13F-HR filed by WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 86 holding rows worth $1,178,201,000.
- Accession
- 0001222765-23-000003
- Filer
- CIK 1222765
- Filed
- 2023-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 86 entries on the cover page, a total value of $1,178,201,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,178,201,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-10693. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ACTVISION BLIZZARD INC | 00507V109 | COM | 923,380 | $70,685,000 | thousands, detected and multiplied | |
| TEGNA INC COM | 87901J105 | Stock | 3,306,379 | $70,062,000 | thousands, detected and multiplied | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 2,530,015 | $61,985,000 | thousands, detected and multiplied | |
| VMWARE, INC. | 928563402 | CL A COM | 468,093 | $57,463,000 | thousands, detected and multiplied | |
| STORE CAP CORP | 862121100 | COM | 1,775,643 | $56,927,000 | thousands, detected and multiplied | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 1,153,787 | $56,293,000 | thousands, detected and multiplied | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 1,557,579 | $55,341,000 | thousands, detected and multiplied | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,843,762 | $53,451,000 | thousands, detected and multiplied | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 426,020 | $48,481,000 | thousands, detected and multiplied | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 861,438 | $48,180,000 | thousands, detected and multiplied | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 431,050 | $43,450,000 | thousands, detected and multiplied | |
| LHC GROUP | 50187A107 | COM | 261,856 | $42,339,000 | thousands, detected and multiplied | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 2,336,958 | $39,051,000 | thousands, detected and multiplied | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 1,091,689 | $31,288,000 | thousands, detected and multiplied | |
| EVO PMTS INC | 26927E104 | CL A COM | 844,796 | $28,588,000 | thousands, detected and multiplied | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 883,222 | $25,420,000 | thousands, detected and multiplied | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 411,658 | $24,597,000 | thousands, detected and multiplied | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,126,840 | $24,328,000 | thousands, detected and multiplied | |
| ATLAS CORP | Y0436Q109 | COM | 1,563,414 | $23,983,000 | thousands, detected and multiplied | |
| USERTESTING INC | 91734E101 | COM | 3,157,503 | $23,713,000 | thousands, detected and multiplied | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 458,060 | $23,700,000 | thousands, detected and multiplied | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 877,979 | $23,670,000 | thousands, detected and multiplied | |
| KNOWBE4 INC | 49926T104 | COMMON STOCK | 954,644 | $23,656,000 | thousands, detected and multiplied | |
| ROGERS CORP COM | 775133101 | Stock | 197,936 | $23,622,000 | thousands, detected and multiplied | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 294,472 | $23,313,000 | thousands, detected and multiplied | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 350,981 | $22,810,000 | thousands, detected and multiplied | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 1,906,353 | $22,686,000 | thousands, detected and multiplied | |
| IROBOT CORP | 462726100 | COM | 440,781 | $21,215,000 | thousands, detected and multiplied | |
| MOMENTIVE GLOBAL INC | 60878Y108 | COM | 2,261,432 | $15,830,000 | thousands, detected and multiplied | |
| FORGEROCK INC | 34631B101 | CL A | 657,416 | $14,969,000 | thousands, detected and multiplied | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 698,915 | $10,449,000 | thousands, detected and multiplied | |
| IMAGO BIOSCIENCES INC | 45250K107 | COM | 233,522 | $8,395,000 | thousands, detected and multiplied | |
| BENEFITFOCUS INC | 08180D106 | COM | 777,804 | $8,136,000 | thousands, detected and multiplied | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 110,966 | $6,852,000 | thousands, detected and multiplied | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 613,228 | $5,758,000 | thousands, detected and multiplied | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 449,636 | $4,483,000 | thousands, detected and multiplied | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 3,500,000 | $2,818,000 | thousands, detected and multiplied | principal |
| KAMAN CORP | 483548AF0 | BOND | 3,000,000 | $2,805,000 | thousands, detected and multiplied | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 3,105,000 | $2,666,000 | thousands, detected and multiplied | principal |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 2,250,000 | $1,974,000 | thousands, detected and multiplied | principal |
| POSHMARK INC | 73739W104 | COM CL A | 109,328 | $1,955,000 | thousands, detected and multiplied | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 2,000,000 | $1,952,000 | thousands, detected and multiplied | principal |
