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Disclosery

13F-HR filed by WATER ISLAND CAPITAL LLC

WATER ISLAND CAPITAL LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-25, with 74 holding rows worth $1,232,814,000.

Accession
0001222765-23-000009
Filer
CIK 1222765
Filed
2023-05-25
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q1 2023

A holdings report, 74 entries on the cover page, a total value of $1,232,814,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,232,814,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-10693. A later restatement replaced it, so the quarter does not use it. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
ACTVISION BLIZZARD INC00507V109COM985,622$84,359,000thousands, detected and multiplied
VMWARE, INC.928563402CL A COM515,303$64,336,000thousands, detected and multiplied
AEROJET ROCKETDYNE HLDGS INC C007800105COM1,121,193$62,977,000thousands, detected and multiplied
HORIZON THERAPEUTICS PLCG46188101SHS570,608$62,276,000thousands, detected and multiplied
TXNM ENERGY INC COM69349H107Stock1,258,787$61,278,000thousands, detected and multiplied
TEGNA INC COM87901J105Stock3,607,600$61,005,000thousands, detected and multiplied
DCP MIDSTREAM LP23311P100COM UT LTD PTN1,391,204$58,041,000thousands, detected and multiplied
First Horizon Corporation320517105Common Capital Stock, par value $0.625 per share3,106,430$55,232,000thousands, detected and multiplied
MOMENTIVE GLOBAL INC60878Y108COM5,891,464$54,850,000thousands, detected and multiplied
QUALTRICS INTL INC747601201COM CL A2,906,908$51,830,000thousands, detected and multiplied
SUMO LOGIC INC86646P103COM3,850,252$46,126,000thousands, detected and multiplied
UNIVAR INC91336L107COMMON STOCK1,273,242$44,602,000thousands, detected and multiplied
SHAW COMMUNICATIONS INC82028K200CL B CONV1,461,559$43,730,000thousands, detected and multiplied
FOCUS FINANCIAL PARTNERS INC.34417P100COM CL A690,426$35,812,000thousands, detected and multiplied
TRAVELCENTERS OF AMERICA INC89421B109COMMON STOCK404,753$35,011,000thousands, detected and multiplied
MAXAR TECHNOLOGIES INC57778K105COM643,874$32,876,000thousands, detected and multiplied
CARDIOVASCULAR SYSTEMS INC141619106COMMON STOCK1,598,931$31,755,000thousands, detected and multiplied
DIVERSEY HLDGS LTDG28923103COM3,763,426$30,446,000thousands, detected and multiplied
OAK STR HEALTH INC67181A107COM604,451$23,380,000thousands, detected and multiplied
SILICON MOTION TECHNOLOGY CORP SPONSORED ADR82706C108ADR350,981$22,996,000thousands, detected and multiplied
PROVENTION BIO INC74374N102COM953,407$22,977,000thousands, detected and multiplied
ROGERS CORP COM775133101Stock139,936$22,870,000thousands, detected and multiplied
SEAGEN INC81181C104COM108,429$21,954,000thousands, detected and multiplied
RADIUS GLOBAL INFRASTRUCTURE INC750481103COMMON STOCK1,474,764$21,635,000thousands, detected and multiplied
CVENT HOLDING CORP126677103COM2,355,847$19,695,000thousands, detected and multiplied
INDUS REALTY TRUST INC45580R103TRUS285,407$18,920,000thousands, detected and multiplied
FORGEROCK INC34631B101CL A866,805$17,856,000thousands, detected and multiplied
KIMBALL INTL INC494274103CL B1,256,548$15,581,000thousands, detected and multiplied
ARGO BLOCKCHAIN PLC040126104ADS511,945$14,995,000thousands, detected and multiplied
EVOQUA WATER TECHNOLOGIES CO30057T105COM244,675$12,165,000thousands, detected and multiplied
RANGER OIL CORPORATION CLASS A COM70788V102Stock277,634$11,339,000thousands, detected and multiplied
ATLAS TECHNICAL CONSULTANTS049430101COM808,490$9,855,000thousands, detected and multiplied
AMRYT PHARMA LTD - SPNR ADR03217L106COMMON EQUITY584,566$8,523,000thousands, detected and multiplied
GLOBUS MED INC CL A379577208Stock110,300$6,247,000thousands, detected and multiplied
