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Disclosery

13F-HR filed by WATER ISLAND CAPITAL LLC

WATER ISLAND CAPITAL LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 75 holding rows worth $1,069,474,000.

Accession
0001222765-23-000014
Filer
CIK 1222765
Filed
2023-08-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q2 2023

A holdings report, 75 entries on the cover page, a total value of $1,069,474,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,069,474,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-10693. A later restatement replaced it, so the quarter does not use it. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
ACTVISION BLIZZARD INC00507V109COM1,177,830$99,291,000thousands, detected and multiplied
VMWARE, INC.928563402CL A COM562,401$80,811,000thousands, detected and multiplied
HORIZON THERAPEUTICS PLCG46188101SHS709,118$72,933,000thousands, detected and multiplied
AEROJET ROCKETDYNE HLDGS INC C007800105COM1,145,604$62,859,000thousands, detected and multiplied
TXNM ENERGY INC COM69349H107Stock1,300,338$58,645,000thousands, detected and multiplied
TEGNA INC COM87901J105Stock3,585,668$58,231,000thousands, detected and multiplied
NATIONAL INSTRS CORP636518102COM959,494$55,075,000thousands, detected and multiplied
UNIVAR INC91336L107COMMON STOCK1,478,070$52,974,000thousands, detected and multiplied
CIRCOR INTL INC17273K109COM849,203$47,938,000thousands, detected and multiplied
FOCUS FINANCIAL PARTNERS INC.34417P100COM CL A670,397$35,203,000thousands, detected and multiplied
SYNEOS HEALTH INC87166B102CL A751,590$31,672,000thousands, detected and multiplied
SEAGEN INC81181C104COM154,211$29,679,000thousands, detected and multiplied
PDC ENERGY INC69327R101COM407,645$29,000,000thousands, detected and multiplied
TRITON INTL LTDG9078F107CL A309,687$25,785,000thousands, detected and multiplied
RADIUS GLOBAL INFRASTRUCTURE INC750481103COMMON STOCK1,721,543$25,651,000thousands, detected and multiplied
LIFE STORAGE INC53223X107COM192,170$25,551,000thousands, detected and multiplied
SILICON MOTION TECHNOLOGY CORP SPONSORED ADR82706C108ADR348,848$25,068,000thousands, detected and multiplied
FORGEROCK INC34631B101CL A1,154,346$23,710,000thousands, detected and multiplied
DICE THERAPEUTICS INC23345J104COM483,894$22,482,000thousands, detected and multiplied
IVERIC BIO INC46583P102COM503,196$19,796,000thousands, detected and multiplied
ABSOLUTE SOFTWARE CORP00386B109COM1,697,977$19,459,000thousands, detected and multiplied
ALBERTSONS COMPANIES INC COMMON STOCK013091103Stock861,832$18,805,000thousands, detected and multiplied
First Horizon Corporation320517105Common Capital Stock, par value $0.625 per share1,570,681$17,702,000thousands, detected and multiplied
ROGERS CORP COM775133101Stock105,128$17,023,000thousands, detected and multiplied
VECTIVBIO HLDG AGH9060V101COM939,293$15,968,000thousands, detected and multiplied
MAGELLAN MIDSTREAM PARTNERS, L559080106COM UNIT RP LP210,360$13,110,000thousands, detected and multiplied
ARCONIC ROLLED PRODS CORP03966V107COM380,939$11,268,000thousands, detected and multiplied
URSTADT BIDDLE PROPERTIES917286205COMMON STOCK490,811$10,435,000thousands, detected and multiplied
AMEDISYS INC023436108COM85,300$7,800,000thousands, detected and multiplied
MAGNACHIP SEMICONDUCTOR CORP55933J203CMN587,198$6,565,000thousands, detected and multiplied
GLOBUS MED INC CL A379577208Stock109,481$6,518,000thousands, detected and multiplied
PARATEK PHARMACEUTICALS INC699374AB0Convertible Bond4,750,000$4,686,000thousands, detected and multipliedprincipal
BLACK KNIGHT INC COM09215C105Stock64,540$3,855,000thousands, detected and multiplied
RB GLOBAL INC COM74935Q107Stock53,374$3,202,000thousands, detected and multiplied