| MONEYLION INC | 60938K106 | COM | 3,110,114 | $1,928,000 | thousands, detected and multiplied | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 2,000,000 | $1,903,000 | thousands, detected and multiplied | principal |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 151,430 | $1,649,000 | thousands, detected and multiplied | |
| WISDOMTREE INC | 97717PAD6 | NOTE 3.250% 6/1 | 1,500,000 | $1,390,000 | thousands, detected and multiplied | principal |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 17,272 | $1,310,000 | thousands, detected and multiplied | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 33,226 | $1,283,000 | thousands, detected and multiplied | |
| SPIRIT AIRLS INC | 848577102 | COM | 61,433 | $1,197,000 | thousands, detected and multiplied | |
| 1LIFE HEALTHCARE INC | 68269GAB3 | BOND | 1,000,000 | $964,000 | thousands, detected and multiplied | principal |
| Bluerock Private Real Estate F | 09631H100 | COM | 38,628 | $823,000 | thousands, detected and multiplied | |
| MOMENTIVE GLOBAL INC | 60878Y958 | Equity Put | 1,728,000 | $691,000 | thousands, detected and multiplied | put |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 22,344 | $620,000 | thousands, detected and multiplied | |
| IAA INC | 449253103 | COM | 15,156 | $606,000 | thousands, detected and multiplied | |
| LAKELAND BANCORP INC | 511637100 | COM | 32,667 | $575,000 | thousands, detected and multiplied | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 56,031 | $468,000 | thousands, detected and multiplied | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 5,250 | $340,000 | thousands, detected and multiplied | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 10,000 | $307,000 | thousands, detected and multiplied | |
| NVIDIA Corp | 67066G104 | COM | 2,075 | $303,000 | thousands, detected and multiplied | |
| EQT CORP COM | 26884L109 | Stock | 8,900 | $301,000 | thousands, detected and multiplied | |
| FIVE9 INC | 338307101 | COM | 4,100 | $278,000 | thousands, detected and multiplied | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,550 | $253,000 | thousands, detected and multiplied | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 23,500 | $247,000 | thousands, detected and multiplied | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 5,500 | $235,000 | thousands, detected and multiplied | |
| FORGEROCK INC | 34631B901 | Equity Call | 660,600 | $198,000 | thousands, detected and multiplied | call |
| CANO HEALTH INC | 13781Y103 | COM | 130,026 | $178,000 | thousands, detected and multiplied | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 12,600 | $177,000 | thousands, detected and multiplied | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 17,000 | $139,000 | thousands, detected and multiplied | |
| HOWMET AEROSPACE INC | 443201908 | COM | 21,000 | $82,000 | thousands, detected and multiplied | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 38,060 | $71,000 | thousands, detected and multiplied | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 12,500 | $58,000 | thousands, detected and multiplied | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 47,000 | $53,000 | thousands, detected and multiplied | |
| PAR PAC HOLDINGS INC | 69888T907 | COM NEW | 100,000 | $45,000 | thousands, detected and multiplied | call |
| ISOPLEXIS CORP | 465005106 | COM | 22,000 | $34,000 | thousands, detected and multiplied | |
| APOLLO ENDOSURGERY INC | 03767D908 | Equity Call | 359,000 | $27,000 | thousands, detected and multiplied | call |
| Allbirds Inc | 01675A109 | COM | 10,000 | $24,000 | thousands, detected and multiplied | |
| CAESARS ENTERTAINMENT INC NE | 12769G900 | CALL | 20,000 | $20,000 | thousands, detected and multiplied | call |
| GEN DIGITAL INC | 668771908 | COM | 38,500 | $17,000 | thousands, detected and multiplied | call |
| HORIZON THERAPEUTICS PUB L | G46188951 | Equity Put | 46,000 | $17,000 | thousands, detected and multiplied | put |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 313,400 | $13,000 | thousands, detected and multiplied | |
| MERIDIAN BIOSCIENCE INC CMN STK | 589584901 | Cmn | 150,000 | $11,000 | thousands, detected and multiplied | call |
| USERTESTING INC | 91734E901 | CALL | 175,900 | $11,000 | thousands, detected and multiplied | call |
| UNITI GROUP INC | 91325V908 | COM | 100,000 | $8,000 | thousands, detected and multiplied | call |
| XEROX HOLDINGS CORP | 98421M906 | CALL | 70,000 | $4,000 | thousands, detected and multiplied | call |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 25,000 | $2,000 | thousands, detected and multiplied | call |
| LIGHTNING EMOTORS INC 11.5000EXP05/18/2025 | 53228T119 | WARR | 53,913 | $2,000 | thousands, detected and multiplied |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001222765-23-000003 | this filing | 2023-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001222765-24-000015 | base | 2024-11-14 | acceptance time not in the bulk data set |