- CIK 73124
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 12,274 entries on the cover page, a total value of $283,935,159,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $283,935,159,000 with VALUE read as thousands by filing date, 13F file number 028-00290. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNORTHERN TRUST CO028-10495
- included managerNorthern Trust Investments, Inc028-10487
- included managerNORTHERN TRUST GLOBAL INVESTMENTS LTD028-10549
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 20,515 | $387,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 19,677 | $382,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 29,044 | $381,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 57,738 | $379,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 15,200 | $375,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 52,187 | $374,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 21,458 | $372,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 324 | $369,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 22,927 | $369,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 36,501 | $365,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 7,711 | $359,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 19,518 | $359,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 23,366 | $358,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 23,140 | $357,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 7,700 | $353,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 16,570 | $350,000 | thousands by filing date | |
| CFS BANCORP INC | 12525D102 | COM | 31,576 | $350,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 20,735 | $349,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 39,740 | $347,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 13,013 | $347,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 18,005 | $345,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 19,691 | $343,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 5,401 | $341,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 20,918 | $338,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 94,286 | $333,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 5,043 | $332,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 187,319 | $332,000 | thousands by filing date | |
| RICK'S CABARET INTL INC | 765641303 | COM | 28,095 | $331,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 26,072 | $330,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 31,073 | $329,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 31,818 | $328,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 21,595 | $325,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 11,324 | $323,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 16,700 | $323,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 15,372 | $321,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 3,700 | $321,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 32,115 | $320,000 | thousands by filing date | |
| SIMPLICITY BANCORP INC | 828867101 | COM | 20,555 | $320,000 | thousands by filing date | |
| PROSHARES SHORT SMALLCAP600 | 74347R784 | COM | 20,000 | $319,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 45,873 | $318,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 26,371 | $317,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 5,776 | $315,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 62,807 | $314,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 10,582 | $310,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 17,735 | $309,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 167,812 | $308,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 6,604 | $305,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 77,526 | $305,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 32,805 | $303,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 6,753 | $301,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 11,971 | $300,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 23,042 | $300,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 93,065 | $298,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 10,253 | $297,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 18,531 | $294,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 34,343 | $294,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 5,622 | $292,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 60,718 | $292,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 40,253 | $291,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 6,000 | $291,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 94,477 | $287,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 64,616 | $286,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 118,674 | $284,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 20,982 | $282,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 9,355 | $281,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 24,122 | $281,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 24,765 | $280,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 3,925 | $278,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 62,222 | $278,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 5,948 | $276,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 21,286 | $276,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 8,377 | $276,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 16,763 | $274,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 3,215 | $272,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 16,000 | $272,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 40,405 | $271,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 13,806 | $269,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 104,678 | $269,000 | thousands by filing date | |
| WOORI FIN HLDGS CO LTD | 981063100 | ADR | 7,831 | $269,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 20,232 | $268,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 14,532 | $267,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 196,869 | $264,000 | thousands by filing date | |
| OFFICIAL PMTS HLDGS INC | 67623R106 | COM | 31,752 | $264,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 28,000 | $263,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 23,507 | $262,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 37,335 | $261,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 22,342 | $261,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 10,800 | $261,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 6,795 | $260,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 24,500 | $259,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 8,877 | $259,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 6,250 | $258,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 18,383 | $257,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 63,441 | $257,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 94,720 | $257,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 25,558 | $254,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 2,827 | $253,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 27,101 | $252,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 18,150 | $252,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 99,409 | $251,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 11,650 | $251,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 35,818 | $251,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 13,620 | $250,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 2,960 | $250,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 23,430 | $250,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 53,019 | $250,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 14,240 | $249,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 9,363 | $248,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 21,142 | $247,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 14,316 | $247,000 | thousands by filing date | |
| ZALICUS INC | 98887C105 | COM | 205,867 | $247,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 17,857 | $247,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 4,500 | $246,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 114,933 | $246,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 325,416 | $245,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 89,675 | $244,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 6,773 | $243,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 17,787 | $243,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 12,301 | $239,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 118,446 | $237,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 3,175 | $235,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 128,506 | $235,000 | thousands by filing date | |
