13F-HR filed by WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 97 holding rows worth $1,811,348,000.
- Accession
- 0001222765-22-000005
- Filer
- CIK 1222765
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 97 entries on the cover page, a total value of $1,811,348,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,811,348,000 with VALUE read as thousands by filing date, 13F file number 028-10693. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IHS MARKIT LTD | G47567105 | SHS | 1,151,232 | $153,022,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 706,166 | $149,728,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 585,714 | $139,101,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 2,170,581 | $120,077,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 312,097 | $85,202,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 3,297,912 | $78,391,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 870,388 | $78,091,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 267,457 | $71,288,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 3,328,322 | $71,160,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 1,216,524 | $56,885,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 2,633,425 | $55,328,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 568,292 | $52,777,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 2,519,713 | $52,385,000 | thousands by filing date | |
| MCAFEE CORP | 579063108 | COM CL A | 1,608,673 | $41,488,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 894,081 | $40,779,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 210,727 | $40,266,000 | thousands by filing date | |
| CMC MATERIALS INC | 12571T100 | COM | 179,035 | $34,319,000 | thousands by filing date | |
| MOMENTIVE GLOBAL INC | 60878Y108 | COM | 1,602,000 | $33,882,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 380,459 | $32,902,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 578,714 | $32,680,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 2,583,244 | $29,087,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 340,666 | $27,107,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 1,640,632 | $25,217,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 1,177,839 | $24,699,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 673,152 | $23,883,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 976,115 | $23,212,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 616,799 | $19,528,000 | thousands by filing date | |
| ATOTECH LTD | G0625A105 | COM | 712,801 | $18,191,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 576,122 | $17,433,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 204,824 | $17,068,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 364,443 | $16,881,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 955,160 | $14,996,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 140,800 | $13,086,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 1,033,768 | $12,870,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 471,000 | $12,726,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 482,000 | $12,720,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 742,531 | $12,571,000 | thousands by filing date | |
| MONEYLION INC | 60938K106 | COM | 2,933,000 | $10,450,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 5,500,000 | $7,353,000 | thousands by filing date | principal |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 135,000 | $6,106,000 | thousands by filing date | |
| Lightning eMotors Inc | 53228RAA3 | Convertible Bond | 5,950,000 | $4,786,000 | thousands by filing date | principal |
| CASPER SLEEP INC | 147626105 | COM | 631,390 | $4,218,000 | thousands by filing date | |
| ZENDESK INC | 98936JAD3 | NOTE 0.625% 6/1 | 3,500,000 | $4,176,000 | thousands by filing date | principal |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 3,000,000 | $3,686,000 | thousands by filing date | principal |
| KAMAN CORP | 483548AF0 | BOND | 3,000,000 | $3,112,000 | thousands by filing date | principal |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 2,000,000 | $2,968,000 | thousands by filing date | principal |
| KALEYRA INC | 483379103 | COMMON EQUITY | 232,895 | $2,338,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 1,000,000 | $2,285,000 | thousands by filing date | principal |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 2,250,000 | $2,071,000 | thousands by filing date | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 1,500,000 | $2,003,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 1,500,000 | $1,634,000 | thousands by filing date | principal |
| ZENDESK INC | 98936J901 | CALL | 253,100 | $1,632,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 18,775 | $1,296,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 141,200 | $1,202,000 | thousands by filing date | |
| STRYVE FOODS INC | 863685103 | CLASS A COM | 300,000 | $1,185,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 5,594 | $768,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 56,926 | $647,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 2,277 | $430,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 25,484 | $386,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,000 | $377,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 7,620 | $365,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 12,000 | $348,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 3,099 | $294,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 55,972 | $251,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 11,363 | $248,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 23,649 | $235,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 60,405 | $231,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 7,160 | $218,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 5,900 | $214,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 97,623 | $201,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 20,176 | $201,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 7,586 | $196,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 1,000 | $187,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 4,396 | $184,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 8,871 | $182,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC | 88087E950 | PUT | 135,000 | $180,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 2,000 | $155,000 | thousands by filing date | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 50,000 | $151,000 | thousands by filing date | call |
| INTERSECT ENT INC | 46071F103 | COM | 3,886 | $106,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 2,054 | $106,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W302 | COM NEW CL A | 4,023 | $106,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 3,668 | $106,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,777 | $101,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,293 | $93,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 2,580 | $92,000 | thousands by filing date | |
| CORVUS GOLD INC | 221013105 | COM | 26,953 | $87,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 400 | $65,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 1,000 | $63,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 2,500 | $59,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,014 | $53,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 1,918 | $49,000 | thousands by filing date | |
| Allbirds Inc | 01675A109 | COM | 2,000 | $30,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC CALL JUL 550 | 007903907 | CALL JUL 550 | 4,000 | $26,000 | thousands by filing date | call |
| BRICKELL BIOTECH INC | 10802T105 | COM | 100,000 | $23,000 | thousands by filing date | |
| OPENLANE INC | 48238T909 | CALL | 21,500 | $4,000 | thousands by filing date | call |
| SCIENTIFIC GAMES CORP CMN STK | 80874P909 | Cmn | 10,000 | $3,000 | thousands by filing date | call |
| TURTLE BEACH CORP | 900450906 | COM NEW | 5,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001222765-22-000005 | this filing | 2022-02-14 | acceptance time not in the bulk data set |