13F-HR filed by WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 96 holding rows worth $1,177,408,000.
- Accession
- 0001222765-20-000012
- Filer
- CIK 1222765
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 96 entries on the cover page, a total value of $1,177,408,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,177,408,000 with VALUE read as thousands by filing date, 13F file number 028-10693. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 2,554,978 | $127,877,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 2,349,279 | $91,974,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 1,143,544 | $77,075,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 8,467,038 | $72,393,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 312,498 | $65,256,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 1,920,524 | $64,818,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 3,541,969 | $59,186,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 1,573,338 | $48,050,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 544,468 | $44,625,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 236,602 | $40,696,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 552,378 | $39,954,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 1,062,245 | $36,594,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 615,540 | $32,304,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 2,097,432 | $31,461,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 368,202 | $31,308,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 384,354 | $25,986,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 510,530 | $25,098,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 4,287,871 | $21,011,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 438,579 | $18,574,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 301,303 | $18,199,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 342,651 | $17,792,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 389,422 | $16,679,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 542,432 | $16,262,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 1,274,452 | $16,249,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 1,519,832 | $15,001,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 60,950 | $13,363,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 108,690 | $12,592,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 1,586,173 | $8,645,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 385,000 | $7,196,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 755,995 | $5,300,000 | thousands by filing date | |
| FAST ACQUISITION CORP | 311875207 | UNIT 99/99/9999 | 488,913 | $4,874,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 531,333 | $4,644,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 218,000 | $3,955,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 93,150 | $3,897,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 360,100 | $2,737,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 133,286 | $2,444,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 2,000,000 | $2,397,000 | thousands by filing date | principal |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 470,799 | $2,067,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H204 | UNIT 99/99/9999 | 200,000 | $2,060,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 190,000 | $2,052,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,000,000 | $2,030,000 | thousands by filing date | principal |
| FLYING EAGLE ACQUISITION COR | 34407Y103 | COM | 150,000 | $1,824,000 | thousands by filing date | |
| IAC INTERACTIVECORP NEW | 44891N109 | COM | 15,000 | $1,797,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 150,000 | $1,755,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751202 | UNIT 10/01/2023 | 167,971 | $1,666,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 1,500,000 | $1,652,000 | thousands by filing date | principal |
| CHAMPIONX CORPORATION | 15872M104 | COM | 199,419 | $1,593,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 1,500,000 | $1,520,000 | thousands by filing date | principal |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 140,000 | $1,476,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 124,800 | $1,466,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 1,000,000 | $1,455,000 | thousands by filing date | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 1,500,000 | $1,454,000 | thousands by filing date | principal |
| PERSPECTA INC | 715347100 | COM | 69,492 | $1,352,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 160,000 | $1,334,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 66,665 | $1,276,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 18,500 | $1,252,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 126,664 | $1,230,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 225,409 | $1,219,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 150,003 | $1,202,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP COM CL A | 53804F103 | Stock | 170,001 | $1,160,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 100,000 | $1,149,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 100,000 | $1,029,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 90,750 | $1,011,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 100,000 | $1,002,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 106,668 | $996,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 106,668 | $951,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 90,000 | $936,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 125,000 | $915,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 23,000 | $675,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 49,947 | $576,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 12,400 | $527,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 13,395 | $519,000 | thousands by filing date | |
| ISHARES TR | 464287955 | PUT | 62,100 | $490,000 | thousands by filing date | put |
| CLOUDERA INC | 18914U100 | COM | 44,000 | $479,000 | thousands by filing date | |
| IShares S&P 500 Index Fund | 464287952 | ETF | 269,900 | $457,000 | thousands by filing date | put |
| Concho Resources Inc. | 20605P101 | COM | 10,000 | $441,000 | thousands by filing date | |
| MP MATERIALS CORP WT EXP 050427 | 34962V114 | Stock | 35,000 | $390,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 8,000 | $352,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 350,000 | $268,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 638901306 | PFD | 6,000 | $261,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 1,699 | $238,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 23,187 | $219,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 22,000 | $208,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 36,455 | $198,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 480,000 | $169,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 21,699 | $151,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 14,000 | $131,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 50,000 | $120,000 | thousands by filing date | put |
| SCIENTIFIC GAMES CORP CMN STK | 80874P909 | Cmn | 11,000 | $53,000 | thousands by filing date | call |
| TRIUMPH GROUP INC NEW CMN STOCK | 896818901 | Cmn | 50,000 | $49,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,000 | $42,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 10,000 | $23,000 | thousands by filing date | |
| NIELSEN HLDGS PLC | G6518L908 | CALL | 25,000 | $18,000 | thousands by filing date | call |
| IMMUNOMEDICS INC CMN STK | 452907908 | Cmn | 187,500 | $5,000 | thousands by filing date | call |
| XEROX HOLDINGS CORP | 98421M906 | CALL | 35,000 | $1,000 | thousands by filing date | call |
| AMARIN CORPORATION PLC -ADR | 023111906 | ADR | 10,000 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001222765-20-000012 | this filing | 2020-11-12 | acceptance time not in the bulk data set |