| PMC COMMERCIAL TRUST | 693434102 | SH B | 26,467 | $235,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 22,696 | $234,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 88,481 | $233,000 | thousands by filing date | |
| USEC INC | 90333E207 | COMMON | 22,107 | $233,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 44,003 | $232,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 55,800 | $231,000 | thousands by filing date | |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 14,916 | $231,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 4,500 | $229,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 10,830 | $229,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 6,250 | $229,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 31,876 | $229,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 28,934 | $228,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 31,844 | $228,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 11,240 | $227,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 30,805 | $227,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 14,589 | $226,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 87,755 | $226,000 | thousands by filing date | |
| GSE HOLDING INC | 36191X100 | COM | 108,289 | $225,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 10,900 | $224,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 12,320 | $222,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 47,850 | $218,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 21,622 | $217,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 82,271 | $217,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 16,601 | $215,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 21,539 | $215,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 6,600 | $213,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 108,070 | $212,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 3,598 | $211,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 19,156 | $211,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 2,789 | $211,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 52,071 | $211,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 63,965 | $207,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 86,566 | $207,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 45,505 | $206,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 17,000 | $205,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 23,737 | $205,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 2,495 | $205,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 9,832 | $204,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 13,224 | $204,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 37,238 | $203,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 3,480 | $203,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 13,218 | $202,000 | thousands by filing date | |
| MATERIAL SCIENCES CORP | 576674105 | COM | 21,329 | $200,000 | thousands by filing date | |
| LCA-VISION INC | 501803308 | COM | 55,139 | $198,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 39,406 | $198,000 | thousands by filing date | |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 11,360 | $198,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 34,381 | $196,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 59,353 | $196,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 26,000 | $194,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 19,588 | $192,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 107,075 | $191,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 29,638 | $190,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 21,166 | $190,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 83,360 | $186,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 19,800 | $185,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 30,953 | $185,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 31,969 | $183,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 43,124 | $183,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 43,155 | $183,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 77,908 | $182,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 88,019 | $181,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 57,347 | $181,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 19,668 | $180,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 63,588 | $179,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 14,389 | $179,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 30,002 | $179,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 68,411 | $178,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 15,337 | $177,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 16,341 | $177,000 | thousands by filing date | |
| DYNAMICS RESEARCH CORP | 268057106 | COM | 23,243 | $177,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 14,465 | $176,000 | thousands by filing date | |
| HARRIS INTERACTIVE INC | 414549105 | COM | 86,423 | $173,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 82,004 | $172,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 27,030 | $171,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 55,885 | $171,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 14,060 | $170,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 18,838 | $169,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 38,564 | $169,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 157,126 | $168,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 48,713 | $168,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 12,638 | $167,000 | thousands by filing date | |
| DOLAN CO/THE | 25659P402 | COM | 74,067 | $167,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 18,992 | $165,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 21,021 | $165,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 33,105 | $163,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 14,937 | $163,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 86,265 | $163,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 25,700 | $163,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 81,931 | $162,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 22,441 | $161,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 39,203 | $161,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 13,730 | $159,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 13,890 | $158,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 32,200 | $157,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 61,735 | $156,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 21,265 | $155,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 119,190 | $155,000 | thousands by filing date | |
| THERAGENICS CORP | 883375107 | COM | 70,769 | $154,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 58,703 | $152,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 26,322 | $152,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 13,226 | $151,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 15,786 | $150,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 91,613 | $150,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 23,787 | $149,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 14,652 | $149,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 28,044 | $148,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 14,185 | $147,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 16,766 | $147,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 10,000 | $147,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 10,232 | $147,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 70,769 | $146,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 10,377 | $145,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 27,158 | $144,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 23,830 | $144,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 23,339 | $144,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 27,987 | $144,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 27,098 | $142,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 10,929 | $141,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 32,689 | $140,000 | thousands by filing date | |
| PVF CAPITAL CORP | 693654105 | COM | 33,997 | $140,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 19,590 | $138,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 49,332 | $137,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 20,000 | $137,000 | thousands by filing date | |
