13F-HR filed by WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 70 holding rows worth $1,737,292,000.
- Accession
- 0001222765-21-000013
- Filer
- CIK 1222765
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 70 entries on the cover page, a total value of $1,737,292,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,737,292,000 with VALUE read as thousands by filing date, 13F file number 028-10693. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 593,794 | $138,033,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 1,148,987 | $133,995,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 455,788 | $123,354,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 686,798 | $109,709,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,967,894 | $108,313,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 2,172,818 | $101,666,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 659,912 | $99,640,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 352,804 | $88,233,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 3,275,296 | $76,118,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 3,214,759 | $67,317,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 350,757 | $52,614,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 798,143 | $45,702,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 1,046,040 | $45,555,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 2,107,070 | $39,297,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 1,154,515 | $39,103,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 207,739 | $39,096,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 1,665,163 | $33,503,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 1,718,772 | $32,691,000 | thousands by filing date | |
| ATOTECH LTD | G0625A105 | COM | 1,198,797 | $28,951,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 1,193,259 | $26,144,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 644,922 | $25,984,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 2,210,506 | $24,713,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 997,824 | $23,509,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 596,247 | $22,836,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 1,187,839 | $21,096,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 239,336 | $20,916,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 1,018,104 | $20,708,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 357,518 | $16,317,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 322,703 | $15,396,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 89,140 | $15,346,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 359,619 | $12,249,000 | thousands by filing date | |
| MONEYLION INC | 60938K106 | COM | 1,703,000 | $11,529,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 433,747 | $7,534,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 423,290 | $7,433,000 | thousands by filing date | |
| SCORE MEDIA & GAMING INC | 80919D202 | CL A SUB VTG SHS | 195,861 | $6,704,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 93,225 | $6,482,000 | thousands by filing date | |
| Medallia Inc | 584021AB5 | Convertible Bond | 5,000,000 | $5,345,000 | thousands by filing date | principal |
| Lightning eMotors Inc | 53228RAA3 | Convertible Bond | 5,700,000 | $5,067,000 | thousands by filing date | principal |
| ITAMAR MED LTD SPONSORED ADS | 465437101 | ADR | 167,525 | $5,063,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 61,669 | $4,247,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 22,300 | $4,215,000 | thousands by filing date | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 3,000,000 | $4,051,000 | thousands by filing date | principal |
| KAMAN CORP | 483548AF0 | BOND | 3,000,000 | $3,083,000 | thousands by filing date | principal |
| KALEYRA INC | 483379103 | COMMON EQUITY | 240,000 | $2,642,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 1,000,000 | $2,271,000 | thousands by filing date | principal |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 2,250,000 | $2,016,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 1,500,000 | $1,889,000 | thousands by filing date | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 1,500,000 | $1,735,000 | thousands by filing date | principal |
| STRYVE FOODS INC | 863685103 | CLASS A COM | 300,000 | $1,605,000 | thousands by filing date | |
| BULL HORN HLDGS CORP | G1686P114 | UNIT 10/13/2025 | 150,000 | $1,527,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 17,900 | $1,257,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 3,308 | $1,091,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 9,953 | $543,000 | thousands by filing date | |
| S&P GLOBAL INC | 78409V904 | COM | 197,900 | $341,000 | thousands by filing date | call |
| UPHEALTH INC | 91532B101 | COM | 97,623 | $285,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 5,132 | $232,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 297,400 | $216,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 43,596 | $212,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 20,534 | $179,000 | thousands by filing date | |
| VICI PPTYS INC | 925652909 | COM | 451,000 | $79,000 | thousands by filing date | call |
| ACCELERON PHARMA INC | 00434H908 | CALL | 73,000 | $66,000 | thousands by filing date | call |
| SCIENTIFIC GAMES CORP CMN STK | 80874P909 | Cmn | 11,500 | $63,000 | thousands by filing date | call |
| CIT Group Inc | 125581GR3 | Corporate Bond | 50,000 | $54,000 | thousands by filing date | principal |
| CORVUS GOLD INC | 221013105 | COM | 11,172 | $36,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC | 98980L901 | CALL | 374,600 | $32,000 | thousands by filing date | call |
| OPENLANE INC | 48238T909 | CALL | 21,500 | $20,000 | thousands by filing date | call |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 20,000 | $19,000 | thousands by filing date | call |
| DIVERSEY HLDGS LTD | G28923103 | COM | 13,000 | $9,000 | thousands by filing date | call |
| KRATON PERFORMANCE POLYMERS | 50077C906 | COM | 13,200 | $9,000 | thousands by filing date | call |
| TRILLIUM THERAPEUTICS INC | 89620X906 | CALL | 273,200 | $7,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001222765-21-000013 | this filing | 2021-11-12 | acceptance time not in the bulk data set |