13F-HR filed by WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-10, with 106 holding rows worth $1,417,921,000.
- Accession
- 0001222765-21-000003
- Filer
- CIK 1222765
- Filed
- 2021-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 106 entries on the cover page, a total value of $1,417,921,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,417,921,000 with VALUE read as thousands by filing date, 13F file number 028-10693. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE CORP | 278265103 | COM NON VTG | 1,489,383 | $101,174,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 452,803 | $95,397,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 2,478,615 | $84,719,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 1,949,629 | $82,352,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 898,548 | $79,656,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 558,395 | $79,164,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 864,928 | $75,456,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 481,238 | $75,189,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 3,331,760 | $69,834,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 1,430,182 | $69,407,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 903,369 | $65,910,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 810,868 | $60,223,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 714,135 | $41,670,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 553,880 | $29,273,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 840,142 | $29,069,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 295,244 | $26,522,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 476,970 | $25,604,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 1,607,034 | $24,555,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 631,528 | $22,672,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 1,354,568 | $21,944,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 371,456 | $21,604,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 569,531 | $20,930,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 844,794 | $16,228,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 218,471 | $15,747,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 563,763 | $14,359,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 1,414,299 | $13,365,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 702,919 | $12,336,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 862,009 | $12,241,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 50,263 | $8,797,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,041,500 | $8,488,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 225,433 | $8,346,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 227,950 | $8,047,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 300,000 | $7,053,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 300,000 | $6,747,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 134,849 | $5,823,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 513,434 | $3,918,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 270,000 | $3,726,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 69,400 | $3,455,000 | thousands by filing date | |
| FAST ACQUISITION CORP | 311875207 | UNIT 99/99/9999 | 245,566 | $2,701,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H204 | UNIT 99/99/9999 | 200,000 | $2,470,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 2,500,000 | $2,465,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,000,000 | $2,193,000 | thousands by filing date | principal |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 94,608 | $2,183,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 1,500,000 | $1,980,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 1,000,000 | $1,861,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 1,500,000 | $1,813,000 | thousands by filing date | principal |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 160,000 | $1,744,000 | thousands by filing date | |
| BULL HORN HLDGS CORP | G1686P114 | UNIT 10/13/2025 | 150,000 | $1,707,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP | G03707125 | UNIT 99/99/9999 | 140,004 | $1,688,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 1,500,000 | $1,649,000 | thousands by filing date | principal |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 120,000 | $1,586,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 334,975 | $1,574,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 111,152 | $1,551,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 1,500,000 | $1,534,000 | thousands by filing date | principal |
| CORELOGIC INC | 21871D103 | COM | 18,500 | $1,430,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 58,492 | $1,408,000 | thousands by filing date | |
| DPCM CAPITAL, INC. | 23344P200 | COM | 125,000 | $1,378,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 150,003 | $1,368,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 1,500,000 | $1,303,000 | thousands by filing date | principal |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 90,000 | $1,199,000 | thousands by filing date | |
| Roth Ch Acquisition II Co | 778673202 | Unit | 115,000 | $1,196,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQUISITN COR | 812227205 | UNIT 99/99/9999 | 110,000 | $1,150,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 60,000 | $1,138,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 8,632 | $1,135,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 73,960 | $1,132,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 64,400 | $1,125,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP UNIT EX | 52470X208 | Stock | 100,000 | $1,084,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 106,668 | $1,081,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H100 | CMN | 100,000 | $1,076,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X103 | CL A SHS | 100,000 | $1,071,000 | thousands by filing date | |
| SPARTACUS ACQUISITION CORP | 84677L208 | Cmn | 100,000 | $1,058,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 100,000 | $1,040,000 | thousands by filing date | |
| BINAH CAP GROUP INC | 496861204 | BCG | 100,000 | $1,040,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQUISITION | 77584N200 | UNIT 99/99/9999 | 100,000 | $1,040,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 106,668 | $1,031,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L207 | UNIT 99/99/9999 | 100,000 | $1,030,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 125,000 | $1,018,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 120,006 | $1,001,000 | thousands by filing date | |
| Rodgers Silicon Valley Acquisition Corp | 774873202 | Unit | 75,000 | $1,001,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 1,241,843 | $857,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 33,332 | $800,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 80,004 | $760,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 75,005 | $709,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195101 | COM CL A | 35,000 | $693,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 50,000 | $543,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N204 | UNIT 12/18/2025 | 50,000 | $525,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 9,997 | $511,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 78,859 | $494,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 27,900 | $355,000 | thousands by filing date | |
| ROMEO POWER INC | 776153958 | PUT | 20,000 | $234,000 | thousands by filing date | put |
| EQT CORP COM | 26884L109 | Stock | 15,000 | $191,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW | 25179M903 | CALL | 50,000 | $160,000 | thousands by filing date | call |
| CNX RES CORP COM | 12653C108 | Stock | 14,000 | $151,000 | thousands by filing date | |
| ROMEO POWER INC | 776153908 | CALL | 75,000 | $109,000 | thousands by filing date | call |
| SCIENTIFIC GAMES CORP CMN STK | 80874P909 | Cmn | 20,000 | $102,000 | thousands by filing date | call |
| TRIUMPH GROUP INC NEW CMN STOCK | 896818901 | Cmn | 100,000 | $93,000 | thousands by filing date | call |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 14,500 | $81,000 | thousands by filing date | put |
| DIAMONDBACK ENERGY INC | 25278X909 | CALL | 10,000 | $76,000 | thousands by filing date | call |
| Gilat Satellite Network | M51474118 | COM | 10,000 | $65,000 | thousands by filing date | |
| CANOO INC | 13803R952 | COM | 10,000 | $57,000 | thousands by filing date | put |
| BIOTELEMETRY INC | 090672906 | Equity Call | 321,300 | $48,000 | thousands by filing date | call |
| PERSPECTA INC | 715347900 | CALL | 20,000 | $38,000 | thousands by filing date | call |
| IShares S&P 500 Index Fund | 464287952 | ETF | 270,500 | $26,000 | thousands by filing date | put |
| S&P GLOBAL INC | 78409V904 | COM | 15,300 | $8,000 | thousands by filing date | call |
| ISHARES TR | 464287955 | PUT | 62,700 | $3,000 | thousands by filing date | put |
| AMARIN CORPORATION PLC -ADR | 023111906 | ADR | 10,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001222765-21-000003 | this filing | 2021-02-10 | acceptance time not in the bulk data set |