| PARAMETRIC SOUND CORP | 699172201 | COM NEW | 10,933 | $137,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 19,100 | $137,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779200 | COM NEW | 18,876 | $137,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 80,469 | $136,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 42,099 | $136,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 42,270 | $135,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 11,037 | $135,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 64,840 | $135,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 64,094 | $135,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 28,095 | $134,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 26,118 | $133,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 14,940 | $132,000 | thousands by filing date | |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 33,562 | $132,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 21,577 | $131,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 14,630 | $131,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 16,000 | $131,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 103,077 | $129,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 20,325 | $129,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 42,581 | $128,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 91,680 | $128,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 69,940 | $128,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 74,767 | $128,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 99,184 | $127,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 70,312 | $127,000 | thousands by filing date | |
| ZIPREALTY INC | 98974V107 | COM | 23,225 | $127,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 10,960 | $127,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 14,470 | $126,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 29,930 | $126,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 16,127 | $126,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 12,811 | $124,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 119,805 | $123,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 45,763 | $123,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 30,283 | $122,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 16,704 | $120,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 23,902 | $119,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 21,055 | $119,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 15,664 | $119,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 15,129 | $118,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 31,516 | $117,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 29,120 | $116,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 13,225 | $115,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 15,312 | $114,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 10,300 | $114,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 30,464 | $114,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 72,158 | $113,000 | thousands by filing date | |
| CELSION CORPORATION | 15117N305 | COM NEW | 98,401 | $113,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 24,893 | $112,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 41,636 | $112,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 17,848 | $112,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 21,166 | $111,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 22,821 | $110,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 15,151 | $109,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 71,500 | $109,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 82,101 | $108,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 15,047 | $108,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 10,317 | $107,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 37,019 | $107,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 86,186 | $107,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 60,872 | $106,000 | thousands by filing date | |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 168,883 | $105,000 | thousands by filing date | |
| LAKES GAMING INC COM | 51206P109 | COM | 25,557 | $105,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 11,051 | $105,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 34,687 | $104,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 18,520 | $104,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 29,078 | $102,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 94,316 | $101,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 31,875 | $100,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 42,021 | $100,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 12,500 | $100,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 10,370 | $100,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 29,903 | $99,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 30,764 | $97,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 16,563 | $95,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 14,919 | $95,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 19,494 | $95,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 15,640 | $95,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 18,500 | $94,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 74,685 | $93,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 11,392 | $92,000 | thousands by filing date | |
| DOUBLE EAGLE PETE CO | 258570209 | COM PAR $0.10 | 30,260 | $92,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 44,035 | $92,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 35,711 | $91,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982105 | SHS | 107,724 | $90,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 51,732 | $89,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 27,676 | $88,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 49,414 | $87,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 22,794 | $87,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 36,219 | $87,000 | thousands by filing date | |
| PIZZA INN HOLDINGS INC | 725846109 | COM | 11,167 | $87,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 44,306 | $86,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 21,985 | $86,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 127,663 | $86,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 13,774 | $86,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 10,549 | $85,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 49,948 | $85,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 22,660 | $84,000 | thousands by filing date | |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 28,108 | $84,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 51,892 | $84,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 29,572 | $84,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 18,338 | $83,000 | thousands by filing date | |
| SYNTROLEUM CORP | 871630208 | COM | 18,112 | $83,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 109,883 | $81,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 46,434 | $81,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 18,324 | $80,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 16,831 | $80,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 63,614 | $80,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 10,363 | $80,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 36,485 | $80,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 24,556 | $79,000 | thousands by filing date | |
| VERENIUM CORP | 92340P209 | COM | 19,790 | $79,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 28,079 | $78,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 40,433 | $78,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 27,051 | $77,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 16,088 | $77,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 16,814 | $77,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 25,198 | $77,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 19,141 | $76,000 | thousands by filing date | |
| COLDWATER CREEK INC | 193068202 | COM | 43,730 | $76,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 41,746 | $76,000 | thousands by filing date | |
| BSD MEDICAL CORP | 055662100 | COM | 55,546 | $76,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 79,497 | $75,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 39,216 | $75,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 16,593 | $75,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 27,110 | $75,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 12,898 | $74,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 12,820 | $74,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 25,460 | $74,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 42,190 | $73,000 | thousands by filing date | |
| PERFORMANCE TECHNOLOGIES INC | 71376K102 | COM | 25,335 | $73,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 19,361 | $73,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 18,747 | $73,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 21,980 | $72,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 19,434 | $72,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 81,624 | $72,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 23,094 | $71,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 37,050 | $71,000 | thousands by filing date | |