SPOTIFY USA INC84921RAB6NOTE 3/13,500,000$2,973,000thousands, detected and multipliedprincipal
KAMAN CORP483548AF0BOND3,000,000$2,905,000thousands, detected and multipliedprincipal
RINGCENTRAL INC76680RAF4NOTE 3/03,105,000$2,855,000thousands, detected and multipliedprincipal
CHINOOK THERAPEUTICS INC16961L106COM51,468$1,977,000thousands, detected and multiplied
BLOCK INC852234AF0NOTE 0.125% 3/02,000,000$1,886,000thousands, detected and multipliedprincipal
BLACKLINE INC09239BAD1NOTE 3/12,000,000$1,693,000thousands, detected and multipliedprincipal
BAYTEX ENERGY CORP COM07317Q105Stock507,098$1,649,000thousands, detected and multiplied
WISDOMTREE INC97717PAD6NOTE 3.250% 6/11,500,000$1,465,000thousands, detected and multipliedprincipal
FRANCHISE GROUP INC35180X105COM50,809$1,455,000thousands, detected and multiplied
VERINT SYSTEMS INC92343XAC4BOND1,500,000$1,322,000thousands, detected and multipliedprincipal
SPIRIT AIRLS INC848577102COM72,805$1,249,000thousands, detected and multiplied
MONEYLION INC60938K304CL A103,640$1,245,000thousands, detected and multiplied
HARTFORD INSURANCE GROUP INC COM416515104Stock16,672$1,201,000thousands, detected and multiplied
GREENHILL & CO INC COM395259104Stock63,797$935,000thousands, detected and multiplied
DIVERSEY HLDGS LTDG28923103COM83,798$703,000thousands, detected and multiplied
AMERICAN FINANCE TRUST INC02607T109COM CLASS A92,385$625,000thousands, detected and multiplied
Bluerock Private Real Estate F09631H100COM38,628$623,000thousands, detected and multiplied
NEXTIER OILFIELD SOLUTIONS INC65290C105COMMON STOCK68,975$617,000thousands, detected and multiplied
MAXLINEAR INC57776J900CALL135,300$555,000thousands, detected and multipliedcall
QUOTIENT TECHNOLOGY INC749119103COMMON STOCK110,417$424,000thousands, detected and multiplied
LAKELAND BANCORP INC511637100COM29,792$399,000thousands, detected and multiplied
U S XPRESS ENTERPRISES INC90338N202COM56,592$347,000thousands, detected and multiplied
HORIZON THERAPEUTICS PUB LG46188951Equity Put356,500$260,000thousands, detected and multipliedput
AURA BIOSCIENCES INC05153U107COMMON STOCK19,750$244,000thousands, detected and multiplied
PARATEK PHARMACEUTICALS INC699374302Equity84,697$187,000thousands, detected and multiplied
HOWMET AEROSPACE INC443201908COM62,500$172,000thousands, detected and multipliedcall
DISH NETWORK CORPORATION25470M109CL A24,750$163,000thousands, detected and multiplied
HORIZON THERAPEUTICS PUB LG46188901Equity Call67,000$106,000thousands, detected and multipliedcall
CAESARS ENTERTAINMENT INC NE12769G900CALL18,000$87,000thousands, detected and multipliedcall
CLEARSIDE BIOMEDICAL INC185063104COM72,500$81,000thousands, detected and multiplied
IROBOT CORP COMMON STOCK462726900Cmn79,000$79,000thousands, detected and multipliedcall
BERKELEY LTS INC084310101COM87,500$43,000thousands, detected and multiplied
ISHARES TR464288953PUT150,000$42,000thousands, detected and multipliedput
AMARIN CORP PLC023111206SPONS ADR NEW35,000$42,000thousands, detected and multiplied
XEROX HOLDINGS CORP98421M906CALL65,000$33,000thousands, detected and multipliedcall
CANO HEALTH INC13781Y103COM19,250$27,000thousands, detected and multiplied
IVERIC BIO INC46583P902Equity Call592,100$21,000thousands, detected and multipliedcall
Allbirds Inc01675A109COM10,000$13,000thousands, detected and multiplied
MONEYLION INC60938K114*W EXP 09/22/202313,400$12,000thousands, detected and multiplied
GEN DIGITAL INC668771908COM30,000$7,000thousands, detected and multipliedcall
LIGHTNING EMOTORS INC 11.5000EXP05/18/202553228T119WARR53,913$2,000thousands, detected and multiplied

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001222765-23-000014this filing2023-08-14acceptance time not in the bulk data set
13F-HR/A 0001222765-24-000017 base2024-11-14acceptance time not in the bulk data set