IROBOT CORP462726100COM131,893$5,756,000thousands, detected and multiplied
MAGNACHIP SEMICONDUCTOR CORP55933J203CMN593,222$5,505,000thousands, detected and multiplied
BLACK KNIGHT INC COM09215C105Stock65,000$3,741,000thousands, detected and multiplied
RITCHIE BROS AUCTIONEERS767744105COM53,760$3,026,000thousands, detected and multiplied
SPOTIFY USA INC84921RAB6NOTE 3/13,500,000$2,930,000thousands, detected and multipliedprincipal
KAMAN CORP483548AF0BOND3,000,000$2,870,000thousands, detected and multipliedprincipal
RINGCENTRAL INC76680RAF4NOTE 3/03,105,000$2,734,000thousands, detected and multipliedprincipal
BLOCK INC852234AF0NOTE 0.125% 3/02,000,000$1,911,000thousands, detected and multipliedprincipal
BLACKLINE INC09239BAD1NOTE 3/12,000,000$1,695,000thousands, detected and multipliedprincipal
PARATEK PHARMACEUTICALS INC699374AB0Convertible Bond2,250,000$1,687,000thousands, detected and multipliedprincipal
OAK STR HEALTH INC67181AAB3BOND1,500,000$1,478,000thousands, detected and multipliedprincipal
WISDOMTREE INC97717PAD6NOTE 3.250% 6/11,500,000$1,424,000thousands, detected and multipliedprincipal
VERINT SYSTEMS INC92343XAC4BOND1,500,000$1,327,000thousands, detected and multipliedprincipal
ALBERTSONS COMPANIES INC COMMON STOCK013091103Stock60,000$1,247,000thousands, detected and multiplied
SPIRIT AIRLS INC848577102COM68,126$1,170,000thousands, detected and multiplied
HARTFORD INSURANCE GROUP INC COM416515104Stock16,672$1,162,000thousands, detected and multiplied
NATIONAL INSTRS CORP636518102COM21,750$1,140,000thousands, detected and multiplied
Bluerock Private Real Estate F09631H100COM38,628$766,000thousands, detected and multiplied
CRANE COMPANY COMMON STOCK224408104Stock6,514$739,000thousands, detected and multiplied
APOLLO ENDOSURGERY INC03767D108COM67,123$666,000thousands, detected and multiplied
BROADMARK RLTY CAP INC11135B100COM101,531$477,000thousands, detected and multiplied
LAKELAND BANCORP INC511637100COM27,263$426,000thousands, detected and multiplied
WEATHERFORD INTL PLC ORD SHSG48833118Stock5,350$318,000thousands, detected and multiplied
AURA BIOSCIENCES INC05153U107COMMON STOCK23,666$220,000thousands, detected and multiplied
EQT CORP COM26884L109Stock6,550$209,000thousands, detected and multiplied
DISH NETWORK CORPORATION25470M109CL A16,750$156,000thousands, detected and multiplied
FIRST HORIZON CORPORATION320517955COM155,700$125,000thousands, detected and multipliedput
BERKELEY LTS INC084310101COM66,000$77,000thousands, detected and multiplied
CLEARSIDE BIOMEDICAL INC185063104COM65,000$68,000thousands, detected and multiplied
CAESARS ENTERTAINMENT INC NE12769G900CALL55,000$53,000thousands, detected and multipliedcall
MOMENTIVE GLOBAL INC60878Y958Equity Put1,728,000$43,000thousands, detected and multipliedput
HOWMET AEROSPACE INC443201908COM42,500$38,000thousands, detected and multipliedcall
PARATEK PHARMACEUTICALS INC699374302Equity13,050$33,000thousands, detected and multiplied
HORIZON THERAPEUTICS PUB LG46188951Equity Put46,000$24,000thousands, detected and multipliedput
GEN DIGITAL INC668771908COM73,500$16,000thousands, detected and multipliedcall
Allbirds Inc01675A109COM10,000$12,000thousands, detected and multiplied
NATIONAL INSTRS CORP636518952Equity Put20,500$6,000thousands, detected and multipliedput
XEROX HOLDINGS CORP98421M906CALL70,000$4,000thousands, detected and multipliedcall
ACTIVISION BLIZZARD INC00507V959COM14,400$4,000thousands, detected and multipliedput
QUALTRICS INTL INC747601951Equity Put45,000$1,000thousands, detected and multipliedput

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001222765-23-000009this filing2023-05-25acceptance time not in the bulk data set
13F-HR/A 0001222765-24-000016 base2024-11-14acceptance time not in the bulk data set