| IDENTIVE GROUP INC | 45170X106 | COM | 98,348 | $71,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 150,646 | $71,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 26,744 | $70,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 21,077 | $70,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 30,223 | $70,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 15,215 | $70,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 47,797 | $69,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 16,361 | $68,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 14,748 | $68,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 24,157 | $67,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 326,737 | $66,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 32,261 | $65,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 18,517 | $64,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 52,814 | $64,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 70,933 | $64,000 | thousands by filing date | |
| CAMCO FINANCIAL CORP | 132618109 | COM | 15,875 | $64,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 17,302 | $64,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 10,691 | $63,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 47,164 | $63,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 18,459 | $63,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 10,718 | $62,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 23,934 | $62,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 19,630 | $62,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 13,210 | $61,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 30,245 | $61,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 14,978 | $61,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 17,961 | $60,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 35,401 | $60,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 29,176 | $60,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 22,714 | $60,000 | thousands by filing date | |
| KID BRANDS, INC. COM | 49375T100 | COM | 40,339 | $59,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 26,705 | $59,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 13,355 | $59,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 35,026 | $59,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 23,660 | $58,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 14,330 | $58,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 20,726 | $57,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 20,915 | $57,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 242,576 | $57,000 | thousands by filing date | |
| BOOKS-A-MILLION INC | 098570104 | COM | 23,794 | $57,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 30,782 | $57,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 10,259 | $57,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 41,937 | $55,000 | thousands by filing date | |
| PERMA-FIX ENVIRONMENTAL SVCS | 714157104 | COM | 74,565 | $55,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 42,048 | $55,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 19,941 | $55,000 | thousands by filing date | |
| XRS CORP | 983845108 | COM | 19,574 | $55,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 73,826 | $54,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES | 043635101 | COM | 61,791 | $54,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 55,305 | $54,000 | thousands by filing date | |
| LUCAS ENERGY INC | 549333201 | COM NEW | 42,507 | $53,000 | thousands by filing date | |
| NUPATHE INC | 67059M100 | COM | 22,062 | $53,000 | thousands by filing date | |
| VIDEO DISPLAY CORP | 926555103 | COM | 14,659 | $52,000 | thousands by filing date | |
| BAXANO SURGICAL | 071773105 | COM | 37,493 | $52,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 13,443 | $51,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 85,206 | $50,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 15,834 | $50,000 | thousands by filing date | |
| RADIO ONE INC | 75040P108 | CL A | 19,322 | $50,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 54,927 | $48,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 30,427 | $48,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 14,093 | $48,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 55,835 | $47,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 54,698 | $46,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 10,486 | $46,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 11,489 | $46,000 | thousands by filing date | |
| SARATOGA RES INC | 803521103 | COM | 19,362 | $46,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 137,049 | $45,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 16,859 | $45,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO | 560690208 | COM NEW | 81,039 | $44,000 | thousands by filing date | |
| CINEDIGM DIGITAL CINEMA - A | 172407108 | COM | 29,210 | $44,000 | thousands by filing date | |
| PYRAMID OIL CO | 747215101 | COM | 10,479 | $43,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 92,575 | $42,000 | thousands by filing date | |
| BTU INTERNATIONAL INC | 056032105 | COM | 12,553 | $42,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 14,819 | $41,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 46,537 | $41,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 28,129 | $39,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 52,773 | $39,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 25,000 | $38,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 86,723 | $38,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 83,893 | $38,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 21,815 | $38,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 13,713 | $35,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 18,486 | $35,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 10,882 | $34,000 | thousands by filing date | |
| HOLLYWOOD MEDIA CORP | 436233100 | CMN | 20,504 | $34,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 46,730 | $33,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 12,804 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 30,743 | $32,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 28,420 | $32,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 24,873 | $32,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 13,838 | $32,000 | thousands by filing date | |
| ENTREMED INC | 29382F202 | COM | 17,770 | $32,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 47,026 | $31,000 | thousands by filing date | |
| WELLS-GARDNER ELECTRONICS | 949765101 | COM | 17,025 | $29,000 | thousands by filing date | |
| RECOVERY ENERGY INC | 75626X202 | COM NEW | 13,524 | $28,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 15,057 | $27,000 | thousands by filing date | |
| LOOKSMART LTD | 543442503 | COM | 37,092 | $27,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 18,150 | $27,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 22,254 | $26,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 19,469 | $26,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 19,851 | $26,000 | thousands by filing date | |
| BACTERIN INTERNATIONAL HLDGS INC. | 05644R101 | COM | 39,278 | $26,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 16,453 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 29,026 | $24,000 | thousands by filing date | |
| AASTROM BIOSCIENCES INC | 00253U305 | COM NEW | 85,861 | $24,000 | thousands by filing date | |
| THERMOGENESIS CORP | 883623308 | COM | 22,549 | $24,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 10,516 | $24,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 24,890 | $22,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 12,408 | $22,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 36,904 | $21,000 | thousands by filing date | |
| SILVER BULL RES INC | 827458100 | COM | 59,423 | $21,000 | thousands by filing date | |
| UNITEK GLOBAL SVCS INC | 91324T302 | COM | 18,295 | $21,000 | thousands by filing date | |
| ADVANCED PHOTONIX INC | 00754E107 | CLA | 38,166 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 18,867 | $20,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 25,162 | $20,000 | thousands by filing date | |
| VISION-SCIENCES INC | 927912105 | COM | 19,912 | $20,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 13,226 | $20,000 | thousands by filing date | |
| ROBERTS REALTY INVS | 769900101 | COM | 23,445 | $20,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 14,407 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001256484-13-000010 | this filing | 2013-11-13 | acceptance time not in the bulk data set |